RATIONAL ADVISORS, INC.

CIK 0001143565 • 6 13F filings • May 1, 2025 – Jul 24, 2026

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Filer information

Filed by: RATIONAL ADVISORS, INC., Chief Compliance Officer
Address: 207 Calle de Parque St., San Juan, PR, 00912
Phone: 631-629-4907
AUM: $976.5M

AUM over time

$1.09B latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $1.01B193 positionsView on SEC.gov

			% of Portfolio
ABBOTT LABS	COM	$69K	0.0%	513 SH	New
ABBVIE INC	COM	$969K	0.1%Prev: 0.1%	4,186 SH	Decreased-388 SH
ADOBE INC	COM	$42K	0.0%Prev: 0.0%	119 SH	Increased-24 SH
ADVANCED MICRO DEVICES INC	COM	$490K	0.0%Prev: 0.1%	3,026 SH	Decreased+1,002 SH
AFFIRM HLDGS INC	COM CL A	$292K	0.0%	4,000 SH	New
AGILENT TECHNOLOGIES INC	COM	$9K	0.0%Prev: 0.0%	74 SH	Decreased-34 SH
ALBEMARLE CORP	COM	$293K	0.0%	3,610 SH	New
ALLIANT ENERGY CORP	NOTE 3.875% 3/1	$7.5M	0.7%	6,930,000 SH	New
ALPHABET INC	CAP STK CL A	$8.6M	0.9%Prev: 0.5%	35,303 SH	Increased+18,929 SH
ALPHABET INC	CAP STK CL C	$838K	0.1%Prev: 0.1%	3,440 SH	Decreased-1,033 SH
AMAZON COM INC	COM	$6.8M	0.7%Prev: 0.4%	30,910 SH	Increased+12,212 SH
AMERICAN EXPRESS CO	COM	$2.9M	0.3%Prev: 0.0%	8,704 SH	Increased+8,456 SH
AMERICAN TOWER CORP NEW	COM	$336K	0.0%	1,748 SH	New
AMERICAN WTR CAP CORP	NOTE 3.625% 6/1	$6.5M	0.6%	6,510,000 SH	New
AMGEN INC	COM	$44K	0.0%Prev: 0.0%	155 SH	Decreased-44 SH
AON PLC	SHS CL A	$22K	0.0%Prev: 0.0%	62 SH	Decreased-18 SH
APOLLO GLOBAL MGMT INC	COM	$3.3M	0.3%Prev: 0.1%	24,780 SH	Increased+12,265 SH
APOLLO GLOBAL MGMT INC	SER A MAND CNV	$2.1M	0.2%	29,700 SH	New
APPLE INC	COM	$5.2M	0.5%Prev: 0.4%	20,397 SH	Increased+4,887 SH
APPLIED MATLS INC	COM	$48K	0.0%Prev: 0.0%	234 SH	Decreased-66 SH
APPLOVIN CORP	COM CL A	$73K	0.0%Prev: 0.2%	102 SH	Decreased-4,321 SH
ARES MANAGEMENT CORPORATION	6.75 SE B PFD	$2.1M	0.2%Prev: 0.4%	42,100 SH	Decreased-70,600 SH
ARES MANAGEMENT CORPORATION	CL A COM STK	$16K	0.0%Prev: 0.0%	99 SH	Increased-22 SH
ASML HOLDING N V	N Y REGISTRY SHS	$109K	0.0%	113 SH	New
AUTODESK INC	COM	$20K	0.0%Prev: 0.0%	62 SH	Increased-12 SH
AUTOMATIC DATA PROCESSING IN	COM	$35K	0.0%Prev: 0.0%	120 SH	Increased-30 SH
AXON ENTERPRISE INC	COM	$17K	0.0%Prev: 0.0%	24 SH	Decreased-7 SH
