Joseph P. Lucia & Associates, LLC

CIK 0001775391 • 6 13F filings • May 14, 2025 – Aug 7, 2026

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Filer information

Filed by: Joseph P. Lucia & Associates, LLC, President/Chief Compliance Officer
Address: 3505 Hill Blvd., Suite J, Yorktown Heights, NY, 10598
Phone: 845-621-7200
AUM: $277.3M

AUM over time

$332.6M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyOther

Holdings by filing

Portfolio value: $277.3M160 positionsView on SEC.gov

			% of Portfolio
AIM ETF PRODUCTS TRUST	ALLIANZIM US EQT	$717K	0.3%	21,153 SH	New
AIM ETF PRODUCTS TRUST	ALLIANZIM US EQU	$1.5M	0.6%	41,855 SH	New
AIM ETF PRODUCTS TRUST	ALLIANZIM US LRG	$1.2M	0.4%Prev: 0.5%	35,955 SH	Decreased-5,463 SH
AIM ETF PRODUCTS TRUST	US LRGCP B10 JAN	$213K	0.1%Prev: 0.1%	5,169 SH	Increased
AIM ETF PRODUCTS TRUST	US LRGCP B20 APR	$1.7M	0.6%Prev: 0.7%	48,887 SH	Decreased-4,840 SH
AIM ETF PRODUCTS TRUST	US LRGCP B20 FEB	$429K	0.2%Prev: 0.2%	12,645 SH	Increased-185 SH
AIM ETF PRODUCTS TRUST	US LRGCP B20 JUL	$708K	0.3%Prev: 0.3%	18,095 SH	Decreased-1,000 SH
AIM ETF PRODUCTS TRUST	US LRGCP B20 JUN	$346K	0.1%Prev: 0.1%	10,355 SH	Increased
ALDEYRA THERAPEUTICS INC	COM	$138K	0.0%Prev: 0.1%	26,732 SH	Decreased-4,859 SH
ALPHABET INC	CAP STK CL A	$2.2M	0.8%Prev: 0.6%	6,986 SH	Increased+467 SH
ALPHABET INC	CAP STK CL C	$1.0M	0.4%Prev: 0.3%	3,190 SH	Increased-125 SH
ALPS ETF TR	SECTR DIV DOGS	$2.3M	0.8%Prev: 0.9%	37,851 SH	Decreased-855 SH
AMAZON COM INC	COM	$8.2M	2.9%Prev: 2.9%	35,424 SH	Increased+578 SH
AMERICAN CENTY ETF TR	DIVERSIFID CRP	$766K	0.3%Prev: 0.3%	16,212 SH	Increased+390 SH
AMERICAN CENTY ETF TR	FOCUSED DYNAMIC	$418K	0.2%Prev: 0.2%	3,292 SH	Decreased-266 SH
AMERICAN CENTY ETF TR	INTL EQT ETF	$701K	0.3%Prev: 0.2%	8,516 SH	Increased+580 SH
AMERICAN CENTY ETF TR	INTL SMCP VLU	$989K	0.4%Prev: 0.3%	10,528 SH	Increased+1,142 SH
AMERICAN CENTY ETF TR	SHORT DURTN STRG	$1.3M	0.5%Prev: 0.5%	26,085 SH	Decreased-589 SH
AMERICAN CENTY ETF TR	US SML CP VALU	$1.8M	0.7%Prev: 0.7%	18,121 SH	Decreased-750 SH
AMPLIFY ETF TR	AMPLIFY CYBERSEC	$3.7M	1.3%Prev: 1.5%	46,378 SH	Decreased-665 SH
AMPLIFY ETF TR	CWP ENHANCED DIV	$502K	0.2%Prev: 0.2%	11,283 SH	Decreased-217 SH
APPLE INC	COM	$12.9M	4.7%Prev: 3.9%	47,545 SH	Increased+6,487 SH
