Richard P Slaughter Associates Inc

CIK 0001811783 • 6 13F filings • Apr 10, 2025 – Jul 13, 2026

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Filer information

Filed by, address, phone, and AUM appear here after the 13f-holdings-enricher runs (it reads the SEC cover page for each filing).

AUM over time

$0 latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsEnergyOther

Holdings by filing

Portfolio value: $464.2M108 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$254K	0.1%Prev: 0.1%	1,635 SH	Decreased+19 SH
ABBVIE INC	COM	$1.0M	0.2%Prev: 0.1%	4,506 SH	Increased+1,500 SH
AIR LEASE CORP	CL A	$244K	0.1%	3,839 SH	New
ALPHABET INC	CAP STK CL C	$5.1M	1.1%Prev: 1.1%	20,913 SH	Decreased+4,859 SH
AMAZON COM INC	COM	$5.1M	1.1%Prev: 0.6%	23,010 SH	Increased+10,377 SH
ANGEL OAK FUNDS TRUST	OAK ULTRASHORT	$33.2M	7.2%Prev: 4.1%	649,957 SH	Increased+241,942 SH
APPLE INC	COM	$12.5M	2.7%Prev: 2.5%	48,983 SH	Decreased+5,236 SH
AT&T INC	COM	$230K	0.0%	8,151 SH	New
AUTOMATIC DATA PROCESSING IN	COM	$561K	0.1%Prev: 0.1%	1,913 SH	Increased+378 SH
BANK AMERICA CORP	COM	$843K	0.2%	16,336 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$2.4M	0.5%Prev: 0.3%	4,862 SH	Increased+2,095 SH
BLACKROCK ETF TRUST II	ISHARES FLEXIBLE	$1.2M	0.2%	21,694 SH	New
BLACKROCK ETF TRUST II	ISHARES SHORT-TE	$731K	0.2%	14,417 SH	New
BONDBLOXX ETF TRUST	BLOOMBERG TEN YR	$1.4M	0.3%	29,941 SH	New
BONDBLOXX ETF TRUST	BLOOMBERG TWENTY	$1.2M	0.3%	31,358 SH	New
BROADCOM INC	COM	$3.5M	0.8%Prev: 0.8%	10,597 SH	Decreased+112 SH
CATALYST PHARMACEUTICALS INC	COM	$414K	0.1%	21,036 SH	New
CATERPILLAR INC	COM	$204K	0.0%Prev: 0.1%	427 SH	Decreased-14 SH
CHECK POINT SOFTWARE TECH LT	ORD	$951K	0.2%	4,597 SH	New
CHEVRON CORP NEW	COM	$253K	0.1%	1,626 SH	New
COLUMBIA ETF TR II	EM CORE EX ETF	$6.7M	1.5%Prev: 2.7%	185,524 SH	Decreased-72,304 SH
COSTCO WHSL CORP NEW	COM	$1.0M	0.2%	1,086 SH	New
CUMMINS INC	COM	$218K	0.0%Prev: 0.1%	517 SH	Decreased+123 SH
DIMENSIONAL ETF TRUST	US CORE EQUITY 2	$972K	0.2%	25,188 SH	New
ELI LILLY & CO	COM	$759K	0.2%Prev: 0.2%	995 SH	Decreased+311 SH
EXXON MOBIL CORP	COM	$2.4M	0.5%Prev: 0.5%	21,065 SH	Decreased+1,043 SH
FIDELITY COVINGTON TRUST	ENHANCED MID	$39.1M	8.4%	1,082,233 SH	New
FIRST TR EXCHANGE TRADED FD	NASDQ CLN EDGE	$7.3M	1.6%	48,021 SH	New
GE AEROSPACE	COM NEW	$219K	0.0%Prev: 0.1%	727 SH	Decreased+44 SH
GLOBAL X FDS	ARTIFICIAL ETF	$11.6M	2.5%Prev: 3.6%	235,632 SH	Decreased-44,459 SH
GOLDMAN SACHS ETF TR	ACTIVEBETA INT	$1.2M	0.3%Prev: 0.2%	29,229 SH	Decreased+1,374 SH
GOLDMAN SACHS ETF TR	ACTIVEBETA US	$20.0M	4.3%Prev: 4.3%	267,045 SH	Decreased+24,277 SH
GOLDMAN SACHS ETF TR	EQUAL WEIGHT US	$225K	0.0%	2,645 SH	New
HARTFORD FDS EXCHANGE TRADED	MUN OPORTUNITE	$1.3M	0.3%Prev: 0.4%	33,269 SH	Decreased-23,269 SH
