Herold Advisors, Inc.

CIK 0001891713 • 7 13F filings • May 13, 2025 – Oct 19, 2026

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Filer information

Filed by, address, phone, and AUM appear here after the 13f-holdings-enricher runs (it reads the SEC cover page for each filing).

AUM over time

$0 latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $477.0M311 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$984K	0.2%Prev: 0.2%	6,466 SH	Increased+566 SH
ABBOTT LABS	COM	$1.4M	0.3%	10,640 SH	New
ABBVIE INC	COM	$6.3M	1.3%Prev: 1.7%	34,164 SH	Decreased-926 SH
ACCENTURE PLC IRELAND	SHS CLASS A	$617K	0.1%Prev: 0.1%	2,064 SH	Increased+34 SH
ADOBE INC	COM	$359K	0.1%	928 SH	New
ADVANCED MICRO DEVICES INC	COM	$511K	0.1%Prev: 0.1%	3,603 SH	Decreased+409 SH
AIR PRODS & CHEMS INC	COM	$587K	0.1%	2,082 SH	New
ALLEGION PLC	ORD SHS	$739K	0.2%Prev: 0.2%	5,128 SH	Decreased-402 SH
ALLIANCEBERNSTEIN HLDG L P	UNIT LTD PARTN	$641K	0.1%Prev: 0.1%	15,700 SH	Increased+3,900 SH
ALPHABET INC	CAP STK CL A	$5.0M	1.0%Prev: 1.6%	28,209 SH	Decreased+3,302 SH
ALPHABET INC	CAP STK CL C	$2.7M	0.6%Prev: 0.4%	15,199 SH	Increased+8,300 SH
ALTRIA GROUP INC	COM	$710K	0.1%Prev: 0.1%	12,103 SH	Increased+2,324 SH
AMAZON COM INC	COM	$5.9M	1.2%Prev: 1.0%	26,843 SH	Increased+5,121 SH
AMERICAN CENTY ETF TR	AVANTIS CORE FI	$5.7M	1.2%Prev: 1.6%	137,227 SH	Decreased-37,213 SH
AMERICAN CENTY ETF TR	AVANTIS EMGMKT	$971K	0.2%Prev: 0.4%	14,162 SH	Decreased-7,280 SH
AMERICAN CENTY ETF TR	AVANTIS RESPONSI	$229K	0.0%	3,396 SH	New
AMERICAN CENTY ETF TR	AVANTIS U S QUAL	$226K	0.0%Prev: 0.1%	4,177 SH	Decreased-6,462 SH
AMERICAN CENTY ETF TR	AVANTIS US LARG	$4.1M	0.9%Prev: 1.5%	57,833 SH	Decreased-32,753 SH
AMERICAN CENTY ETF TR	AVANTIS US MID C	$439K	0.1%Prev: 0.2%	6,712 SH	Decreased-7,869 SH
AMERICAN CENTY ETF TR	AVANTIS US SMALL	$295K	0.1%Prev: 0.1%	5,730 SH	Decreased+165 SH
AMERICAN CENTY ETF TR	INTL EQT ETF	$3.1M	0.6%Prev: 0.9%	41,845 SH	Decreased-4,581 SH
AMERICAN CENTY ETF TR	US EQT ETF	$16.0M	3.4%Prev: 2.1%	159,120 SH	Increased+74,798 SH
AMERICAN CENTY ETF TR	US LARGE CAP VLU	$1.9M	0.4%Prev: 0.6%	28,380 SH	Decreased-7,093 SH
AMERICAN CENTY ETF TR	US SML CP VALU	$7.0M	1.5%Prev: 0.7%	77,351 SH	Increased+47,223 SH
AMERICAN EXPRESS CO	COM	$851K	0.2%Prev: 0.1%	2,668 SH	Increased+785 SH
AMERICAN TOWER CORP NEW	COM	$1.5M	0.3%	6,919 SH	New
AMGEN INC	COM	$1.0M	0.2%Prev: 0.3%	3,741 SH	Decreased+117 SH
AMPHENOL CORP NEW	CL A	$3.2M	0.7%	31,976 SH	New
APPLE INC	COM	$19.5M	4.1%Prev: 4.7%	95,045 SH	Decreased+11,096 SH
APPLIED MATLS INC	COM	$685K	0.1%Prev: 0.2%	3,741 SH	Decreased+1,637 SH
ARCHER AVIATION INC	COM CL A	$163K	0.0%Prev: 0.0%	15,000 SH	Increased-500 SH
ARCHER DANIELS MIDLAND CO	COM	$290K	0.1%Prev: 0.1%	5,501 SH	Decreased+50 SH
AT&T INC	COM	$3.3M	0.7%Prev: 0.6%	113,733 SH	Increased+12,063 SH
AXON ENTERPRISE INC	COM	$265K	0.1%	320 SH	New
