INDEPENDENT FINANCIAL GROUP, LLC

CIK 0000275484 • 27 13F filings • May 5, 2026 – Jul 15, 2026

Import this data to Google Sheets with:

=jivedata("independent-financial-group-llc-0000275484-filer","13f")

Uses this filer's slug. Install the Jive Data add-on first; the second argument is "13f".

Filer information

Filed by, address, phone, and AUM appear here after the 13f-holdings-enricher runs (it reads the SEC cover page for each filing).

AUM over time

$0 latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q4 2024

Q4 2023

Q4 2022

Q4 2021

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $340.1M411 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$711K	0.2%	5,208 SH
ABBOTT LABS	COM	$625K	0.2%	7,920 SH
ABBVIE INC	COM	$2.2M	0.7%	29,251 SH
ABERDEEN GLOBAL PREMIER PPTY	COM SH BEN INT	$194K	0.1%	45,762 SH
ACTIVISION BLIZZARD INC	COM	$233K	0.1%	3,922 SH
ADOBE INC	COM	$415K	0.1%	1,303 SH
ADVANCED MICRO DEVICES INC	COM	$1.1M	0.3%	23,461 SH
ADVENT CONVERTIBLE & INCOME	COM	$166K	0.0%	15,604 SH
ADVISORSHARES TR	DORSY SHRT ETF	$846K	0.2%	23,788 SH
AGNC INVT CORP	COM	$969K	0.3%	91,600 SH
ALIBABA GROUP HLDG LTD	SPONSORED ADS	$1.4M	0.4%	7,414 SH
ALLIANCEBERNSTEIN HLDG L P	UNIT LTD PARTN	$223K	0.1%	12,005 SH
ALLIANZGI NFJ DIVID INT & PR	COM	$167K	0.0%	17,342 SH
ALLSTATE CORP	COM	$210K	0.1%	2,290 SH
ALPHABET INC	CAP STK CL A	$1.9M	0.6%	1,636 SH
ALPHABET INC	CAP STK CL C	$3.4M	1.0%	2,950 SH
ALPHATEC HLDGS INC	COM NEW	$35K	0.0%	10,000 SH
ALPS ETF TR	ALERIAN MLP	$423K	0.1%	122,865 SH
ALTRIA GROUP INC	COM	$1.3M	0.4%	34,438 SH
AMAZON COM INC	COM	$15.4M	4.5%	7,899 SH
AMEDISYS INC	COM	$459K	0.1%	2,500 SH
AMERICA FIRST MULTIFAMILY IN	BEN UNIT CTF	$113K	0.0%	21,500 SH
AMERICAN EXPRESS CO	COM	$224K	0.1%	2,618 SH
AMERICAN FIN TR INC	COM CLASS A	$591K	0.2%	94,575 SH
AMERICAN TOWER CORP NEW	COM	$457K	0.1%	2,098 SH
AMGEN INC	COM	$508K	0.1%	2,506 SH
ANNALY CAPITAL MANAGEMENT IN	COM	$811K	0.2%	159,933 SH
ANTERO MIDSTREAM CORP	COM	$38K	0.0%	18,000 SH
ANTHEM INC	COM	$222K	0.1%	980 SH
APHRIA INC	COM	$571K	0.2%	189,520 SH
APOLLO COML REAL EST FIN INC	COM	$142K	0.0%	19,165 SH
APPLE HOSPITALITY REIT INC	COM NEW	$430K	0.1%	46,859 SH
APPLE INC	COM	$13.9M	4.1%	54,710 SH
APPLIED MATLS INC	COM	$781K	0.2%	17,036 SH
ARES CAPITAL CORP	COM	$610K	0.2%	56,567 SH
ARISTA NETWORKS INC	COM	$223K	0.1%	1,103 SH
ARMOUR RESIDENTIAL REIT INC	COM NEW	$433K	0.1%	49,095 SH
AT&T INC	COM	$2.0M	0.6%	68,071 SH
AURINIA PHARMACEUTICALS INC	COM	$1.6M	0.5%	112,930 SH
AURORA CANNABIS INC	COM	$55K	0.0%	62,000 SH
BAYCOM CORP	COM	$271K	0.1%	22,461 SH
BECTON DICKINSON & CO	COM	$207K	0.1%	901 SH
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$2.0M	0.6%	11,004 SH