ARCHER AVIATION INC	COM CL A	$84K	0.0%Prev: 0.0%	11,170 SH	Decreased-200 SH
BANK AMERICA CORP	COM	$231K	0.1%Prev: 0.1%	4,201 SH	Increased+1 SH
BARON ETF TR	TECHNOLOGY ETF	$962K	0.3%	38,315 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$589K	0.2%Prev: 0.2%	1,172 SH	Decreased-9 SH
BLACKROCK CAP ALLOCATION TER	COM	$528K	0.2%Prev: 0.2%	37,274 SH	Increased+2,695 SH
BLACKROCK ETF TRUST II	ISHARES FLEXIBLE	$6.4M	2.3%Prev: 1.3%	120,897 SH	Increased+54,228 SH
BLACKSTONE SECD LENDING FD	COMMON STOCK	$1.1M	0.4%Prev: 0.4%	41,848 SH	Decreased-3,798 SH
BROADCOM INC	COM	$612K	0.2%Prev: 0.2%	1,767 SH	Increased+161 SH
CAMBRIA ETF TR	SHSHLD YIELD ETF	$207K	0.1%Prev: 0.1%	2,983 SH	Increased-2 SH
CATERPILLAR INC	COM	$311K	0.1%Prev: 0.1%	543 SH	Increased+90 SH
CONSOLIDATED EDISON INC	COM	$771K	0.3%Prev: 0.3%	7,764 SH	Decreased+12 SH
CREDIT SUISSE HIGH YIELD CRE	SH BEN INT	$193K	0.1%Prev: 0.1%	96,335 SH	Decreased
CROWDSTRIKE HLDGS INC	CL A	$435K	0.2%Prev: 0.1%	927 SH	Increased+201 SH
DISNEY WALT CO	COM	$583K	0.2%Prev: 0.3%	5,125 SH	Decreased-695 SH
EATON VANCE TAX-MANAGED GLOB	COM	$487K	0.2%Prev: 0.2%	52,790 SH	Decreased-3,054 SH
ELI LILLY & CO	COM	$348K	0.1%Prev: 0.1%	324 SH	Increased-30 SH
ENERGY TRANSFER L P	COM UT LTD PTN	$1.2M	0.4%Prev: 0.5%	73,997 SH	Decreased-7,663 SH
EOS ENERGY ENTERPRISES INC	COM CL A	$158K	0.1%Prev: 0.0%	13,747 SH	Increased+3,622 SH
EXXON MOBIL CORP	COM	$413K	0.1%Prev: 0.1%	3,431 SH	Increased+1,327 SH
FRANKLIN ETF TR	SHRT DUR US GOVT	$2.4M	0.9%Prev: 1.0%	26,252 SH	Decreased-2,289 SH
GE AEROSPACE	COM NEW	$210K	0.1%	681 SH	New
GLOBAL X FDS	ARTIFICIAL ETF	$255K	0.1%Prev: 0.1%	5,017 SH	Increased+169 SH
GLOBAL X FDS	CYBRSCURTY ETF	$879K	0.3%Prev: 0.3%	28,867 SH	Increased+6,293 SH
GLOBAL X FDS	DEFENSE TECH ETF	$401K	0.1%Prev: 0.2%	6,194 SH	Decreased-71 SH
GLOBAL X FDS	GLOBX SUPDV US	$189K	0.1%Prev: 0.1%	10,935 SH	Decreased-4,575 SH
GLOBAL X FDS	NASDAQ 100 COVER	$2.2M	0.8%Prev: 0.8%	122,327 SH	Increased-907 SH
GLOBAL X FDS	RATE PREFERRED	$263K	0.1%Prev: 0.1%	11,826 SH	Decreased-565 SH
GLOBAL X FDS	S&P 500 COVERED	$663K	0.2%Prev: 0.3%	16,315 SH	Decreased-997 SH
GLOBAL X FDS	SOCIAL MED ETF	$1.1M	0.4%Prev: 0.5%	19,718 SH	Decreased-673 SH
GOLDMAN SACHS ETF TR	NASDAQ-100 PREMI	$427K	0.2%	8,068 SH	New
GOLDMAN SACHS ETF TR	S&P 500 PREMIUM	$594K	0.2%	11,250 SH	New