BANK AMERICA CORP	COM	$2.1M	0.4%Prev: 0.4%	44,924 SH	Increased+11,097 SH
BERKSHIRE HATHAWAY INC DEL	CL A	$1.5M	0.3%Prev: 0.2%	2 SH	Increased+1 SH
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$2.8M	0.6%Prev: 0.6%	5,829 SH	Decreased-317 SH
BIONTECH SE	SPONSORED ADS	$240K	0.1%	2,250 SH	New
BLACKROCK ETF TRUST	ISHARES US EQUIT	$719K	0.2%	13,210 SH	New
BLACKROCK ETF TRUST	ISHARES US THEMA	$325K	0.1%	9,143 SH	New
BLACKROCK ETF TRUST II	ISHARES FLEXIBLE	$274K	0.1%	5,183 SH	New
BLACKROCK INC	COM	$1.2M	0.2%Prev: 0.1%	1,111 SH	Increased+530 SH
BLACKROCK MUNIHLDGS NY QLTY	COM	$338K	0.1%	34,430 SH	New
BLACKROCK MUNIYIELD N Y QUAL	COM	$121K	0.0%Prev: 0.1%	12,659 SH	Decreased-42,599 SH
BLACKROCK SCIENCE & TECHNOLO	SHS	$238K	0.0%Prev: 0.0%	6,233 SH	Increased+130 SH
BLACKSTONE INC	COM	$764K	0.2%Prev: 0.2%	5,109 SH	Increased-1,506 SH
BNY MELLON ETF TRUST	CORE BOND ETF	$217K	0.0%	5,153 SH	New
BNY MELLON ETF TRUST	US LRG CP CORE	$1.7M	0.4%Prev: 0.3%	14,526 SH	Increased+3,356 SH
BOEING CO	COM	$1.3M	0.3%Prev: 0.4%	6,331 SH	Decreased-1,820 SH
BP PLC	SPONSORED ADR	$567K	0.1%Prev: 0.2%	18,958 SH	Decreased-4,714 SH
BRISTOL-MYERS SQUIBB CO	COM	$1.7M	0.4%Prev: 0.5%	37,209 SH	Decreased+1,232 SH
BROADCOM INC	COM	$2.3M	0.5%Prev: 0.6%	8,216 SH	Decreased-5 SH
BROOKFIELD ASSET MANAGMT LTD	CL A LMT VTG SHS	$707K	0.1%Prev: 0.1%	12,793 SH	Increased+1,836 SH
BROOKFIELD CORP	CL A LTD VT SH	$2.9M	0.6%Prev: 0.6%	46,784 SH	Increased-15,230 SH
BROOKFIELD INFRAST PARTNERS	LP INT UNIT	$3.2M	0.7%	95,194 SH	New
BROOKFIELD INFRASTRUCTURE CO	COM SUB VTG A	$412K	0.1%Prev: 0.1%	9,893 SH	Increased+1,125 SH
CALAMOS DYNAMIC CONV & INCOM	COM	$550K	0.1%Prev: 0.2%	27,278 SH	Decreased-5,789 SH
CAPITAL GROUP CORE BALANCED	SHS	$609K	0.1%	18,220 SH	New
CAPITAL GROUP CORE EQUITY ET	SHS CREATION UNI	$360K	0.1%	9,736 SH	New
CAPITAL GROUP DIVIDEND GROWE	SHS ETF	$294K	0.1%	8,752 SH	New
CAPITAL GROUP DIVIDEND VALUE	SHS CREATION UNI	$2.3M	0.5%Prev: 0.5%	58,180 SH	Increased+6,339 SH
CAPITAL GROUP GBL GROWTH EQT	SHS CREATION UNI	$221K	0.0%	6,906 SH	New
CAPITAL GROUP GLOBAL EQUITY	SHS	$710K	0.1%	24,323 SH	New
CAPITAL GROUP GROWTH ETF	SHS CREATION UNI	$367K	0.1%Prev: 0.1%	9,033 SH	Increased+2,434 SH
CAPITAL GRP FIXED INCM ETF T	CORE BOND ETF	$228K	0.0%	8,679 SH	New
CAPITAL GRP FIXED INCM ETF T	US MULTI-SECTOR	$278K	0.1%	10,059 SH	New
CARDINAL HEALTH INC	COM	$462K	0.1%Prev: 0.1%	2,750 SH	Decreased
CARLYLE GROUP INC	COM	$231K	0.0%Prev: 0.0%	4,500 SH	Increased
CATERPILLAR INC	COM	$1.2M	0.3%Prev: 0.4%	3,182 SH	Decreased+551 SH
CHARGEPOINT HOLDINGS INC	COM CL A	$9K	0.0%	13,000 SH	New
CHEVRON CORP NEW	COM	$4.0M	0.8%	28,194 SH	New
CHIPOTLE MEXICAN GRILL INC	COM	$243K	0.1%	4,320 SH	New
CHUBB LIMITED	COM	$2.0M	0.4%	6,788 SH	New
CIMPRESS PLC	SHS EURO	$512K	0.1%Prev: 0.2%	10,900 SH	Decreased
CINTAS CORP	COM	$2.7M	0.6%Prev: 0.6%	12,120 SH	Increased-2,972 SH
