Hartford Financial Management Inc.

CIK 0001352526 • 7 13F filings • Apr 21, 2025 – Oct 21, 2026

Import this data to Google Sheets with:

=jivedata("hartford-financial-management-inc","13f")

Uses this filer's slug. Install the Jive Data add-on first; the second argument is "13f".

Filer information

Filed by: Hartford Financial Management Inc., Managing Director
Address: 65 LASALLE ROAD SUITE 307, WEST HARTFORD, CT, 06107
Phone: 860-241-0028
AUM: $384.9M

AUM over time

$448.1M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $448.1M344 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$71K	0.0%Prev: 0.0%	434 SH	Increased-6 SH
ABBOTT LABORATORIES	COM	$1.6M	0.3%	15,773 SH	New
ABBVIE INC	COM	$50K	0.0%Prev: 0.0%	191 SH	Increased
ADOBE INC	COM	$208K	0.0%Prev: 0.1%	866 SH	Decreased
ADVANCED MICRO DEVICES INC	COM	$78K	0.0%Prev: 0.0%	127 SH	Increased-2 SH
AGILENT TECHNOLOGIES INC	COM	$19K	0.0%Prev: 0.0%	110 SH	Increased
AIR PRODUCTS AND CHEMICALS I	COM	$7K	0.0%	26 SH	New
ALASKA AIR GROUP INC	COM	$194	0.0%Prev: 0.0%	5 SH	Decreased
ALIBABA GROUP HLDG LTD	SPONSORED ADS	$3K	0.0%Prev: 0.0%	30 SH	Decreased
ALNYLAM PHARMACEUTICALS INC	COM	$25K	0.0%Prev: 0.0%	100 SH	Decreased
ALPHABET INC	CAP STK CL A	$2.1M	0.5%Prev: 0.4%	6,048 SH	Increased-5 SH
ALPHABET INC	CAP STK CL C	$8.6M	1.9%Prev: 1.9%	25,370 SH	Increased-3,460 SH
ALTRIA GROUP INC	COM	$175K	0.0%Prev: 0.0%	2,594 SH	Increased-45 SH
AMAZON COM INC	COM	$5.6M	1.3%Prev: 1.2%	22,576 SH	Increased+1,906 SH
AMBEV SA	SPONSORED ADR	$111K	0.0%Prev: 0.0%	38,038 SH	Increased+24,279 SH
AMERICAN ELEC PWR CO INC	COM	$237K	0.1%Prev: 0.1%	2,000 SH	Increased
AMERICAN EXPRESS CO	COM	$817K	0.2%Prev: 0.2%	2,685 SH	Decreased-11 SH
AMERICAN WTR WKS CO INC NEW	COM	$151K	0.0%Prev: 0.0%	1,165 SH	Increased+1,154 SH
AMGEN INC	COM	$34K	0.0%Prev: 0.0%	80 SH	Increased-5 SH
AMPHENOL CORP	CL A	$3K	0.0%	36 SH	New
ANALOG DEVICES INC	COM	$8K	0.0%Prev: 0.0%	20 SH	Increased
APA CORPORATION	COM	$7K	0.0%Prev: 0.0%	160 SH	Decreased-881 SH
APPLE INC	COM	$21.4M	4.8%Prev: 4.3%	64,342 SH	Increased-154 SH
APPLIED MATLS INC	COM	$14.4M	3.2%Prev: 1.9%	28,245 SH	Increased-6,810 SH
ARBUTUS BIOPHARMA CORP	COM	$4K	0.0%Prev: 0.0%	900 SH	Increased
ARES MANAGEMENT CORPORATION	CL A COM STK	$35K	0.0%Prev: 0.0%	299 SH	Decreased+76 SH
ARK ETF TR	AUTNMUS TECHNLGY	$4.0M	0.9%Prev: 1.0%	32,602 SH	Increased+212 SH
ARK ETF TR	INNOVATION ETF	$95K	0.0%Prev: 0.0%	1,068 SH	Increased
ARK ETF TR	NEXT GEN TECH	$17K	0.0%	104 SH	New
ASML HLDG NV	N Y REGISTRY SHS	$7K	0.0%	4 SH	New
AT&T INC	COM	$136K	0.0%Prev: 0.0%	5,570 SH	Decreased
AUTOMATIC DATA PROCESSING IN	COM	$3.7M	0.8%Prev: 1.0%	14,286 SH	Decreased+954 SH
AUTOZONE INC	COM	$8K	0.0%	3 SH	New
BANCO SANTANDER SA	ADR	$4K	0.0%	308 SH	New
BANK OF AMER CORP	COM	$3.2M	0.7%	59,382 SH	New
BANK OF NY MELLON CORP	COM	$40K	0.0%	280 SH	New
BARRICK MNG CORP	COM SHS	$326	0.0%Prev: 0.0%	8 SH	Increased
BAXTER INTL INC	COM	$41K	0.0%Prev: 0.0%	1,707 SH	Decreased-117 SH
