Empire Financial Management Company, LLC

CIK 0001971875 • 6 13F filings • May 14, 2025 – Aug 14, 2026

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Filer information

Filed by: Empire Financial Management Company, LLC, CEO
Address: 29 BROADWAY 12TH FLOOR, NEW YORK, NY, 10006
Phone: 2124178247
AUM: $460.2M

AUM over time

$252.5M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $252.5M139 positionsView on SEC.gov

			% of Portfolio
ABBVIE INC	COM	$6.3M	2.5%Prev: 1.5%	25,222 SH	Increased-2,529 SH
ABRDN WORLD HEALTHCARE FUND	BEN INT SHS	$329K	0.1%Prev: 0.1%	24,544 SH	Increased+3,439 SH
ADVANCED MICRO DEVICES INC	COM	$3.9M	1.6%	6,788 SH	New
ALPHABET INC	CAP STK CL A	$6.3M	2.5%Prev: 1.1%	17,515 SH	Increased-5,093 SH
ALPHABET INC	CAP STK CL C	$543K	0.2%Prev: 0.1%	1,538 SH	Increased-874 SH
AMAZON.COM INC	COM	$1.5M	0.6%Prev: 2.4%	6,478 SH	Decreased-31,462 SH
AMERICAN CENTURY ETF TRUST	INTL EQT ETF	$700K	0.3%	7,846 SH	New
AMERICAN CENTURY ETF TRUST	INTL SMCP VLU	$6.5M	2.6%Prev: 1.2%	62,834 SH	Increased+11,376 SH
AMERICAN CENTURY ETF TRUST	REAL ESTATE ETF	$1.3M	0.5%	27,688 SH	New
AMERICAN CENTURY ETF TRUST	US SML CP VALU	$320K	0.1%	2,561 SH	New
AMERICAN EXPRESS COMPANY	COM	$250K	0.1%Prev: 1.4%	739 SH	Decreased-14,286 SH
AMGEN INC	COM	$3.8M	1.5%Prev: 0.8%	10,453 SH	Increased+599 SH
APPLE INC	COM	$4.0M	1.6%Prev: 2.5%	13,947 SH	Decreased-28,526 SH
ASML HOLDING N V	N Y REGISTRY SHS	$229K	0.1%Prev: 0.5%	115 SH	Decreased-2,099 SH
AUTOZONE INC	COM	$2.1M	0.8%Prev: 0.5%	648 SH	Increased+138 SH
BERKLEY W R CORPORATION	COM	$1.7M	0.7%Prev: 0.4%	23,968 SH	Increased+6,946 SH
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$2.2M	0.9%Prev: 0.5%	4,426 SH	Increased+577 SH
BLACKROCK ETF TRUST II	ISHA FLEX IN ETF	$908K	0.4%	17,357 SH	New
BLACKROCK ETF TRUST II	ISHARES AAA CLO	$628K	0.2%Prev: 0.2%	12,104 SH	Increased+1,389 SH
BROADCOM INC	COM	$5.0M	2.0%Prev: 1.7%	13,345 SH	Decreased-7,704 SH
BROOKFIELD INFRASTRUCTURE	LP INT UNIT	$1.6M	0.6%Prev: 0.4%	43,279 SH	Increased+4,785 SH
BWX TECHNOLOGIES INC	COM	$338K	0.1%Prev: 0.1%	1,738 SH	Increased+5 SH
CHEVRON CORPORATION	COM	$2.8M	1.1%Prev: 1.0%	17,152 SH	Decreased-6,315 SH
CHUBB LTD	COM	$2.8M	1.1%Prev: 0.5%	8,136 SH	Increased+2,593 SH
