Global Wealth Strategies & Associates

CIK 0001912297 • 7 13F filings • Apr 2, 2025 – Oct 2, 2026

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Filer information

Filed by: Global Wealth Strategies & Associates, Compliance Associate
Address: 3200 CHERRY CREEK SOUTH DRIVE, SUITE 280, DENVER, CO, 80209
Phone: 7206673385
AUM: $401.1M

AUM over time

$545.6M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $545.6M114 positionsView on SEC.gov

			% of Portfolio
3M CO COM	Stock	$279K	0.1%Prev: 0.0%	1,699 SH	Increased+754 SH
ABBVIE INC COM	Stock	$389K	0.1%Prev: 0.1%	1,486 SH	Increased+501 SH
ADVANCED MICRO DEVICES INC COM	Stock	$684K	0.1%Prev: 0.0%	1,118 SH	Increased+868 SH
ALIBABA GROUP HLDG LTD SPONSORED ADS	ADR	$259K	0.0%Prev: 0.0%	2,409 SH	Increased+1,731 SH
ALPHABET INC CAP STK CL A	Stock	$1.0M	0.2%Prev: 0.2%	2,976 SH	Increased+527 SH
ALPHABET INC CAP STK CL C	Stock	$625K	0.1%Prev: 0.1%	1,835 SH	Increased+352 SH
AMAZON COM INC COM	Stock	$8.6M	1.6%Prev: 0.3%	34,435 SH	Increased+28,251 SH
AMBEV SA SPONSORED ADR	ADR	$41K	0.0%	13,915 SH	New
APPLE INC COM	Stock	$4.4M	0.8%Prev: 0.7%	13,166 SH	Increased+1,759 SH
APPLIED MATLS INC COM	Stock	$228K	0.0%Prev: 0.0%	446 SH	Increased+46 SH
ASML HLDG NV N Y REGISTRY SHS	ADR	$295K	0.1%	163 SH	New
BANCO BRADESCO S A SP ADR PFD NEW	ADR	$48K	0.0%	13,701 SH	New
BARINGS CORPORATE INVS COM	CEF	$4.6M	0.8%Prev: 1.2%	260,773 SH	Decreased+30,151 SH
BERKSHIRE HATHAWAY INC DEL CL B NEW	Stock	$586K	0.1%Prev: 0.1%	1,176 SH	Increased+344 SH
BLACKROCK INC COM	Stock	$232K	0.0%Prev: 0.0%	219 SH	Increased+154 SH
BROADCOM INC COM	Stock	$1.0M	0.2%Prev: 0.1%	2,872 SH	Increased+2,282 SH
CATERPILLAR INC COM	Stock	$419K	0.1%Prev: 0.0%	516 SH	Increased+185 SH
CHEVRON CORPORATION COM	Stock	$265K	0.0%	1,296 SH	New
CISCO SYS INC COM	Stock	$209K	0.0%Prev: 0.0%	1,940 SH	Increased+359 SH
COCA COLA CO COM	Stock	$290K	0.1%Prev: 0.0%	3,364 SH	Increased+1,911 SH
COLUMBIA MULTI-SECTOR MUNICIPAL INCOME ETF	ETF	$3.3M	0.6%Prev: 0.8%	171,658 SH	Increased+23,966 SH
COSTCO WHOLESALE CORPORATION COM	Stock	$462K	0.1%	508 SH	New
DIMENSIONAL U.S. EQUITY MARKET ETF	ETF	$394K	0.1%Prev: 0.0%	4,744 SH	Increased+2,299 SH
ELI LILLY & CO COM	Stock	$498K	0.1%Prev: 0.1%	430 SH	Increased+88 SH
ENTERGY CORP NEW COM	Stock	$218K	0.0%	2,193 SH	New
EXXONMOBIL HOLDINGS CORP COM SHS	Stock	$380K	0.1%	2,333 SH	New
FIDELITY INVESTMENT GRADE SECURITIZED ETF	ETF	$9.2M	1.7%	219,134 SH	New
FIRST TRUST LONG/SHORT EQUITY ETF	ETF	$1.0M	0.2%Prev: 0.3%	13,111 SH	Decreased-3,124 SH
FIRST TRUST NATURAL GAS ETF	ETF	$1.8M	0.3%	63,175 SH	New
FORTINET INC COM	Stock	$313K	0.1%Prev: 0.0%	1,749 SH	Increased-248 SH
FREEPORT MCMORAN INC CL B	Stock	$253K	0.0%	3,620 SH	New
HONEYWELL AEROSPACE INC COM	Stock	$241K	0.0%	1,558 SH	New
HONEYWELL INTL INC COM	Stock	$363K	0.1%Prev: 0.0%	1,720 SH	Increased+1,655 SH
IMMUNITYBIO INC COM	Stock	$274K	0.1%	29,034 SH	New
INTERNATIONAL BUSINESS MACHS COM	Stock	$448K	0.1%Prev: 0.1%	2,036 SH	Decreased+349 SH
INVESCO BULLETSHARES 2029 CORPORATE BOND ETF	ETF	$365K	0.1%Prev: 0.2%	20,052 SH	Decreased-21,111 SH
