Occidental Asset Management, LLC

CIK 0001770994 • 6 13F filings • May 15, 2025 – Aug 7, 2026

Import this data to Google Sheets with:

=jivedata("occidental-asset-management-llc","13f")

Uses this filer's slug. Install the Jive Data add-on first; the second argument is "13f".

Filer information

Filed by: Occidental Asset Management, LLC, CCO
Address: 301 California Dr. #9, Burlingame, CA, 94010
Phone: 650-409-3888
AUM: $832.3M

AUM over time

$1.01B latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $1.01B323 positionsView on SEC.gov

			% of Portfolio
ABBOTT LABORATORIES	COM	$498K	0.0%	5,491 SH	New
ABBVIE INC	COM	$2.7M	0.3%Prev: 0.2%	10,577 SH	Increased+2,518 SH
ABRDN INCOME CREDIT STRATEGI	COM	$129K	0.0%Prev: 0.0%	24,811 SH	Increased+5,867 SH
ABRDN TOTAL DYNAMIC DIVIDEND	COM SH BEN INT	$208K	0.0%Prev: 0.0%	20,137 SH	Decreased-7,286 SH
ADVANCED MICRO DEVICES INC	COM	$11.6M	1.2%Prev: 0.1%	20,006 SH	Increased+16,582 SH
AGNICO EAGLE MINES LTD	COM	$258K	0.0%	1,665 SH	New
AH RLTY TR INC	COM	$83K	0.0%	11,774 SH	New
ALBEMARLE CORP	COM	$4.5M	0.4%	33,252 SH	New
ALPHABET INC	CAP STK CL A	$4.1M	0.4%Prev: 0.2%	11,578 SH	Increased+3,105 SH
ALPHABET INC	CAP STK CL C	$22.3M	2.2%Prev: 1.4%	63,241 SH	Increased+7,089 SH
ALTRIA GROUP INC	COM	$1.7M	0.2%Prev: 0.1%	23,794 SH	Increased+14,365 SH
AMAZON COM INC	COM	$13.1M	1.3%Prev: 1.1%	55,103 SH	Increased+15,395 SH
AMERICAN ELEC PWR CO INC	COM	$264K	0.0%	1,927 SH	New
AMERICAN EXPRESS CO	COM	$219K	0.0%	648 SH	New
AMGEN INC	COM	$6.3M	0.6%Prev: 0.6%	17,469 SH	Increased+2,308 SH
AMPHENOL CORP	CL A	$479K	0.0%	2,718 SH	New
ANALOG DEVICES INC	COM	$350K	0.0%	881 SH	New
APPLE INC	COM	$53.1M	5.3%Prev: 4.5%	183,367 SH	Increased+20,393 SH
APPLIED MATLS INC	COM	$8.6M	0.9%Prev: 0.6%	11,846 SH	Increased-12,906 SH
APPLOVIN CORP	COM CL A	$872K	0.1%Prev: 0.1%	1,692 SH	Increased-168 SH
ARISTA NETWORKS INC	COM SHS	$445K	0.0%Prev: 0.1%	2,620 SH	Increased-1,419 SH
ASML HLDG NV	N Y REGISTRY SHS	$2.3M	0.2%	1,180 SH	New
AT&T INC	COM	$4.3M	0.4%Prev: 0.7%	209,780 SH	Decreased+39,393 SH
AXCELIS TECHNOLOGIES INC	COM NEW	$203K	0.0%	1,072 SH	New
BAKER HUGHES COMPANY	CL A	$6.0M	0.6%Prev: 0.5%	108,847 SH	Increased+15,639 SH
BANK OF AMER CORP	COM	$617K	0.1%	10,834 SH	New
BANK OF NY MELLON CORP	COM	$264K	0.0%	1,826 SH	New
BERKSHIRE HATHAWAY INC DEL	CL A	$3.0M	0.3%Prev: 0.4%	4 SH	Increased
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$2.7M	0.3%Prev: 0.2%	5,439 SH	Increased+1,771 SH
BLACKROCK ETF TRUST II	ISHA FLOA LN ETF	$373K	0.0%	7,324 SH	New
BLACKROCK INC	COM	$268K	0.0%Prev: 0.0%	279 SH	Increased+71 SH
BLACKROCK MUNIHOLDINGS FD IN	COM	$152K	0.0%	12,766 SH	New
BLACKROCK TECH AND PRIVATE E	SHS BEN INT	$136K	0.0%	15,037 SH	New
BLACKSTONE INC	COM	$2.5M	0.2%Prev: 0.1%	20,932 SH	Increased+18,501 SH
BRIGHTSPIRE CAPITAL INC	COM CL A	$86K	0.0%	15,870 SH	New