CISCO SYSTEMS INC	COM	$472K	0.2%Prev: 0.1%	4,018 SH	Increased-100 SH
CITIGROUP INC	COM NEW	$298K	0.1%	2,131 SH	New
CME GROUP INC	COM	$1.3M	0.5%Prev: 0.3%	5,727 SH	Increased+2,105 SH
COLGATE PALMOLIVE COMPANY	COM	$413K	0.2%Prev: 0.5%	4,500 SH	Decreased-13,518 SH
COMFORT SYSTEMS USA INC	COM	$277K	0.1%	140 SH	New
CONOCOPHILLIPS	COM	$1.9M	0.7%Prev: 0.2%	18,215 SH	Increased+9,792 SH
COSTCO WHOLESALE CORP-NEW	COM	$720K	0.3%Prev: 0.2%	770 SH	Decreased
CUMMINS INC	COM	$1.4M	0.6%Prev: 0.2%	1,979 SH	Increased-269 SH
CVS HEALTH CORPORATION	COM	$710K	0.3%Prev: 0.1%	6,864 SH	Increased-334 SH
DIMENSIONAL ETF TR	INTL CORE EQUITY	$246K	0.1%	6,601 SH	New
DIMENSIONAL ETF TR	INTL HIGH PROFIT	$834K	0.3%	24,444 SH	New
DIMENSIONAL ETF TR	US HIGH PROF ETF	$900K	0.4%	21,570 SH	New
DIMENSIONAL ETF TRUST	EMERGING MKTS CO	$1.8M	0.7%	43,219 SH	New
DIMENSIONAL ETF TRUST	US COR EQU 2 ETF	$1.0M	0.4%	23,624 SH	New
DUKE ENERGY CORPORATION	COM NEW	$3.5M	1.4%Prev: 1.0%	27,986 SH	Increased-1,182 SH
EA SER TR	AVORY FOUND ETF	$204K	0.1%	8,504 SH	New
EA SER TR	MARK FO DIVI ETF	$6.5M	2.6%	233,205 SH	New
EA SER TR	RELA SEN TAC ETF	$444K	0.2%	10,200 SH	New
EA SERIES TRUST ASTORIA US	AST EQU KIN ETF	$355K	0.1%	8,319 SH	New
EATON CORPORATION PLC	SHS	$235K	0.1%Prev: 0.2%	552 SH	Decreased-1,015 SH
ELI LILLY & CO	COM	$218K	0.1%Prev: 2.1%	182 SH	Decreased-9,206 SH
EMERSON ELECTRIC CO	COM	$2.0M	0.8%Prev: 0.5%	13,972 SH	Increased+575 SH
ENERGY TRANSFER LP	COM UT LTD PTN	$3.1M	1.2%Prev: 0.3%	163,206 SH	Increased+99,681 SH
EQUINIX INC	COM	$221K	0.1%	212 SH	New
EQUITY RESIDENTIAL	SH BEN INT	$1.8M	0.7%	25,901 SH	New
ETF SERIES SOLUTIONS	DISTILLATE INTNL	$4.4M	1.7%Prev: 1.1%	134,489 SH	Increased-1,924 SH
ETF SERIES SOLUTIONS	DISTILLATE US	$15.5M	6.1%Prev: 3.9%	258,652 SH	Increased+12,523 SH
ETF SERIES SOLUTIONS	US GBL GLD PRE	$1.7M	0.7%Prev: 0.4%	44,845 SH	Increased-4,084 SH
ETFIS SERIES TRUST I	VIRTUS INFRCAP	$1.2M	0.5%Prev: 0.3%	56,449 SH	Increased+4,516 SH
ETHOS TECHNOLOGIES INC	CL A	$459K	0.2%	25,300 SH	New
FEDERAL REALTY INVESTMENT	SH BEN INT NEW	$1.2M	0.5%	9,652 SH	New
FLEXSHARES	INTL QLTDV IDX	$394K	0.2%Prev: 0.1%	11,403 SH	Increased-710 SH
FLEXSHARES TR	QUALT DIVD IDX	$267K	0.1%Prev: 0.1%	2,965 SH	Increased-151 SH