BAYTEX ENERGY CORP	COM	$9K	0.0%Prev: 0.0%	2,000 SH	Increased
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$5.0M	1.1%Prev: 1.2%	10,039 SH	Increased+944 SH
BEST BUY INC	COM	$31K	0.0%Prev: 0.0%	346 SH	Increased+45 SH
BIOMARIN PHARMACEUTICAL INC	COM	$2K	0.0%Prev: 0.0%	28 SH	Increased
BLACKSTONE INC	COM	$26K	0.0%Prev: 0.0%	232 SH	Decreased-12 SH
BOEING CO	COM	$846K	0.2%Prev: 0.3%	4,545 SH	Decreased-251 SH
BOSTON SCIENTIFIC CORP	COM	$15K	0.0%	350 SH	New
BRISTOL-MYERS SQUIBB CO	COM	$635K	0.1%Prev: 0.2%	10,183 SH	Increased-3,629 SH
BROADCOM INC	COM	$226K	0.1%Prev: 0.0%	643 SH	Increased+404 SH
BROOKFIELD RENEWABLE CORP	CL A EX SUB VTG	$3K	0.0%	121 SH	New
CADENCE DESIGN SYSTEM INC	COM	$4K	0.0%Prev: 0.0%	11 SH	Decreased-1 SH
CAPITAL ONE FINL CORP	COM	$579K	0.1%Prev: 0.2%	3,000 SH	Decreased
CARNIVAL CORP LTD	COMMON SHARES	$3K	0.0%	114 SH	New
CARRIER GLOBAL CORPORATION	COM	$606K	0.1%Prev: 0.2%	11,050 SH	Decreased-19 SH
CATERPILLAR INC	COM	$6.9M	1.5%Prev: 1.2%	8,493 SH	Increased-870 SH
CELANESE CORP DEL	COM	$40K	0.0%Prev: 0.0%	902 SH	Increased+702 SH
CELSIUS HLDGS INC	COM NEW	$27K	0.0%	1,000 SH	New
CENTERPOINT ENERGY INC	COM	$74K	0.0%Prev: 0.0%	2,000 SH	Decreased
CHARGEPOINT HOLDINGS INC	COM SHS	$756	0.0%Prev: 0.0%	75 SH	Decreased
CHARLES SCHWAB CORP (THE)	COM	$170K	0.0%	1,742 SH	New
CHEVRON CORPORATION	COM	$3.1M	0.7%	14,974 SH	New
CISCO SYS INC	COM	$249K	0.1%Prev: 0.0%	2,314 SH	Increased
CITIGROUP INC	COM NEW	$93K	0.0%Prev: 0.0%	721 SH	Increased
CLOROX CO DEL	COM	$25K	0.0%Prev: 0.0%	312 SH	Decreased-362 SH
CME GROUP INC	COM	$3.4M	0.8%Prev: 0.7%	13,093 SH	Increased+3,570 SH
COCA COLA CO	COM	$575K	0.1%Prev: 0.1%	6,682 SH	Increased+265 SH
COCA-COLA FEMSA SAB DE CV	SPONS ADS REP	$134K	0.0%Prev: 0.0%	1,236 SH	Increased+893 SH
COHEN & STEERS REIT & PFD &	COM	$8K	0.0%Prev: 0.0%	444 SH	Decreased
COINBASE GLOBAL INC	COM CL A	$7K	0.0%Prev: 0.0%	40 SH	Decreased
COLGATE PALMOLIVE CO	COM	$27K	0.0%Prev: 0.0%	315 SH	Decreased-613 SH
COLUMBIA ETF TR II	EM CORE EX ETF	$2K	0.0%	35 SH	New
COMCAST CORP NEW	CL A	$171K	0.0%Prev: 0.1%	7,880 SH	Decreased+340 SH
COMPASS MINERALS INTL INC	COM	$1K	0.0%Prev: 0.0%	50 SH	Increased
CONAGRA BRANDS INC	COM	$19K	0.0%Prev: 0.0%	1,400 SH	Decreased
CONOCOPHILLIPS	COM	$14K	0.0%Prev: 0.0%	115 SH	Increased+3 SH
CORNING INC	COM	$3.2M	0.7%Prev: 0.5%	20,871 SH	Increased-1,626 SH
COSTCO WHOLESALE CORPORATION	COM	$7.2M	1.6%	7,916 SH	New
CSX CORP	COM	$5.6M	1.2%Prev: 1.2%	119,635 SH	Increased-5,598 SH
CUMMINS INC	COM	$48K	0.0%Prev: 0.0%	92 SH	Decreased-47 SH
CVS HEALTH CORP	COM	$857K	0.2%Prev: 0.2%	10,006 SH	Increased-859 SH
DANAHER CORP DEL	COM	$1.9M	0.4%	8,462 SH	New
DARDEN RESTAURANTS INC	COM	$64K	0.0%Prev: 0.0%	333 SH	Increased+157 SH
DBX ETF TR	XTRACK MSCI EAFE	$6.9M	1.5%	125,273 SH	New
DECKERS OUTDOOR CORP	COM	$2K	0.0%Prev: 0.0%	23 SH	Decreased-19 SH
DEERE & CO	COM	$638K	0.1%Prev: 0.1%	950 SH	Increased
DEVON ENERGY CORP NEW	COM	$41K	0.0%Prev: 0.0%	898 SH	Increased-142 SH