BEYOND MEAT INC	COM	$361K	0.1%	5,427 SH
BK OF AMERICA CORP	COM	$1.3M	0.4%	59,050 SH
BLACKBERRY LTD	COM	$95K	0.0%	23,085 SH
BLACKROCK ENERGY & RES TR	COM	$66K	0.0%	10,500 SH
BLACKROCK TCP CAPITAL CORP	COM	$90K	0.0%	14,439 SH
BLACKSTONE GROUP INC	COM CL A	$3.8M	1.1%	84,240 SH
BLACKSTONE MTG TR INC	COM CL A	$685K	0.2%	36,815 SH
BOEING CO	COM	$1.6M	0.5%	10,909 SH
BOOKING HLDGS INC	COM	$319K	0.1%	237 SH
BOSTON SCIENTIFIC CORP	COM	$339K	0.1%	10,403 SH
BOX INC	CL A	$143K	0.0%	10,212 SH
BP PLC	SPONSORED ADR	$669K	0.2%	27,413 SH
BRISTOL-MYERS SQUIBB CO	COM	$1.5M	0.4%	27,194 SH
BRISTOL-MYERS SQUIBB CO	RIGHT 99/99/9999	$52K	0.0%	13,577 SH
BROADCOM INC	COM	$1.4M	0.4%	5,715 SH
CANOPY GROWTH CORP	COM	$194K	0.1%	13,471 SH
CARDINAL HEALTH INC	COM	$219K	0.1%	4,563 SH
CATASYS INC	COM PAR	$1.3M	0.4%	85,436 SH
CATERPILLAR INC DEL	COM	$244K	0.1%	2,102 SH
CENTURYLINK INC	COM	$452K	0.1%	47,755 SH
CERNER CORP	COM	$234K	0.1%	3,717 SH
CHEVRON CORP NEW	COM	$582K	0.2%	8,037 SH
CHIMERA INVT CORP	COM NEW	$242K	0.1%	26,560 SH
CISCO SYS INC	COM	$1.2M	0.4%	31,215 SH
CITIGROUP INC	COM NEW	$394K	0.1%	9,343 SH
CLOROX CO DEL	COM	$433K	0.1%	2,497 SH
COCA COLA CO	COM	$1000K	0.3%	22,598 SH
COHEN & STEERS MLP INC & ENR	COM SHS	$18K	0.0%	10,000 SH
COLONY CAP INC NEW	CL A COM	$29K	0.0%	16,819 SH
COLONY CR REAL ESTATE INC	COM CL A	$578K	0.2%	146,593 SH
COMCAST CORP NEW	CL A	$208K	0.1%	6,055 SH
CONSTELLATION BRANDS INC	CL A	$542K	0.2%	3,779 SH
COSTCO WHSL CORP NEW	COM	$2.7M	0.8%	9,390 SH
CROWN CASTLE INTL CORP NEW	COM	$506K	0.1%	3,502 SH
CVS HEALTH CORP	COM	$1.4M	0.4%	22,796 SH
DBX ETF TR	XTRACK MSCI EURP	$235K	0.1%	9,725 SH
DEXCOM INC	COM	$299K	0.1%	1,111 SH
DIGITAL RLTY TR INC	COM	$720K	0.2%	5,186 SH
DISNEY WALT CO	COM DISNEY	$1.9M	0.6%	19,985 SH
DNP SELECT INCOME FD	COM	$335K	0.1%	34,250 SH
DOMINION ENERGY INC	COM	$211K	0.1%	2,917 SH
DOUBLELINE INCOME SOLUTIONS	COM	$302K	0.1%	22,606 SH
EAGLE PT CR CO LLC	COM	$740K	0.2%	108,249 SH
EATON VANCE LTD DUR INCOME F	COM	$322K	0.1%	30,437 SH
ELDORADO RESORTS INC	COM	$739K	0.2%	51,300 SH
ENBRIDGE INC	COM	$418K	0.1%	14,359 SH
ENERGY TRANSFER LP	COM UT LTD PTN	$95K	0.0%	20,732 SH
ENPHASE ENERGY INC	COM	$214K	0.1%	6,624 SH
ENTERPRISE PRODS PARTNERS L	COM	$146K	0.0%	10,193 SH
EQUINIX INC	COM	$615K	0.2%	984 SH
ETF MANAGERS TR	ETFMG ALTR HRVST	$282K	0.1%	24,753 SH
ETF MANAGERS TR	PRIME CYBR SCRTY	$450K	0.1%	12,605 SH
ETF MANAGERS TR	PRIME MOBILE PAY	$515K	0.2%	13,816 SH
ETF SER SOLUTIONS	APTUS DEFINED	$256K	0.1%	9,109 SH
EXXON MOBIL CORP	COM	$1.0M	0.3%	27,183 SH
FACEBOOK INC	CL A	$2.5M	0.7%	14,939 SH
FIDELITY COVINGTON TR	MSCI INFO TECH I	$353K	0.1%	5,630 SH