FLEXSHARES TR	STOX US ESG SLCT	$259K	0.1%Prev: 0.1%	1,474 SH	Increased-198 SH
GENERAL DYNAMICS CORP	COM	$1.3M	0.5%Prev: 0.3%	3,748 SH	Increased+54 SH
GLOBAL X FUNDS	INDIA ACTIVE ETF	$1.4M	0.6%Prev: 0.4%	51,248 SH	Increased+7,953 SH
GOLDMAN SACHS ETF TRUST	ACTIVEBETA US LG	$711K	0.3%Prev: 0.2%	5,010 SH	Increased-327 SH
GOLDMAN SACHS GROUP INC	COM	$3.8M	1.5%Prev: 0.9%	3,712 SH	Increased-916 SH
HALLIBURTON COMPANY	COM	$2.6M	1.0%	76,156 SH	New
HARBOR ETF TRUST	COMM ALL WEA ETF	$4.5M	1.8%	153,402 SH	New
HERSHEY COMPANY (THE)	COM	$2.8M	1.1%Prev: 0.8%	16,219 SH	Decreased-1,015 SH
HOME DEPOT INC	COM	$5.2M	2.0%Prev: 1.3%	14,632 SH	Increased+2,063 SH
HONEYWELL AEROSPACE INC	COM	$1.1M	0.5%	5,151 SH	New
HONEYWELL INTERNATIONAL INC	COM	$1.2M	0.5%	5,151 SH	New
INTERNATIONAL BUSINESS	COM	$3.4M	1.3%Prev: 2.2%	12,112 SH	Decreased-13,633 SH
INVESCO ACTIVELY MANAGED	OPTIMUM YIELD	$213K	0.1%	13,426 SH	New
INVESCO QQQ TR	UNIT SER 1	$242K	0.1%	328 SH	New
ISHARES CORE S&P 500 ETF	CORE S&P500 ETF	$318K	0.1%Prev: 0.1%	424 SH	Increased+22 SH
ISHARES RUSSELL 1000 GROWTH	RUS 1000 GRW ETF	$578K	0.2%Prev: 0.2%	4,656 SH	Increased+3,325 SH
ISHARES RUSSELL 1000 VALUE ETF	RUS 1000 VAL ETF	$857K	0.3%Prev: 0.2%	3,537 SH	Increased-115 SH
ISHARES RUSSELL 3000 ETF	RUSSELL 3000 ETF	$270K	0.1%Prev: 0.1%	634 SH	Increased-74 SH
ISHARES SILVER SHARES	ISHARES	$1.2M	0.5%Prev: 0.4%	21,948 SH	Decreased-25,397 SH
ISHARES TR	CORE DIV GRWTH	$462K	0.2%Prev: 0.1%	6,097 SH	Increased-255 SH
ISHARES TR	MSCI USA MMENTM	$580K	0.2%Prev: 0.1%	1,693 SH	Increased-145 SH
ISHARES TRUST	CORE MSCI INTL	$1.3M	0.5%Prev: 0.3%	14,899 SH	Increased+2,500 SH
J P MORGAN EXCHANGE TRADED	DIV RTN INT EQ	$488K	0.2%Prev: 0.4%	6,755 SH	Decreased-14,094 SH
J P MORGAN EXCHANGE TRADED	EQUITY PREMIUM	$770K	0.3%Prev: 0.6%	13,630 SH	Decreased-22,108 SH
J P MORGAN EXCHANGE TRADED	JPMORGAN DIVER	$617K	0.2%Prev: 0.3%	4,398 SH	Decreased-5,630 SH
JACOBS SOLUTIONS INC	COM	$2.2M	0.9%Prev: 0.5%	17,107 SH	Increased+2,686 SH
JANUS DETROIT STREET TRUST	HENDERSON MTG	$372K	0.1%	8,262 SH	New
JOHN HANCOCK EXCHANGE TRADED	MULTIFACTR SML	$4.0M	1.6%Prev: 0.9%	81,545 SH	Increased+2,226 SH
JOHN HANCOCK EXCHANGE TRADED	PFD INCOME ETF	$399K	0.2%	17,563 SH	New
