Joseph P. Lucia & Associates, LLC

CIK 0001775391 • 6 13F filings • May 14, 2025 – Aug 7, 2026

Import this data to Google Sheets with:

=jivedata("joseph-p-lucia-associates-llc","13f")

Uses this filer's slug. Install the Jive Data add-on first; the second argument is "13f".

Filer information

Filed by: Joseph P. Lucia & Associates, LLC, President/Chief Compliance Officer
Address: 3505 Hill Blvd., Suite J, Yorktown Heights, NY, 10598
Phone: 845-621-7200
AUM: $277.3M

AUM over time

$332.6M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyOther

Holdings by filing

Portfolio value: $279.7M156 positionsView on SEC.gov

			% of Portfolio
AIM ETF PRODUCTS TRUST	ALLIANZIM US EQT	$3.9M	1.4%	111,801 SH	New
AIM ETF PRODUCTS TRUST	ALLIANZIM US EQU	$3.5M	1.3%	101,632 SH	New
ALPHABET INC	CAP STK CL A	$2.1M	0.7%Prev: 0.4%	7,162 SH	Increased+801 SH
ALPHABET INC	CAP STK CL C	$915K	0.3%Prev: 0.2%	3,191 SH	Increased+168 SH
ALPS ETF TR	SECTR DIV DOGS	$2.4M	0.9%Prev: 1.1%	37,238 SH	Increased-2,436 SH
AMAZON COM INC	COM	$7.5M	2.7%Prev: 2.9%	36,232 SH	Increased+2,432 SH
AMERICAN CENTY ETF TR	DIVERSIFID CRP	$756K	0.3%Prev: 0.2%	16,212 SH	Increased+8,879 SH
AMERICAN CENTY ETF TR	FOCUSED DYNAMIC	$375K	0.1%Prev: 0.2%	3,292 SH	Increased-817 SH
AMERICAN CENTY ETF TR	INTL EQT ETF	$735K	0.3%	8,661 SH	New
AMERICAN CENTY ETF TR	INTL SMCP VLU	$1.1M	0.4%	10,873 SH	New
AMERICAN CENTY ETF TR	SHORT DURTN STRG	$1.3M	0.5%Prev: 0.4%	26,288 SH	Increased+10,620 SH
AMERICAN CENTY ETF TR	US SML CP VALU	$2.1M	0.7%Prev: 0.8%	18,640 SH	Increased-956 SH
AMPHENOL CORP	CL A	$227K	0.1%	1,794 SH	New
AMPLIFY ETF TR	AMPLIFY CYBERSEC	$3.4M	1.2%Prev: 1.6%	45,477 SH	Increased-1,970 SH
AMPLIFY ETF TR	CWP ENHANCED DIV	$569K	0.2%Prev: 0.2%	12,679 SH	Increased+1,562 SH
APPLE INC	COM	$11.8M	4.2%Prev: 4.1%	46,299 SH	Increased+5,476 SH
ARCHER AVIATION INC	COM CL A	$56K	0.0%	10,870 SH	New
BARON ETF TR	TECHNOLOGY ETF	$940K	0.3%	40,295 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$546K	0.2%Prev: 0.3%	1,139 SH	Decreased-12 SH
BLACKROCK CAP ALLOCATION TER	COM	$470K	0.2%Prev: 0.2%	33,277 SH	Increased+9,183 SH
BLACKROCK ETF TRUST II	ISHARES FLEXIBLE	$7.1M	2.5%Prev: 0.3%	135,898 SH	Increased+123,790 SH
BLACKSTONE SECD LENDING FD	COMMON STOCK	$1.0M	0.4%Prev: 0.6%	41,738 SH	Decreased+247 SH
BROADCOM INC	COM	$608K	0.2%	1,964 SH	New
CAMBRIA ETF TR	SHSHLD YIELD ETF	$206K	0.1%	2,733 SH	New
CATERPILLAR INC	COM	$385K	0.1%	543 SH	New
CITIGROUP INC	COM NEW	$246K	0.1%	2,165 SH	New
CONSOLIDATED EDISON INC	COM	$880K	0.3%Prev: 0.4%	7,775 SH	Decreased-981 SH
CREDIT SUISSE HIGH YIELD CRE	SH BEN INT	$183K	0.1%	96,335 SH	New
CROWDSTRIKE HLDGS INC	CL A	$362K	0.1%	927 SH	New
DISNEY WALT CO	COM	$405K	0.1%Prev: 0.3%	4,206 SH	Decreased-1,858 SH
EATON VANCE TAX-MANAGED GLOB	COM	$467K	0.2%Prev: 0.2%	53,178 SH	Decreased-8,540 SH
ELI LILLY & CO	COM	$298K	0.1%Prev: 0.2%	324 SH	Decreased-127 SH
ENERGY TRANSFER L P	COM UT LTD PTN	$1.3M	0.5%Prev: 0.7%	66,660 SH	Decreased-21,602 SH
EXXON MOBIL CORP	COM	$896K	0.3%Prev: 0.1%	5,282 SH	Increased+3,083 SH
FRANKLIN ETF TR	SHRT DUR US GOVT	$2.3M	0.8%Prev: 1.2%	25,763 SH	Decreased-2,325 SH