CISCO SYS INC	COM	$1.5M	0.3%Prev: 0.3%	21,468 SH	Increased+2,480 SH
CITIGROUP INC	COM NEW	$899K	0.2%Prev: 0.2%	10,561 SH	Decreased+1,400 SH
CLOUDFLARE INC	CL A COM	$298K	0.1%Prev: 0.1%	1,520 SH	Decreased
COCA COLA CO	COM	$550K	0.1%Prev: 0.1%	7,772 SH	Increased+1,233 SH
COHEN & STEERS INFRASTRUCTUR	COM	$499K	0.1%	18,501 SH	New
COHERENT CORP	COM	$255K	0.1%Prev: 0.1%	2,858 SH	Decreased+1,429 SH
COMCAST CORP NEW	CL A	$1.5M	0.3%Prev: 0.1%	41,228 SH	Increased+21,475 SH
CONSOLIDATED EDISON INC	COM	$1.7M	0.4%Prev: 0.4%	17,355 SH	Decreased+125 SH
CORNING INC	COM	$686K	0.1%Prev: 0.4%	13,044 SH	Decreased+1,025 SH
CORTEVA INC	COM	$205K	0.0%	2,746 SH	New
COSTCO WHSL CORP NEW	COM	$2.0M	0.4%	2,024 SH	New
CROWN CASTLE INC	COM	$798K	0.2%Prev: 0.1%	7,766 SH	Increased-548 SH
CVS HEALTH CORP	COM	$757K	0.2%Prev: 0.1%	10,976 SH	Increased+1,500 SH
DEERE & CO	COM	$1.1M	0.2%Prev: 0.3%	2,083 SH	Decreased-621 SH
DEVON ENERGY CORP NEW	COM	$283K	0.1%	8,900 SH	New
DICKS SPORTING GOODS INC	COM	$214K	0.0%	1,082 SH	New
DIMENSIONAL ETF TRUST	CORE FIXED INCOM	$5.5M	1.1%Prev: 1.6%	129,089 SH	Decreased-44,904 SH
DIMENSIONAL ETF TRUST	INTERNATNAL VAL	$2.5M	0.5%Prev: 0.9%	57,762 SH	Decreased-22,401 SH
DIMENSIONAL ETF TRUST	US CORE EQT MKT	$1.9M	0.4%Prev: 0.5%	45,679 SH	Decreased-7,494 SH
DIMENSIONAL ETF TRUST	US EQUITY MARKET	$5.7M	1.2%Prev: 2.1%	85,199 SH	Decreased-46,886 SH
DIMENSIONAL ETF TRUST	US HIGH PROFITAB	$787K	0.2%Prev: 0.2%	22,118 SH	Decreased+188 SH
DIMENSIONAL ETF TRUST	US SUSTAINABILTY	$206K	0.0%	5,251 SH	New
DIMENSIONAL ETF TRUST	WORLD EX US CORE	$3.3M	0.7%	113,893 SH	New
DISNEY WALT CO	COM	$1.8M	0.4%Prev: 0.2%	14,251 SH	Increased+5,040 SH
DOMINION ENERGY INC	COM	$269K	0.1%Prev: 0.1%	4,760 SH	Increased+737 SH
DOUBLELINE INCOME SOLUTIONS	COM	$1.4M	0.3%	114,950 SH	New
DOW INC	COM	$202K	0.0%	7,621 SH	New
DUPONT DE NEMOURS INC	COM	$284K	0.1%	4,139 SH	New
EAGLE POINT CREDIT COMPANY I	COM	$406K	0.1%	53,050 SH	New
EATON CORP PLC	SHS	$2.8M	0.6%Prev: 0.6%	7,778 SH	Decreased-111 SH
EATON VANCE NEW YORK MUN BD	COM	$150K	0.0%	16,112 SH	New
EATON VANCE TAX-MANAGED GLOB	COM	$399K	0.1%Prev: 0.0%	45,650 SH	Increased+31,973 SH
ELEVANCE HEALTH INC	COM	$288K	0.1%	740 SH	New
ELI LILLY & CO	COM	$7.6M	1.6%Prev: 2.1%	9,718 SH	Decreased-475 SH
EMERGENT BIOSOLUTIONS INC	COM	$64K	0.0%Prev: 0.0%	10,000 SH	Decreased
ENERGY TRANSFER L P	COM UT LTD PTN	$257K	0.1%Prev: 0.1%	14,156 SH	Decreased+836 SH
ETF SER SOLUTIONS	DISTILLATE US	$5.1M	1.1%Prev: 0.9%	91,377 SH	Increased+22,530 SH
EXPEDITORS INTL WASH INC	COM	$286K	0.1%Prev: 0.1%	2,500 SH	Decreased
EXXON MOBIL CORP	COM	$7.4M	1.5%Prev: 2.4%	68,563 SH	Decreased+3,233 SH
FEDEX CORP	COM	$241K	0.1%Prev: 0.0%	1,060 SH	Increased+490 SH
FIDELITY COVINGTON TRUST	DIVID ETF RISI	$400K	0.1%Prev: 0.1%	7,380 SH	Decreased-3,690 SH
FIRST TR EXCHANGE TRADED FD	NASDAQ CYB ETF	$331K	0.1%	4,384 SH	New
FIRST TR EXCHANGE TRADED FD	RISNG DIVD ACHIV	$1.4M	0.3%Prev: 0.3%	22,805 SH	Increased+6,087 SH
