Seros Financial, LLC

CIK 0002039918 • 8 13F filings • Apr 16, 2025 – Oct 21, 2026

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Filer information

Filed by: Seros Financial, LLC, CCO
Address: 2141 EAST BROADWAY RD., SUITE 220, TEMPE, AZ, 85282
Phone: 480-967-1155
AUM: $170.5M

AUM over time

$196.9M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsOther

Holdings by filing

Portfolio value: $157.8M56 positionsView on SEC.gov

			% of Portfolio
ABBVIE INC	COM	$209K	0.1%Prev: 0.1%	1,125 SH	Decreased+45 SH
ALPHABET INC	CAP STK CL A	$232K	0.1%Prev: 0.2%	1,314 SH	Decreased+193 SH
AMAZON COM INC	COM	$1.3M	0.8%Prev: 0.5%	6,107 SH	Increased+2,142 SH
APPLE INC	COM	$1.1M	0.7%Prev: 0.7%	5,224 SH	Decreased+664 SH
AUTOMATIC DATA PROCESSING IN	COM	$216K	0.1%	702 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$9.4M	6.0%Prev: 6.3%	19,397 SH	Decreased-1,225 SH
BROADCOM INC	COM	$217K	0.1%Prev: 0.2%	789 SH	Decreased-70 SH
COSTCO WHSL CORP NEW	COM	$297K	0.2%	300 SH	New
CROWDSTRIKE HLDGS INC	CL A	$685K	0.4%Prev: 0.3%	1,344 SH	Increased+222 SH
ETFIS SER TR I	VIRTUS INFRCAP	$626K	0.4%Prev: 0.3%	30,067 SH	Increased+4,331 SH
FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	$7.9M	5.0%Prev: 5.9%	441,869 SH	Decreased-76,584 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST LADDERED	$22.5M	14.3%Prev: 11.7%	698,989 SH	Increased+166,721 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST NAS	$228K	0.1%	7,754 SH	New
GLOBAL X FDS	ADAPTIVE US	$9.4M	6.0%Prev: 0.2%	210,172 SH	Increased+204,927 SH
INNOVATOR ETFS TRUST	GRWT ACLRTD PLUS	$205K	0.1%	5,726 SH	New
INNOVATOR ETFS TRUST	GRWT100 PWR BF	$228K	0.1%	4,463 SH	New
INNOVATOR ETFS TRUST	GRWT100 PWR BUF	$348K	0.2%Prev: 0.2%	5,109 SH	Decreased
INNOVATOR ETFS TRUST	LADDERED ALC BFR	$7.0M	4.5%Prev: 1.1%	207,593 SH	Increased+158,739 SH
INNOVATOR ETFS TRUST	LADERD ALCTN PWR	$3.5M	2.2%Prev: 2.9%	74,894 SH	Decreased-16,787 SH
INNOVATOR ETFS TRUST	US EQT PWR BUF	$318K	0.2%Prev: 0.2%	8,528 SH	Increased+1,598 SH
INNOVATOR ETFS TRUST	US EQT ULTRA BF	$9.2M	5.9%	252,142 SH	New
INNOVATOR ETFS TRUST	US EQTY BUF DEC	$207K	0.1%Prev: 0.1%	4,577 SH	Decreased
INNOVATOR ETFS TRUST	US EQTY BUFR JUL	$319K	0.2%Prev: 0.2%	6,763 SH	Increased+552 SH
INNOVATOR ETFS TRUST	US EQTY PWR BUF	$1.4M	0.9%Prev: 0.9%	35,960 SH	Decreased+930 SH
INVESCO EXCH TRADED FD TR II	FNDMNTL HY CRP	$970K	0.6%	52,532 SH	New
INVESCO EXCH TRADED FD TR II	S&P 500 HB ETF	$899K	0.6%Prev: 0.5%	9,220 SH	Increased+2,713 SH
INVESCO EXCH TRADED FD TR II	S&P 500 MOMNTM	$13.9M	8.8%Prev: 13.3%	123,761 SH	Decreased-62,795 SH
INVESCO EXCH TRD SLF IDX FD	RUSL 1000 DYNM	$761K	0.5%	13,173 SH	New