GRAYSCALE BITCOIN MINI TR ET	SHS NEW	$1.0M	0.4%Prev: 0.5%	25,975 SH	Decreased-39 SH
GRAYSCALE BITCOIN TRUST ETF	SHS REP COM UT	$1.4M	0.5%Prev: 0.7%	20,526 SH	Decreased-214 SH
HAEMONETICS CORP MASS	COM	$650K	0.2%	8,111 SH	New
INTERNATIONAL BUSINESS MACHS	COM	$1.2M	0.4%Prev: 0.4%	4,002 SH	Increased-56 SH
INVESCO DB MULTI-SECTOR COMM	PRECIOUS METAL	$331K	0.1%	3,223 SH	New
INVESCO EXCH TRADED FD TR II	S&P500 HDL VOL	$258K	0.1%Prev: 0.1%	5,385 SH	Decreased
INVESCO EXCH TRADED FD TR II	S&P500 LOW VOL	$498K	0.2%Prev: 0.2%	6,968 SH	Decreased-200 SH
INVESCO EXCH TRADED FD TR II	SR LN ETF	$353K	0.1%Prev: 0.1%	16,808 SH	Increased
INVESCO EXCH TRADED FD TR II	TAXABLE MUN BD	$311K	0.1%Prev: 0.1%	11,436 SH	Decreased-2,269 SH
INVESCO EXCHANGE TRADED FD T	FINL PFD ETF	$267K	0.1%Prev: 0.1%	18,916 SH	Decreased-1,360 SH
INVESCO EXCHANGE TRADED FD T	GBL LISTED PVT	$387K	0.1%Prev: 0.2%	5,771 SH	Decreased
INVESCO EXCHANGE TRADED FD T	NASDAQ INTERNT	$1.1M	0.4%Prev: 0.5%	20,256 SH	Decreased-2,991 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL DIS	$1.4M	0.5%Prev: 0.5%	23,823 SH	Decreased-175 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL ENR	$2.1M	0.8%Prev: 0.8%	26,619 SH	Decreased-254 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL FIN	$6.3M	2.3%Prev: 2.4%	79,653 SH	Increased-573 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL HLT	$3.7M	1.3%Prev: 1.3%	115,580 SH	Increased-1,165 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL IND	$2.7M	1.0%Prev: 1.0%	48,013 SH	Increased-53 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL STP	$1.5M	0.5%Prev: 0.6%	50,980 SH	Decreased-750 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL TEC	$6.7M	2.4%Prev: 2.6%	147,777 SH	Decreased-7,015 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL UTL	$536K	0.2%Prev: 0.2%	7,172 SH	Decreased+167 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$5.1M	1.8%Prev: 1.7%	26,401 SH	Increased+2,439 SH
INVESCO QQQ TR	UNIT SER 1	$5.9M	2.1%Prev: 2.1%	9,554 SH	Increased+71 SH
ISHARES BITCOIN TRUST ETF	SHS BEN INT	$610K	0.2%Prev: 0.2%	12,281 SH	Increased+3,424 SH
ISHARES GOLD TR	ISHARES NEW	$354K	0.1%Prev: 0.1%	4,359 SH	Increased+928 SH
ISHARES TR	0-5 YR TIPS ETF	$708K	0.3%Prev: 0.3%	6,913 SH	Decreased-1,245 SH
ISHARES TR	1 3 YR TREAS BD	$348K	0.1%Prev: 0.1%	4,205 SH	Decreased-327 SH