BRISTOL-MYERS SQUIBB CO	COM	$450K	0.0%Prev: 0.1%	7,807 SH	Increased-591 SH
BROADCOM INC	COM	$2.3M	0.2%Prev: 0.1%	6,173 SH	Increased+3,354 SH
BROADRIDGE FINL SOLUTIONS IN	COM	$3.5M	0.3%Prev: 0.7%	25,562 SH	Decreased+4,910 SH
BROOKFIELD CORP	CL A LTD VT SH	$214K	0.0%Prev: 0.0%	5,029 SH	Increased+1,768 SH
BROWN & BROWN INC	COM	$626K	0.1%Prev: 0.1%	9,755 SH	Decreased+280 SH
CAPITAL GRP FIXED INCM ETF T	SHOR DUR MUN ETF	$237K	0.0%	9,000 SH	New
CARDINAL HEALTH INC	COM	$6.8M	0.7%Prev: 0.8%	28,593 SH	Increased-7,031 SH
CATERPILLAR INC	COM	$10.9M	1.1%Prev: 0.7%	10,195 SH	Increased-2,397 SH
CBRE GBL REAL ESTATE INC FD	COM	$64K	0.0%Prev: 0.0%	13,824 SH	Decreased-2,020 SH
CENCORA INC	COM	$5.7M	0.6%Prev: 0.8%	20,097 SH	Increased+1,555 SH
CF INDUSTRIES HOLD	COM	$325K	0.0%	3,004 SH	New
CHEVRON CORPORATION	COM	$966K	0.1%	5,826 SH	New
CHUBB LIMITED	COM	$4.3M	0.4%Prev: 0.5%	12,665 SH	Increased-1,084 SH
CHURCH & DWIGHT CO INC	COM	$906K	0.1%Prev: 0.1%	9,351 SH	Decreased-433 SH
CISCO SYS INC	COM	$5.7M	0.6%Prev: 0.3%	48,756 SH	Increased+19,910 SH
COCA COLA CO	COM	$931K	0.1%Prev: 0.1%	11,456 SH	Increased+2,413 SH
CONOCOPHILLIPS	COM	$1.3M	0.1%Prev: 0.1%	12,043 SH	Increased+6,727 SH
CONSOLIDATED EDISON INC	COM	$1.1M	0.1%Prev: 0.1%	10,144 SH	Increased+272 SH
CORNING INC	COM	$3.6M	0.4%	13,990 SH	New
CORTEVA INC	COM	$1.1M	0.1%	12,644 SH	New
COSTCO WHOLESALE CORPORATION	COM	$974K	0.1%	1,042 SH	New
CROWDSTRIKE HLDGS INC	CL A	$673K	0.1%Prev: 0.0%	881 SH	Increased+681 SH
CUMMINS INC	COM	$8.3M	0.8%Prev: 0.7%	11,672 SH	Increased-3,096 SH
CVS HEALTH CORP	COM	$261K	0.0%	2,524 SH	New
DELL TECHNOLOGIES INC	CL C	$16.8M	1.7%Prev: 0.6%	38,921 SH	Increased+2,430 SH
DIAGEO PLC	SPON ADR NEW	$228K	0.0%Prev: 0.1%	2,832 SH	Decreased-778 SH
DICKS SPORTING GOODS INC	COM	$3.5M	0.3%Prev: 0.3%	15,474 SH	Increased+3,652 SH
DIGITAL RLTY TR INC	COM	$3.5M	0.3%Prev: 0.3%	19,247 SH	Increased+5,063 SH
DIREXION SHARES ETF TRUST	AUSPCE CMD STG	$212K	0.0%	6,492 SH	New
DOMINION ENERGY INC	COM	$6.5M	0.6%Prev: 0.7%	95,500 SH	Increased+10,589 SH
DUKE ENERGY CORP NEW	COM NEW	$5.8M	0.6%Prev: 0.7%	45,753 SH	Increased+5,822 SH
DUPONT DE NEMOURS INC	COMMON STOCK	$252K	0.0%	1,858 SH	New
EDISON INTL	COM	$205K	0.0%	2,758 SH	New
ELI LILLY & CO	COM	$2.7M	0.3%Prev: 0.2%	2,219 SH	Increased+253 SH
EMERSON ELEC CO	COM	$4.7M	0.5%Prev: 0.7%	32,732 SH	Decreased-5,564 SH
ENTERPRISE PRODS PARTNERS L	COM	$922K	0.1%	25,070 SH	New
EQT CORP	COM	$375K	0.0%	7,055 SH	New
EXXON MOBIL CORP	COM	$1.8M	0.2%Prev: 0.2%	13,348 SH	Increased+434 SH
FIDELITY MERRIMACK STR TR	TOTAL BD ETF	$19.6M	1.9%Prev: 2.3%	430,900 SH	Increased+64,823 SH
FIRST TR EXCH TRADED FD III	MANAGD MUN ETF	$1.1M	0.1%Prev: 0.1%	21,210 SH	Increased+8,867 SH
FIRST TR EXCH TRADED FD III	SHRT DUR MNG MUN	$1.3M	0.1%Prev: 0.1%	66,358 SH	Increased+20,822 SH
FIRST TR EXCH TRADED FD III	ULTRA SHT DUR MU	$833K	0.1%Prev: 0.1%	41,526 SH	Increased+20,826 SH