DISNEY WALT CO	COM	$2.9M	0.6%Prev: 0.9%	27,667 SH	Decreased-894 SH
DOMINION ENERGY INC	COM	$329K	0.1%Prev: 0.1%	5,435 SH	Decreased
DOW HLDGS INC	COM	$22K	0.0%	792 SH	New
DUKE ENERGY CORP NEW	COM NEW	$62K	0.0%Prev: 0.0%	544 SH	Decreased-98 SH
EBAY INC.	COM	$18K	0.0%Prev: 0.0%	167 SH	Increased-8 SH
EDWARDS LIFESCIENCES CORP	COM	$3K	0.0%Prev: 0.0%	39 SH	Decreased-24 SH
ELEVANCE HEALTH INC FORMERLY	COM	$148K	0.0%Prev: 0.0%	380 SH	Increased
ELI LILLY & CO	COM	$1.0M	0.2%Prev: 0.2%	894 SH	Increased
ENBRIDGE INC	COM	$1.8M	0.4%Prev: 0.5%	38,431 SH	Decreased-1,464 SH
ENERGY TRANSFER L P	COM UT LTD PTN	$490K	0.1%Prev: 0.1%	24,805 SH	Increased-1,577 SH
ENTERPRISE PRODS PARTNERS L	COM	$1.1M	0.2%Prev: 0.3%	30,745 SH	Increased-300 SH
EQT CORP	COM	$23K	0.0%Prev: 0.0%	473 SH	Decreased
ETF SER SOLUTIONS	DEFIA QUANT ETF	$10K	0.0%	66 SH	New
EXXONMOBIL HOLDINGS CORP	COM SHS	$4.9M	1.1%	30,325 SH	New
FACTSET RESH SYS INC	COM	$20K	0.0%Prev: 0.0%	75 SH	Decreased
FAIR ISAAC CORP	COM	$593	0.0%Prev: 0.0%	1 SH	Decreased-2 SH
FASTENAL CO	COM	$28K	0.0%Prev: 0.0%	566 SH	Decreased-364 SH
FEDEX CORP	COM	$570K	0.1%Prev: 0.1%	2,000 SH	Increased
FEDEX FGHT HLDG CO INC	COMMON STOCK	$109K	0.0%	1,000 SH	New
FENNEC PHARMACEUTICALS INC	COM	$539K	0.1%Prev: 0.1%	50,646 SH	Increased
FIRST TR EXCHANGE-TRADED FD	NY ARCA BIOTECH	$7.3M	1.6%Prev: 1.4%	26,710 SH	Increased-2,769 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S.	$13.7M	3.0%Prev: 4.6%	284,734 SH	Decreased-133,041 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST US EQT	$1.5M	0.3%Prev: 1.0%	29,547 SH	Decreased-56,926 SH
FORTIVE CORP	COM	$82K	0.0%Prev: 0.0%	1,502 SH	Decreased-284 SH
FRANKLIN TEMPLETON ETF TR	INTL COR DIV TIL	$78K	0.0%Prev: 0.0%	1,837 SH	Increased-113 SH
FREEPORT MCMORAN INC	CL B	$1.3M	0.3%	18,147 SH	New
FRESENIUS MEDICAL CARE AG	SPONSORED ADR	$34K	0.0%Prev: 0.0%	1,508 SH	Decreased-436 SH
FURY GOLD MINES LIMITED	COM	$5K	0.0%	10,000 SH	New
GE AEROSPACE	COM NEW	$674K	0.2%Prev: 0.2%	2,157 SH	Increased
GE HEALTHCARE TECHNOLOGIES I	COMMON STOCK	$45K	0.0%Prev: 0.0%	692 SH	Decreased
GE VERNOVA INC	COM	$506K	0.1%Prev: 0.1%	532 SH	Increased
GENERAL MILLS INC	COM	$161K	0.0%	5,014 SH	New
GENUINE PARTS CO	COM	$974K	0.2%Prev: 0.8%	7,747 SH	Decreased-13,315 SH
GILEAD SCIENCES INC	COM	$43K	0.0%Prev: 0.0%	289 SH	Decreased-123 SH
GINKGO BIOWORKS HOLDINGS INC	CL A NEW	$834	0.0%Prev: 0.0%	65 SH	Decreased
GMO ETF TRUST	INTL QUALITY ETF	$7.1M	1.6%	265,393 SH	New
GMO ETF TRUST	US QUALITY ETF	$6.2M	1.4%	143,729 SH	New
GOLDMAN SACHS GROUP INC	COM	$3.0M	0.7%Prev: 0.7%	3,300 SH	Increased
HARTFORD INSURANCE GROUP INC	COM	$474K	0.1%Prev: 0.1%	3,872 SH	Decreased
HECLA MINING COMPANY	COM	$46K	0.0%	2,701 SH	New
HERSHEY CO	COM	$211K	0.0%Prev: 0.1%	1,338 SH	Decreased
HOME DEPOT INC	COM	$2.5M	0.5%Prev: 1.7%	8,624 SH	Decreased-6,759 SH
HONEYWELL AEROSPACE INC	COM	$868K	0.2%	5,598 SH	New
HONEYWELL INTL INC	COM	$1.1M	0.2%Prev: 0.8%	5,011 SH	Decreased-10,211 SH