FIRST TR ABERDEEN GLBL OPP F	COM SHS	$94K	0.0%	10,700 SH
FIRST TR EXCH TRADED FD III	LNG/SHT EQUITY	$300K	0.1%	8,008 SH
FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	$407K	0.1%	24,843 SH
FIRST TR EXCHANGE TRADED ALP	EM SML CP ALPH	$7.4M	2.2%	295,428 SH
FIRST TR EXCHANGE TRADED FD	CLOUD COMPUTING	$203K	0.1%	3,730 SH
FIRST TR EXCHANGE TRADED FD	NASDAQ CYB ETF	$861K	0.3%	33,424 SH
FIRST TR EXCHANGE TRADED FD	US EQTY OPPT ETF	$251K	0.1%	3,988 SH
FIRST TR EXCHANGE-TRADED ALP	MID CP GR ALPH	$597K	0.2%	16,161 SH
FIRST TR EXCHANGE-TRADED FD	DJ INTERNT IDX	$298K	0.1%	2,411 SH
FIRST TR EXCHANGE-TRADED FD	DORSEY WRIGHT	$604K	0.2%	26,889 SH
FIRST TR EXCHANGE-TRADED FD	DORSEY WRT 5 ETF	$628K	0.2%	24,423 SH
FIRST TR EXCHANGE-TRADED FD	FIRST TR ENH NEW	$618K	0.2%	10,477 SH
FIRST TR EXCHANGE-TRADED FD	FST LOW OPPT EFT	$1.7M	0.5%	33,032 SH
FIRST TR EXCHANGE-TRADED FD	NO AMER ENERGY	$242K	0.1%	13,609 SH
FIRST TR EXCHANGE-TRADED FD	SENIOR LN FD	$240K	0.1%	5,739 SH
FIRST TR EXCHNG TRADED FD VI	TCW OPPORTUNIS	$239K	0.1%	4,531 SH
FIRST TR INTER DUR PFD & IN	COM	$405K	0.1%	22,688 SH
FIRST TR NAS100 EQ WEIGHTED	SHS	$331K	0.1%	5,310 SH
FIRST TR NASDAQ-100 TECH IND	SHS	$1.9M	0.6%	22,620 SH
FIRST TR VALUE LINE DIVID IN	SHS	$386K	0.1%	13,954 SH
FORD MTR CO DEL	COM	$183K	0.1%	37,948 SH
FORTINET INC	COM	$1.1M	0.3%	11,137 SH
FRANKLIN LTD DURATION INCOME	COM	$110K	0.0%	14,055 SH
FRANKLIN RESOURCES INC	COM	$299K	0.1%	17,907 SH
FREEPORT-MCMORAN INC	CL B	$128K	0.0%	18,920 SH
FS KKR CAPITAL CORP	COM	$140K	0.0%	46,662 SH
GABELLI EQUITY TR INC	COM	$129K	0.0%	29,700 SH
GENERAL DYNAMICS CORP	COM	$478K	0.1%	3,610 SH
GENERAL ELECTRIC CO	COM	$454K	0.1%	57,161 SH
GILEAD SCIENCES INC	COM	$709K	0.2%	9,479 SH
GLOBAL NET LEASE INC	COM NEW	$961K	0.3%	71,905 SH
GW PHARMACEUTICALS PLC	ADS	$249K	0.1%	2,842 SH
HANCOCK JOHN INVT TR	TAX ADV GLB SH	$56K	0.0%	11,250 SH
HANCOCK JOHN PFD INCOME FD I	COM	$168K	0.0%	12,317 SH
HANESBRANDS INC	COM	$130K	0.0%	16,544 SH
HEALTHCARE TR AMER INC	CL A NEW	$220K	0.1%	9,041 SH
HIGHLAND INCOME FD	HIGHLAND INCOME	$283K	0.1%	33,195 SH
HOME DEPOT INC	COM	$2.4M	0.7%	12,693 SH
HONEYWELL INTL INC	COM	$639K	0.2%	4,778 SH
HORIZON TECHNOLOGY FIN CORP	COM	$83K	0.0%	10,250 SH
HP INC	COM	$180K	0.1%	10,360 SH
INDUSTRIAL LOGISTICS PPTYS T	COM SHS BEN INT	$192K	0.1%	10,951 SH
INFOSYS LTD	SPONSORED ADR	$124K	0.0%	15,148 SH
INNOVATIVE INDL PPTYS INC	COM	$488K	0.1%	6,431 SH
INOVIO PHARMACEUTICALS INC	COM NEW	$83K	0.0%	11,135 SH
INTEL CORP	COM	$1.4M	0.4%	26,263 SH
INTERNATIONAL BUSINESS MACHS	COM	$546K	0.2%	4,926 SH
INTUITIVE SURGICAL INC	COM NEW	$712K	0.2%	1,437 SH
INVESCO ACTIVELY MANAGED ETF	ULTRA SHRT DUR	$2.0M	0.6%	40,006 SH