BANK AMERICA CORP	7.25%CNV PFD L	$10.3M	1.0%	8,048 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$824K	0.1%Prev: 0.2%	1,639 SH	Decreased-3,342 SH
BLACKROCK INC	COM	$458K	0.0%Prev: 0.0%	393 SH	Increased+333 SH
BLACKSTONE INC	COM	$3.2M	0.3%Prev: 0.1%	18,654 SH	Increased+8,900 SH
BOOZ ALLEN HAMILTON HLDG COR	CL A	$67K	0.0%	671 SH	New
BOSTON SCIENTIFIC CORP	COM	$42K	0.0%Prev: 0.0%	435 SH	Increased-95 SH
BROADCOM INC	COM	$1.8M	0.2%Prev: 0.1%	5,570 SH	Increased+1,430 SH
BROADRIDGE FINL SOLUTIONS IN	COM	$9K	0.0%Prev: 0.0%	37 SH	Increased-9 SH
BROOKFIELD CORP	CL A LTD VT SH	$1.7M	0.2%	25,500 SH	New
CADENCE DESIGN SYSTEM INC	COM	$758K	0.1%Prev: 0.0%	2,159 SH	Increased+2,057 SH
CALIX INC	COM	$285K	0.0%	4,637 SH	New
CARNIVAL CORP	UNIT 99/99/9999	$3.0M	0.3%	103,500 SH	New
CATERPILLAR INC	COM	$535K	0.1%Prev: 0.1%	1,122 SH	Decreased+214 SH
CBOE GLOBAL MKTS INC	COM	$7K	0.0%Prev: 0.0%	30 SH	Decreased-6 SH
CENCORA INC	COM	$18K	0.0%Prev: 0.0%	58 SH	Decreased-13 SH
CHIPOTLE MEXICAN GRILL INC	COM	$980K	0.1%	25,000 SH	New
CINTAS CORP	COM	$24K	0.0%Prev: 0.0%	115 SH	Decreased-36 SH
CISCO SYS INC	COM	$80K	0.0%Prev: 0.0%	1,174 SH	Decreased-277 SH
CME GROUP INC	COM	$29K	0.0%Prev: 0.0%	106 SH	Decreased-28 SH
COINBASE GLOBAL INC	NOTE 0.250% 4/0	$1.0M	0.1%	800,000 SH	New
CONSTELLATION ENERGY CORP	COM	$415K	0.0%	1,260 SH	New
COPART INC	COM	$13K	0.0%Prev: 0.0%	283 SH	Increased-43 SH
CORNING INC	COM	$499K	0.0%Prev: 0.0%	6,085 SH	Increased+4,248 SH
COSTAR GROUP INC	COM	$11K	0.0%Prev: 0.0%	132 SH	Increased-23 SH
COSTCO WHSL CORP NEW	COM	$4.0M	0.4%	4,314 SH	New
CSX CORP	COM	$20K	0.0%Prev: 0.0%	550 SH	Decreased-150 SH
D R HORTON INC	COM	$14K	0.0%Prev: 0.0%	81 SH	Decreased-25 SH
DEERE & CO	COM	$36K	0.0%Prev: 0.1%	79 SH	Decreased-1,615 SH
DIMENSIONAL ETF TRUST	CORE FIXED INCOM	$16.6M	1.7%	388,805 SH	New
DRAFTKINGS INC NEW	NOTE 3/1	$5.2M	0.5%	5,780,000 SH	New
EBAY INC.	COM	$1.1M	0.1%	11,900 SH	New
ELECTRONIC ARTS INC	COM	$282K	0.0%	1,400 SH	New
ELI LILLY & CO	COM	$897K	0.1%Prev: 0.4%	1,176 SH	Decreased-2,060 SH
EQUIFAX INC	COM	$8K	0.0%Prev: 0.0%	33 SH	Increased-7 SH
EQUINIX INC	COM	$392K	0.0%Prev: 0.0%	501 SH	Increased+465 SH
ETSY INC	COM	$1.0M	0.1%	15,100 SH	New
ETSY INC	NOTE 0.250% 6/1	$7.1M	0.7%	8,040,000 SH	New
EXPEDIA GROUP INC	COM NEW	$2.2M	0.2%	10,500 SH	New
EXXON MOBIL CORP	COM	$776K	0.1%Prev: 0.1%	6,885 SH	Decreased-3,917 SH