ISHARES TR	20 YR TR BD ETF	$2.0M	0.7%Prev: 0.8%	22,935 SH	Decreased-2,180 SH
ISHARES TR	20+ YEAR TR BD	$272K	0.1%	11,989 SH	New
ISHARES TR	CORE US AGGBD ET	$5.0M	1.8%Prev: 1.6%	50,174 SH	Increased+6,583 SH
ISHARES TR	FLTG RATE NT ETF	$1.1M	0.4%Prev: 0.4%	21,529 SH	Decreased-1,280 SH
ISHARES TR	IBOXX HI YD ETF	$1.1M	0.4%Prev: 0.4%	14,225 SH	Increased+403 SH
ISHARES TR	IBOXX INV CP ETF	$4.4M	1.6%Prev: 1.4%	39,922 SH	Increased+5,741 SH
ISHARES TR	ISHARES BIOTECH	$474K	0.2%	2,807 SH	New
ISHARES TR	ISHARES SEMICDTR	$1.7M	0.6%Prev: 0.6%	5,528 SH	Increased-339 SH
ISHARES TR	JPMORGAN USD EMG	$211K	0.1%	2,187 SH	New
ISHARES TR	MICRO-CAP ETF	$294K	0.1%Prev: 0.1%	1,865 SH	Increased
ISHARES TR	PFD AND INCM SEC	$1.6M	0.6%Prev: 0.7%	50,481 SH	Decreased-4,362 SH
ISHARES TR	RUS MD CP GR ETF	$437K	0.2%Prev: 0.2%	3,194 SH	Decreased-1,026 SH
ISHARES TR	SELECT DIVID ETF	$4.4M	1.6%Prev: 1.7%	31,504 SH	Decreased-97 SH
ISHARES TR	SP SMCP600VL ETF	$205K	0.1%	1,804 SH	New
ISHARES TR	U.S. MED DVC ETF	$750K	0.3%Prev: 0.3%	12,070 SH	Decreased-2,996 SH
ISHARES TR	US AER DEF ETF	$1.4M	0.5%Prev: 0.5%	6,653 SH	Increased+108 SH
ISHARES TR	US HLTHCARE ETF	$252K	0.1%	3,870 SH	New
ISHARES TR	US HLTHCR PR ETF	$202K	0.1%Prev: 0.1%	4,220 SH	Decreased
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$4.4M	1.6%Prev: 1.8%	76,797 SH	Decreased-4,497 SH
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$2.0M	0.7%Prev: 0.8%	34,102 SH	Decreased-2,064 SH
JPMORGAN CHASE & CO.	COM	$472K	0.2%Prev: 0.2%	1,464 SH	Increased+22 SH
KKR INCOME OPPORTUNITIES FD	COM	$1.2M	0.4%Prev: 0.5%	105,417 SH	Decreased-6,295 SH
MANAGED PORTFOLIO SERIES	KENSINGTON HEDGE	$757K	0.3%Prev: 0.3%	29,497 SH	Increased+2,864 SH
MEDTRONIC PLC	SHS	$254K	0.1%	2,642 SH	New
META PLATFORMS INC	CL A	$3.1M	1.1%Prev: 1.3%	4,623 SH	Decreased+58 SH
MICROSOFT CORP	COM	$1.4M	0.5%Prev: 0.6%	2,904 SH	Decreased+2 SH
NETFLIX INC	COM	$490K	0.2%Prev: 0.4%	5,224 SH	Decreased+4,357 SH
NVIDIA CORPORATION	COM	$10.2M	3.7%Prev: 3.6%	54,755 SH	Increased+2,990 SH
PALO ALTO NETWORKS INC	COM	$205K	0.1%Prev: 0.1%	1,115 SH	Decreased
PFIZER INC	COM	$217K	0.1%Prev: 0.1%	8,730 SH	Decreased+88 SH
PROSHARES TR	S&P 500 DV ARIST	$8.2M	3.0%Prev: 3.1%	78,961 SH	Decreased-1,758 SH
PUTNAM MANAGED MUN INCOME TR	COM	$175K	0.1%Prev: 0.1%	27,986 SH	Decreased-1,846 SH