HP INC	COM	$9K	0.0%Prev: 0.0%	296 SH	Decreased-80 SH
ICHOR HOLDINGS	SHS	$6K	0.0%Prev: 0.0%	93 SH	Increased
IDEXX LABS INC	COM	$5K	0.0%Prev: 0.0%	9 SH	Decreased-1 SH
ILLUMINA INC	COM	$75K	0.0%Prev: 0.0%	275 SH	Increased
IMMUNITYBIO INC	COM	$109K	0.0%	11,498 SH	New
INCYTE CORP	COM	$6K	0.0%Prev: 0.0%	48 SH	Increased-9 SH
ING GROEP N.V.	SPONSORED ADR	$40K	0.0%Prev: 0.0%	1,124 SH	Increased
INGERSOLL RAND INC	COM	$108K	0.0%Prev: 0.0%	1,439 SH	Decreased
INGEVITY CORP	COM	$18K	0.0%Prev: 0.0%	260 SH	Increased-29 SH
INTEL CORP	COM	$707K	0.2%Prev: 0.1%	5,884 SH	Increased-865 SH
INTERCONTINENTAL EXCHANGE IN	COM	$76K	0.0%Prev: 0.0%	500 SH	Decreased
INTERNATIONAL BUSINESS MACHS	COM	$1.3M	0.3%Prev: 0.5%	6,064 SH	Decreased
INTUITIVE SURGICAL INC	COM NEW	$782K	0.2%Prev: 0.2%	1,924 SH	Increased+330 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL HLT	$2.1M	0.5%Prev: 0.4%	55,791 SH	Increased-316 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL MAT	$427K	0.1%Prev: 0.1%	11,500 SH	Increased
INVESCO EXCHANGE TRADED FD T	S&P500 EQL TEC	$5.1M	1.1%Prev: 0.9%	78,121 SH	Increased-129 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$653K	0.1%Prev: 0.2%	3,140 SH	Decreased-764 SH
INVESCO EXCHANGE TRADED FD T	S&P500 QUALITY	$2.1M	0.5%Prev: 1.5%	24,429 SH	Decreased-53,805 SH
INVESCO QQQ TR	UNIT SER 1	$934K	0.2%Prev: 0.2%	1,263 SH	Increased+34 SH
ISHARES BITCOIN TRUST ETF	SHS BEN INT	$9K	0.0%Prev: 0.0%	200 SH	Decreased-35 SH
ISHARES INC	MSCI JAPAN ETF	$2K	0.0%	17 SH	New
ISHARES TR	CORE S&P SCP ETF	$3K	0.0%Prev: 0.0%	25 SH	Increased
ISHARES TR	CORE S&P500 ETF	$122K	0.0%Prev: 0.0%	160 SH	Increased+53 SH
ISHARES TR	EXPANDED TECH	$2.3M	0.5%	21,317 SH	New
ISHARES TR	IBONDS OCT 2027	$125	0.0%Prev: 0.0%	480 SH	Decreased
ISHARES TR	MSCI JP VALUE	$2.9M	0.6%	58,790 SH	New
ISHARES TR	RUS 1000 GRW ETF	$784K	0.2%Prev: 0.2%	6,258 SH	Increased+4,725 SH
ISHARES TR	RUSSELL 2000 ETF	$112K	0.0%Prev: 0.0%	402 SH	Increased+144 SH
ISHARES TR	S&P 500 VAL ETF	$21K	0.0%Prev: 0.0%	93 SH	Increased
ISHARES TR	U.S. TECH ETF	$218K	0.0%Prev: 0.0%	823 SH	Increased+276 SH
ISHARES TR	US CONSUM DISCRE	$118K	0.0%	1,245 SH	New
ISHARES TR	US HLTHCARE ETF	$18K	0.0%Prev: 0.0%	255 SH	Increased
ISHARES TR	US INDUSTRIALS	$14K	0.0%	89 SH	New
J P MORGAN EXCHANGE TRADED F	CORE PLUS BD ETF	$34.2M	7.6%Prev: 8.8%	764,646 SH	Increased+64,664 SH
J P MORGAN EXCHANGE TRADED F	DIVERSFD EQT ETF	$18.3M	4.1%Prev: 4.2%	324,968 SH	Increased+3,974 SH
J P MORGAN EXCHANGE TRADED F	MUNICIPAL ETF	$11.5M	2.6%Prev: 2.7%	241,018 SH	Increased+39,108 SH
J P MORGAN EXCHANGE TRADED F	U S TEC LEA ETF	$7.4M	1.7%	70,380 SH	New
J P MORGAN EXCHANGE TRADED F	ULTRA SHRT ETF	$6.8M	1.5%Prev: 0.6%	134,583 SH	Increased+90,097 SH
J P MORGAN EXCHANGE TRADED F	ULTRA SHT MUNCPL	$528K	0.1%Prev: 0.1%	10,446 SH	Decreased+10 SH
JOHNSON & JOHNSON	COM	$2.5M	0.6%Prev: 0.5%	9,373 SH	Increased-923 SH
JPMORGAN CHASE & CO	COM	$9.4M	2.1%	28,421 SH	New
KEYCORP	COM	$553K	0.1%Prev: 0.1%	27,563 SH	Increased