INVESCO EXCHANGE TRADED FD T	S&P 500 TOP 50	$7.1M	4.5%Prev: 6.0%	135,862 SH	Decreased-36,807 SH
INVESCO EXCHANGE TRADED FD T	S&P MIDCAP 400	$911K	0.6%	8,336 SH	New
INVESCO EXCHANGE TRADED FD T	S&P SMLCP MOMENT	$4.8M	3.0%Prev: 6.1%	70,009 SH	Decreased-55,265 SH
INVESCO QQQ TR	UNIT SER 1	$15.2M	9.6%Prev: 9.1%	27,486 SH	Increased+2,687 SH
ISHARES TR	CORE S&P500 ETF	$305K	0.2%Prev: 0.2%	492 SH	Increased+74 SH
ISHARES TR	RUS TP200 GR ETF	$8.8M	5.6%Prev: 0.7%	35,537 SH	Increased+31,400 SH
ISHARES TR	S&P 500 GRWT ETF	$545K	0.3%Prev: 0.2%	4,953 SH	Increased+2,611 SH
ISHARES TR	S&P 500 VAL ETF	$9.5M	6.0%Prev: 0.2%	48,803 SH	Increased+47,140 SH
JOHNSON CTLS INTL PLC	SHS	$751K	0.5%	7,110 SH	New
META PLATFORMS INC	CL A	$336K	0.2%Prev: 0.2%	455 SH	Increased
MICROSOFT CORP	COM	$1.4M	0.9%Prev: 0.4%	2,760 SH	Increased+915 SH
MOTOROLA SOLUTIONS INC	COM NEW	$213K	0.1%Prev: 0.1%	507 SH	Decreased-1 SH
NVIDIA CORPORATION	COM	$2.0M	1.3%Prev: 0.5%	12,891 SH	Increased+8,574 SH
ORACLE CORP	COM	$327K	0.2%	1,495 SH	New
ORION GROUP HLDGS INC	COM	$967K	0.6%Prev: 1.2%	106,590 SH	Decreased-62,114 SH
PALANTIR TECHNOLOGIES INC	CL A	$206K	0.1%	1,511 SH	New
PURPLE INNOVATION INC	COM	$7K	0.0%Prev: 0.0%	10,000 SH	Increased
SCHWAB STRATEGIC TR	US LRG CAP ETF	$2.1M	1.3%Prev: 2.6%	84,656 SH	Decreased-76,960 SH
SHOPIFY INC	CL A SUB VTG SHS	$321K	0.2%Prev: 0.2%	2,781 SH	Increased+225 SH
SPDR S&P 500 ETF TR	TR UNIT	$1.7M	1.1%	2,690 SH	New
SPDR SERIES TRUST	PORTFOLIO S&P600	$477K	0.3%	11,205 SH	New
TESLA INC	COM	$619K	0.4%Prev: 0.4%	1,948 SH	Decreased+154 SH
UPSTART HLDGS INC	COM	$297K	0.2%	4,589 SH	New
VANECK ETF TRUST	SEMICONDUCTR ETF	$405K	0.3%Prev: 0.6%	1,451 SH	Decreased-975 SH
VANGUARD BD INDEX FDS	TOTAL BND MRKT	$3.5M	2.2%Prev: 2.5%	47,294 SH	Decreased-6,788 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$465K	0.3%	819 SH	New
VERISK ANALYTICS INC	COM	$716K	0.5%Prev: 0.3%	2,297 SH	Increased+75 SH
VISA INC	COM CL A	$279K	0.2%	785 SH	New

Sold (vs prior filing)

COSTCO WHOLESALE CORPORATION — $276K
CREATIVE MEDIA & CMNTY TR — $178K
DBX ETF TR — $4.6M
INNOVATOR ETFS TRUST — $215K
INVESCO EXCH TRADED FD TR II — $1.0M
INVESCO EXCH TRADED FD TR II — $454K
INVESCO EXCHANGE TRADED FD T — $297K
ISHARES TR — $221K
JOHNSON CONTROLS INTERNATION — $930K
LEGG MASON ETF INVT — $10.9M
PGIM ETF TR — $2.1M
SCHWAB STRATEGIC TR — $11.6M
STATE STR SPDR S&P 500 ETF T — $1.4M
UNITEDHEALTH GROUP INC — $219K
VANGUARD BD INDEX FDS — $1.2M

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 6, 2026	Q4 2025	13F-HR	0001104659-26-011337	$170.5M	View
Oct 21, 2026	Q3 2026	13F-HR	0001104659-26-117793	$196.9M	View
Dec 11, 2025	Q3 2025