Carter Financial Group, INC.

CIK 0001919749 • 6 13F filings • Aug 22, 2025 – Oct 21, 2026

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Filer information

Filed by: Carter Financial Group, INC., President
Address: 222 S. COOK ST., BARRINGTON, IL, 60010
Phone: 847-713-2700
AUM: $168.6M

AUM over time

$196.3M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $196.3M132 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$231K	0.1%Prev: 0.1%	1,410 SH	Increased-59 SH
ABBVIE INC	COM	$443K	0.2%Prev: 0.2%	1,694 SH	Increased+610 SH
ADVANCED MICRO DEVICES INC	COM	$964K	0.5%	1,576 SH	New
ALPHABET INC	CAP STK CL A	$2.9M	1.5%Prev: 1.2%	8,498 SH	Increased+638 SH
ALPHABET INC	CAP STK CL C	$3.7M	1.9%Prev: 1.6%	10,819 SH	Increased-318 SH
AMAZON COM INC	COM	$1.9M	0.9%Prev: 1.1%	7,466 SH	Increased-463 SH
AMERICAN CENTY ETF TR	US SML CP VALU	$4.9M	2.5%Prev: 0.1%	41,707 SH	Increased+39,223 SH
AMERICAN EXPRESS CO	COM	$370K	0.2%Prev: 0.3%	1,218 SH	Decreased-290 SH
AMGEN INC	COM	$979K	0.5%Prev: 0.4%	2,322 SH	Increased+125 SH
AMPLIFY ETF TR	BLOCK TECHN ETF	$7.4M	3.8%	120,804 SH	New
AMPLIFY ETF TR	CWP ENHANCED DIV	$8.4M	4.3%Prev: 4.6%	181,478 SH	Increased+10,008 SH
AMPLIFY ETF TR	ONLIN RETL ETF	$301K	0.2%Prev: 0.3%	4,512 SH	Decreased-1,458 SH
ANHEUSER BUSCH INBEV SA NV	SPONSORED ADR	$244K	0.1%	3,316 SH	New
APPLE INC	COM	$7.5M	3.8%Prev: 3.9%	22,476 SH	Increased-2,638 SH
APPLIED MATLS INC	COM	$420K	0.2%	821 SH	New
ARISTA NETWORKS INC	COM SHS	$1.6M	0.8%Prev: 0.7%	8,062 SH	Increased-19 SH
ASML HLDG NV	N Y REGISTRY SHS	$460K	0.2%	254 SH	New
AT&T INC	COM	$252K	0.1%Prev: 0.2%	10,325 SH	Decreased-2,435 SH
BANCO SANTANDER SA	ADR	$285K	0.1%	20,632 SH	New
BANK OF AMER CORP	COM	$330K	0.2%	6,069 SH	New
BANK OF MONTREAL	COM	$201K	0.1%	1,201 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$20.3M	10.3%Prev: 12.7%	40,785 SH	Decreased-886 SH
BITWISE BITCOIN ETF TR	SHS BEN INT	$6.4M	3.2%Prev: 4.9%	140,592 SH	Decreased+11,158 SH
BLOCK INC	CL A	$225K	0.1%Prev: 0.3%	3,060 SH	Decreased-3,214 SH
BNY MELLON HIGH YIELD STRATE	SH BEN INT	$47K	0.0%Prev: 0.0%	21,174 SH	Decreased+1,509 SH
BROADCOM INC	COM	$500K	0.3%Prev: 0.5%	1,424 SH	Decreased-1,127 SH
CAMBRIA ETF TR	GBL REAL EST ETF	$547K	0.3%Prev: 2.3%	21,797 SH	Decreased-127,866 SH
CANADIAN IMPERIAL BANK OF CO	COM	$241K	0.1%	2,176 SH	New
CAPITAL ONE FINL CORP	COM	$242K	0.1%Prev: 0.2%	1,253 SH	Decreased-372 SH
CATERPILLAR INC	COM	$433K	0.2%	534 SH	New
CHEVRON CORPORATION	COM	$269K	0.1%	1,316 SH	New
CISCO SYS INC	COM	$398K	0.2%Prev: 0.2%	3,696 SH	Increased-332 SH