FAIR ISAAC CORP	COM	$10K	0.0%	7 SH	New
FISERV INC	COM	$20K	0.0%Prev: 0.0%	155 SH	Increased-1 SH
FORD MTR CO	NOTE 3/1	$6.8M	0.7%	6,740,000 SH	New
FORTINET INC	COM	$19K	0.0%Prev: 0.0%	222 SH	Decreased-51 SH
GE AEROSPACE	COM NEW	$519K	0.1%Prev: 0.2%	1,725 SH	Decreased-3,775 SH
GLOBAL PMTS INC	NOTE 1.500% 3/0	$8.7M	0.9%	9,457,000 SH	New
GLOBAL X FDS	GLB X MLP ENRG I	$50.7M	5.0%Prev: 4.5%	808,015 SH	Increased+140,306 SH
GLOBAL X FDS	US PFD ETF	$20.8M	2.1%Prev: 2.2%	1,069,210 SH	Decreased-193,265 SH
GOLDMAN SACHS GROUP INC	COM	$1.2M	0.1%Prev: 0.1%	1,450 SH	Increased+471 SH
HCA HEALTHCARE INC	COM	$29K	0.0%Prev: 0.0%	69 SH	Decreased-14 SH
HENRY JACK & ASSOC INC	COM	$3K	0.0%Prev: 0.0%	20 SH	Decreased-6 SH
HEWLETT PACKARD ENTERPRISE C	7.625 MAND CONV	$6.1M	0.6%Prev: 0.2%	89,140 SH	Increased+66,800 SH
HOME DEPOT INC	COM	$771K	0.1%Prev: 0.0%	1,903 SH	Increased+1,534 SH
HONEYWELL INTL INC	COM	$562K	0.1%	2,672 SH	New
HSBC HLDGS PLC	SPON ADR NEW	$1.0M	0.1%Prev: 0.1%	14,685 SH	Increased+6,650 SH
IDEXX LABS INC	COM	$15K	0.0%Prev: 0.0%	24 SH	Increased-5 SH
INSULET CORP	COM	$1.4M	0.1%	4,400 SH	New
INTERCONTINENTAL EXCHANGE IN	COM	$29K	0.0%Prev: 0.0%	173 SH	Increased-27 SH
INTERNATIONAL BUSINESS MACHS	COM	$880K	0.1%Prev: 0.0%	3,119 SH	Increased+1,424 SH
INTUIT	COM	$3.5M	0.4%Prev: 0.0%	5,180 SH	Increased+5,078 SH
INTUITIVE SURGICAL INC	COM NEW	$508K	0.1%Prev: 0.0%	1,135 SH	Increased+1,004 SH
INVESCO EXCH TRADED FD TR II	NASDAQ 100 ETF	$51.0M	5.1%Prev: 4.2%	206,555 SH	Increased+55,058 SH
INVESCO EXCH TRADED FD TR II	TAXABLE MUN BD	$4.2M	0.4%Prev: 1.1%	154,918 SH	Decreased-293,962 SH
IQVIA HLDGS INC	COM	$9K	0.0%Prev: 0.0%	49 SH	Decreased-16 SH
ISHARES INC	CORE MSCI EMKT	$7.2M	0.7%	109,392 SH	New
ISHARES TR	1 3 YR TREAS BD	$7K	0.0%Prev: 0.0%	86 SH	Decreased-1,377 SH
ISHARES TR	7-10 YR TRSY BD	$25K	0.0%Prev: 0.0%	258 SH	Increased+27 SH
ISHARES TR	CORE MSCI EAFE	$12.2M	1.2%Prev: 0.8%	140,180 SH	Increased+48,396 SH
ISHARES TR	CORE S&P500 ETF	$46.5M	4.6%Prev: 4.8%	69,433 SH	Decreased-430 SH
ISHARES TR	CORE US AGGBD ET	$75.8M	7.5%Prev: 6.7%	756,348 SH	Increased+21,307 SH
ISHARES TR	CYBERSECURITY	$662K	0.1%	12,641 SH	New
ISHARES TR	MBS ETF	$8.1M	0.8%	85,050 SH	New
ISHARES TR	US AER DEF ETF	$775K	0.1%Prev: 0.1%	3,703 SH	Decreased-469 SH