FIRST TR EXCHANGE-TRADED FD	CAP STRENGTH ETF	$566K	0.1%	6,231 SH	New
FIRST TR EXCHANGE-TRADED FD	FIRST TR ENH NEW	$1.5M	0.3%	25,183 SH	New
FIRST TR EXCHANGE-TRADED FD	FST LOW OPPT EFT	$286K	0.1%	5,812 SH	New
FIRST TR EXCHANGE-TRADED FD	FT VEST RIS	$790K	0.2%	31,958 SH	New
FIRST TR EXCHANGE-TRADED FD	FT VEST S&P 500	$540K	0.1%Prev: 0.1%	11,000 SH	Decreased-471 SH
FIRST TR EXCHANGE-TRADED FD	GROWTH STRENGTH	$454K	0.1%	13,275 SH	New
FIRST TR EXCHANGE-TRADED FD	SHS	$317K	0.1%	2,320 SH	New
FLAGSTAR FINANCIAL INC	COM NEW	$107K	0.0%	10,123 SH	New
FLEXSHARES TR	CR SCD US BD	$2.5M	0.5%Prev: 1.0%	50,285 SH	Decreased-47,872 SH
FLEXSHARES TR	CRE SLCT BD FD	$807K	0.2%Prev: 0.1%	36,232 SH	Increased+11,363 SH
FLEXSHARES TR	HIG YLD VL ETF	$873K	0.2%Prev: 0.1%	21,280 SH	Increased+4,922 SH
FLEXSHARES TR	INT QLTDVDYNAM	$2.5M	0.5%Prev: 0.9%	78,140 SH	Decreased-35,293 SH
FLEXSHARES TR	M STAR DEV MKT	$705K	0.1%Prev: 0.1%	8,450 SH	Increased+2,047 SH
FLEXSHARES TR	MORNSTAR UPSTR	$211K	0.0%Prev: 0.1%	5,251 SH	Decreased+993 SH
FLEXSHARES TR	QLT DIV DEF IDX	$802K	0.2%Prev: 0.1%	10,830 SH	Increased+3,456 SH
FLEXSHARES TR	US QT LW VLTY	$975K	0.2%Prev: 0.2%	14,317 SH	Increased+3,715 SH
FLEXSHARES TR	US QUALITY CAP	$2.9M	0.6%Prev: 1.0%	40,575 SH	Decreased-16,169 SH
FORD MTR CO	COM	$549K	0.1%Prev: 0.1%	50,564 SH	Increased+18,587 SH
FRANKLIN RESOURCES INC	COM	$209K	0.0%Prev: 0.0%	8,750 SH	Increased
GABELLI CONV & INC SECS FD I	COM	$41K	0.0%Prev: 0.0%	10,601 SH	Decreased
GE AEROSPACE	COM NEW	$842K	0.2%Prev: 0.3%	3,270 SH	Decreased-1,322 SH
GE VERNOVA INC	COM	$296K	0.1%Prev: 0.2%	559 SH	Decreased-236 SH
GENERAL MTRS CO	COM	$280K	0.1%Prev: 0.1%	5,700 SH	Decreased+900 SH
GILEAD SCIENCES INC	COM	$822K	0.2%Prev: 0.2%	7,413 SH	Decreased+505 SH
GLOBAL X FDS	S&P 500 COVERED	$452K	0.1%	11,598 SH	New
GOLDMAN SACHS ETF TR	ACCESS INVT GR	$214K	0.0%	4,658 SH	New
GOLDMAN SACHS ETF TR	ACTIVEBETA US LG	$2.0M	0.4%Prev: 0.3%	16,426 SH	Increased+4,684 SH
GOLDMAN SACHS ETF TR	INNOVAT EQ ETF	$425K	0.1%Prev: 0.1%	6,304 SH	Increased+1,998 SH
GOLDMAN SACHS ETF TR	MARKETBETA US EQ	$288K	0.1%	3,368 SH	New
GOLDMAN SACHS ETF TR	S&P 500 PREMIUM	$293K	0.1%Prev: 0.2%	5,888 SH	Decreased-10,465 SH
GOLDMAN SACHS GROUP INC	COM	$953K	0.2%Prev: 0.3%	1,346 SH	Decreased-440 SH
GSK PLC	SPONSORED ADR	$401K	0.1%Prev: 0.1%	10,433 SH	Decreased+2,082 SH
HERSHEY CO	COM	$1.2M	0.2%Prev: 0.2%	6,937 SH	Increased+2,680 SH
HESS CORP	COM	$208K	0.0%	1,500 SH	New
HEWLETT PACKARD ENTERPRISE C	COM	$224K	0.0%Prev: 0.0%	10,945 SH	Increased+1,856 SH
HOME DEPOT INC	COM	$4.1M	0.9%Prev: 0.9%	11,148 SH	Decreased-1,659 SH
HOWMET AEROSPACE INC	COM	$474K	0.1%	2,547 SH	New
HUBBELL INC	COM	$716K	0.2%Prev: 0.2%	1,753 SH	Decreased+122 SH
ICICI BANK LIMITED	ADR	$974K	0.2%Prev: 0.2%	28,950 SH	Increased
ILLINOIS TOOL WKS INC	COM	$288K	0.1%Prev: 0.1%	1,166 SH	Decreased+16 SH