INVESCO EXCHANGE TRADED FD T	DWA HEALTHCARE	$223K	0.1%	2,619 SH
INVESCO EXCHANGE TRADED FD T	DWA MOMENTUM	$223K	0.1%	4,133 SH
INVESCO EXCHANGE TRADED FD T	DYNMC SEMICNDT	$419K	0.1%	7,705 SH
INVESCO EXCHANGE TRADED FD T	DYNMC SOFTWARE	$279K	0.1%	3,256 SH
INVESCO EXCHANGE TRADED FD T	GBL LISTED PVT	$127K	0.0%	15,627 SH
INVESCO EXCHANGE TRADED FD T	S&P MDCP MOMNTUM	$381K	0.1%	7,761 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$384K	0.1%	4,576 SH
INVESCO EXCHANGE-TRADED FD T	PFD ETF	$934K	0.3%	70,967 SH
INVESCO EXCHANGE-TRADED FD T	S&P SMLCP LOW	$447K	0.1%	13,485 SH
INVESCO EXCHANGE-TRADED FD T	S&P500 HDL VOL	$240K	0.1%	7,994 SH
INVESCO EXCHANGE-TRADED FD T	S&P500 LOW VOL	$1.5M	0.5%	32,899 SH
INVESCO LTD	SHS	$341K	0.1%	37,529 SH
INVESCO QQQ TR	UNIT SER 1	$5.6M	1.7%	29,620 SH
IRON MTN INC NEW	COM	$624K	0.2%	26,237 SH
ISHARES GOLD TRUST	ISHARES	$7.4M	2.2%	488,218 SH
ISHARES INC	CORE MSCI EMKT	$719K	0.2%	17,770 SH
ISHARES SILVER TRUST	ISHARES	$1.0M	0.3%	78,236 SH
ISHARES TR	1 3 YR TREAS BD	$2.3M	0.7%	26,781 SH
ISHARES TR	10-20 YR TRS ETF	$516K	0.2%	3,079 SH
ISHARES TR	20 YR TR BD ETF	$317K	0.1%	1,921 SH
ISHARES TR	3 7 YR TREAS BD	$1.1M	0.3%	8,537 SH
ISHARES TR	BARCLAYS 7 10 YR	$749K	0.2%	6,165 SH
ISHARES TR	CORE HIGH DV ETF	$503K	0.1%	7,033 SH
ISHARES TR	CORE INTL AGGR	$389K	0.1%	7,120 SH
ISHARES TR	CORE LT USDB ETF	$4.6M	1.4%	64,837 SH
ISHARES TR	CORE MSCI EAFE	$579K	0.2%	11,598 SH
ISHARES TR	CORE MSCI TOTAL	$209K	0.1%	4,452 SH
ISHARES TR	CORE S&P MCP ETF	$517K	0.2%	3,595 SH
ISHARES TR	CORE S&P SCP ETF	$1.4M	0.4%	25,533 SH
ISHARES TR	CORE S&P TTL STK	$892K	0.3%	15,598 SH
ISHARES TR	CORE S&P US GWT	$1.4M	0.4%	24,241 SH
ISHARES TR	CORE S&P US VLU	$280K	0.1%	6,070 SH
ISHARES TR	CORE S&P500 ETF	$4.4M	1.3%	16,863 SH
ISHARES TR	CORE US AGGBD ET	$773K	0.2%	6,697 SH
ISHARES TR	ESG MSCI USA ETF	$362K	0.1%	6,291 SH
ISHARES TR	FLTG RATE NT ETF	$824K	0.2%	16,909 SH
ISHARES TR	GLB CNSM STP ETF	$215K	0.1%	4,493 SH
ISHARES TR	GLOBAL TECH ETF	$226K	0.1%	1,239 SH
ISHARES TR	IBOXX HI YD ETF	$210K	0.1%	2,727 SH
ISHARES TR	IBOXX INV CP ETF	$668K	0.2%	5,412 SH
ISHARES TR	LNG TR CRPRT BD	$328K	0.1%	5,152 SH
ISHARES TR	MBS ETF	$1.1M	0.3%	9,566 SH
ISHARES TR	MIN VOL EAFE ETF	$495K	0.1%	7,970 SH
ISHARES TR	MORTGE REL ETF	$574K	0.2%	30,686 SH
ISHARES TR	MRGSTR MD CP GRW	$269K	0.1%	1,235 SH
ISHARES TR	MRNGSTR LG-CP ET	$1.2M	0.4%	8,299 SH
ISHARES TR	MSCI EAFE ETF	$285K	0.1%	5,326 SH
ISHARES TR	MSCI EMG MKT ETF	$762K	0.2%	22,339 SH
ISHARES TR	MSCI MIN VOL ETF	$1.9M	0.6%	35,585 SH
ISHARES TR	NASDAQ BIOTECH	$1.2M	0.3%	10,827 SH
ISHARES TR	PFD AND INCM SEC	$1.1M	0.3%	34,856 SH