GLOBAL X FDS	ARTIFICIAL ETF	$234K	0.1%	5,017 SH	New
GLOBAL X FDS	CYBRSCURTY ETF	$689K	0.2%Prev: 0.3%	27,437 SH	Increased+9,720 SH
GLOBAL X FDS	DEFENSE TECH ETF	$439K	0.2%Prev: 0.1%	6,194 SH	Increased+1,146 SH
GLOBAL X FDS	GLOBAL X URANIUM	$253K	0.1%	5,214 SH	New
GLOBAL X FDS	GLOBX SUPDV US	$207K	0.1%Prev: 0.2%	10,935 SH	Decreased-6,645 SH
GLOBAL X FDS	NASDAQ 100 COVER	$2.2M	0.8%Prev: 0.9%	126,741 SH	Increased+2,664 SH
GLOBAL X FDS	RATE PREFERRED	$324K	0.1%Prev: 0.1%	14,858 SH	Increased+1,539 SH
GLOBAL X FDS	S&P 500 COVERED	$637K	0.2%Prev: 0.3%	16,275 SH	Decreased-2,912 SH
GLOBAL X FDS	SOCIAL MED ETF	$824K	0.3%Prev: 0.4%	19,026 SH	Decreased-2,565 SH
GLOBAL X FDS	U S ELECTRIFICAT	$239K	0.1%	7,421 SH	New
GLOBAL X FDS	US INFR DEV ETF	$211K	0.1%	4,155 SH	New
GOLDMAN SACHS ETF TR	NASDAQ-100 PREMI	$559K	0.2%	11,301 SH	New
GOLDMAN SACHS ETF TR	S&P 500 PREMIUM	$1.4M	0.5%	27,421 SH	New
GRAYSCALE BITCOIN MINI TR ET	SHS NEW	$753K	0.3%Prev: 0.4%	25,112 SH	Decreased+3,612 SH
GRAYSCALE BITCOIN TRUST ETF	SHS REP COM UT	$983K	0.4%Prev: 0.7%	18,630 SH	Decreased-4,528 SH
HAEMONETICS CORP MASS	COM	$381K	0.1%	6,759 SH	New
INTERNATIONAL BUSINESS MACHS	COM	$965K	0.3%Prev: 0.5%	3,982 SH	Decreased-443 SH
INVESCO DB MULTI-SECTOR COMM	PRECIOUS METAL	$621K	0.2%	5,640 SH	New
INVESCO EXCH TRADED FD TR II	S&P500 HDL VOL	$267K	0.1%Prev: 0.1%	5,385 SH	Decreased
INVESCO EXCH TRADED FD TR II	S&P500 LOW VOL	$495K	0.2%Prev: 0.3%	6,768 SH	Decreased-888 SH
INVESCO EXCH TRADED FD TR II	SR LN ETF	$343K	0.1%Prev: 0.1%	16,808 SH	Increased+3,760 SH
INVESCO EXCH TRADED FD TR II	TAXABLE MUN BD	$286K	0.1%Prev: 0.2%	10,596 SH	Decreased-5,311 SH
INVESCO EXCHANGE TRADED FD T	FINL PFD ETF	$246K	0.1%Prev: 0.1%	17,846 SH	Decreased-2,214 SH
INVESCO EXCHANGE TRADED FD T	GBL LISTED PVT	$326K	0.1%Prev: 0.2%	5,771 SH	Decreased
INVESCO EXCHANGE TRADED FD T	NASDAQ INTERNT	$850K	0.3%Prev: 0.5%	19,001 SH	Decreased-3,967 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL DIS	$1.2M	0.4%Prev: 0.6%	23,199 SH	Increased-1,164 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL ENR	$2.9M	1.0%Prev: 1.1%	26,145 SH	Increased-3,025 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL FIN	$5.6M	2.0%Prev: 2.7%	78,825 SH	Decreased-2,695 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL HLT	$3.4M	1.2%Prev: 1.7%	112,720 SH	Decreased-9,225 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL IND	$2.7M	1.0%Prev: 1.1%	47,588 SH	Increased-3,653 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL STP	$1.5M	0.5%Prev: 0.8%	50,675 SH	Decreased-2,730 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL TEC	$6.6M	2.4%Prev: 2.5%	145,513 SH	Increased-16,559 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL UTL	$578K	0.2%Prev: 0.2%	7,122 SH	Increased+117 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$5.6M	2.0%Prev: 1.7%	29,147 SH	Increased+7,854 SH
INVESCO QQQ TR	UNIT SER 1	$5.7M	2.0%Prev: 2.2%	9,804 SH	Increased-332 SH
ISHARES BITCOIN TRUST ETF	SHS BEN INT	$515K	0.2%Prev: 0.2%	13,395 SH	Increased+6,203 SH
ISHARES GOLD TR	ISHARES NEW	$547K	0.2%	6,210 SH	New