ITT INC	COM	$3.3M	0.3%Prev: 0.4%	18,300 SH	Decreased-1,700 SH
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$29.0M	2.9%Prev: 2.6%	507,268 SH	Increased+7,889 SH
JPMORGAN CHASE & CO.	COM	$1.2M	0.1%	3,769 SH	New
KKR & CO INC	6.25 CON SER D	$8.5M	0.8%Prev: 0.3%	161,600 SH	Increased+91,800 SH
KKR & CO INC	COM	$3.0M	0.3%	23,350 SH	New
KLA CORP	COM NEW	$41K	0.0%Prev: 0.0%	38 SH	Decreased-454 SH
LAM RESEARCH CORP	COM NEW	$50K	0.0%Prev: 0.0%	370 SH	Decreased-100 SH
LANTHEUS HLDGS INC	COM	$1K	0.0%Prev: 0.0%	20 SH	Decreased-12 SH
LENNAR CORP	CL A	$9K	0.0%Prev: 0.0%	74 SH	Increased-19 SH
LINDE PLC	SHS	$66K	0.0%Prev: 0.0%	138 SH	Decreased-32 SH
LIVE NATION ENTERTAINMENT IN	COM	$2.7M	0.3%Prev: 0.0%	16,516 SH	Increased+16,430 SH
LOCKHEED MARTIN CORP	COM	$33K	0.0%Prev: 0.0%	66 SH	Decreased-18 SH
LOWES COS INC	COM	$39K	0.0%Prev: 0.0%	157 SH	Decreased-50 SH
MASTERCARD INCORPORATED	CL A	$150K	0.0%Prev: 0.0%	263 SH	Decreased-59 SH
MCDONALDS CORP	COM	$568K	0.1%	1,870 SH	New
MERCADOLIBRE INC	COM	$2.9M	0.3%	1,250 SH	New
MERITAGE HOMES CORP	NOTE 1.750% 5/1	$7.2M	0.7%	7,022,000 SH	New
META PLATFORMS INC	CL A	$7.4M	0.7%Prev: 0.0%	10,013 SH	Increased+9,086 SH
MICROCHIP TECHNOLOGY INC.	DEP SHS REPSTG	$4.1M	0.4%	70,100 SH	New
MICROSOFT CORP	COM	$6.8M	0.7%Prev: 0.2%	13,045 SH	Increased+8,239 SH
MONOLITHIC PWR SYS INC	COM	$3.6M	0.4%	3,900 SH	New
MOODYS CORP	COM	$24K	0.0%Prev: 0.0%	51 SH	Decreased-12 SH
MOOG INC	CL A	$3.8M	0.4%Prev: 0.4%	18,300 SH	Decreased+7,500 SH
MSCI INC	COM	$12K	0.0%Prev: 0.0%	22 SH	Decreased-5 SH
NASDAQ INC	COM	$12K	0.0%Prev: 0.0%	131 SH	Decreased-73 SH
NETFLIX INC	COM	$4.8M	0.5%	3,998 SH	New
NEXTERA ENERGY INC	COM	$474K	0.0%	6,275 SH	New
NEXTERA ENERGY INC	UNIT 11/01/2027	$3.5M	0.3%Prev: 0.9%	74,400 SH	Decreased-126,600 SH
NORTHROP GRUMMAN CORP	COM	$25K	0.0%Prev: 0.0%	41 SH	Decreased-10 SH
NOVARTIS AG	SPONSORED ADR	$527K	0.1%Prev: 0.1%	4,106 SH	Decreased-747 SH
NRG ENERGY INC	COM NEW	$194K	0.0%	1,196 SH	New
NVIDIA CORPORATION	COM	$3.2M	0.3%Prev: 0.4%	16,972 SH	Decreased-7,385 SH
OKTA INC	NOTE 0.375% 6/1	$3.9M	0.4%	4,032,000 SH	New
OLD DOMINION FREIGHT LINE IN	COM	$9K	0.0%Prev: 0.0%	62 SH	Decreased-16 SH
ON SEMICONDUCTOR CORP	NOTE 0.500% 3/0	$9.2M	0.9%	9,952,000 SH	New
ORACLE CORP	COM	$735K	0.1%Prev: 0.0%	2,614 SH	Increased+1,557 SH