KEYSIGHT TECHNOLOGIES INC	COM	$18K	0.0%Prev: 0.0%	50 SH	Increased
KIMBERLY-CLARK CORP	COM	$391K	0.1%Prev: 0.2%	4,016 SH	Decreased-2,691 SH
KINDER MORGAN INC DEL	COM	$34K	0.0%Prev: 0.0%	1,136 SH	Decreased-482 SH
KLA CORP	COM NEW	$3.2M	0.7%Prev: 0.8%	16,163 SH	Increased+13,305 SH
KRAFT HEINZ CO	COM	$7K	0.0%	316 SH	New
KYNDRYL HLDGS INC	COMMON STOCK	$4K	0.0%Prev: 0.0%	380 SH	Decreased
LAMB WESTON HLDGS INC	COM	$19K	0.0%Prev: 0.0%	466 SH	Decreased
LAUDER ESTEE COS INC	CL A	$1.0M	0.2%Prev: 0.2%	10,787 SH	Increased+1,659 SH
LAZARD ACTIVE ETF TR	INTL DYNAMIC EQT	$5K	0.0%	144 SH	New
LOCKHEED MARTIN CORP	COM	$52K	0.0%Prev: 0.0%	102 SH	Increased+8 SH
LOWES COS INC	COM	$947K	0.2%Prev: 0.4%	5,140 SH	Decreased-881 SH
LYFT INC	CL A COM	$5K	0.0%Prev: 0.0%	300 SH	Decreased
MARATHON PETE CORP	COM	$3.2M	0.7%Prev: 0.4%	8,113 SH	Increased-688 SH
MASTERCARD INCORPORATED	CL A	$270K	0.1%Prev: 0.1%	490 SH	Decreased-281 SH
MATCH GROUP INC NEW	COM	$3K	0.0%Prev: 0.0%	86 SH	Increased
MAYFAIR GOLD CORP	COM NEW	$10K	0.0%	3,500 SH	New
MCDONALDS CORP	COM	$432K	0.1%Prev: 0.2%	1,871 SH	Decreased-45 SH
MEDPACE HLDGS INC	COM	$6K	0.0%Prev: 0.0%	10 SH	Increased
MEDTRONIC PLC	SHS	$33K	0.0%Prev: 0.0%	384 SH	Decreased-124 SH
MERCK & CO INC	COM	$2.3M	0.5%Prev: 0.4%	15,564 SH	Increased-2,090 SH
META PLATFORMS INC	CL A	$5.4M	1.2%Prev: 0.9%	7,430 SH	Increased+2,582 SH
METTLER TOLEDO INTERNATIONAL	COM	$3K	0.0%Prev: 0.0%	2 SH	Decreased-2 SH
MICROSOFT CORP	COM	$16.3M	3.6%Prev: 3.7%	31,860 SH	Increased+5,064 SH
MINDWALK HOLDINGS CORP	COM	$663	0.0%	500 SH	New
MONDELEZ INTL INC	CL A	$2.0M	0.4%Prev: 0.5%	34,313 SH	Decreased+1,939 SH
MORGAN STANLEY	COM NEW	$27K	0.0%Prev: 0.0%	146 SH	Decreased-106 SH
MOSAIC CO	COM	$27K	0.0%	1,234 SH	New
MYRIAD GENETICS INC	COM	$259	0.0%Prev: 0.0%	60 SH	Decreased
NATERA INC	COM	$8K	0.0%Prev: 0.0%	20 SH	Increased
NATIONAL FUEL GAS CO	COM	$536K	0.1%Prev: 0.2%	7,066 SH	Decreased
NATIONAL GRID PLC	SPONSORED ADR NE	$152K	0.0%Prev: 0.0%	2,000 SH	Increased
NETAPP INC	COM	$126K	0.0%Prev: 0.0%	598 SH	Increased+369 SH
NETEASE COM INC	SPONSORED ADS	$4K	0.0%	30 SH	New
NETFLIX INC.	COM	$2.2M	0.5%	31,644 SH	New
NEWMONT CORP	COM	$57K	0.0%Prev: 0.0%	491 SH	Decreased-249 SH
NIOCORP DEVS LTD	COM NEW	$5K	0.0%Prev: 0.0%	1,450 SH	Decreased
NISOURCE INC	COM	$117K	0.0%Prev: 0.0%	3,000 SH	Decreased
NORFOLK SOUTHN CORP	COM	$490K	0.1%Prev: 0.1%	1,587 SH	Increased
NORTHWEST NAT HLDG CO	COM	$11K	0.0%Prev: 0.0%	235 SH	Increased
NOVARTIS AG	SPONSORED ADR	$3K	0.0%Prev: 0.0%	19 SH	Increased
NOVO-NORDISK A S	ADR	$2K	0.0%Prev: 0.0%	42 SH	Decreased-276 SH
NUCOR CORP	COM	$351K	0.1%Prev: 0.1%	1,500 SH	Increased
NUVEEN QUALITY MUNCP INCOME	COM	$12K	0.0%Prev: 0.0%	1,175 SH	Decreased
NVIDIA CORPORATION	COM	$16.7M	3.7%Prev: 3.4%	73,058 SH	Increased+5,230 SH
NVIDIA CORPORATION	PUT	$4.6M	1.0%	20,000 PRN	New
OKTA INC	CL A	$105K	0.0%Prev: 0.0%	500 SH	Increased
OMNICOM GROUP INC	COM	$44K	0.0%Prev: 0.0%	600 SH	Decreased