ISHARES TR	PHLX SEMICND ETF	$416K	0.1%	2,029 SH
ISHARES TR	RUS 1000 ETF	$609K	0.2%	4,303 SH
ISHARES TR	RUS MD CP GR ETF	$226K	0.1%	1,862 SH
ISHARES TR	RUS MID CAP ETF	$282K	0.1%	6,535 SH
ISHARES TR	RUSSELL 2000 ETF	$730K	0.2%	6,381 SH
ISHARES TR	SELECT DIVID ETF	$544K	0.2%	7,400 SH
ISHARES TR	SH TR CRPORT ETF	$479K	0.1%	9,148 SH
ISHARES TR	SHORT TREAS BD	$1.0M	0.3%	9,355 SH
ISHARES TR	TIPS BD ETF	$1.6M	0.5%	13,322 SH
ISHARES TR	U.S. MED DVC ETF	$769K	0.2%	3,413 SH
ISHARES TR	U.S. TECH ETF	$2.8M	0.8%	13,565 SH
ISHARES TR	U.S. UTILITS ETF	$2.2M	0.6%	15,889 SH
ISHARES TR	US AER DEF ETF	$3.7M	1.1%	25,956 SH
ISHARES TR	US HLTHCARE ETF	$352K	0.1%	1,872 SH
ISHARES TR	US TREAS BD ETF	$610K	0.2%	21,785 SH
ISHARES TR	USA MOMENTUM FCT	$754K	0.2%	7,081 SH
ISHARES TR	USA QUALITY FCTR	$646K	0.2%	7,971 SH
JERNIGAN CAP INC	COM	$148K	0.0%	13,525 SH
JOHNSON & JOHNSON	COM	$1.1M	0.3%	8,631 SH
JPMORGAN CHASE & CO	COM	$1.4M	0.4%	15,786 SH
KIMBERLY CLARK CORP	COM	$211K	0.1%	1,651 SH
KINDER MORGAN INC DEL	COM	$217K	0.1%	15,573 SH
KKR & CO INC	CL A	$359K	0.1%	15,305 SH
KLA CORPORATION	COM NEW	$434K	0.1%	3,022 SH
KRAFT HEINZ CO	COM	$358K	0.1%	14,463 SH
KROGER CO	COM	$241K	0.1%	7,987 SH
LIBERTY ALL STAR EQUITY FD	SH BEN INT	$77K	0.0%	15,998 SH
LIBERTY ALL-STAR GROWTH FD I	COM	$291K	0.1%	62,630 SH
LILLY ELI & CO	COM	$833K	0.2%	6,002 SH
LOCKHEED MARTIN CORP	COM	$620K	0.2%	1,829 SH
LULULEMON ATHLETICA INC	COM	$516K	0.2%	2,722 SH
MACERICH CO	COM	$223K	0.1%	39,550 SH
MACQUARIE INFRASTRUCTURE COR	COM	$350K	0.1%	13,849 SH
MARTIN MIDSTREAM PRTNRS L P	UNIT L P INT	$17K	0.0%	15,673 SH
MASTERCARD INC	CL A	$1.5M	0.4%	6,262 SH
MCDONALDS CORP	COM	$1.0M	0.3%	6,150 SH
MERCK & CO. INC	COM	$1.2M	0.4%	16,031 SH
MICRON TECHNOLOGY INC	COM	$513K	0.2%	12,201 SH
MICROSOFT CORP	COM	$12.1M	3.6%	76,957 SH
MODERNA INC	COM	$221K	0.1%	7,395 SH
MONDELEZ INTL INC	CL A	$604K	0.2%	12,062 SH
MONROE CAP CORP	COM	$137K	0.0%	19,261 SH
NETFLIX INC	COM	$2.7M	0.8%	7,257 SH
NEW RESIDENTIAL INVT CORP	COM NEW	$177K	0.1%	35,408 SH
NEWTEK BUSINESS SVCS CORP	COM NEW	$357K	0.1%	27,000 SH
NIKE INC	CL B	$206K	0.1%	2,493 SH
NIO INC	SPON ADS	$78K	0.0%	27,900 SH
NOKIA CORP	SPONSORED ADR	$123K	0.0%	39,546 SH
NORWEGIAN CRUISE LINE HLDG L	SHS	$186K	0.1%	17,000 SH
NUCOR CORP	COM	$242K	0.1%	6,726 SH
NUVEEN AMT FREE MUN CR INC F	COM	$284K	0.1%	19,377 SH
NUVEEN AMT FREE QLTY MUN INC	COM	$147K	0.0%	10,829 SH
NUVEEN ARIZONA QLTY MUN INC	COM	$283K	0.1%	22,790 SH
NUVEEN CR STRATEGIES INCOME	COM SHS	$116K	0.0%	20,439 SH
NUVEEN MUNICIPAL CREDIT INC	COM SH BEN INT	$142K	0.0%	10,059 SH
NUVEEN PFD & INCM SECURTIES	COM	$134K	0.0%	18,403 SH
NUVEEN PFD & INCOME OPPORTUN	COM	$245K	0.1%	33,397 SH