ISHARES TR	0-5 YR TIPS ETF	$686K	0.2%Prev: 0.4%	6,628 SH	Decreased-2,355 SH
ISHARES TR	1 3 YR TREAS BD	$349K	0.1%Prev: 0.2%	4,230 SH	Decreased-773 SH
ISHARES TR	20 YR TR BD ETF	$1.8M	0.6%Prev: 0.9%	20,188 SH	Decreased-453 SH
ISHARES TR	20+ YEAR TR BD	$283K	0.1%	12,489 SH	New
ISHARES TR	CORE US AGGBD ET	$5.8M	2.1%Prev: 1.8%	58,156 SH	Increased+17,640 SH
ISHARES TR	FLTG RATE NT ETF	$1.0M	0.4%Prev: 0.5%	19,914 SH	Decreased-3,008 SH
ISHARES TR	IBOXX HI YD ETF	$1.1M	0.4%Prev: 0.5%	14,028 SH	Decreased-205 SH
ISHARES TR	IBOXX INV CP ETF	$4.7M	1.7%Prev: 1.7%	42,774 SH	Increased+9,132 SH
ISHARES TR	ISHARES BIOTECH	$464K	0.2%	2,750 SH	New
ISHARES TR	ISHARES SEMICDTR	$1.9M	0.7%Prev: 0.5%	5,693 SH	Increased+219 SH
ISHARES TR	JPMORGAN USD EMG	$1.6M	0.6%	16,946 SH	New
ISHARES TR	MICRO-CAP ETF	$298K	0.1%Prev: 0.1%	1,865 SH	Increased-273 SH
ISHARES TR	PFD AND INCM SEC	$1.4M	0.5%Prev: 0.8%	46,752 SH	Decreased-11,988 SH
ISHARES TR	RUS MD CP GR ETF	$427K	0.2%Prev: 0.2%	3,336 SH	Increased-214 SH
ISHARES TR	SELECT DIVID ETF	$4.8M	1.7%Prev: 2.0%	31,425 SH	Increased-1,299 SH
ISHARES TR	SP SMCP600VL ETF	$214K	0.1%	1,804 SH	New
ISHARES TR	U.S. MED DVC ETF	$585K	0.2%Prev: 0.5%	10,974 SH	Decreased-5,909 SH
ISHARES TR	US AER DEF ETF	$1.5M	0.5%Prev: 0.4%	6,704 SH	Increased+1,441 SH
ISHARES TR	US HLTHCARE ETF	$239K	0.1%Prev: 0.1%	3,870 SH	Increased+546 SH
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$4.4M	1.6%Prev: 2.1%	77,424 SH	Decreased-3,239 SH
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$2.0M	0.7%Prev: 0.9%	35,762 SH	Increased-1,360 SH
JPMORGAN CHASE & CO	COM	$444K	0.2%	1,509 SH	New
KKR INCOME OPPORTUNITIES FD	COM	$1.1M	0.4%Prev: 0.6%	99,034 SH	Decreased-5,806 SH
MANAGED PORTFOLIO SERIES	KENSINGTON HEDGE	$785K	0.3%Prev: 0.2%	32,240 SH	Increased+15,330 SH
META PLATFORMS INC	CL A	$2.6M	0.9%Prev: 1.2%	4,582 SH	Decreased-25 SH
MICROSOFT CORP	COM	$1.0M	0.4%Prev: 0.4%	2,779 SH	Increased+464 SH
NETFLIX INC.	COM	$578K	0.2%	6,016 SH	New
NVIDIA CORPORATION	COM	$9.7M	3.5%Prev: 2.5%	55,591 SH	Increased+4,932 SH
PFIZER INC	COM	$242K	0.1%Prev: 0.2%	8,601 SH	Decreased-11,727 SH
PROSHARES TR	S&P 500 DV ARIST	$8.3M	3.0%Prev: 3.6%	78,021 SH	Increased-68 SH
PUTNAM MANAGED MUN INCOME TR	COM	$172K	0.1%Prev: 0.1%	27,986 SH	Decreased-3,696 SH
RBB FUND TRUST	FIRST EAGLE OVER	$468K	0.2%	9,281 SH	New
ROBINHOOD MKTS INC	COM CL A	$209K	0.1%	3,013 SH	New
SCHWAB STRATEGIC TR	EMRG MKTEQ ETF	$269K	0.1%Prev: 0.1%	8,164 SH	Increased-1,060 SH
SCHWAB STRATEGIC TR	HIGH YIELD BD ET	$832K	0.3%	31,990 SH	New
SCHWAB STRATEGIC TR	INTL EQTY ETF	$387K	0.1%Prev: 0.1%	15,654 SH	Increased+5,120 SH
SCHWAB STRATEGIC TR	US BRD MKT ETF	$8.5M	3.0%Prev: 3.4%	339,416 SH	Increased-6,276 SH
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$5.6M	2.0%Prev: 2.1%	183,908 SH	Increased+16,741 SH
SCHWAB STRATEGIC TR	US LCAP GR ETF	$6.6M	2.4%Prev: 2.7%	226,289 SH	Increased-12,461 SH
SCHWAB STRATEGIC TR	US LCAP VA ETF	$381K	0.1%Prev: 0.2%	12,500 SH	Decreased-3,648 SH
SCHWAB STRATEGIC TR	US LRG CAP ETF	$2.6M	0.9%Prev: 1.1%	100,569 SH	Increased-6,416 SH