INTEL CORP	COM	$321K	0.1%Prev: 0.1%	14,327 SH	Decreased+6,511 SH
INTERCONTINENTAL EXCHANGE IN	COM	$666K	0.1%Prev: 0.1%	3,631 SH	Increased+872 SH
INTERNATIONAL BUSINESS MACHS	COM	$6.2M	1.3%Prev: 1.0%	20,935 SH	Increased+1,319 SH
INTUIT	COM	$2.7M	0.6%Prev: 0.4%	3,381 SH	Increased-866 SH
INTUITIVE SURGICAL INC	COM NEW	$3.5M	0.7%Prev: 0.7%	6,450 SH	Increased
INVESCO EXCH TRADED FD TR II	S&P 500 MOMNTM	$229K	0.0%	2,032 SH	New
INVESCO EXCH TRADED FD TR II	S&P ULTRA DIVIDE	$605K	0.1%Prev: 0.1%	12,634 SH	Decreased+947 SH
INVESCO EXCH TRADED FD TR II	S&P500 HDL VOL	$283K	0.1%Prev: 0.1%	5,948 SH	Decreased+233 SH
INVESCO EXCH TRD SLF IDX FD	RUSL 1000 DYNM	$635K	0.1%Prev: 0.1%	10,990 SH	Increased+3,400 SH
INVESCO EXCHANGE TRADED FD T	HIG YLD EQ DIV	$229K	0.0%Prev: 0.0%	11,216 SH	Increased+1,306 SH
INVESCO EXCHANGE TRADED FD T	S&P 500 GARP ETF	$554K	0.1%Prev: 0.1%	5,141 SH	Increased+846 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$7.2M	1.5%	39,696 SH	New
INVESCO QQQ TR	UNIT SER 1	$324K	0.1%Prev: 0.1%	589 SH	Decreased-403 SH
IQVIA HLDGS INC	COM	$583K	0.1%Prev: 0.1%	3,700 SH	Increased+500 SH
IRON MTN INC DEL	COM	$898K	0.2%Prev: 0.2%	8,758 SH	Increased+258 SH
ISHARES BITCOIN TRUST ETF	SHS BEN INT	$221K	0.0%	3,615 SH	New
ISHARES GOLD TR	ISHARES NEW	$286K	0.1%Prev: 0.1%	4,589 SH	Increased+1,904 SH
ISHARES INC	CORE MSCI EMKT	$434K	0.1%	7,224 SH	New
ISHARES SILVER TR	ISHARES	$830K	0.2%Prev: 0.3%	25,305 SH	Decreased+2,143 SH
ISHARES TR	20 YR TR BD ETF	$639K	0.1%	7,245 SH	New
ISHARES TR	CONV BD ETF	$802K	0.2%Prev: 0.2%	8,900 SH	Decreased-1,325 SH
ISHARES TR	CORE DIV GRWTH	$4.1M	0.9%Prev: 0.2%	64,545 SH	Increased+52,898 SH
ISHARES TR	CORE S&P500 ETF	$1.2M	0.2%Prev: 0.1%	1,869 SH	Increased+1,076 SH
ISHARES TR	EAFE GRWTH ETF	$282K	0.1%	2,519 SH	New
ISHARES TR	EAFE VALUE ETF	$648K	0.1%	10,211 SH	New
ISHARES TR	IBOXX INV CP ETF	$4.1M	0.9%	37,306 SH	New
ISHARES TR	ISHS 5-10YR INVT	$2.6M	0.6%Prev: 1.1%	49,326 SH	Decreased-47,492 SH
ISHARES TR	MSCI INTL QUALTY	$2.8M	0.6%	64,174 SH	New
ISHARES TR	MSCI USA QLT FCT	$1.2M	0.2%	6,328 SH	New
ISHARES TR	RUS MID CAP ETF	$326K	0.1%Prev: 0.1%	3,550 SH	Decreased-250 SH
ISHARES TR	S&P 100 ETF	$324K	0.1%	1,066 SH	New
ISHARES TR	S&P 500 GRWT ETF	$835K	0.2%	7,583 SH	New
J P MORGAN EXCHANGE TRADED F	BETABUILDRS US	$224K	0.0%Prev: 0.1%	2,000 SH	Decreased
J P MORGAN EXCHANGE TRADED F	EQUITY FOCUS ETF	$1.1M	0.2%Prev: 0.3%	15,315 SH	Decreased-5,650 SH
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$3.1M	0.7%Prev: 0.7%	54,970 SH	Decreased-4,909 SH
J P MORGAN EXCHANGE TRADED F	INCOME ETF	$2.0M	0.4%Prev: 0.3%	42,358 SH	Increased+8,699 SH
J P MORGAN EXCHANGE TRADED F	INTL BD OPP ETF	$360K	0.1%	7,402 SH	New
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$1.8M	0.4%Prev: 0.5%	33,277 SH	Decreased-10,256 SH
J P MORGAN EXCHANGE TRADED F	ULTRA SHRT ETF	$4.7M	1.0%Prev: 0.8%	93,525 SH	Increased+19,019 SH