NUVEEN QUALITY MUNCP INCOME	COM	$168K	0.0%	12,238 SH
NUVEEN TX ADV TOTAL RET STRG	COM	$119K	0.0%	16,926 SH
NVIDIA CORP	COM	$9.2M	2.7%	35,011 SH
OCCIDENTAL PETE CORP	COM	$408K	0.1%	35,261 SH
OFFICE DEPOT INC	COM	$89K	0.0%	54,000 SH
OLIN CORP	COM PAR $1	$123K	0.0%	10,500 SH
ORACLE CORP	COM	$519K	0.2%	10,748 SH
ORGANIGRAM HLDGS INC	COM	$76K	0.0%	38,175 SH
OVINTIV INC	COM	$163K	0.0%	60,232 SH
OXFORD LANE CAP CORP	COM	$229K	0.1%	54,995 SH
PACER FDS TR	TRENDPILOT US BD	$386K	0.1%	15,144 SH
PALO ALTO NETWORKS INC	COM	$227K	0.1%	1,387 SH
PAYCOM SOFTWARE INC	COM	$210K	0.1%	1,042 SH
PAYPAL HLDGS INC	COM	$649K	0.2%	6,783 SH
PAYSIGN INC	COM	$72K	0.0%	13,868 SH
PEOPLES UTD FINL INC	COM	$203K	0.1%	18,376 SH
PEPSICO INC	COM	$1.3M	0.4%	11,041 SH
PFIZER INC	COM	$1.4M	0.4%	43,097 SH
PHILIP MORRIS INTL INC	COM	$552K	0.2%	7,562 SH
PIMCO CORPORATE & INCOME OPP	COM	$399K	0.1%	30,915 SH
PIMCO DYNAMIC CR & MTG INC F	COM SHS	$214K	0.1%	12,732 SH
PIMCO DYNAMIC INCOME FD	SHS	$468K	0.1%	21,175 SH
PIMCO ETF TR	ACTIVE BD ETF	$536K	0.2%	5,051 SH
PIMCO HIGH INCOME FD	COM SHS	$74K	0.0%	15,000 SH
PRINCIPAL REAL ESTATE INCOME	SHS BEN INT	$205K	0.1%	16,962 SH
PROCTER & GAMBLE CO	COM	$1.0M	0.3%	9,156 SH
PROLOGIS INC.	COM	$716K	0.2%	8,915 SH
PROSHARES TR	ULTRASHRT S&P500	$1.0M	0.3%	33,647 SH
PROSPECT CAPITAL CORPORATION	COM	$114K	0.0%	26,815 SH
PUTNAM MANAGED MUN INCOME TR	COM	$72K	0.0%	10,000 SH
PUTNAM PREMIER INCOME TR	SH BEN INT	$143K	0.0%	31,600 SH
QUALCOMM INC	COM	$2.6M	0.8%	38,899 SH
REALOGY HLDGS CORP	COM	$182K	0.1%	60,500 SH
REALTY INCOME CORP	COM	$278K	0.1%	5,573 SH
REGENERON PHARMACEUTICALS	COM	$394K	0.1%	807 SH
ROKU INC	COM CL A	$392K	0.1%	4,481 SH
ROYAL DUTCH SHELL PLC	SPON ADR B	$261K	0.1%	7,987 SH
SABRA HEALTH CARE REIT INC	COM	$879K	0.3%	80,475 SH
SALESFORCE COM INC	COM	$3.1M	0.9%	21,561 SH
SARATOGA INVT CORP	COM NEW	$153K	0.0%	13,300 SH
SCHWAB STRATEGIC TR	EMRG MKTEQ ETF	$334K	0.1%	16,144 SH
SCHWAB STRATEGIC TR	SHT TM US TRES	$223K	0.1%	4,311 SH
SCHWAB STRATEGIC TR	US AGGREGATE B	$1.4M	0.4%	25,065 SH
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$804K	0.2%	17,872 SH
SCHWAB STRATEGIC TR	US LCAP GR ETF	$1.4M	0.4%	18,035 SH
SCHWAB STRATEGIC TR	US LRG CAP ETF	$765K	0.2%	12,497 SH
SCHWAB STRATEGIC TR	US MID-CAP ETF	$585K	0.2%	13,871 SH
SCHWAB STRATEGIC TR	US REIT ETF	$602K	0.2%	18,378 SH
SELECT SECTOR SPDR TR	ENERGY	$452K	0.1%	15,569 SH
SELECT SECTOR SPDR TR	SBI CONS DISCR	$371K	0.1%	3,785 SH
SELECT SECTOR SPDR TR	SBI CONS STPLS	$233K	0.1%	4,281 SH
SELECT SECTOR SPDR TR	SBI HEALTHCARE	$950K	0.3%	10,723 SH
SELECT SECTOR SPDR TR	SBI INT-FINL	$675K	0.2%	32,438 SH
SELECT SECTOR SPDR TR	SBI INT-UTILS	$816K	0.2%	14,724 SH