FIVE STAR BANCORP	COM	$230K	0.0%	4,721 SH	New
FLEXSHARES TR	CRE SLCT BD FD	$20.0M	2.0%Prev: 2.4%	903,142 SH	Increased+123,668 SH
FLEXSHARES TR	HIG YLD VL ETF	$242K	0.0%Prev: 0.0%	6,000 SH	Decreased
FORD MTR CO	COM	$672K	0.1%Prev: 0.1%	48,361 SH	Increased+1,162 SH
FORTINET INC	COM	$334K	0.0%Prev: 0.1%	2,176 SH	Decreased-4,327 SH
FRANKLIN BSP RLTY TR INC	COMMON STOCK	$94K	0.0%	11,604 SH	New
FREEPORT MCMORAN INC	CL B	$219K	0.0%	3,477 SH	New
GALLAGHER ARTHUR J & CO	COM	$681K	0.1%Prev: 0.1%	2,968 SH	Decreased+33 SH
GE AEROSPACE	COM NEW	$546K	0.1%Prev: 0.0%	1,460 SH	Increased+398 SH
GE VERNOVA INC	COM	$327K	0.0%	278 SH	New
GENERAL DYNAMICS CORP	COM	$463K	0.0%	1,306 SH	New
GILEAD SCIENCES INC	COM	$4.4M	0.4%Prev: 0.6%	34,701 SH	Decreased-5,969 SH
GLOBAL X FDS	ARTIFICIAL ETF	$273K	0.0%	4,161 SH	New
GOLDMAN SACHS ETF TR	ACCES TREASURY	$731K	0.1%Prev: 0.1%	7,302 SH	Increased
GOLDMAN SACHS ETF TR	DYNA CAL MUN ETF	$476K	0.0%	9,300 SH	New
GOLDMAN SACHS ETF TR	NASDA 100 ETF	$253K	0.0%	4,273 SH	New
GOLDMAN SACHS ETF TR	S&P 500 PREMIUM	$1.1M	0.1%	19,369 SH	New
GOLDMAN SACHS ETF TR	ULT SHO MUN ETF	$252K	0.0%	5,000 SH	New
GOLDMAN SACHS GROUP INC	COM	$569K	0.1%	562 SH	New
HALOZYME THERAPEUTICS INC	COM	$250K	0.0%Prev: 0.1%	3,195 SH	Decreased-4,547 SH
HCA HEALTHCARE INC	COM	$378K	0.0%	969 SH	New
HERSHEY CO	COM	$4.2M	0.4%Prev: 0.4%	24,116 SH	Increased+7,341 SH
HEWLETT PACKARD ENTERPRISE C	COM	$949K	0.1%	21,032 SH	New
HOME DEPOT INC	COM	$6.0M	0.6%Prev: 0.8%	17,041 SH	Increased+1,346 SH
HOMETRUST BANCSHARES INC	COM	$210K	0.0%	4,216 SH	New
HOWMET AEROSPACE INC	COM	$1.0M	0.1%Prev: 0.1%	3,817 SH	Increased+1,018 SH
HUBBELL INC	COM	$7.1M	0.7%Prev: 0.7%	13,611 SH	Increased+1,588 SH
ILLINOIS TOOL WKS INC	COM	$3.9M	0.4%Prev: 0.5%	14,499 SH	Increased-1,312 SH
INNOVATOR ETFS TRUST	EMRGNG MKT APRIL	$220K	0.0%	6,675 SH	New
INNOVATOR ETFS TRUST	EMRGNG MKT JAN	$434K	0.0%	12,066 SH	New
INNOVATOR ETFS TRUST	EQUI DU DI 5 ETF	$260K	0.0%	12,322 SH	New
INNOVATOR ETFS TRUST	EQUI DUA 10 NOVE	$320K	0.0%	15,700 SH	New
INNOVATOR ETFS TRUST	EQUI DUA 15 MARC	$268K	0.0%	13,595 SH	New
INNOVATOR ETFS TRUST	EQUI DUAL 10 MAY	$509K	0.1%	25,173 SH	New
INNOVATOR ETFS TRUST	EQUITY DUAL DIRT	$230K	0.0%	10,450 SH	New
INNOVATOR ETFS TRUST	EQUITY DUAL NOV	$660K	0.1%	32,857 SH	New
INNOVATOR ETFS TRUST	INTL DE PWR DECE	$263K	0.0%	7,650 SH	New
INNOVATOR ETFS TRUST	INTL DEV PWR BUF	$292K	0.0%	7,963 SH	New
INNOVATOR ETFS TRUST	INTL DEVELOPED P	$527K	0.1%	16,853 SH	New
INNOVATOR ETFS TRUST	INTL MAN FLO ETF	$693K	0.1%	13,064 SH	New
INNOVATOR ETFS TRUST	POWER BUFFER SET	$387K	0.0%Prev: 0.0%	10,525 SH	Increased+3,775 SH
INNOVATOR ETFS TRUST	QUITY MANAGD FLR	$849K	0.1%Prev: 0.0%	21,994 SH	Increased+13,469 SH
INNOVATOR ETFS TRUST	US EQT ACC 9 BFR	$796K	0.1%	23,543 SH	New
INNOVATOR ETFS TRUST	US EQT ULTRA BF	$626K	0.1%Prev: 0.0%	14,273 SH	Increased+8,055 SH