J P MORGAN EXCHANGE TRADED F	ULTRA SHT MUNCPL	$295K	0.1%Prev: 0.1%	5,800 SH	Increased+998 SH
J P MORGAN EXCHANGE TRADED F	US QUALTY FCTR	$1.6M	0.3%Prev: 0.2%	27,279 SH	Increased+9,861 SH
JABIL INC	COM	$284K	0.1%Prev: 0.1%	1,300 SH	Decreased+20 SH
JOHNSON & JOHNSON	COM	$2.4M	0.5%Prev: 0.8%	15,834 SH	Decreased+429 SH
JPMORGAN CHASE & CO.	COM	$8.2M	1.7%	28,425 SH	New
KAYNE ANDERSON ENERGY INFRST	COM	$404K	0.1%	31,800 SH	New
KINDER MORGAN INC DEL	COM	$828K	0.2%Prev: 0.2%	28,172 SH	Decreased+2,642 SH
KKR INCOME OPPORTUNITIES FD	COM	$132K	0.0%Prev: 0.0%	10,505 SH	Decreased-1,513 SH
KLA CORP	COM NEW	$661K	0.1%Prev: 0.3%	738 SH	Decreased-131 SH
KRAFT HEINZ CO	COM	$269K	0.1%	10,400 SH	New
LAM RESEARCH CORP	COM NEW	$829K	0.2%Prev: 0.3%	8,516 SH	Decreased+2,935 SH
LIBERTY ALL-STAR GROWTH FD I	COM	$92K	0.0%	16,749 SH	New
LOCKHEED MARTIN CORP	COM	$1.2M	0.3%Prev: 0.5%	2,582 SH	Decreased-959 SH
MARTIN MARIETTA MATLS INC	COM	$329K	0.1%Prev: 0.1%	600 SH	Decreased-215 SH
MASTERCARD INCORPORATED	CL A	$8.4M	1.8%Prev: 1.7%	14,887 SH	Increased-906 SH
MCDONALDS CORP	COM	$1.4M	0.3%Prev: 0.3%	4,785 SH	Decreased-175 SH
MERCK & CO INC	COM	$2.5M	0.5%Prev: 0.8%	31,566 SH	Decreased-90 SH
META PLATFORMS INC	CL A	$6.9M	1.5%Prev: 0.9%	9,404 SH	Increased+2,393 SH
MICRON TECHNOLOGY INC	COM	$694K	0.1%Prev: 0.1%	5,629 SH	Increased+3,750 SH
MICROSOFT CORP	COM	$16.2M	3.4%Prev: 3.0%	32,554 SH	Increased-4,082 SH
MONDELEZ INTL INC	CL A	$223K	0.0%Prev: 0.1%	3,300 SH	Decreased-1,595 SH
MORGAN STANLEY	COM NEW	$1.2M	0.3%Prev: 0.3%	8,572 SH	Decreased+404 SH
NATIONAL FUEL GAS CO	COM	$347K	0.1%Prev: 0.1%	4,100 SH	Decreased-200 SH
NATIONAL GRID PLC	SPONSORED ADR NE	$865K	0.2%Prev: 0.2%	11,626 SH	Decreased-1,003 SH
NETFLIX INC	COM	$2.0M	0.4%	1,511 SH	New
NEXTERA ENERGY INC	COM	$1.6M	0.3%Prev: 0.6%	22,703 SH	Decreased-4,287 SH
NIKE INC	CL B	$1.4M	0.3%Prev: 0.3%	19,297 SH	Increased-2,702 SH
NORTHFIELD BANCORP INC DEL	COM	$298K	0.1%Prev: 0.1%	25,926 SH	Decreased
NOVO-NORDISK A S	ADR	$432K	0.1%	6,262 SH	New
NUCOR CORP	COM	$899K	0.2%Prev: 0.4%	6,940 SH	Decreased-2,500 SH
NUVEEN MASSACHUSETS QLT MUN	COM	$188K	0.0%	16,000 SH	New
NUVEEN N Y MUN VALUE FD	COM	$220K	0.0%Prev: 0.1%	27,072 SH	Decreased-317 SH
NUVEEN NEW YORK AMT QLT MUNI	COM	$309K	0.1%	31,171 SH	New
NVIDIA CORPORATION	COM	$14.6M	3.1%Prev: 4.4%	92,374 SH	Decreased-21,417 SH
OKLO INC	COM CL A	$263K	0.1%Prev: 0.1%	4,700 SH	Increased
ON HLDG AG	NAMEN AKT A	$219K	0.0%	4,200 SH	New
ONE GAS INC	COM	$259K	0.1%Prev: 0.1%	3,600 SH	Decreased
ONEOK INC NEW	COM	$2.5M	0.5%Prev: 0.4%	30,689 SH	Increased+8,438 SH
ORACLE CORP	COM	$1.3M	0.3%Prev: 0.2%	5,856 SH	Increased+736 SH
PALANTIR TECHNOLOGIES INC	CL A	$349K	0.1%Prev: 0.1%	2,563 SH	Decreased-81 SH
PARKER-HANNIFIN CORP	COM	$451K	0.1%Prev: 0.1%	646 SH	Decreased+32 SH
PEPSICO INC	COM	$771K	0.2%Prev: 0.1%	5,836 SH	Increased+2,676 SH