PALANTIR TECHNOLOGIES INC	CL A	$1.1M	0.1%Prev: 0.0%	6,230 SH	Increased+5,357 SH
PALO ALTO NETWORKS INC	COM	$564K	0.1%Prev: 0.0%	2,772 SH	Increased+1,356 SH
PARKER-HANNIFIN CORP	COM	$28K	0.0%Prev: 0.0%	37 SH	Decreased-9 SH
POOL CORP	COM	$3K	0.0%Prev: 0.0%	9 SH	Decreased-8 SH
PPL CAP FDG INC	NOTE 2.875% 3/1	$7.2M	0.7%	6,280,000 SH	New
PROLOGIS INC.	COM	$341K	0.0%	2,980 SH	New
PROS HOLDINGS INC	NOTE 2.250% 9/1	$2.2M	0.2%	2,211,000 SH	New
QUALCOMM INC	COM	$52K	0.0%Prev: 0.0%	311 SH	Decreased-80 SH
REPUBLIC SVCS INC	COM	$22K	0.0%Prev: 0.0%	95 SH	Decreased-16 SH
ROBINHOOD MKTS INC	COM CL A	$786K	0.1%	5,488 SH	New
ROLLINS INC	COM	$9K	0.0%Prev: 0.0%	148 SH	Increased-28 SH
S&P GLOBAL INC	COM	$44K	0.0%Prev: 0.0%	90 SH	Decreased-20 SH
SALESFORCE INC	COM	$66K	0.0%Prev: 0.0%	278 SH	Increased-31 SH
SCHWAB CHARLES CORP	COM	$334K	0.0%	3,500 SH	New
SCHWAB STRATEGIC TR	5 10YR CORP BD	$12.5M	1.2%Prev: 0.4%	540,680 SH	Increased+356,322 SH
SCHWAB STRATEGIC TR	US REIT ETF	$33.1M	3.3%Prev: 3.0%	1,533,928 SH	Increased+167,648 SH
SCIENCE APPLICATIONS INTL CO	COM	$64K	0.0%	649 SH	New
SELECT SECTOR SPDR TR	SBI INT-UTILS	$47.2M	4.7%	540,865 SH	New
SERVICENOW INC	COM	$4.4M	0.4%Prev: 0.0%	4,764 SH	Increased+4,389 SH
SHERWIN WILLIAMS CO	COM	$25K	0.0%Prev: 0.0%	71 SH	Decreased-21 SH
SHIFT4 PMTS INC	NOTE 0.500% 8/0	$5.7M	0.6%	5,746,000 SH	New
SHOPIFY INC	CL A SUB VTG SHS	$1.8M	0.2%	12,200 SH	New
SMITH A O CORP	COM	$3K	0.0%Prev: 0.0%	42 SH	Decreased-13 SH
SPDR S&P 500 ETF TR	TR UNIT	$3.7M	0.4%	5,606 SH	New
SPDR SERIES TRUST	PORTFLI HIGH YLD	$24.9M	2.5%	1,041,882 SH	New
SPDR SERIES TRUST	PORTFOLIO AGRGTE	$75.9M	7.6%	2,937,303 SH	New
SPDR SERIES TRUST	PORTFOLIO S&P500	$16.7M	1.7%	212,625 SH	New
SPOTIFY TECHNOLOGY S A	SHS	$3.3M	0.3%Prev: 0.1%	4,775 SH	Increased+2,405 SH
STRYKER CORPORATION	COM	$41K	0.0%Prev: 0.0%	110 SH	Decreased-28 SH
SYNOPSYS INC	COM	$797K	0.1%Prev: 0.0%	1,616 SH	Increased+1,546 SH
T-MOBILE US INC	COM	$79K	0.0%Prev: 0.0%	331 SH	Increased-71 SH
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$1.1M	0.1%	3,914 SH	New
TAKE-TWO INTERACTIVE SOFTWAR	COM	$249K	0.0%	963 SH	New
TESLA INC	COM	$5.1M	0.5%Prev: 0.1%	11,544 SH	Increased+10,160 SH
TEXAS INSTRS INC	COM	$49K	0.0%Prev: 0.0%	265 SH	Decreased-71 SH