INNOVATOR ETFS TRUST	US EQTY PWR BUF	$492K	0.0%	11,139 SH	New
INTEL CORP	COM	$1.2M	0.1%	8,774 SH	New
INTERNATIONAL BUSINESS MACHS	COM	$4.2M	0.4%Prev: 0.1%	15,017 SH	Increased+13,761 SH
INTUITIVE SURGICAL INC	COM NEW	$487K	0.0%Prev: 0.1%	1,224 SH	Decreased-9 SH
INVESCO EXCH TRADED FD TR II	NASDAQ 100 ETF	$223K	0.0%	736 SH	New
INVESCO EXCHANGE TRADED FD T	S&P SPIN OFF	$1.5M	0.1%Prev: 0.1%	10,000 SH	Increased
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$354K	0.0%Prev: 0.0%	1,665 SH	Increased+392 SH
INVESCO QQQ TR	UNIT SER 1	$1.7M	0.2%Prev: 0.1%	2,374 SH	Increased+1,144 SH
ISHARES BITCOIN TRUST ETF	SHS BEN INT	$255K	0.0%	7,657 SH	New
ISHARES GOLD TR	ISHARES NEW	$210K	0.0%	2,775 SH	New
ISHARES INC	CORE MSCI EMKT	$1.7M	0.2%Prev: 0.2%	21,118 SH	Increased-2,588 SH
ISHARES TR	0-3 MTH TREASURY	$19.6M	1.9%	194,927 SH	New
ISHARES TR	1 3 YR TREAS BD	$287K	0.0%Prev: 0.1%	3,497 SH	Decreased-3,545 SH
ISHARES TR	20 YR TR BD ETF	$15.9M	1.6%Prev: 1.8%	183,834 SH	Increased+33,018 SH
ISHARES TR	BROAD USD HIGH	$436K	0.0%Prev: 0.1%	11,767 SH	Decreased-11,172 SH
ISHARES TR	CORE DIV GRWTH	$1.6M	0.2%Prev: 0.2%	20,888 SH	Increased-78 SH
ISHARES TR	CORE INTL AGGR	$13.9M	1.4%Prev: 1.4%	274,800 SH	Increased+75,322 SH
ISHARES TR	CORE MSCI EAFE	$1.1M	0.1%Prev: 0.2%	11,071 SH	Decreased-5,352 SH
ISHARES TR	CORE S&P MCP ETF	$1.2M	0.1%Prev: 0.1%	15,688 SH	Increased+1,484 SH
ISHARES TR	CORE S&P SCP ETF	$957K	0.1%	6,454 SH	New
ISHARES TR	CORE S&P TTL STK	$381K	0.0%Prev: 0.0%	2,321 SH	Increased+185 SH
ISHARES TR	CORE S&P US VLU	$1.2M	0.1%Prev: 0.1%	11,042 SH	Increased+2,396 SH
ISHARES TR	CORE US AGGBD ET	$2.6M	0.3%Prev: 0.4%	26,358 SH	Increased+354 SH
ISHARES TR	ESG AWRE USD ETF	$362K	0.0%Prev: 0.0%	15,634 SH	Increased+534 SH
ISHARES TR	FLTG RATE NT ETF	$26.6M	2.6%Prev: 3.5%	520,622 SH	Increased+18,885 SH
ISHARES TR	IBON 2026 TE ETF	$520K	0.1%	22,942 SH	New
ISHARES TR	IBONDS 29 TR HI	$348K	0.0%Prev: 0.0%	14,871 SH	Increased+4,390 SH
ISHARES TR	IBOXX HI YD ETF	$12.1M	1.2%Prev: 2.3%	151,079 SH	Decreased-57,528 SH
ISHARES TR	INTL DIV GRWTH	$336K	0.0%Prev: 0.0%	3,825 SH	Increased-325 SH
ISHARES TR	JPMORGAN USD EMG	$13.1M	1.3%Prev: 1.4%	136,126 SH	Increased+26,893 SH
ISHARES TR	MSCI EAFE ETF	$509K	0.1%Prev: 0.0%	4,895 SH	Increased+1,727 SH
ISHARES TR	MSCI INTL MOMENT	$6.9M	0.7%Prev: 0.6%	128,611 SH	Increased+36,867 SH
ISHARES TR	MSCI USA MMENTM	$285K	0.0%	830 SH	New
ISHARES TR	NATIONAL MUN ETF	$473K	0.0%	4,394 SH	New
ISHARES TR	RUS 1000 GRW ETF	$17.5M	1.7%Prev: 2.5%	140,957 SH	Decreased+98,608 SH
ISHARES TR	RUS 1000 VAL ETF	$980K	0.1%Prev: 0.1%	4,042 SH	Increased+3 SH
ISHARES TR	RUS 2000 GRW ETF	$8.0M	0.8%Prev: 0.8%	20,235 SH	Increased+234 SH
ISHARES TR	RUS MD CP GR ETF	$11.7M	1.2%Prev: 1.7%	80,054 SH	Decreased-10,472 SH
ISHARES TR	RUS MDCP VAL ETF	$15.2M	1.5%Prev: 1.7%	92,587 SH	Increased+87 SH
ISHARES TR	RUS MID CAP ETF	$1.4M	0.1%Prev: 0.2%	12,861 SH	Increased+24 SH