ROBINHOOD MKTS INC	COM CL A	$237K	0.1%Prev: 0.1%	2,093 SH	Decreased-60 SH
SCHWAB STRATEGIC TR	EMRG MKTEQ ETF	$286K	0.1%Prev: 0.1%	8,734 SH	Decreased
SCHWAB STRATEGIC TR	HIGH YIELD BD ET	$653K	0.2%Prev: 0.2%	24,701 SH	Increased+5,680 SH
SCHWAB STRATEGIC TR	INTL EQTY ETF	$355K	0.1%Prev: 0.1%	14,747 SH	Increased-160 SH
SCHWAB STRATEGIC TR	US BRD MKT ETF	$8.6M	3.1%Prev: 3.2%	328,243 SH	Increased+2,825 SH
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$4.8M	1.7%Prev: 1.7%	174,673 SH	Increased+9,051 SH
SCHWAB STRATEGIC TR	US LCAP GR ETF	$7.5M	2.7%Prev: 2.9%	229,943 SH	Decreased-6,926 SH
SCHWAB STRATEGIC TR	US LCAP VA ETF	$439K	0.2%Prev: 0.2%	14,831 SH	Decreased-1,119 SH
SCHWAB STRATEGIC TR	US LRG CAP ETF	$2.7M	1.0%Prev: 1.1%	102,095 SH	Decreased-4,603 SH
SCHWAB STRATEGIC TR	US MID-CAP ETF	$2.1M	0.8%Prev: 0.8%	69,497 SH	Decreased-4,929 SH
SCHWAB STRATEGIC TR	US SML CAP ETF	$2.4M	0.9%Prev: 0.9%	85,566 SH	Decreased-3,000 SH
SCHWAB STRATEGIC TR	US TIPS ETF	$799K	0.3%Prev: 0.4%	30,155 SH	Decreased-8,104 SH
SELECT SECTOR SPDR TR	STATE STREET COM	$760K	0.3%	6,460 SH	New
SELECT SECTOR SPDR TR	STATE STREET CON	$663K	0.2%	6,724 SH	New
SELECT SECTOR SPDR TR	STATE STREET ENE	$3.1M	1.1%	70,286 SH	New
SELECT SECTOR SPDR TR	STATE STREET FIN	$4.5M	1.6%	81,785 SH	New
SELECT SECTOR SPDR TR	STATE STREET HEA	$3.1M	1.1%	19,936 SH	New
SELECT SECTOR SPDR TR	STATE STREET IND	$2.2M	0.8%	13,903 SH	New
SELECT SECTOR SPDR TR	STATE STREET MAT	$1.9M	0.7%	42,965 SH	New
SELECT SECTOR SPDR TR	STATE STREET REA	$316K	0.1%	7,836 SH	New
SELECT SECTOR SPDR TR	STATE STREET TEC	$6.3M	2.3%	44,104 SH	New
SELECT SECTOR SPDR TR	STATE STREET UTI	$2.2M	0.8%	50,978 SH	New
SPDR GOLD TR	GOLD SHS	$671K	0.2%Prev: 0.2%	1,694 SH	Increased-35 SH
SPDR S&P 500 ETF TR	TR UNIT	$7.8M	2.8%Prev: 2.7%	11,444 SH	Increased+622 SH
SPDR SERIES TRUST	STATE STREET SPD	$2.7M	1.0%	37,409 SH	New
SPINNAKER ETF SERIES	SELECT STOXX EUR	$392K	0.1%Prev: 0.1%	9,307 SH	Decreased+870 SH
SPROTT ASSET MANAGEMENT LP	PHYSICAL GOLD TR	$230K	0.1%Prev: 0.1%	6,955 SH	Increased
SSGA ACTIVE ETF TR	STATE STREET INC	$201K	0.1%	6,095 SH	New
TESLA INC	COM	$594K	0.2%Prev: 0.2%	1,321 SH	Increased+257 SH
THE CIGNA GROUP	COM	$282K	0.1%	1,024 SH	New
UBER TECHNOLOGIES INC	COM	$1.6M	0.6%Prev: 0.7%	19,021 SH	Decreased+1,136 SH