INVESCO BULLETSHARES 2032 CORPORATE BOND ETF	ETF	$418K	0.1%Prev: 0.2%	21,367 SH	Decreased-10,833 SH
INVESCO BULLETSHARES 2034 CORPORATE BOND ETF	ETF	$251K	0.0%Prev: 0.1%	12,847 SH	Decreased-6,710 SH
INVESCO NASDAQ 100 ETF	ETF	$36.4M	6.7%Prev: 7.0%	119,428 SH	Increased+9,261 SH
INVESCO QQQ TRUST SERIES I	ETF	$21.9M	4.0%Prev: 0.8%	29,616 SH	Increased+24,117 SH
INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF	ETF	$2.5M	0.5%	37,508 SH	New
ISHARES 20 YEAR TREASURY BOND BUYWRITE STRATEGY ETF	ETF	$256K	0.0%Prev: 0.1%	12,619 SH	Decreased-3,707 SH
ISHARES 20 YEAR TREASURY BOND ETF	ETF	$379K	0.1%Prev: 1.6%	4,870 SH	Decreased-65,878 SH
ISHARES A.I. INNOVATION AND TECH ACTIVE ETF	ETF	$963K	0.2%Prev: 0.5%	20,408 SH	Decreased-39,063 SH
ISHARES CORE MSCI EAFE ETF	ETF	$49.8M	9.1%Prev: 10.6%	514,121 SH	Increased+43,136 SH
ISHARES CORE S&P 500 ETF	ETF	$706K	0.1%Prev: 0.2%	922 SH	Increased+43 SH
ISHARES CORE S&P MID-CAP ETF	ETF	$489K	0.1%Prev: 0.1%	6,800 SH	Decreased-1,321 SH
ISHARES CORE S&P SMALL CAP ETF	ETF	$14.3M	2.6%Prev: 0.0%	105,350 SH	Increased+104,710 SH
ISHARES FLEXIBLE INCOME ACTIVE ETF	ETF	$12.7M	2.3%Prev: 2.8%	249,469 SH	Increased+45,007 SH
ISHARES GOLD TRUST	ETF	$10.3M	1.9%Prev: 2.2%	131,360 SH	Increased+15,347 SH
ISHARES HIGH YIELD MUNI ACTIVE ETF	ETF	$253K	0.0%	5,538 SH	New
ISHARES MSCI EAFE GROWTH ETF	ETF	$337K	0.1%Prev: 0.1%	2,816 SH	Increased+394 SH
ISHARES MSCI USA MOMENTUM FACTOR ETF	ETF	$1.7M	0.3%Prev: 2.9%	5,342 SH	Decreased-38,208 SH
ISHARES MSCI USA QUALITY FACTOR ETF	ETF	$3.5M	0.6%Prev: 3.7%	15,796 SH	Decreased-57,690 SH
ISHARES NATIONAL MUNI BOND ETF	ETF	$11.6M	2.1%Prev: 2.8%	115,195 SH	Increased+11,456 SH
ISHARES RUSSELL 1000 ETF	ETF	$588K	0.1%Prev: 0.1%	1,414 SH	Increased+14 SH
ISHARES RUSSELL 1000 GROWTH ETF	ETF	$361K	0.1%Prev: 0.1%	2,881 SH	Increased+2,405 SH
ISHARES RUSSELL 2000 GROWTH ETF	ETF	$261K	0.0%Prev: 0.1%	730 SH	Increased-69 SH
ISHARES RUSSELL MID-CAP GROWTH ETF	ETF	$706K	0.1%Prev: 0.2%	5,130 SH	Decreased-558 SH
ISHARES S&P 100 ETF	ETF	$3.0M	0.6%Prev: 0.7%	7,871 SH	Increased-398 SH
ISHARES SEMICONDUCTOR ETF	ETF	$7.9M	1.4%Prev: 0.7%	13,861 SH	Increased+3,837 SH
ISHARES U.S. EQUITY FACTOR ROTATION ACTIVE ETF	ETF	$27.2M	5.0%	393,342 SH	New
JOHNSON & JOHNSON COM	Stock	$625K	0.1%Prev: 0.1%	2,361 SH	Increased+552 SH
JPMORGAN ACTIVE VALUE ETF	ETF	$440K	0.1%Prev: 0.2%	5,523 SH	Decreased-3,255 SH
JPMORGAN CHASE & CO COM	Stock	$2.8M	0.5%	8,549 SH	New
JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF	ETF	$654K	0.1%Prev: 0.2%	10,679 SH	Decreased-1,992 SH
LOCKHEED MARTIN CORP COM	Stock	$295K	0.1%Prev: 0.1%	579 SH	Decreased-34 SH
MASTERCARD INCORPORATED CL A	Stock	$207K	0.0%Prev: 0.0%	375 SH	Increased+238 SH
META PLATFORMS INC CL A	Stock	$625K	0.1%Prev: 0.1%	862 SH	Increased+141 SH
MICRON TECHNOLOGY INC COM	Stock	$213K	0.0%Prev: 0.0%	200 SH	Increased+170 SH
MICROSOFT CORP COM	Stock	$2.3M	0.4%Prev: 0.4%	4,483 SH	Increased+1,276 SH
MIZUHO FINANCIAL GROUP INC SPONSORED ADR	ADR	$112K	0.0%	10,120 SH	New
NEOS S&P 500 HIGH INCOME ETF	ETF	$230K	0.0%	4,325 SH	New