ISHARES TR	RUSSELL 2000 ETF	$1.0M	0.1%Prev: 0.1%	3,488 SH	Increased+92 SH
ISHARES TR	S&P 500 VAL ETF	$15.3M	1.5%Prev: 1.8%	67,373 SH	Increased-338 SH
ISHARES TR	SELECT DIVID ETF	$1.5M	0.1%Prev: 0.2%	9,395 SH	Increased
ISHARES TR	SP SMCP600VL ETF	$9.5M	0.9%Prev: 0.8%	69,146 SH	Increased+8,340 SH
ISHARES TR	U.S. FINLS ETF	$210K	0.0%	1,645 SH	New
ISHARES TR	U.S. TECH ETF	$1.1M	0.1%Prev: 0.1%	4,482 SH	Increased-322 SH
J P MORGAN EXCHANGE TRADED F	ULTRA SHT MUNCPL	$621K	0.1%	12,173 SH	New
JACOBS SOLUTIONS INC	COM	$4.4M	0.4%Prev: 0.5%	34,914 SH	Increased+6,457 SH
JOHNSON & JOHNSON	COM	$1.9M	0.2%Prev: 0.1%	7,491 SH	Increased+3,499 SH
JONES LANG LASALLE INC	COM	$414K	0.0%	1,336 SH	New
JPMORGAN CHASE & CO	COM	$11.3M	1.1%	34,483 SH	New
KIMBERLY-CLARK CORP	COM	$267K	0.0%	2,434 SH	New
KINDER MORGAN INC DEL	COM	$263K	0.0%	8,240 SH	New
KLA CORP	COM NEW	$1.1M	0.1%Prev: 0.0%	3,705 SH	Increased+3,388 SH
LAM RESEARCH CORP	COM NEW	$287K	0.0%	661 SH	New
LIBERTY LATIN AMERICA LTD	COM CL C	$79K	0.0%	10,144 SH	New
LOCKHEED MARTIN CORP	COM	$397K	0.0%Prev: 0.1%	780 SH	Increased-11 SH
M & T BK CORP	COM	$581K	0.1%	2,439 SH	New
MARATHON PETE CORP	COM	$4.3M	0.4%Prev: 0.1%	16,795 SH	Increased+13,605 SH
MARRIOTT INTL INC NEW	CL A	$339K	0.0%Prev: 0.0%	915 SH	Increased+102 SH
MARSH & MCLENNAN COS INC	COM	$4.5M	0.4%Prev: 0.6%	26,750 SH	Decreased+5,975 SH
MASTERCARD INCORPORATED	CL A	$995K	0.1%Prev: 0.1%	1,936 SH	Increased+300 SH
MCDONALDS CORP	COM	$323K	0.0%Prev: 0.1%	1,195 SH	Decreased-676 SH
MERCK & CO INC	COM	$7.3M	0.7%Prev: 0.5%	56,777 SH	Increased+8,338 SH
META PLATFORMS INC	CL A	$13.1M	1.3%Prev: 2.5%	23,245 SH	Decreased-1,715 SH
MICRON TECHNOLOGY INC	COM	$7.6M	0.8%Prev: 0.1%	7,234 SH	Increased+846 SH
MICROSOFT CORP	COM	$31.8M	3.2%Prev: 3.6%	85,268 SH	Increased+32,043 SH
MONOLITHIC PWR SYS INC	COM	$246K	0.0%	178 SH	New
MONSTER BEVERAGE CORP NEW	COM	$751K	0.1%Prev: 0.1%	7,817 SH	Increased-2,537 SH
MORGAN STANLEY	COM NEW	$9.5M	0.9%Prev: 0.8%	45,379 SH	Increased+2,619 SH
MOTOROLA SOLUTIONS INC	COM NEW	$411K	0.0%Prev: 0.1%	990 SH	Decreased-221 SH
NATIONAL FUEL GAS CO	COM	$1.0M	0.1%	13,016 SH	New
NEOS ETF TRUST	MSCI EAFE HIGH	$637K	0.1%	12,363 SH	New
NEOS ETF TRUST	NEOS ENH INC 1-3	$541K	0.1%	10,854 SH	New
NETAPP INC	COM	$8.3M	0.8%Prev: 0.7%	53,647 SH	Increased+6,900 SH
NETFLIX INC.	COM	$1.1M	0.1%	15,887 SH	New
NEWMONT CORP	COM	$2.4M	0.2%Prev: 0.0%	25,895 SH	Increased+20,927 SH
NEXTERA ENERGY INC	COM	$453K	0.0%	5,163 SH	New
NORDIC AMERICAN TANKERS LIMI	COM	$64K	0.0%	11,559 SH	New
NORTHROP GRUMMAN CORP	COM	$243K	0.0%	478 SH	New
NOVARTIS AG	SPONSORED ADR	$1.6M	0.2%Prev: 0.0%	10,018 SH	Increased+7,284 SH
NUSHARES ETF TR	NUVEEN ESG LRGCP	$294K	0.0%Prev: 0.0%	2,512 SH	Increased+17 SH
NUSHARES ETF TR	NUVEEN ESG LRGVL	$253K	0.0%Prev: 0.0%	5,058 SH	Increased+22 SH
NUVEEN CR STRATEGIES INCOME	COM SHS	$60K	0.0%Prev: 0.0%	12,332 SH	Decreased-1,145 SH