VANECK ETF TRUST	PREFERRED SECURT	$1.6M	0.6%Prev: 0.6%	88,009 SH	Decreased-7,696 SH
VANECK ETF TRUST	SEMICONDUCTR ETF	$13.2M	4.8%Prev: 4.6%	36,598 SH	Increased-545 SH
VANGUARD BD INDEX FDS	INTERMED TERM	$3.1M	1.1%Prev: 1.0%	39,806 SH	Increased+5,501 SH
VANGUARD INDEX FDS	GROWTH ETF	$276K	0.1%Prev: 0.1%	565 SH	Increased
VANGUARD INDEX FDS	MCAP GR IDXVIP	$2.8M	1.0%Prev: 1.2%	10,029 SH	Decreased-564 SH
VANGUARD INDEX FDS	MCAP VL IDXVIP	$524K	0.2%Prev: 0.2%	2,956 SH	Increased-38 SH
VANGUARD INDEX FDS	MID CAP ETF	$447K	0.2%Prev: 0.2%	1,540 SH	Decreased-40 SH
VANGUARD INDEX FDS	REAL ESTATE ETF	$361K	0.1%Prev: 0.1%	4,079 SH	Increased+1,075 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$2.2M	0.8%Prev: 0.3%	3,457 SH	Increased+2,002 SH
VANGUARD INDEX FDS	SMALL CP ETF	$2.5M	0.9%Prev: 1.0%	9,801 SH	Decreased-302 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$280K	0.1%Prev: 0.1%	835 SH	Increased+80 SH
VANGUARD INDEX FDS	VALUE ETF	$203K	0.1%	1,062 SH	New
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$2.7M	1.0%Prev: 1.0%	12,319 SH	Increased+102 SH
VANGUARD WORLD FD	FINANCIALS ETF	$290K	0.1%Prev: 0.1%	2,171 SH	Increased
VANGUARD WORLD FD	HEALTH CAR ETF	$684K	0.2%Prev: 0.3%	2,377 SH	Increased-200 SH
VERIZON COMMUNICATIONS INC	COM	$834K	0.3%Prev: 0.4%	20,487 SH	Decreased-2,585 SH
WALMART INC	COM	$467K	0.2%Prev: 0.1%	4,196 SH	Increased+809 SH
WISDOMTREE TR	CLOUD COMPUTNG	$939K	0.3%Prev: 0.5%	26,819 SH	Decreased-7,384 SH

Sold (vs prior filing)

AIM ETF PRODUCTS TRUST — $298K
AIM ETF PRODUCTS TRUST — $274K
AIM ETF PRODUCTS TRUST — $1.7M
AIM ETF PRODUCTS TRUST — $433K
COINBASE GLOBAL INC — $291K
COREWEAVE INC — $285K
FIDELITY COVINGTON TRUST — $200K
FIRST TR EXCHANGE-TRADED FD — $225K
GRAYSCALE ETHEREUM TRUST ETF — $253K
HOME DEPOT INC — $379K
ORACLE CORP — $267K
SELECT SECTOR SPDR TR — $603K
SELECT SECTOR SPDR TR — $3.0M
SELECT SECTOR SPDR TR — $4.1M
SELECT SECTOR SPDR TR — $2.2M
SELECT SECTOR SPDR TR — $330K
SELECT SECTOR SPDR TR — $572K
SELECT SECTOR SPDR TR — $287K
SELECT SECTOR SPDR TR — $2.5M
SELECT SECTOR SPDR TR — $1.6M
… and 8 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 28, 2026	Q4 2025	13F-HR	0001172661-26-000357	$277.3M	View
Oct 20, 2025	Q3 2025	13F-HR	0001172661-25-004332	$265.1M	View
Aug 7, 2026	Q2 2026