SCHWAB STRATEGIC TR	US MID-CAP ETF	$2.1M	0.8%Prev: 0.9%	68,648 SH	Increased-8,431 SH
SCHWAB STRATEGIC TR	US SML CAP ETF	$2.4M	0.9%Prev: 1.0%	83,758 SH	Increased-10,206 SH
SCHWAB STRATEGIC TR	US TIPS ETF	$747K	0.3%Prev: 0.5%	28,082 SH	Decreased-12,323 SH
SELECT SECTOR SPDR TR	STATE STREET COM	$740K	0.3%	6,677 SH	New
SELECT SECTOR SPDR TR	STATE STREET CON	$642K	0.2%	6,724 SH	New
SELECT SECTOR SPDR TR	STATE STREET ENE	$4.8M	1.7%	78,683 SH	New
SELECT SECTOR SPDR TR	STATE STREET FIN	$4.0M	1.4%	82,015 SH	New
SELECT SECTOR SPDR TR	STATE STREET HEA	$3.0M	1.1%	20,535 SH	New
SELECT SECTOR SPDR TR	STATE STREET IND	$2.3M	0.8%	14,095 SH	New
SELECT SECTOR SPDR TR	STATE STREET MAT	$2.6M	0.9%	51,143 SH	New
SELECT SECTOR SPDR TR	STATE STREET REA	$291K	0.1%	7,116 SH	New
SELECT SECTOR SPDR TR	STATE STREET TEC	$5.7M	2.0%	43,023 SH	New
SELECT SECTOR SPDR TR	STATE STREET UTI	$2.8M	1.0%	60,018 SH	New
SPDR GOLD TR	GOLD SHS	$898K	0.3%Prev: 0.2%	2,086 SH	Increased+529 SH
SPDR SERIES TRUST	STATE STREET SPD	$2.5M	0.9%	38,079 SH	New
SPINNAKER ETF SERIES	SELECT STOXX EUR	$384K	0.1%	9,427 SH	New
SPROTT ASSET MANAGEMENT LP	PHYSICAL GOLD TR	$246K	0.1%	6,955 SH	New
SSGA ACTIVE ETF TR	STATE STREET INC	$204K	0.1%	6,095 SH	New
STATE STR SPDR S&P 500 ETF T	TR UNIT	$7.7M	2.7%	11,777 SH	New
TAIWAN SEMICONDUCTOR MANUFAC	SPONSORED ADS	$251K	0.1%	742 SH	New
TESLA INC	COM	$559K	0.2%Prev: 0.2%	1,503 SH	Increased-215 SH
THE CIGNA GROUP	COM	$200K	0.1%	750 SH	New
UBER TECHNOLOGIES INC	COM	$1.4M	0.5%Prev: 0.6%	19,055 SH	Increased+2,005 SH
VANECK ETF TRUST	GOLD MINERS ETF	$298K	0.1%	3,252 SH	New
VANECK ETF TRUST	PREFERRED SECURT	$1.5M	0.5%Prev: 0.8%	85,884 SH	Decreased-17,054 SH
VANECK ETF TRUST	SEMICONDUCTR ETF	$13.8M	4.9%Prev: 3.6%	35,988 SH	Increased-1,368 SH
VANGUARD BD INDEX FDS	INTERMED TERM	$3.0M	1.1%Prev: 1.3%	39,366 SH	Increased+1,864 SH
VANGUARD INDEX FDS	GROWTH ETF	$247K	0.1%Prev: 0.1%	565 SH	Increased
VANGUARD INDEX FDS	MCAP GR IDXVIP	$2.5M	0.9%Prev: 1.2%	9,622 SH	Decreased-1,112 SH
VANGUARD INDEX FDS	MCAP VL IDXVIP	$542K	0.2%Prev: 0.3%	2,944 SH	Decreased-534 SH
VANGUARD INDEX FDS	MID CAP ETF	$442K	0.2%Prev: 0.2%	1,540 SH	Decreased-178 SH
VANGUARD INDEX FDS	REAL ESTATE ETF	$279K	0.1%Prev: 0.1%	3,140 SH	Increased+387 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$2.8M	1.0%Prev: 0.2%	4,659 SH	Increased+3,777 SH
VANGUARD INDEX FDS	SMALL CP ETF	$2.6M	0.9%Prev: 1.2%	9,782 SH	Increased-1,618 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$281K	0.1%Prev: 0.1%	876 SH	Increased+76 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$2.6M	0.9%Prev: 1.1%	12,275 SH	Increased+128 SH
VANGUARD WORLD FD	FINANCIALS ETF	$262K	0.1%Prev: 0.1%	2,171 SH	Decreased-235 SH
VANGUARD WORLD FD	HEALTH CAR ETF	$546K	0.2%Prev: 0.5%	2,006 SH	Decreased-1,851 SH
VERIZON COMMUNICATIONS INC	COM	$959K	0.3%Prev: 0.6%	19,099 SH	Decreased-8,457 SH
VERTIV HOLDINGS CO	COM CL A	$253K	0.1%	1,008 SH	New
WALMART INC	COM	$522K	0.2%Prev: 0.1%	4,198 SH	Increased+778 SH
WISDOMTREE TR	CLOUD COMPUTNG	$555K	0.2%Prev: 0.5%	20,325 SH	Decreased-15,535 SH
WISDOMTREE TR	US MIDCAP DIVID	$203K	0.1%	3,871 SH	New