HOME DEPOT INC	COM	$1.1M	0.2%	2,813 SH	New
INNOVATOR ETFS TRUST	DEFINED WLT SHLD	$630K	0.1%Prev: 0.1%	19,207 SH	Decreased-1,800 SH
INNOVATOR ETFS TRUST	PREM INCM 30 BAR	$257K	0.1%	10,424 SH	New
INNOVATOR ETFS TRUST	US EQTY ULTRA B	$267K	0.1%	6,964 SH	New
INTEL CORP	COM	$202K	0.0%Prev: 0.1%	6,017 SH	Decreased+1,352 SH
INTERACTIVE BROKERS GROUP IN	COM CL A	$489K	0.1%	7,100 SH	New
INTERNATIONAL BUSINESS MACHS	COM	$206K	0.0%Prev: 0.0%	730 SH	Increased+13 SH
ISHARES INC	CORE MSCI EMKT	$7.6M	1.6%Prev: 3.0%	114,590 SH	Decreased-67,248 SH
ISHARES INC	ESG AWR MSCI EM	$231K	0.0%Prev: 0.1%	5,310 SH	Decreased-2,635 SH
ISHARES TR	CORE MSCI EAFE	$2.6M	0.6%Prev: 0.6%	30,328 SH	Decreased+1,266 SH
ISHARES TR	EAFE SML CP ETF	$480K	0.1%Prev: 0.1%	6,253 SH	Decreased+145 SH
ISHARES TR	ESG AW MSCI EAFE	$1.5M	0.3%Prev: 0.3%	16,153 SH	Decreased-1,189 SH
ISHARES TR	ESG AWARE MSCI	$380K	0.1%Prev: 0.1%	8,430 SH	Decreased+1,024 SH
ISHARES TR	MORNINGSTR US EQ	$462K	0.1%Prev: 0.1%	5,001 SH	Decreased+351 SH
ISHARES TR	MSCI INTL QUALTY	$8.6M	1.9%Prev: 1.7%	194,698 SH	Decreased+15,997 SH
ISHARES TR	MSCI USA QLT FCT	$1.6M	0.4%Prev: 0.1%	8,473 SH	Increased+5,716 SH
ISHARES TR	MSCI USA VALUE	$423K	0.1%Prev: 0.1%	3,384 SH	Decreased+121 SH
ISHARES TR	RUS 1000 GRW ETF	$369K	0.1%Prev: 0.1%	788 SH	Increased-1,565 SH
ISHARES TR	RUS 1000 VAL ETF	$212K	0.0%Prev: 0.0%	1,042 SH	Decreased
ISHARES TR	RUS MID CAP ETF	$3.4M	0.7%Prev: 0.7%	34,771 SH	Decreased+3,411 SH
ISHARES TR	RUS TP200 GR ETF	$41.9M	9.0%Prev: 7.5%	152,957 SH	Increased+20,909 SH
ISHARES TR	RUS TP200 VL ETF	$35.6M	7.7%Prev: 10.6%	405,527 SH	Decreased-107,787 SH
ISHARES TR	RUSSELL 2000 ETF	$4.5M	1.0%Prev: 1.0%	18,407 SH	Decreased+1,164 SH
ISHARES TR	U.S. TECH ETF	$308K	0.1%	1,571 SH	New
ISHARES U S ETF TR	SHORT MATURITY M	$5.0M	1.1%	98,244 SH	New
J P MORGAN EXCHANGE TRADED F	ACTIVE BOND ETF	$746K	0.2%	13,766 SH	New
J P MORGAN EXCHANGE TRADED F	DIV RTN EM EQT	$256K	0.1%Prev: 0.1%	4,341 SH	Decreased
J P MORGAN EXCHANGE TRADED F	DIVERSFED RTRN	$1.0M	0.2%Prev: 0.2%	9,521 SH	Decreased+711 SH
J P MORGAN EXCHANGE TRADED F	INTRNL RES EQT	$52.6M	11.3%Prev: 12.8%	715,613 SH	Decreased-76,074 SH
J P MORGAN EXCHANGE TRADED F	ULTRA SHRT ETF	$2.5M	0.5%Prev: 0.4%	49,612 SH	Increased+14,161 SH
J P MORGAN EXCHANGE TRADED F	ULTRA SHT MUNCPL	$5.0M	1.1%Prev: 0.6%	98,089 SH	Increased+38,908 SH
JABIL INC	COM	$874K	0.2%Prev: 0.2%	4,024 SH	Decreased+1,043 SH
JOHNSON & JOHNSON	COM	$1.3M	0.3%Prev: 0.3%	6,752 SH	Decreased+1,598 SH
JPMORGAN CHASE & CO.	COM	$2.4M	0.5%	7,528 SH	New
MASTERCARD INCORPORATED	CL A	$1.1M	0.2%Prev: 0.1%	1,916 SH	Increased+1,396 SH
META PLATFORMS INC	CL A	$3.7M	0.8%Prev: 0.2%	4,985 SH	Increased+3,215 SH