CITIGROUP INC	COM NEW	$513K	0.3%Prev: 0.2%	3,966 SH	Increased-44 SH
COCA COLA CO	COM	$381K	0.2%	4,413 SH	New
COINBASE GLOBAL INC	COM CL A	$282K	0.1%Prev: 0.3%	1,514 SH	Decreased-114 SH
CONSTELLATION ENERGY CORP	COM	$225K	0.1%Prev: 0.2%	886 SH	Decreased-174 SH
CROWDSTRIKE HLDGS INC	CL A	$218K	0.1%Prev: 0.1%	825 SH	Decreased+373 SH
DBX ETF TR	XTRACK MSCI EAFE	$8.8M	4.5%Prev: 3.6%	160,168 SH	Increased+30,108 SH
ELI LILLY & CO	COM	$621K	0.3%	536 SH	New
ENTREPRENEURSHARES SERIES TR	ERSH PRI PUB ETF	$622K	0.3%	29,138 SH	New
ETF SER SOLUTIONS	DEFIA QUANT ETF	$766K	0.4%	5,053 SH	New
EXXONMOBIL HOLDINGS CORP	COM SHS	$1.8M	0.9%	11,205 SH	New
FIRST TR EXCHANGE-TRADED FD	MATERIALS ALPH	$233K	0.1%	3,020 SH	New
FLEXSHARES TR	NRTRN TR MRN GBL	$258K	0.1%	4,899 SH	New
GABELLI ETFS TRUST	FINL SVCS OPPTYS	$1.3M	0.7%Prev: 1.8%	31,900 SH	Decreased-29,132 SH
GE AEROSPACE	COM NEW	$365K	0.2%Prev: 0.2%	1,167 SH	Decreased-199 SH
GE VERNOVA INC	COM	$348K	0.2%Prev: 0.1%	366 SH	Increased+22 SH
GENERAL MTRS CO	COM	$207K	0.1%	2,685 SH	New
GLOBAL X FDS	ARTIFICIAL ETF	$220K	0.1%	3,370 SH	New
GLOBAL X FDS	AUTONMOUS EV ETF	$260K	0.1%Prev: 0.1%	7,855 SH	Increased-181 SH
GLOBAL X FDS	DEFENSE TECH ETF	$1.7M	0.9%Prev: 1.0%	27,794 SH	Decreased+3,205 SH
GOLDMAN SACHS GROUP INC	COM	$466K	0.2%Prev: 0.2%	517 SH	Increased+6 SH
HSBC HLDGS PLC	SPON ADR NEW	$659K	0.3%Prev: 0.2%	6,632 SH	Increased+2,535 SH
ILLINOIS TOOL WKS INC	COM	$1.1M	0.6%Prev: 0.7%	4,389 SH	Decreased-29 SH
INNOVATOR ETFS TRUST	DEFINED WLT SHLD	$8.7M	4.4%	247,983 SH	New
INTEL CORP	COM	$1.4M	0.7%Prev: 0.2%	11,420 SH	Increased+1,687 SH
INTERNATIONAL BUSINESS MACHS	COM	$281K	0.1%Prev: 0.3%	1,279 SH	Decreased-526 SH
INVESCO EXCH TRADED FD TR II	NASDAQ 100 ETF	$13.3M	6.8%Prev: 7.0%	43,734 SH	Increased-2,969 SH
INVESCO EXCHANGE TRADED FD T	AEROSPACE DEFN	$1.5M	0.8%Prev: 1.0%	9,882 SH	Decreased-249 SH
INVESCO QQQ TR	UNIT SER 1	$2.9M	1.5%Prev: 1.5%	3,931 SH	Increased-143 SH
ISHARES INC	CORE MSCI EMKT	$436K	0.2%Prev: 0.2%	5,366 SH	Increased-566 SH
ISHARES TR	BROAD USD HIGH	$406K	0.2%Prev: 0.2%	11,358 SH	Increased+1,891 SH
ISHARES TR	CORE INTL AGGR	$444K	0.2%Prev: 0.2%	9,029 SH	Increased+1,614 SH
ISHARES TR	CORE S&P TTL STK	$401K	0.2%Prev: 0.2%	2,409 SH	Increased-60 SH
ISHARES TR	CORE US AGGBD ET	$407K	0.2%Prev: 0.2%	4,303 SH	Increased+331 SH
ISHARES TR	ISHARES BIOTECH	$499K	0.3%Prev: 0.2%	2,370 SH	Increased
ISHARES TR	JPMORGAN USD EMG	$830K	0.4%Prev: 0.4%	9,133 SH	Increased+1,409 SH
ISHARES TR	MBS ETF	$955K	0.5%Prev: 0.5%	10,658 SH	Increased+1,764 SH
ISHARES TR	RUS 1000 ETF	$645K	0.3%Prev: 0.3%	1,551 SH	Increased-27 SH