ONEOK INC NEW	COM	$252K	0.1%Prev: 0.1%	2,959 SH	Increased-260 SH
ORACLE CORP	COM	$1.8M	0.4%Prev: 1.9%	13,050 SH	Decreased-13,123 SH
OTIS WORLDWIDE CORP	COM	$321K	0.1%Prev: 0.1%	4,988 SH	Decreased-827 SH
PACCAR INC	COM	$97K	0.0%Prev: 0.0%	882 SH	Decreased-300 SH
PALANTIR TECHNOLOGIES INC	CL A	$380K	0.1%Prev: 0.1%	2,030 SH	Increased+980 SH
PALO ALTO NETWORKS INC	COM	$149K	0.0%Prev: 0.0%	376 SH	Increased-68 SH
PARKER-HANNIFIN CORP	COM	$1.5M	0.3%Prev: 0.3%	1,600 SH	Increased+80 SH
PAYCHEX INC	COM	$837K	0.2%Prev: 0.3%	8,499 SH	Decreased-104 SH
PAYPAL HLDGS INC	COM	$16K	0.0%Prev: 0.0%	300 SH	Decreased-131 SH
PEOPLE INC	COM NEW	$2K	0.0%	40 SH	New
PEPSICO INC	COM	$830K	0.2%Prev: 0.5%	6,546 SH	Decreased-6,573 SH
PFIZER INC	COM	$183K	0.0%Prev: 0.0%	6,429 SH	Increased
PGIM ETF TR	AAA CLO ETF	$10.1M	2.3%Prev: 2.5%	197,587 SH	Increased+10,659 SH
PHILIP MORRIS INTL INC	COM	$570K	0.1%Prev: 0.1%	2,989 SH	Increased
PHILLIPS 66	COM	$697K	0.2%Prev: 0.1%	2,730 SH	Increased-520 SH
PLAINS ALL AMERN PIPELINE L	UNIT LTD PARTN	$706K	0.2%Prev: 0.1%	29,766 SH	Increased
POST HLDGS INC	COM	$3K	0.0%Prev: 0.0%	39 SH	Decreased
PROCTER & GAMBLE CO	COM	$616K	0.1%	4,241 SH	New
PROGRESSIVE CORP	COM	$9K	0.0%	45 SH	New
PROGYNY INC	COM	$1K	0.0%Prev: 0.0%	55 SH	Increased
PROLOGIS INC.	COM	$2.0M	0.4%Prev: 0.5%	15,461 SH	Increased-299 SH
PROSHARES TR	S&P MDCP 400 DIV	$346K	0.1%Prev: 0.1%	4,000 SH	Increased
PROSHARES TR	ULTRA FNCLS NEW	$35K	0.0%Prev: 0.0%	420 SH	Decreased
PUBLIC STORAGE	COM	$117K	0.0%	412 SH	New
QNITY ELECTRONICS INC	COMMON STOCK	$74K	0.0%	590 SH	New
QUALCOMM INC	COM	$167K	0.0%Prev: 0.0%	905 SH	Increased-13 SH
QXO INC	COM NEW	$41K	0.0%Prev: 0.0%	3,500 SH	Increased+2,800 SH
RALLYBIO CORP	COM	$14K	0.0%Prev: 0.0%	812 SH	Increased-5,688 SH
RAYONIER ADVANCED MATLS INC	COM	$72K	0.0%	9,000 SH	New
RAYONIER INC	COM	$1.0M	0.2%Prev: 0.0%	55,871 SH	Increased+54,714 SH
REGENERON PHARMACEUTICALS	COM	$3K	0.0%Prev: 0.0%	4 SH	Increased
REGIONS FINANCIAL CORP NEW	COM	$86K	0.0%Prev: 0.0%	3,200 SH	Increased
RESTAURANT BRANDS INTL INC	COM	$25K	0.0%Prev: 0.0%	350 SH	Increased+3 SH
RH	COM	$1K	0.0%Prev: 0.0%	12 SH	Decreased-8 SH
RIVIAN AUTOMOTIVE INC	COM CL A	$8K	0.0%Prev: 0.0%	530 SH	Increased
ROBERT HALF INC.	COM	$2K	0.0%Prev: 0.0%	51 SH	Decreased-83 SH
ROBLOX CORP	CL A	$5K	0.0%Prev: 0.0%	107 SH	Decreased-59 SH
ROYAL CARIBBEAN GROUP	COM	$168K	0.0%Prev: 0.1%	634 SH	Decreased+3 SH
RTX CORPORATION	COM	$4.4M	1.0%Prev: 1.1%	23,921 SH	Increased-668 SH
SALESFORCE INC	COM	$7K	0.0%Prev: 0.0%	30 SH	Decreased-172 SH
SANTACRUZ SILVER MNG LTD	COM NEW SHS	$11K	0.0%	1,242 SH	New
SELECT SECTOR SPDR TR	ST STR CARE ETF	$3.0M	0.7%	17,712 SH	New
SELECT SECTOR SPDR TR	ST STR DISCR ETF	$5.5M	1.2%	50,524 SH	New
SELECT SECTOR SPDR TR	ST STR ENERG ETF	$35K	0.0%	570 SH	New
SELECT SECTOR SPDR TR	ST STR FINL ETF	$96K	0.0%	1,789 SH	New
SELECT SECTOR SPDR TR	ST STR INDL ETF	$879K	0.2%	5,264 SH	New
SELECT SECTOR SPDR TR	ST STR TECHN ETF	$74K	0.0%	376 SH	New