MICROSOFT CORP	COM	$9.1M	2.0%Prev: 0.9%	17,588 SH	Increased+4,637 SH
MORGAN STANLEY	COM NEW	$270K	0.1%Prev: 0.1%	1,697 SH	Decreased+88 SH
NEOS ETF TRUST	NEOS ENH INC 1-3	$33.9M	7.3%Prev: 4.1%	681,315 SH	Increased+263,979 SH
NETFLIX INC	COM	$1.3M	0.3%	1,082 SH	New
NEXTERA ENERGY INC	COM	$401K	0.1%Prev: 0.1%	5,316 SH	Decreased
NVIDIA CORPORATION	COM	$9.9M	2.1%Prev: 1.5%	52,823 SH	Increased+15,728 SH
OPERA LTD	SPONSORED ADS	$717K	0.2%	34,719 SH	New
ORACLE CORP	COM	$573K	0.1%	2,037 SH	New
PALANTIR TECHNOLOGIES INC	CL A	$466K	0.1%	2,553 SH	New
PGIM ROCK ETF TR	S&P 500 BUFFER	$12.3M	2.6%	423,947 SH	New
PIMCO ETF TR	ENHAN SHRT MA AC	$980K	0.2%Prev: 0.3%	9,734 SH	Decreased-4,537 SH
PIMCO ETF TR	MULTISECTOR BD	$1.0M	0.2%Prev: 0.1%	38,838 SH	Increased+11,073 SH
PROCORE TECHNOLOGIES INC	COM	$1.4M	0.3%Prev: 0.3%	36,000 SH	Decreased
PROCTER AND GAMBLE CO	COM	$576K	0.1%	3,747 SH	New
SCHWAB STRATEGIC TR	US BRD MKT ETF	$253K	0.1%Prev: 0.0%	9,830 SH	Increased+2,564 SH
SCHWAB STRATEGIC TR	US LCAP GR ETF	$229K	0.0%	7,187 SH	New
SPDR INDEX SHS FDS	PORTFOLIO DEVLPD	$477K	0.1%	11,158 SH	New
SPDR SERIES TRUST	PORTFOLI S&P1500	$286K	0.1%	3,542 SH	New
SPDR SERIES TRUST	S&P 500 ESG ETF	$1.6M	0.4%	25,843 SH	New
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$1.0M	0.2%	3,749 SH	New
TESLA INC	COM	$2.6M	0.6%Prev: 0.4%	5,943 SH	Increased+1,433 SH
VANECK ETF TRUST	LONG MUNI ETF	$412K	0.1%	23,580 SH	New
VANECK ETF TRUST	SHRT HGH YLD MUN	$312K	0.1%Prev: 0.1%	13,608 SH	Increased+482 SH
VANGUARD INDEX FDS	MCAP GR IDXVIP	$2.0M	0.4%Prev: 0.3%	6,703 SH	Increased+2,504 SH
VANGUARD INDEX FDS	MCAP VL IDXVIP	$929K	0.2%Prev: 0.2%	5,321 SH	Increased+829 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$988K	0.2%Prev: 0.2%	1,613 SH	Decreased+45 SH
VANGUARD INDEX FDS	SM CP VAL ETF	$466K	0.1%Prev: 0.1%	2,235 SH	Increased+704 SH
VANGUARD INDEX FDS	SML CP GRW ETF	$482K	0.1%Prev: 0.1%	1,618 SH	Increased+397 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$499K	0.1%Prev: 0.2%	1,521 SH	Decreased-1,446 SH
VANGUARD INDEX FDS	VALUE ETF	$217K	0.0%	1,164 SH	New
VANGUARD INTL EQUITY INDEX F	ALLWRLD EX US	$3.2M	0.7%Prev: 0.7%	45,435 SH	Decreased+619 SH
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$1.1M	0.2%Prev: 0.2%	19,832 SH	Increased+6,181 SH
VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	$816K	0.2%Prev: 0.2%	13,619 SH	Decreased+932 SH
VANGUARD WORLD FD	MEGA CAP VAL ETF	$3.6M	0.8%Prev: 0.9%	26,478 SH	Decreased-2,375 SH
VANGUARD WORLD FD	MEGA GRWTH IND	$8.5M	1.8%Prev: 1.5%	21,052 SH	Increased-65,370 SH
VISA INC	COM CL A	$1.3M	0.3%Prev: 0.1%	3,849 SH	Increased+2,652 SH
WALMART INC	COM	$1.6M	0.3%Prev: 0.2%	15,573 SH	Increased+6,675 SH
WORLD GOLD TR	SPDR GLD MINIS	$4.3M	0.9%Prev: 1.0%	56,847 SH	Decreased-5,707 SH