JOHNSON & JOHNSON	COM	$529K	0.2%Prev: 0.7%	2,082 SH	Decreased-13,654 SH
JPMORGAN CHASE & CO	COM	$8.8M	3.5%Prev: 3.3%	26,831 SH	Decreased-12,988 SH
LINDE PLC	SHS	$211K	0.1%	406 SH	New
LISTED FDS TR	SWAN HEDGED EQTY	$297K	0.1%	11,133 SH	New
LITMAN GREGORY FUNDS TRUST	IMGP DBI MAN ETF	$6.6M	2.6%	216,006 SH	New
LOCKHEED MARTIN CORP	COM	$799K	0.3%Prev: 0.2%	1,569 SH	Increased-150 SH
MCDONALDS CORP	COM	$725K	0.3%Prev: 0.3%	2,683 SH	Decreased-485 SH
MEDTRONIC PLC	SHS	$1.6M	0.6%Prev: 0.8%	20,409 SH	Decreased-11,634 SH
MERCADOLIBRE INC	COM	$365K	0.1%Prev: 0.1%	215 SH	Decreased+55 SH
META PLATFORMS INC	CL A	$319K	0.1%Prev: 0.2%	567 SH	Decreased-429 SH
MICROSOFT CORP	COM	$3.2M	1.3%Prev: 3.9%	8,504 SH	Decreased-18,810 SH
MORGAN STANLEY	COM NEW	$1.4M	0.5%Prev: 0.3%	6,628 SH	Increased-334 SH
NEOS ETF TRUST	NEOS ENH INC 1-3	$894K	0.4%Prev: 0.2%	17,945 SH	Increased+6,051 SH
NETFLIX INC	COM	$1.9M	0.7%	26,168 SH	New
NORFOLK SOUTHERN CORP	COM	$3.0M	1.2%Prev: 0.7%	9,621 SH	Increased+429 SH
NORTHROP GRUMMAN CORP	COM	$2.4M	0.9%Prev: 0.1%	4,685 SH	Increased+3,685 SH
NOVARTIS AG	SPONSORED ADR	$2.5M	1.0%Prev: 0.6%	16,106 SH	Increased+167 SH
NU HOLDINGS LTD	ORD SHS CL A	$1.4M	0.5%Prev: 0.3%	101,471 SH	Increased+15,254 SH
NVENT ELECTRIC PLC	SHS	$257K	0.1%	1,516 SH	New
NVIDIA CORP	COM	$3.8M	1.5%Prev: 0.9%	19,121 SH	Increased+341 SH
ORACLE CORPORATION	COM	$1.9M	0.7%Prev: 0.7%	12,913 SH	Decreased+1,534 SH
PACER FDS TR	DEVELOPED MRKT	$242K	0.1%Prev: 0.1%	5,820 SH	Increased-612 SH
PACER FDS TR	GLOBL CASH ETF	$4.9M	1.9%Prev: 1.5%	112,506 SH	Decreased-22,569 SH
PACER FDS TR	US CASH COWS 100	$1.2M	0.5%Prev: 0.3%	19,100 SH	Increased+1,089 SH
PACER FDS TR	US LRG CP CASH	$1.5M	0.6%Prev: 0.3%	36,363 SH	Increased+3,252 SH
PACER FUNDS TRUST	METAURUS CAP 400	$5.9M	2.3%Prev: 1.4%	129,983 SH	Increased+10,516 SH
PALO ALTO NETWORKS INC	COM	$3.7M	1.5%Prev: 0.7%	10,816 SH	Increased-298 SH
PAYCHEX INC	COM	$1.7M	0.7%Prev: 0.6%	17,575 SH	Decreased+2,456 SH
PROCTER & GAMBLE CO	COM	$2.7M	1.1%Prev: 1.1%	18,571 SH	Decreased-4,803 SH
PROSHARES TRUST	S&P MDCP 400 DIV	$232K	0.1%Prev: 0.1%	2,535 SH	Increased+33 SH
QUALCOMM INC	COM	$2.8M	1.1%Prev: 0.7%	15,058 SH	Increased+234 SH
REGENERON PHARMACEUTICALS INC	COM	$1.2M	0.5%	1,927 SH	New