NUVEEN NY AMT FREE	COM	$126K	0.0%	11,725 SH	New
NVIDIA CORPORATION	COM	$66.5M	6.6%Prev: 7.3%	332,148 SH	Increased-4,552 SH
OKTA INC	CL A	$4.5M	0.4%Prev: 0.5%	32,899 SH	Increased-206 SH
ONEOK INC NEW	COM	$331K	0.0%Prev: 0.0%	3,806 SH	Increased-155 SH
ORACLE CORP	COM	$928K	0.1%Prev: 0.2%	6,329 SH	Decreased+627 SH
PALANTIR TECHNOLOGIES INC	CL A	$504K	0.1%Prev: 0.0%	4,318 SH	Increased+2,407 SH
PALO ALTO NETWORKS INC	COM	$1.1M	0.1%Prev: 0.1%	3,301 SH	Increased+1,313 SH
PARKER-HANNIFIN CORP	COM	$367K	0.0%Prev: 0.0%	375 SH	Increased+21 SH
PAYPAL HLDGS INC	COM	$211K	0.0%Prev: 0.1%	4,876 SH	Decreased-2,198 SH
PEPSICO INC	COM	$1.2M	0.1%Prev: 0.5%	8,716 SH	Decreased-18,839 SH
PFIZER INC	COM	$236K	0.0%	9,801 SH	New
PHILIP MORRIS INTL INC	COM	$935K	0.1%Prev: 0.2%	5,166 SH	Decreased-912 SH
PIMCO ETF TR	ENHAN SHRT MA AC	$1.1M	0.1%Prev: 0.8%	10,803 SH	Decreased-49,316 SH
PIMCO ETF TR	INTER MUN BD ACT	$202K	0.0%	3,846 SH	New
PROCTER & GAMBLE CO	COM	$1.2M	0.1%	8,350 SH	New
PUTNAM ETF TRUST	FRANKLIN SHT TRM	$149K	0.0%	15,000 SH	New
QNITY ELECTRONICS INC	COMMON STOCK	$900K	0.1%	5,510 SH	New
QUALCOMM INC	COM	$7.3M	0.7%Prev: 0.7%	39,238 SH	Increased+7,445 SH
QUEST DIAGNOSTICS INC	COM	$6.1M	0.6%Prev: 0.6%	28,872 SH	Increased+3,107 SH
RBB FD INC	F/M US TREASURY	$249K	0.0%	5,000 SH	New
RELIANCE INC	COM	$7.4M	0.7%Prev: 0.8%	19,786 SH	Increased+2,127 SH
ROCKWELL AUTOMATION INC	COM	$570K	0.1%	1,152 SH	New
ROSS STORES INC	COM	$380K	0.0%Prev: 0.0%	1,784 SH	Increased+81 SH
ROYAL CARIBBEAN GROUP	COM	$226K	0.0%Prev: 0.0%	713 SH	Increased+71 SH
RTX CORPORATION	COM	$2.4M	0.2%Prev: 0.0%	12,665 SH	Increased+11,054 SH
SALESFORCE INC	COM	$5.0M	0.5%Prev: 0.5%	31,961 SH	Increased+17,715 SH
SANDISK CORP	COM	$225K	0.0%	99 SH	New
SCHWAB STRATEGIC TR	FUND EM EQUI ETF	$2.0M	0.2%	50,004 SH	New
SCHWAB STRATEGIC TR	FUNDAMENTAL INTL	$7.4M	0.7%Prev: 0.6%	139,456 SH	Increased+26,106 SH
SCHWAB STRATEGIC TR	INTL EQTY ETF	$543K	0.1%	19,603 SH	New
SCHWAB STRATEGIC TR	US BRD MKT ETF	$291K	0.0%	10,060 SH	New
SEAGATE TECHNOLOGY HLDNGS PL	ORD SHS	$650K	0.1%	761 SH	New
SELECT SECTOR SPDR TR	ST STR CARE ETF	$5.3M	0.5%	33,676 SH	New
SELECT SECTOR SPDR TR	ST STR DISCR ETF	$1.1M	0.1%	9,229 SH	New
SELECT SECTOR SPDR TR	ST STR ENERG ETF	$1.4M	0.1%	26,114 SH	New
SELECT SECTOR SPDR TR	ST STR FINL ETF	$918K	0.1%	17,126 SH	New
SELECT SECTOR SPDR TR	ST STR INDL ETF	$823K	0.1%	4,445 SH	New
SELECT SECTOR SPDR TR	ST STR MATER ETF	$213K	0.0%	4,191 SH	New
SELECT SECTOR SPDR TR	ST STR STAPL ETF	$582K	0.1%	7,000 SH	New
SELECT SECTOR SPDR TR	ST STR SVC ETF	$1.0M	0.1%	9,452 SH	New
SELECT SECTOR SPDR TR	ST STR TECHN ETF	$9.9M	1.0%	52,165 SH	New
SELECT SECTOR SPDR TR	ST STR UTIL ETF	$310K	0.0%	6,831 SH	New
SEMPRA	COM	$393K	0.0%Prev: 0.0%	4,241 SH	Increased+189 SH
SHOPIFY INC	CL A SUB VTG SHS	$397K	0.0%Prev: 0.1%	3,475 SH	Increased+300 SH