NVIDIA CORPORATION COM	Stock	$2.5M	0.5%Prev: 0.3%	11,143 SH	Increased+5,791 SH
PALANTIR TECHNOLOGIES INC CL A	Stock	$229K	0.0%Prev: 0.0%	1,222 SH	Increased+992 SH
QUALCOMM INC COM	Stock	$639K	0.1%Prev: 0.0%	3,469 SH	Increased+3,319 SH
ROYAL BK CDA COM	Stock	$215K	0.0%Prev: 0.0%	1,095 SH	Increased+1,070 SH
RTX CORPORATION COM	Stock	$283K	0.1%Prev: 0.0%	1,527 SH	Increased+780 SH
SCHWAB CRYPTO THEMATIC ETF	ETF	$4.1M	0.8%Prev: 1.2%	62,116 SH	Decreased+4,148 SH
SCHWAB INTERNATIONAL EQUITY ETF	ETF	$309K	0.1%Prev: 0.1%	11,264 SH	Decreased-5,481 SH
SCHWAB U.S. LARGE-CAP ETF	ETF	$456K	0.1%Prev: 0.1%	15,214 SH	Increased-205 SH
SCHWAB U.S. LARGE-CAP GROWTH ETF	ETF	$856K	0.2%Prev: 0.2%	23,832 SH	Decreased-5,526 SH
SCHWAB U.S. LARGE-CAP VALUE ETF	ETF	$394K	0.1%Prev: 0.1%	11,829 SH	Decreased-5,860 SH
SCHWAB U.S. SMALL-CAP ETF	ETF	$11.0M	2.0%Prev: 0.1%	337,202 SH	Increased+321,795 SH
SHERWIN WILLIAMS CO COM	Stock	$2.5M	0.5%Prev: 0.7%	7,708 SH	Decreased+28 SH
SIMPLIFY MANAGED FUTURES STRATEGY ETF	ETF	$960K	0.2%Prev: 0.3%	33,298 SH	Decreased-4,845 SH
SPACE EXPLORATION TECHN CORP CLASS A COM STK	Stock	$234K	0.0%	1,554 SH	New
STATE STREET SPDR NYSE TECHNOLOGY ETF	ETF	$631K	0.1%	1,650 SH	New
STATE STREET SPDR S&P 500 ETF	ETF	$1.6M	0.3%	2,152 SH	New
STATE STREET SPDR S&P MIDCAP 400 ETF TRUST	ETF	$1.4M	0.2%	2,065 SH	New
STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF	ETF	$17.6M	3.2%	90,045 SH	New
TAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS	ADR	$381K	0.1%	835 SH	New
TESLA INC COM	Stock	$1.1M	0.2%Prev: 0.2%	3,092 SH	Increased+955 SH
THERMO FISHER SCIENTIFIC INC COM	Stock	$271K	0.0%	401 SH	New
TRANE TECHNOLOGIES PLC SHS	Stock	$314K	0.1%Prev: 0.0%	695 SH	Increased+300 SH
US BANCORP COM NEW	Stock	$201K	0.0%	3,486 SH	New
VANECK BDC INCOME ETF	ETF	$175K	0.0%	13,541 SH	New
VANECK HIGH YIELD MUNI ETF	ETF	$244K	0.0%Prev: 0.1%	5,077 SH	Decreased-930 SH
VANECK URANIUM AND NUCLEAR ETF	ETF	$2.2M	0.4%	21,266 SH	New
VANGUARD DIVIDEND APPRECIATION ETF	ETF	$25.5M	4.7%Prev: 3.3%	109,418 SH	Increased+50,131 SH
VANGUARD FTSE DEVELOPED MARKETS ETF	ETF	$600K	0.1%Prev: 0.2%	8,500 SH	Decreased-1,697 SH
VANGUARD FTSE EMERGING MARKETS ETF	ETF	$7.7M	1.4%Prev: 0.0%	129,873 SH	Increased+128,908 SH
VANGUARD FTSE PACIFIC ETF	ETF	$8.2M	1.5%	71,148 SH	New
VANGUARD HIGH DIVIDEND YIELD INDEX ETF	ETF	$201K	0.0%	1,296 SH	New
VANGUARD MORNINGSTAR GROWTH ETF	ETF	$305K	0.1%	3,386 SH	New
VANGUARD MORNINGSTAR LARGE-CAP ETF	ETF	$425K	0.1%	1,209 SH	New
VANGUARD MORNINGSTAR SMALL-CAP ETF	ETF	$438K	0.1%	1,541 SH	New
VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF	ETF	$1.7M	0.3%	4,585 SH	New
VANGUARD MORNINGSTAR VALUE ETF	ETF	$617K	0.1%	2,856 SH	New
VANGUARD S&P 500 ETF	ETF	$150.6M	27.6%Prev: 38.5%	214,836 SH	Increased-29,421 SH
VANGUARD TAX-EXEMPT BOND ETF	ETF	$601K	0.1%	12,701 SH	New
VANGUARD TOTAL BOND MARKET ETF	ETF	$32.0M	5.9%Prev: 7.4%	456,472 SH	Increased+69,759 SH
VISA INC COM CL A	Stock	$4.4M	0.8%Prev: 0.0%	12,151 SH	Increased+12,013 SH
WALMART INC COM	Stock	$213K	0.0%Prev: 0.0%	2,047 SH	Increased+299 SH