Sold (vs prior filing)

AIM ETF PRODUCTS TRUST — $622K
AIM ETF PRODUCTS TRUST — $201K
AIM ETF PRODUCTS TRUST — $280K
AIM ETF PRODUCTS TRUST — $202K
AIM ETF PRODUCTS TRUST — $253K
AIM ETF PRODUCTS TRUST — $397K
AIM ETF PRODUCTS TRUST — $1.7M
AIM ETF PRODUCTS TRUST — $551K
ALDEYRA THERAPEUTICS INC — $182K
CREDIT SUISSE HIGH YIELD BD — $217K
HOME DEPOT INC — $305K
INVESCO EXCH TRADED FD TR II — $203K
ISHARES TR — $235K
JPMORGAN CHASE & CO. — $328K
KULR TECHNOLOGY GROUP INC — $30K
NETFLIX INC — $380K
SELECT SECTOR SPDR TR — $315K
SELECT SECTOR SPDR TR — $3.5M
SELECT SECTOR SPDR TR — $3.6M
SELECT SECTOR SPDR TR — $1.7M
… and 15 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 28, 2026	Q4 2025	13F-HR	0001172661-26-000357	$277.3M	View
Oct 20, 2025	Q3 2025	13F-HR	0001172661-25-004332	$265.1M	View
Aug 7, 2026	Q2 2026