SLB LIMITED	COM STK	$357K	0.0%	7,670 SH	New
SNOWFLAKE INC	COM SHS	$365K	0.0%	1,435 SH	New
SOUTHERN COPPER CORP	COM	$6.2M	0.6%Prev: 0.6%	35,666 SH	Increased-8,784 SH
SOUTHWEST AIRLS CO	COM	$246K	0.0%	4,776 SH	New
SPACE EXPLORATION TECHN CORP	CLASS A COM STK	$425K	0.0%	2,486 SH	New
SPDR GOLD TR	GOLD SHS	$757K	0.1%Prev: 0.1%	2,054 SH	Increased+678 SH
SPDR INDEX SHS FDS	ST PORT MARK ETF	$3.1M	0.3%	59,355 SH	New
SPDR INDEX SHS FDS	ST STR PO EX ETF	$6.5M	0.6%	129,662 SH	New
SPDR SERIES TRUST	ST INTER BD ETF	$28.2M	2.8%	842,398 SH	New
SPDR SERIES TRUST	ST SHOR CORP ETF	$25.8M	2.6%	860,897 SH	New
SPDR SERIES TRUST	ST STR BLO 1 ETF	$978K	0.1%	10,673 SH	New
SPDR SERIES TRUST	ST STR CONV ETF	$1.2M	0.1%	10,706 SH	New
SPDR SERIES TRUST	ST STR P500GRW	$9.2M	0.9%	77,731 SH	New
SPDR SERIES TRUST	ST STR P500VAL	$6.9M	0.7%	113,947 SH	New
SPDR SERIES TRUST	ST STR SP DIV	$2.5M	0.2%	16,227 SH	New
SPDR SERIES TRUST	ST STR SP400GRW	$3.7M	0.4%	33,166 SH	New
SPDR SERIES TRUST	ST STR SP400VAL	$3.5M	0.3%	36,638 SH	New
SPDR SERIES TRUST	ST STR SP600GRWO	$1.4M	0.1%	11,810 SH	New
SPDR SERIES TRUST	ST STR SP600SM C	$1.4M	0.1%	12,522 SH	New
SPROTT ASSET MANAGEMENT LP	PHYSICAL GOLD AN	$241K	0.0%	6,000 SH	New
STATE STR SPDR S&P 500 ETF T	TR UNIT	$2.4M	0.2%	3,256 SH	New
STATE STR SPDR S&P MIDCAP 40	UTSER1 S&PDCRP	$234K	0.0%	333 SH	New
STERLING INFRASTRUCTURE INC	COM	$267K	0.0%	318 SH	New
STRYKER CORPORATION	COM	$720K	0.1%Prev: 0.0%	2,287 SH	Increased+1,452 SH
SUNCOR ENERGY INC NEW	COM	$818K	0.1%	15,231 SH	New
T ROWE PRICE EXCHANGE-TRADED	FLOATING RATE	$293K	0.0%	5,820 SH	New
TAIWAN SEMICONDUCTOR MANUFAC	SPONSORED ADS	$548K	0.1%	1,148 SH	New
TAPESTRY INC	COM	$202K	0.0%	1,379 SH	New
TESLA INC	COM	$3.6M	0.4%Prev: 0.3%	8,477 SH	Increased+1,845 SH
TEXAS INSTRS INC	COM	$804K	0.1%	2,696 SH	New
TG THERAPEUTICS INC	COM	$661K	0.1%Prev: 0.1%	12,040 SH	Increased+398 SH
THE CIGNA GROUP	COM	$434K	0.0%Prev: 0.0%	1,574 SH	Increased+794 SH
TJX COS INC NEW	COM	$785K	0.1%Prev: 0.1%	5,178 SH	Increased+1,599 SH
TUHURA BIOSCIENCES INC	COM	$23K	0.0%	10,000 SH	New
UNITED AIRLS HLDGS INC	COM	$213K	0.0%	1,563 SH	New
UNITEDHEALTH GROUP INC	COM	$221K	0.0%	532 SH	New
UNIVERSAL INS HLDGS INC	COM	$427K	0.0%Prev: 0.0%	10,318 SH	Increased+18 SH
UNUM GROUP	COM	$204K	0.0%	2,284 SH	New
US BANCORP	COM NEW	$240K	0.0%	3,974 SH	New
VALERO ENERGY CORP	COM	$662K	0.1%Prev: 0.0%	2,541 SH	Increased+767 SH
VANECK ETF TRUST	HIGH YLD MUNIETF	$308K	0.0%Prev: 0.0%	5,986 SH	Decreased-161 SH
VANECK ETF TRUST	SHRT HGH YLD MUN	$733K	0.1%Prev: 0.1%	32,010 SH	Increased+8,641 SH
VANGUARD ADMIRAL FDS INC	500 GRTH IDX F	$250K	0.0%	3,031 SH	New
VANGUARD INDEX FDS	GROWTH ETF	$1.6M	0.2%Prev: 0.2%	19,063 SH	Increased+15,507 SH
VANGUARD INDEX FDS	REAL ESTATE ETF	$447K	0.0%Prev: 0.1%	4,637 SH	Increased+200 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$2.6M	0.3%Prev: 0.2%	3,776 SH	Increased+812 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$386K	0.0%Prev: 0.0%	1,043 SH	Increased+28 SH