SELECT SECTOR SPDR TR	TECHNOLOGY	$1.2M	0.4%	14,998 SH
SEMPRA ENERGY	COM	$902K	0.3%	7,984 SH
SERVICENOW INC	COM	$208K	0.1%	725 SH
SHERWIN WILLIAMS CO	COM	$250K	0.1%	545 SH
SHOPIFY INC	CL A	$835K	0.2%	2,003 SH
SLACK TECHNOLOGIES INC	COM CL A	$234K	0.1%	8,724 SH
SMITH A O CORP	COM	$208K	0.1%	5,508 SH
SOLAR SR CAP LTD	COM	$239K	0.1%	24,657 SH
SPDR DOW JONES INDL AVRG ETF	UT SER 1	$2.0M	0.6%	9,002 SH
SPDR GOLD TRUST	GOLD SHS	$2.9M	0.9%	19,869 SH
SPDR INDEX SHS FDS	PORTFOLIO DEVLPD	$427K	0.1%	17,849 SH
SPDR S&P 500 ETF TR	TR UNIT	$6.6M	1.9%	25,512 SH
SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	$297K	0.1%	1,131 SH
SPDR SER TR	AEROSPACE DEF	$252K	0.1%	3,317 SH
SPDR SER TR	BLMBRG BRC CNVRT	$398K	0.1%	8,321 SH
SPDR SER TR	BLOMBERG INTL TR	$464K	0.1%	16,700 SH
SPDR SER TR	BLOOMBERG BRCLYS	$370K	0.1%	3,901 SH
SPDR SER TR	DORSEY WRGT FI	$304K	0.1%	13,609 SH
SPDR SER TR	PORTFOLIO SH TSR	$258K	0.1%	8,413 SH
SPDR SER TR	S&P 600 SMCP VAL	$297K	0.1%	7,275 SH
SPDR SER TR	S&P BIOTECH	$834K	0.2%	10,766 SH
SPDR SER TR	S&P DIVID ETF	$542K	0.2%	6,790 SH
SPLUNK INC	COM	$281K	0.1%	2,228 SH
SPROTT ETF TR	GOLD MINERS ETF	$285K	0.1%	14,339 SH
SPROTT PHYSICAL GOLD TRUST	UNIT	$5.2M	1.5%	397,131 SH
SPROTT PHYSICAL SILVER TR	TR UNIT	$82K	0.0%	15,755 SH
SQUARE INC	CL A	$424K	0.1%	8,096 SH
STARBUCKS CORP	COM	$1.6M	0.5%	23,916 SH
STARWOOD PPTY TR INC	COM	$604K	0.2%	58,890 SH
STONEMOR INC	COM	$12K	0.0%	11,952 SH
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$332K	0.1%	6,944 SH
TARGA RES CORP	COM	$79K	0.0%	11,500 SH
TARGET CORP	COM	$224K	0.1%	2,414 SH
TCG BDC INC	COM	$77K	0.0%	14,729 SH
TEMPLETON EMERGING MKTS INCO	COM	$75K	0.0%	10,000 SH
TESLA INC	COM	$1.5M	0.5%	2,955 SH
TEXAS INSTRS INC	COM	$209K	0.1%	2,089 SH
TJX COS INC NEW	COM	$224K	0.1%	4,689 SH
TORTOISE PIPELINE & ENERGY F	COM	$36K	0.0%	13,500 SH
TRIPLEPOINT VENTURE GROWTH B	COM	$235K	0.1%	40,893 SH
TWILIO INC	CL A	$469K	0.1%	5,246 SH
TWITTER INC	COM	$483K	0.1%	19,648 SH
UBER TECHNOLOGIES INC	COM	$257K	0.1%	9,202 SH
UNITED PARCEL SERVICE INC	CL B	$313K	0.1%	3,350 SH
UNITED STATES OIL FUND LP	UNITS	$65K	0.0%	15,440 SH
UNITEDHEALTH GROUP INC	COM	$835K	0.2%	3,347 SH
VANECK VECTORS ETF TR	PFD SECS EX FINL	$323K	0.1%	19,576 SH
VANGUARD BD INDEX FDS	INTERMED TERM	$1.1M	0.3%	12,074 SH
VANGUARD BD INDEX FDS	SHORT TRM BOND	$940K	0.3%	11,439 SH
VANGUARD BD INDEX FDS	TOTAL BND MRKT	$1.7M	0.5%	20,140 SH
VANGUARD CHARLOTTE FDS	INTL BD IDX ETF	$326K	0.1%	5,802 SH
VANGUARD INDEX FDS	GROWTH ETF	$901K	0.3%	5,749 SH
VANGUARD INDEX FDS	LARGE CAP ETF	$477K	0.1%	4,024 SH
VANGUARD INDEX FDS	MCAP GR IDXVIP	$827K	0.2%	6,531 SH