ISHARES TR	RUSSELL 2000 ETF	$364K	0.2%Prev: 0.2%	1,312 SH	Increased-1 SH
ISHARES TR	RUSSELL 3000 ETF	$1.3M	0.7%Prev: 0.7%	3,115 SH	Increased
ISHARES TR	US AER DEF ETF	$314K	0.2%Prev: 0.2%	1,517 SH	Decreased+3 SH
J P MORGAN EXCHANGE TRADED F	ULTRA SHRT ETF	$1.8M	0.9%Prev: 1.1%	35,857 SH	Increased+1,047 SH
JANUS DETROIT STR TR	HENDERSON MTG	$1.8M	0.9%Prev: 1.0%	42,031 SH	Increased+5,284 SH
JOHNSON & JOHNSON	COM	$772K	0.4%	2,916 SH	New
JPMORGAN CHASE & CO	COM	$348K	0.2%	1,053 SH	New
LAM RESEARCH CORP	COM NEW	$482K	0.2%	1,465 SH	New
LISTED FDS TR	ROUN MA SEVE ETF	$203K	0.1%	2,833 SH	New
LLOYDS BANKING GROUP PLC	SPONSORED ADR	$66K	0.0%	11,735 SH	New
MARVELL TECHNOLOGY INC	COM	$221K	0.1%	837 SH	New
MCDONALDS CORP	COM	$215K	0.1%Prev: 0.2%	930 SH	Decreased-37 SH
MERCK & CO INC	COM	$270K	0.1%	1,847 SH	New
META PLATFORMS INC	CL A	$481K	0.2%Prev: 0.5%	663 SH	Decreased-359 SH
MICRON TECHNOLOGY INC	COM	$994K	0.5%	933 SH	New
MICROSOFT CORP	COM	$3.5M	1.8%Prev: 2.1%	6,900 SH	Decreased+43 SH
MITSUBISHI UFJ FINANCIAL GRO	SPONSORED ADS	$441K	0.2%	19,107 SH	New
MIZUHO FINANCIAL GROUP INC	SPONSORED ADR	$252K	0.1%Prev: 0.1%	22,817 SH	Increased+699 SH
MORGAN STANLEY	COM NEW	$283K	0.1%Prev: 0.1%	1,503 SH	Increased+219 SH
NEOS ETF TRUST	NEOS ENH INC 1-3	$519K	0.3%Prev: 0.3%	10,431 SH	Increased+1,030 SH
NEOS ETF TRUST	NEOS ENHCD INME	$4.6M	2.4%Prev: 2.6%	103,657 SH	Increased+13,241 SH
NGL ENERGY PARTNERS LP	COM UNIT REPST	$986K	0.5%Prev: 0.2%	66,889 SH	Increased+2,000 SH
NVIDIA CORPORATION	COM	$6.4M	3.3%Prev: 3.0%	28,117 SH	Increased+1,323 SH
ORACLE CORP	COM	$696K	0.4%Prev: 1.1%	5,066 SH	Decreased-1,298 SH
PACER FDS TR	US SM CAP CA ETF	$761K	0.4%	14,287 SH	New
PALANTIR TECHNOLOGIES INC	CL A	$2.5M	1.3%Prev: 1.7%	13,130 SH	Decreased-2,662 SH
ROYAL BK CDA	COM	$559K	0.3%	2,841 SH	New
RTX CORPORATION	COM	$945K	0.5%Prev: 0.5%	5,088 SH	Increased+180 SH
SANDISK CORP	COM	$235K	0.1%	135 SH	New
SCHWAB STRATEGIC TR	EMRG MKTEQ ETF	$204K	0.1%Prev: 0.1%	5,583 SH	Decreased-1,117 SH
SCHWAB STRATEGIC TR	INTL SCEQT ETF	$2.6M	1.3%Prev: 1.4%	51,742 SH	Increased+597 SH
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$226K	0.1%	6,955 SH	New
SCHWAB STRATEGIC TR	US REIT ETF	$1.8M	0.9%Prev: 1.0%	79,488 SH	Increased+2,673 SH
SCHWAB STRATEGIC TR	US TIPS ETF	$293K	0.1%Prev: 0.2%	11,673 SH	Increased+1,800 SH
SEAGATE TECHNOLOGY HLDNGS PL	ORD SHS	$354K	0.2%	383 SH	New
SNAP ON INC	COM	$660K	0.3%Prev: 0.4%	1,816 SH	Increased+92 SH
SPACE EXPLORATION TECHN CORP	CLASS A COM STK	$1.3M	0.7%	8,708 SH	New
SPDR SERIES TRUST	ST INTER BD ETF	$359K	0.2%	11,128 SH	New