VANGUARD INDEX FDS	VALUE ETF	$351K	0.0%	1,612 SH	New
VANGUARD INTL EQUITY INDEX F	ALLWRLD EX US	$1.1M	0.1%Prev: 0.0%	13,148 SH	Increased+8,206 SH
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$2.2M	0.2%Prev: 0.1%	37,602 SH	Increased+27,974 SH
VANGUARD MUN BD FDS	TAX EXEMPT BD	$1.0M	0.1%Prev: 0.1%	19,836 SH	Increased+8,639 SH
VANGUARD SCOTTSDALE FDS	VNG RUS1000GRW	$238K	0.0%Prev: 0.0%	1,865 SH	Increased-155 SH
VANGUARD SCOTTSDALE FDS	VNG RUS1000VAL	$231K	0.0%	2,174 SH	New
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$1.1M	0.1%Prev: 0.1%	4,696 SH	Increased-23 SH
VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	$523K	0.1%Prev: 0.1%	7,335 SH	Increased+120 SH
VANGUARD WHITEHALL FDS	INTL DVD ETF	$1.9M	0.2%Prev: 0.1%	20,477 SH	Increased+15,430 SH
VANGUARD WORLD FD	INF TECH ETF	$394K	0.0%	3,298 SH	New
VERIZON COMMUNICATIONS INC	COM	$498K	0.0%Prev: 0.2%	11,754 SH	Decreased-19,946 SH
VIRTUS DIVIDEND INTEREST & P	COM	$238K	0.0%Prev: 0.0%	15,664 SH	Increased-1,298 SH
VISA INC	COM CL A	$7.5M	0.7%Prev: 0.9%	21,922 SH	Increased+4,150 SH
WALMART INC	COM	$9.0M	0.9%Prev: 1.0%	79,473 SH	Increased+5,645 SH
WELLS FARGO & CO	COM	$559K	0.1%	6,760 SH	New
WESTERN ASSET EMERGING MKTS	COM	$135K	0.0%Prev: 0.0%	12,571 SH	Increased-608 SH
WESTERN ASSET HIGH INCOME OP	COM	$50K	0.0%Prev: 0.0%	13,786 SH	Decreased-4,778 SH
WESTERN ASSET MANAGED MUNS F	COM	$140K	0.0%Prev: 0.0%	13,393 SH	Increased+2,342 SH
WILLIAMS COS INC	COM	$350K	0.0%Prev: 0.0%	4,703 SH	Increased-1,387 SH
WISDOMTREE TR	DYNAMIC INTL EQT	$4.0M	0.4%Prev: 0.6%	86,100 SH	Decreased-15,098 SH
WISDOMTREE TR	EM MKTS QTLY DIV	$3.4M	0.3%Prev: 0.3%	82,855 SH	Increased+519 SH
WISDOMTREE TR	EMG MKTS SMCAP	$3.0M	0.3%Prev: 0.3%	46,063 SH	Increased+4,032 SH
WISDOMTREE TR	JAPN HEDGE EQT	$227K	0.0%	1,306 SH	New
WISDOMTREE TR	WSDM EMKTBD FD	$11.7M	1.2%	176,935 SH	New
XCEL ENERGY INC	COM	$265K	0.0%Prev: 0.0%	3,306 SH	Increased+71 SH
XYLEM INC	COM	$4.2M	0.4%	35,386 SH	New
YUM BRANDS INC	COM	$688K	0.1%Prev: 0.1%	4,305 SH	Increased+1,699 SH

Sold (vs prior filing)

ABBOTT LABS — $534K
ADOBE INC — $256K
AGILENT TECHNOLOGIES INC — $3.2M
AIRBNB INC — $486K
AMPHENOL CORP NEW — $273K
ARES MANAGEMENT CORPORATION — $253K
ASTRAZENECA PLC — $216K
BANK AMERICA CORP — $521K
BANK NEW YORK MELLON CORP — $248K
BOOKING HOLDINGS INC — $261K
BOX INC — $289K
CADENCE DESIGN SYSTEM INC — $398K
CF INDS HLDGS INC — $270K
CHENIERE ENERGY INC — $229K
CHEVRON CORP NEW — $751K
CHEWY INC — $409K
CHIPOTLE MEXICAN GRILL INC — $407K
CINTAS CORP — $345K
CME GROUP INC — $237K
COLGATE PALMOLIVE CO — $236K
… and 61 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 8, 2026	Q4 2025	13F-HR	0001214659-26-000248	$832.3M	View
Oct 29, 2025	Q3 2025	13F-HR	0001214659-25-015461	$796.7M	View
Aug 7, 2026	Q2 2026