Sold (vs prior filing)

ADVANCED MICRO DEVICES INC — $216K
AMERICAN CENTY ETF TR — $2.2M
BANK OF AMER CORP — $513K
BLACKROCK ETF TRUST — $3.8M
BLACKROCK ETF TRUST II — $494K
BLACKROCK ETF TRUST II — $576K
BONDBLOXX ETF TRUST — $2.3M
COSTCO WHOLESALE CORPORATION — $320K
DIMENSIONAL ETF TRUST — $1.1M
FIDELITY COVINGTON TRUST — $57.5M
FIRST TR EXCHANGE-TRADED FD — $9.1M
FIRST TR EXCHANGE-TRADED FD — $15.5M
ISHARES TR — $673K
ISHARES U S ETF TR — $3.0M
JPMORGAN CHASE & CO — $1.3M
MICRON TECHNOLOGY INC — $254K
NETFLIX INC. — $240K
PROCTER & GAMBLE CO — $216K
SCHWAB STRATEGIC TR — $7.7M
SCHWAB STRATEGIC TR — $248K
… and 9 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Oct 13, 2026	Q3 2026	13F-HR	0001811783-26-000006	—	View
Jan 12, 2026	Q4 2025	13F-HR	0001811783-26-000001	$477.1M	View
Oct 9, 2025