THE CIGNA GROUP	COM	$22K	0.0%Prev: 0.0%	76 SH	Decreased-20 SH
TJX COS INC NEW	COM	$3.5M	0.3%	24,000 SH	New
TRANSDIGM GROUP INC	COM	$21K	0.0%Prev: 0.1%	16 SH	Decreased-774 SH
UBER TECHNOLOGIES INC	COM	$3.8M	0.4%Prev: 0.2%	38,320 SH	Increased+3,082 SH
UBER TECHNOLOGIES INC	NOTE 0.875%12/0	$10.8M	1.1%	7,339,000 SH	New
UNITEDHEALTH GROUP INC	COM	$89K	0.0%Prev: 0.1%	258 SH	Decreased-1,897 SH
VANGUARD BD INDEX FDS	TOTAL BND MRKT	$75.9M	7.6%Prev: 6.7%	1,020,615 SH	Increased+30,272 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$20.3M	2.0%Prev: 3.2%	33,100 SH	Decreased-17,376 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$41.9M	4.2%Prev: 3.3%	194,391 SH	Increased+42,894 SH
VARONIS SYS INC	COM	$117K	0.0%	2,044 SH	New
VENTAS RLTY LTD PARTNERSHIP	NOTE 3.750% 6/0	$8.1M	0.8%	6,310,000 SH	New
VERISIGN INC	COM	$8K	0.0%Prev: 0.0%	27 SH	Decreased-9 SH
VERTEX PHARMACEUTICALS INC	COM	$29K	0.0%Prev: 0.0%	74 SH	Decreased-18 SH
VISA INC	COM CL A	$1.9M	0.2%Prev: 0.3%	5,657 SH	Decreased-2,443 SH
VISTRA CORP	COM	$205K	0.0%	1,046 SH	New
VULCAN MATLS CO	COM	$12K	0.0%Prev: 0.0%	39 SH	Decreased-10 SH
WALMART INC	COM	$4.9M	0.5%Prev: 0.3%	47,191 SH	Increased+19,897 SH
WASTE MGMT INC DEL	COM	$27K	0.0%Prev: 0.0%	122 SH	Decreased-23 SH
WELLS FARGO CO NEW	PERP PFD CNV A	$10.1M	1.0%	8,200 SH	New
WEST PHARMACEUTICAL SVSC INC	COM	$6K	0.0%Prev: 0.0%	22 SH	Decreased-3 SH
WILLIAMS COS INC	COM	$230K	0.0%Prev: 0.0%	3,637 SH	Decreased+496 SH
WISDOMTREE TR	US EFFICIENT COR	$38.5M	3.8%	713,693 SH	New
ZOETIS INC	CL A	$19K	0.0%Prev: 0.0%	130 SH	Increased-17 SH

Sold (vs prior filing)

ABBOTT LABORATORIES — $58K
ALLIANT ENERGY CORP — $11.0M
ALPHABET INC — $8.8M
ARISTA NETWORKS INC — $790K
ASML HLDG NV — $288K
ATI INC — $2.8M
BANK OF AMER CORP — $10.1M
BOEING CO — $5.3M
CBRE GROUP INC — $956K
CHENIERE ENERGY INC — $1.1M
CHEVRON CORPORATION — $983K
CLOUDFLARE INC — $6.4M
CORTEVA INC — $479K
COSTCO WHOLESALE CORPORATION — $2.4M
DATADOG INC — $7.1M
DIAMONDBACK ENERGY INC — $744K
DIGITAL RLTY TR INC — $721K
DIMENSIONAL ETF TRUST — $16.0M
DRAFTKINGS INC NEW — $5.4M
EATON CORP PLC — $491K
… and 48 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 10, 2026	Q4 2025	13F-HR	0001580642-26-000967	$976.5M	View
Nov 12, 2025	Q3 2025	13F-HR	0001580642-25-007222	$1.01B	View
Jul 24, 2026	Q2 2026