Sold (vs prior filing)

ABBOTT LABS COM — $20K
ACCENTURE PLC IRELAND SHS CLASS A — $77K
ACUSHNET HLDGS CORP COM — $3K
ADMA BIOLOGICS INC COM — $73
ADOBE INC COM — $7K
AFFIRM HLDGS INC COM CL A — $59K
AFLAC INC COM — $91K
AIR PRODS & CHEMS INC COM — $7K
AIRBNB INC COM CL A — $10K
ALLEGION PLC ORD SHS — $19K
ALLSTATE CORP COM — $3K
ALTRIA GROUP INC COM — $20K
AMC ENTMT HLDGS INC CL A NEW — $44
AMENTUM HOLDINGS INC COM — $12K
AMERICAN ELEC PWR CO INC COM — $4K
AMERICAN EXPRESS CO COM — $100K
AMERICAN TOWER CORP NEW COM — $35K
AMERIPRISE FINL INC COM — $11K
AMGEN INC COM — $43K
ANALOG DEVICES INC COM — $5K
… and 387 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 2, 2026	Q4 2025	13F-HR	0001912297-26-000001	$401.1M	View
Oct 2, 2026	Q3 2026	13F-HR	0001912297-26-000005	$545.6M	View
Oct 2, 2025	Q3 2025