SPDR SERIES TRUST	ST STR SP600SM C	$872K	0.4%	8,533 SH	New
STATE STR SPDR S&P 500 ETF T	TR UNIT	$1.5M	0.8%	1,966 SH	New
SUMITOMO MITSUI FIN GRP INC	SPONSORED ADR	$357K	0.2%	13,777 SH	New
SUN LIFE FINANCIAL INC.	COM	$274K	0.1%	3,519 SH	New
TESLA INC	COM	$2.3M	1.1%Prev: 1.2%	6,343 SH	Increased+1,852 SH
TIDAL TRUST III	VIST ARTI IN ETF	$6.0M	3.0%	79,935 SH	New
TORONTO DOMINION BK ONT	COM NEW	$515K	0.3%	4,384 SH	New
TWILIO INC	CL A	$359K	0.2%	1,229 SH	New
VANECK ETF TRUST	SEMICONDUCTR ETF	$2.6M	1.3%Prev: 0.8%	4,305 SH	Increased+328 SH
VANGUARD CHARLOTTE FDS	TOTAL INT BD ETF	$1.4M	0.7%Prev: 0.7%	29,464 SH	Increased+5,805 SH
VANGUARD INDEX FDS	MRNGSTR SML CAP	$320K	0.2%	1,124 SH	New
VANGUARD INDEX FDS	S&P 500 ETF SHS	$1.3M	0.6%Prev: 0.7%	1,815 SH	Increased-158 SH
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$3.1M	1.6%Prev: 1.7%	51,675 SH	Increased+989 SH
VANGUARD MUN BD FDS	TAX EXEMPT BD	$1.2M	0.6%Prev: 0.6%	24,922 SH	Increased+4,841 SH
VANGUARD SCOTTSDALE FDS	INT-TERM CORP	$814K	0.4%Prev: 0.4%	10,392 SH	Increased+2,014 SH
VANGUARD SCOTTSDALE FDS	INTER TERM TREAS	$637K	0.3%Prev: 0.4%	11,243 SH	Decreased+153 SH
VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	$405K	0.2%Prev: 0.3%	7,043 SH	Decreased-501 SH
VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	$450K	0.2%Prev: 0.2%	5,824 SH	Increased+1,121 SH
VANGUARD WHITEHALL FDS	EM MK GOV BD ETF	$244K	0.1%Prev: 0.2%	3,865 SH	Decreased+137 SH
VISA INC	COM CL A	$368K	0.2%Prev: 0.3%	1,023 SH	Decreased-463 SH
WALMART INC	COM	$714K	0.4%Prev: 0.5%	6,871 SH	Decreased-1,084 SH
WELLTOWER INC	COM	$263K	0.1%	1,140 SH	New
ZACKS TRUST	EARNGS CONSTANT	$1.3M	0.7%Prev: 0.9%	35,157 SH	Decreased-10,168 SH
ZACKS TRUST	QUALITY INTL ETF	$588K	0.3%	20,481 SH	New
ZACKS TRUST	SMALL/MID CAP	$499K	0.3%Prev: 0.4%	12,186 SH	Decreased-3,647 SH

Sold (vs prior filing)

AMPLIFY ETF TR — $8.5M
APPLOVIN CORP — $267K
ASTRAZENECA PLC — $216K
BANK AMERICA CORP — $357K
BANK MONTREAL QUE — $244K
BARCLAYS PLC — $228K
BRITISH AMERN TOB PLC — $203K
ENTREPRENEURSHARES SERIES TR — $601K
ETF SER SOLUTIONS — $360K
EXXON MOBIL CORP — $1.1M
FLEXSHARES TR — $222K
ISHARES TR — $432K
JPMORGAN CHASE & CO. — $871K
LENNOX INTL INC — $288K
MASTERCARD INCORPORATED — $236K
MITSUBISHI UFJ FINL GROUP IN — $267K
NATWEST GROUP PLC — $147K
NETFLIX INC — $438K
NORTHWEST BANCSHARES INC MD — $192K
PACER FDS TR — $4.5M
… and 11 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 13, 2026	Q4 2025	13F-HR	0001104659-26-014882	$168.6M	View
Oct 21, 2026	Q3 2026	13F-HR	0001104659-26-117779	$196.3M	View
Nov 14, 2025	Q3 2025