SEMPRA	COM	$6K	0.0%Prev: 0.0%	71 SH	Decreased-36 SH
SERVICENOW INC	COM	$29K	0.0%Prev: 0.0%	215 SH	Decreased+172 SH
SHOPIFY INC	CL A SUB VTG SHS	$20K	0.0%Prev: 0.0%	136 SH	Decreased
SIX FLAGS ENTERTAINMENT CORP	COM	$536	0.0%Prev: 0.0%	50 SH	Decreased
SLB LIMITED	COM STK	$39K	0.0%	799 SH	New
SMURFIT WESTROCK PLC	SHS	$115K	0.0%Prev: 0.0%	2,605 SH	Increased
SOLSTICE ADVANCED MATLS INC	COM SHS	$40K	0.0%	719 SH	New
SOUTH BOW CORP	COM	$3K	0.0%Prev: 0.0%	98 SH	Increased
SOUTHERN CO	COM	$414K	0.1%Prev: 0.1%	5,000 SH	Decreased
SOUTHERN COPPER CORP	COM	$37K	0.0%Prev: 0.0%	182 SH	Increased-121 SH
SPACE EXPLORATION TECHN CORP	CLASS A COM STK	$45K	0.0%	300 SH	New
SPDR GOLD TR	GOLD SHS	$1.1M	0.2%Prev: 0.3%	2,805 SH	Increased
SPDR SERIES TRUST	ST STR P500ETF	$1.9M	0.4%	20,737 SH	New
SPDR SERIES TRUST	ST STR P500VAL	$26K	0.0%	420 SH	New
SPDR SERIES TRUST	ST STR SP BIOT	$15K	0.0%	94 SH	New
STANLEY BLACK & DECKER INC	COM	$127K	0.0%Prev: 0.0%	1,434 SH	Increased+257 SH
STARBUCKS CORP	COM	$4K	0.0%Prev: 0.0%	42 SH	Increased
STATE STR SPDR S&P 500 ETF T	TR UNIT	$72K	0.0%	94 SH	New
STERLING INFRASTRUCTURE INC	COM	$6K	0.0%	12 SH	New
SYSCO CORP	COM	$31K	0.0%Prev: 0.0%	393 SH	Decreased+9 SH
TAIWAN SEMICONDUCTOR MANUFAC	SPONSORED ADS	$5.0M	1.1%	10,971 SH	New
TAKE-TWO INTERACTIVE SOFTWAR	COM	$9K	0.0%Prev: 0.0%	42 SH	Decreased
TARGET CORP	COM	$132K	0.0%Prev: 0.1%	845 SH	Decreased-4,498 SH
TC ENERGY CORP	COM	$29K	0.0%Prev: 0.0%	496 SH	Increased
TERADYNE INC	COM	$13K	0.0%Prev: 0.0%	32 SH	Increased-9 SH
TESLA INC	COM	$383K	0.1%Prev: 0.1%	1,080 SH	Decreased+12 SH
TEXAS INSTRS INC	COM	$2.1M	0.5%Prev: 0.4%	7,551 SH	Increased-129 SH
TEXTRON INC	COM	$31K	0.0%Prev: 0.0%	401 SH	Decreased
TG THERAPEUTICS INC	COM	$20K	0.0%Prev: 0.0%	353 SH	Increased
THE CIGNA GROUP	COM	$857K	0.2%Prev: 0.3%	3,154 SH	Decreased-666 SH
THERMO FISHER SCIENTIFIC INC	COM	$32K	0.0%Prev: 0.2%	47 SH	Decreased-1,581 SH
TJX COS INC NEW	COM	$2.4M	0.5%Prev: 0.6%	18,076 SH	Increased+1,700 SH
TORONTO DOMINION BK ONT	COM NEW	$21K	0.0%Prev: 0.0%	176 SH	Increased
TORTOISE ENERGY INFRSTRCTR C	COM	$35K	0.0%	909 SH	New
TRACTOR SUPPLY CO	COM	$9K	0.0%Prev: 0.0%	300 SH	Decreased
TRANE TECHNOLOGIES PLC	SHS	$738K	0.2%Prev: 0.2%	1,632 SH	Increased
TRANSOCEAN LTD	REGISTERED SHS	$31K	0.0%	6,000 SH	New
TRAVELERS COMPANIES INC	COM	$99K	0.0%Prev: 0.0%	278 SH	Increased
TRIMBLE INC	COM	$10K	0.0%Prev: 0.0%	175 SH	Decreased
TRUIST FINL CORP	COM	$21K	0.0%Prev: 0.0%	449 SH	Increased
UGI CORP NEW	COM	$134K	0.0%Prev: 0.0%	3,754 SH	Increased
ULTA BEAUTY INC	COM	$3K	0.0%Prev: 0.0%	6 SH	Decreased
UNION PAC CORP	COM	$3.5M	0.8%Prev: 0.8%	12,746 SH	Increased+12 SH
UNITED AIRLS HLDGS INC	COM	$22K	0.0%Prev: 0.0%	200 SH	Increased
UNITEDHEALTH GROUP INC	COM	$2.1M	0.5%Prev: 0.6%	5,653 SH	Decreased-754 SH
US BANCORP	COM NEW	$116K	0.0%	2,000 SH	New
VANECK ETF TRUST	MRNGSTR WDE MOAT	$54K	0.0%Prev: 0.0%	513 SH	Increased+55 SH
VANECK ETF TRUST	SEMICONDUCTR ETF	$23K	0.0%Prev: 0.0%	37 SH	Decreased-100 SH