PFIZER INC	COM	$1.8M	0.4%Prev: 0.5%	75,855 SH	Decreased+825 SH
PHILIP MORRIS INTL INC	COM	$1.5M	0.3%Prev: 0.2%	8,061 SH	Increased+2,973 SH
PHILLIPS 66	COM	$1.8M	0.4%Prev: 0.6%	15,472 SH	Decreased-649 SH
PIMCO DYNAMIC INCOME FD	SHS	$219K	0.0%Prev: 0.1%	11,523 SH	Decreased-10,201 SH
PIMCO ETF TR	1-5 US TIP IDX	$1.8M	0.4%	33,125 SH	New
PIMCO ETF TR	ENHAN SHRT MA AC	$237K	0.0%	2,354 SH	New
PIMCO INCOME STRATEGY FD	COM	$240K	0.1%	28,780 SH	New
PIMCO INCOME STRATEGY FD II	COM	$297K	0.1%	40,250 SH	New
PIMCO NEW YORK MUN FD II	COM	$114K	0.0%Prev: 0.0%	16,948 SH	Increased+5,563 SH
PIMCO NEW YORK MUN INCOME FD	COM	$54K	0.0%	10,258 SH	New
PROCTER AND GAMBLE CO	COM	$3.8M	0.8%	23,569 SH	New
PROLOGIS INC.	COM	$802K	0.2%Prev: 0.3%	7,631 SH	Decreased-3,572 SH
PRUDENTIAL FINL INC	COM	$315K	0.1%Prev: 0.1%	2,935 SH	Increased+604 SH
PUBLIC SVC ENTERPRISE GRP IN	COM	$1.2M	0.3%	14,715 SH	New
QUALCOMM INC	COM	$2.1M	0.4%Prev: 0.4%	13,291 SH	Increased+271 SH
RTX CORPORATION	COM	$1.5M	0.3%Prev: 0.4%	10,432 SH	Decreased+284 SH
S&P GLOBAL INC	COM	$2.5M	0.5%Prev: 0.4%	4,654 SH	Increased+119 SH
SALESFORCE INC	COM	$522K	0.1%	1,915 SH	New
SCHWAB CHARLES CORP	COM	$726K	0.2%Prev: 0.2%	7,955 SH	Decreased-1,577 SH
SCHWAB STRATEGIC TR	SHT TM US TRES	$2.5M	0.5%	101,034 SH	New
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$526K	0.1%Prev: 0.1%	19,854 SH	Increased+8,957 SH
SCHWAB STRATEGIC TR	US LCAP GR ETF	$1.6M	0.3%Prev: 0.4%	54,391 SH	Decreased-6,290 SH
SELECT SECTOR SPDR TR	ENERGY	$2.2M	0.5%	26,414 SH	New
SELECT SECTOR SPDR TR	FINANCIAL	$471K	0.1%	8,992 SH	New
SHELL PLC	SPON ADS	$1.5M	0.3%Prev: 0.4%	21,798 SH	Decreased-24 SH
SPDR GOLD TR	GOLD SHS	$1.7M	0.4%Prev: 0.6%	5,715 SH	Decreased-569 SH
SPDR S&P 500 ETF TR	TR UNIT	$644K	0.1%	1,043 SH	New
SPDR SERIES TRUST	BBG CONV SEC ETF	$972K	0.2%	11,758 SH	New
SPDR SERIES TRUST	BLOOMBERG 1-3 MO	$6.9M	1.4%	75,161 SH	New
SPDR SERIES TRUST	PORTFLI HIGH YLD	$1.6M	0.3%	68,594 SH	New
SPDR SERIES TRUST	PRTFLO S&P500 VL	$672K	0.1%	12,839 SH	New
STARBUCKS CORP	COM	$258K	0.1%Prev: 0.1%	2,812 SH	Decreased-393 SH
T-MOBILE US INC	COM	$688K	0.1%Prev: 0.2%	2,889 SH	Decreased-1,551 SH
TARGET CORP	COM	$266K	0.1%Prev: 0.1%	2,695 SH	Decreased-283 SH
TESLA INC	COM	$3.5M	0.7%Prev: 0.8%	11,096 SH	Decreased+975 SH
TEXAS PACIFIC LAND CORPORATI	COM	$592K	0.1%Prev: 0.2%	560 SH	Decreased-988 SH
TRACTOR SUPPLY CO	COM	$513K	0.1%Prev: 0.2%	9,725 SH	Decreased-5,931 SH
TRANSOCEAN LTD	REGISTERED SHS	$30K	0.0%	11,450 SH	New
UBER TECHNOLOGIES INC	COM	$355K	0.1%	3,800 SH	New
UNION PAC CORP	COM	$633K	0.1%Prev: 0.2%	2,750 SH	Decreased-930 SH
UNITED PARCEL SERVICE INC	CL B	$507K	0.1%	5,023 SH	New
UNITED STS COMMODITY INDEX F	CM REP COPP FD	$342K	0.1%Prev: 0.1%	10,800 SH	Decreased
UNITEDHEALTH GROUP INC	COM	$953K	0.2%Prev: 0.1%	3,055 SH	Increased+726 SH
VANGUARD BD INDEX FDS	TOTAL BND MRKT	$4.8M	1.0%	64,633 SH	New