RTX CORPORATION	COM	$4.3M	1.7%Prev: 1.5%	22,455 SH	Decreased-12,981 SH
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$314K	0.1%Prev: 0.1%	9,918 SH	Increased-644 SH
SELECT SECTOR SPDR TRUST	ST STR CARE ETF	$422K	0.2%	2,661 SH	New
SELECT SECTOR SPDR TRUST	ST STR TECHN ETF	$1.5M	0.6%	8,078 SH	New
SPDR GOLD TR	GOLD SHS	$250K	0.1%Prev: 0.1%	680 SH	Increased-9 SH
SPROTT PHYSICAL GOLD TR	PHYSICAL GOLD TR	$5.1M	2.0%	167,721 SH	New
STATE STREET SPDR S&P 500 ETF	TR UNIT	$1.4M	0.6%	1,889 SH	New
THE TRAVELERS COMPANIES INC	COM	$4.1M	1.6%Prev: 1.2%	12,433 SH	Decreased-3,453 SH
THORNBURG ETF TR	INTL EQUITY ETF	$276K	0.1%	8,000 SH	New
THORNBURG ETF TR	MULTI SECTOR BD	$1.4M	0.6%Prev: 0.4%	55,553 SH	Decreased-588 SH
TIDAL TRUST I	UNLIMITED HFND	$1.0M	0.4%	42,343 SH	New
UNILEVER PLC	SPON ADR NEW	$260K	0.1%Prev: 0.3%	4,333 SH	Decreased-10,213 SH
UNITEDHEALTH GROUP INC	COM	$204K	0.1%Prev: 0.4%	490 SH	Decreased-4,033 SH
US BANCORP DEL	COM NEW	$225K	0.1%	3,727 SH	New
VANGUARD INDEX FUNDS	GROWTH ETF	$709K	0.3%Prev: 0.2%	8,236 SH	Increased+6,744 SH
VANGUARD INDEX FUNDS	LARGE CAP ETF	$217K	0.1%	630 SH	New
VANGUARD INDEX FUNDS	TOTAL STK MKT	$3.1M	1.2%Prev: 0.7%	8,381 SH	Increased+192 SH
VENTURE GLOBAL INC	COM CL A	$883K	0.3%	79,369 SH	New
VERTIV HOLDINGS LLC	COM CL A	$451K	0.2%Prev: 0.1%	1,347 SH	Increased-967 SH
WALMART INC	COM	$328K	0.1%Prev: 0.3%	2,897 SH	Decreased-6,000 SH
YORK WATER CO	COM	$2.2M	0.9%	72,366 SH	New

Sold (vs prior filing)

A O SMITH CORPORATION — $1.4M
ABBOTT LABORATORIES — $5.4M
ALLIANT ENERGY CORPORATION — $544K
ALPS ETF TRUST — $528K
AMERICAN ELECTRIC POWER — $776K
AMERICAN INTERNATIONAL GROUP — $1.1M
APPLIED MATERIALS INC — $366K
ASTRAZENECA PLC — $839K
AT&T INC — $1.2M
AUTOMATIC DATA PROCESSING INC — $4.0M
BANK OF AMERICA CORP — $2.8M
BECTON DICKINSON & CO — $558K
BLACKROCK ETF TRUST II — $1.4M
BLACKSTONE INC — $855K
BOEING CO — $3.7M
BP P L C SPONSORED ADR — $238K
BRISTOL MYERS SQUIBB CO — $277K
BROADRIDGE FINANCIAL SOLUTIONS — $395K
CAMPBELL S COMPANY (THE) — $261K
CARDINAL HEALTH INC — $1.0M
… and 81 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 12, 2026	Q4 2025	13F-HR	0001971875-26-000001	$460.2M	View
Nov 14, 2025	Q3 2025	13F-HR	0001971875-25-000005	$436.7M	View
Aug 14, 2026	Q2 2026