VANGUARD ADMIRAL FDS INC	500 GRTH IDX F	$54K	0.0%Prev: 0.0%	636 SH	Decreased+505 SH
VANGUARD INDEX FDS	MRNGSTR TTL STK	$50K	0.0%	134 SH	New
VANGUARD INDEX FDS	S&P 500 ETF SHS	$912K	0.2%Prev: 0.2%	1,301 SH	Increased+27 SH
VANGUARD INTL EQUITY INDEX F	ALLWRLD EX US	$11K	0.0%Prev: 0.0%	137 SH	Increased
VANGUARD INTL EQUITY INDEX F	FTSE SMCAP ETF	$12K	0.0%Prev: 0.0%	80 SH	Increased
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	$15K	0.0%	95 SH	New
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$50K	0.0%	215 SH	New
VANGUARD STAR FDS	VG TL INTL STK F	$45K	0.0%Prev: 0.0%	528 SH	Increased
VANGUARD WHITEHALL FDS	HIGH DIV YLD	$15K	0.0%Prev: 0.0%	96 SH	Increased+95 SH
VANGUARD WORLD FD	COMM SRVC ETF	$12K	0.0%Prev: 0.0%	65 SH	Decreased-93 SH
VANGUARD WORLD FD	HEALTH CAR ETF	$94K	0.0%Prev: 0.0%	297 SH	Increased-3 SH
VANGUARD WORLD FD	INF TECH ETF	$24.6M	5.5%Prev: 4.3%	195,376 SH	Increased+173,689 SH
VEEVA SYS INC	CL A COM	$14K	0.0%Prev: 0.0%	50 SH	Decreased
VERALTO CORP	COM SHS	$56K	0.0%Prev: 0.0%	595 SH	Decreased
VERISIGN INC	COM	$3K	0.0%Prev: 0.0%	11 SH	Decreased-5 SH
VERIZON COMMUNICATIONS INC	COM	$181K	0.0%Prev: 0.0%	3,937 SH	Increased-150 SH
VERSANT MEDIA GROUP INC	COM CL A	$3K	0.0%	91 SH	New
VERTEX PHARMACEUTICALS INC	COM	$3K	0.0%Prev: 0.0%	5 SH	Decreased-7 SH
VIATRIS INC	COM	$5K	0.0%Prev: 0.0%	297 SH	Increased
VISA INC	COM CL A	$5.5M	1.2%Prev: 1.2%	15,345 SH	Increased+2,284 SH
VOLATILITY SHS TR	XRP ETF	$386	0.0%Prev: 0.0%	48 SH	Decreased
WALMART INC	COM	$1.7M	0.4%Prev: 0.4%	16,058 SH	Increased-22 SH
WARNER BROS DISCOVERY INC	COM SER A	$60K	0.0%Prev: 0.0%	1,952 SH	Increased
WASTE MGMT INC DEL	COM	$1.0M	0.2%Prev: 0.3%	4,992 SH	Decreased-110 SH
WATSCO INC	COM	$9K	0.0%Prev: 0.0%	30 SH	Decreased-25 SH
WELLS FARGO & CO	COM	$512K	0.1%	6,400 SH	New
WEYERHAEUSER CO	COM NEW	$96K	0.0%	5,045 SH	New
WILLIAMS COS INC	COM	$2.1M	0.5%Prev: 0.6%	31,481 SH	Decreased-2,534 SH
YUM BRANDS INC	COM	$250K	0.1%Prev: 0.1%	1,833 SH	Decreased
ZEBRA TECHNOLOGIES CORPORATI	CL A	$30K	0.0%Prev: 0.0%	80 SH	Decreased-80 SH
ZETA GLOBAL HOLDINGS CORP	CL A	$76K	0.0%	2,400 SH	New
ZOOM COMMUNICATIONS INC	CL A	$908	0.0%Prev: 0.0%	10 SH	Increased

Sold (vs prior filing)

ABBOTT LABS — $3.3M
AIR PRODS & CHEMS INC — $753K
AIRBNB INC — $10K
AMPHENOL CORP NEW — $2K
ANGI INC — $163
ARK ETF TR — $8K
ASML HOLDING N V — $4K
ASTRAZENECA PLC — $294K
AVADEL PHARMACEUTICALS PLC — $15K
BANK AMERICA CORP — $2.8M
BANK NEW YORK MELLON CORP — $51K
CARNIVAL CORP — $3K
CHECK POINT SOFTWARE TECH LT — $12K
CHEVRON CORP NEW — $2.5M
CLEVELAND-CLIFFS INC NEW — $16K
COSTCO WHSL CORP NEW — $7.3M
COTERRA ENERGY INC — $23K
DANAHER CORPORATION — $2.8M
DELTA AIR LINES INC DEL — $3K
DIREXION SHS ETF TR — $68K
… and 51 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 21, 2026	Q4 2025	13F-HR	0001352526-26-000001	$384.9M	View
Oct 21, 2026	Q3 2026	13F-HR	0001352526-26-000005	$448.1M	View
Oct 28, 2025	Q3 2025