VANGUARD INDEX FDS	MCAP VL IDXVIP	$311K	0.1%	3,824 SH
VANGUARD INDEX FDS	REAL ESTATE ETF	$789K	0.2%	11,299 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$950K	0.3%	4,013 SH
VANGUARD INDEX FDS	SM CP VAL ETF	$240K	0.1%	2,697 SH
VANGUARD INDEX FDS	SMALL CP ETF	$320K	0.1%	2,775 SH
VANGUARD INDEX FDS	SML CP GRW ETF	$325K	0.1%	2,161 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$1.5M	0.5%	11,961 SH
VANGUARD INDEX FDS	VALUE ETF	$1.1M	0.3%	11,917 SH
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$390K	0.1%	11,625 SH
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	$487K	0.1%	7,747 SH
VANGUARD MALVERN FDS	STRM INFPROIDX	$956K	0.3%	19,618 SH
VANGUARD SCOTTSDALE FDS	INT-TERM CORP	$456K	0.1%	5,237 SH
VANGUARD SCOTTSDALE FDS	LONG TERM TREAS	$202K	0.1%	2,000 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$2.2M	0.7%	21,577 SH
VANGUARD STAR FDS	VG TL INTL STK F	$667K	0.2%	15,903 SH
VANGUARD TAX-MANAGED INTL FD	FTSE DEV MKT ETF	$679K	0.2%	20,375 SH
VANGUARD WHITEHALL FDS	HIGH DIV YLD	$1.9M	0.6%	27,292 SH
VANGUARD WORLD FD	EXTENDED DUR	$886K	0.3%	5,283 SH
VANGUARD WORLD FD	MEGA GRWTH IND	$359K	0.1%	2,824 SH
VANGUARD WORLD FDS	CONSUM STP ETF	$399K	0.1%	2,895 SH
VANGUARD WORLD FDS	HEALTH CAR ETF	$271K	0.1%	1,633 SH
VANGUARD WORLD FDS	INF TECH ETF	$769K	0.2%	3,629 SH
VEREIT INC	COM	$146K	0.0%	29,878 SH
VERIZON COMMUNICATIONS INC	COM	$2.4M	0.7%	43,981 SH
VERMILION ENERGY INC	COM	$204K	0.1%	67,350 SH
VILLAGE FARMS INTL INC	COM	$175K	0.1%	61,560 SH
VIRGIN GALACTIC HOLDINGS INC	COM	$334K	0.1%	22,565 SH
VIRTUS GLOBAL MULTI-SEC INC	COM	$103K	0.0%	10,639 SH
VISA INC	COM CL A	$3.3M	1.0%	20,393 SH
VODAFONE GROUP PLC NEW	SPONSORED ADR	$340K	0.1%	24,676 SH
WALGREENS BOOTS ALLIANCE INC	COM	$829K	0.2%	18,123 SH
WALMART INC	COM	$1.6M	0.5%	13,831 SH
WASHINGTON PRIME GROUP NEW	COM	$126K	0.0%	156,643 SH
WASTE MGMT INC DEL	COM	$604K	0.2%	6,530 SH
WELLS FARGO CO NEW	COM	$278K	0.1%	9,694 SH
WELLS FARGO GLOBAL DIVIDEND	COM	$81K	0.0%	21,877 SH
WELLS FARGO MULTI SECTOR INC	COM	$306K	0.1%	31,731 SH
WESTERN ASSET MTG CAP CORP	COM	$215K	0.1%	93,750 SH
WESTERN MIDSTREAM PARTNERS L	COM UNIT LP INT	$37K	0.0%	11,500 SH
WISDOMTREE TR	INTL EQUITY FD	$1.4M	0.4%	36,267 SH
WISDOMTREE TR	US MIDCAP DIVID	$251K	0.1%	10,373 SH
WORKDAY INC	CL A	$382K	0.1%	2,930 SH
WP CAREY INC	COM	$409K	0.1%	7,040 SH
YIREN DIGITAL LTD	SPONSORED ADS	$67K	0.0%	16,782 SH
YUM BRANDS INC	COM	$246K	0.1%	3,584 SH
ZOOM VIDEO COMMUNICATIONS IN	CL A	$432K	0.1%	2,958 SH

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Oct 13, 2026	Q3 2026	13F-HR	0000275484-26-000032	—	View
May 15, 2026	Q4 2025	13F-HR	0000275484-26-000003	$4.48B	View
Jun 12, 2026