VANGUARD INDEX FDS	GROWTH ETF	$795K	0.2%Prev: 0.2%	1,813 SH	Decreased-521 SH
VANGUARD INDEX FDS	MID CAP ETF	$748K	0.2%Prev: 0.1%	2,672 SH	Increased+1,450 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$345K	0.1%Prev: 0.2%	607 SH	Decreased-723 SH
VANGUARD INDEX FDS	SMALL CP ETF	$292K	0.1%	1,233 SH	New
VANGUARD INDEX FDS	TOTAL STK MKT	$457K	0.1%Prev: 0.1%	1,503 SH	Decreased+22 SH
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	$509K	0.1%	3,961 SH	New
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$976K	0.2%Prev: 0.1%	4,771 SH	Increased+2,479 SH
VANGUARD WORLD FD	INF TECH ETF	$331K	0.1%Prev: 0.1%	499 SH	Decreased+14 SH
VERIZON COMMUNICATIONS INC	COM	$3.8M	0.8%Prev: 1.0%	88,037 SH	Decreased+1,690 SH
VERTIV HOLDINGS CO	COM CL A	$551K	0.1%Prev: 0.2%	4,288 SH	Decreased+521 SH
VISA INC	COM CL A	$8.7M	1.8%Prev: 1.5%	24,613 SH	Increased+1,958 SH
VISTRA CORP	COM	$543K	0.1%Prev: 0.1%	2,801 SH	Decreased-1,022 SH
VOYA GLBL EQTY DIV & PREM OP	COM	$85K	0.0%	14,736 SH	New
WALMART INC	COM	$6.4M	1.3%Prev: 1.9%	65,651 SH	Decreased-4,824 SH
WARNER BROS DISCOVERY INC	COM SER A	$117K	0.0%	10,180 SH	New
WASTE MGMT INC DEL	COM	$649K	0.1%Prev: 0.1%	2,835 SH	Increased+799 SH
WILLIAMS COS INC	COM	$704K	0.1%Prev: 0.2%	11,212 SH	Decreased-508 SH
WISDOMTREE TR	EM EX ST-OWNED	$365K	0.1%Prev: 0.1%	10,593 SH	Decreased-635 SH
WISDOMTREE TR	FLOATNG RAT TREA	$3.0M	0.6%Prev: 0.4%	58,828 SH	Increased+21,266 SH
WISDOMTREE TR	INTL LRGCAP DV	$230K	0.0%	3,858 SH	New
WISDOMTREE TR	ITL HDG QTLY DIV	$280K	0.1%Prev: 0.1%	6,220 SH	Increased+1,068 SH
WISDOMTREE TR	US EFFICIENT COR	$1.4M	0.3%Prev: 0.3%	27,000 SH	Increased+3,000 SH
WISDOMTREE TR	US LARGECAP FUND	$1.1M	0.2%Prev: 0.2%	17,360 SH	Increased+2,890 SH
WISDOMTREE TR	US QTLY DIV GRT	$3.0M	0.6%Prev: 0.6%	35,341 SH	Increased+6,187 SH
WISDOMTREE TR	US QUALITY GROW	$2.6M	0.5%Prev: 0.7%	48,930 SH	Decreased-11,668 SH
WISDOMTREE TR	YIELD ENHANCED	$346K	0.1%Prev: 0.1%	7,229 SH	Increased+1,802 SH
WP CAREY INC	COM	$369K	0.1%Prev: 0.1%	5,916 SH	Increased+527 SH
ZOETIS INC	CL A	$539K	0.1%Prev: 0.1%	3,457 SH	Increased+977 SH

Sold (vs prior filing)

ABBOTT LABORATORIES — $1.3M
AIR PRODUCTS AND CHEMICALS I — $779K
AMERICAN CENTY ETF TR — $1.1M
AMERICAN CENTY ETF TR — $562K
AMERICAN TOWER CORP — $998K
AMPHENOL CORP — $5.2M
AUREUS GREENWAY HLDGS INC — $51K
BONDBLOXX ETF TRUST — $830K
BROOKFIELD INFRASTRUCTURE PA — $3.4M
BWX TECHNOLOGIES INC — $631K
CHEVRON CORPORATION — $5.7M
CHUBB LTD SWITZ — $2.9M
CONAGRA BRANDS INC — $209K
CONSTELLATION ENERGY CORP — $248K
COSTCO WHOLESALE CORPORATION — $2.6M
DIMENSIONAL ETF TRUST — $227K
DIREXION SHARES ETF TRUST — $247K
DOW HLDGS INC — $640K
DUKE ENERGY CORP NEW — $302K
EMCOR GROUP INC — $570K
… and 30 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Oct 19, 2026	Q3 2026	13F-HR	0001172661-26-004593	—	View
Feb 17, 2026	Q4 2025	13F-HR	0001172661-26-001090	$447.5M	View
Nov 13, 2025	Q3 2025