Carter Financial Group, INC.

CIK 0001919749 • 6 13F filings • Aug 22, 2025 – Oct 21, 2026

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Filer information

Filed by: Carter Financial Group, INC., President
Address: 222 S. COOK ST., BARRINGTON, IL, 60010
Phone: 847-713-2700
AUM: $168.6M

AUM over time

$196.3M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2026

Q3 2025

Q2 2026

Q2 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $168.6M121 positionsView on SEC.gov

			% of Portfolio
3M Co	COM	$230K	0.1%Prev: 0.1%	1,439 SH	Decreased+29 SH
AbbVie Inc	COM	$392K	0.2%Prev: 0.2%	1,714 SH	Decreased+20 SH
Advanced Micro Devices Inc	COM	$304K	0.2%Prev: 0.5%	1,420 SH	Decreased-156 SH
Alphabet Inc Class A	CAP STK CL A	$2.7M	1.6%	8,499 SH	New
Alphabet Inc Class C	CAP STK CL C	$3.5M	2.1%	11,204 SH	New
Amazon.com Inc	COM	$1.6M	1.0%	7,097 SH	New
American Express Co	COM	$519K	0.3%Prev: 0.2%	1,403 SH	Increased+185 SH
Amgen Inc	COM	$762K	0.5%Prev: 0.5%	2,327 SH	Decreased+5 SH
Amplify Blockchain Technology ETF	BLOCKCHAIN LDR	$7.4M	4.4%	129,640 SH	New
Amplify CWP Enhanced Dividend Income ETF	CWP ENHANCED DIV	$8.1M	4.8%	181,918 SH	New
Amplify Online Retail ETF	ONLIN RETL ETF	$425K	0.3%	5,708 SH	New
Apple Inc	COM	$6.8M	4.1%Prev: 3.8%	25,137 SH	Decreased+2,661 SH
Arista Networks Inc	COM SHS	$1.1M	0.6%Prev: 0.8%	8,069 SH	Decreased+7 SH
ASML Holding NV ADR	N Y REGISTRY SHS	$202K	0.1%	189 SH	New
AstraZeneca PLC ADR	SPONSORED ADR	$333K	0.2%	3,626 SH	New
AT&T Inc	COM	$339K	0.2%Prev: 0.1%	13,665 SH	Increased+3,340 SH
Avantis US Small Cap Value ETF	US SML CP VALU	$254K	0.2%	2,495 SH	New
Banco Bilbao Vizcaya Argentaria SA ADR	SPONSORED ADS	$291K	0.2%	12,468 SH	New
Banco Santander SA ADR	ADR	$367K	0.2%	31,288 SH	New
Bank of America Corp	COM	$346K	0.2%	6,292 SH	New
Barclays PLC ADR	ADR	$277K	0.2%	10,904 SH	New
Berkshire Hathaway Inc Class B	CL B NEW	$21.4M	12.7%	42,620 SH	New
Bitwise Bitcoin ETF	SHS BEN INT	$6.4M	3.8%	134,982 SH	New
Block Inc Class A	CL A	$396K	0.2%	6,079 SH	New
BNY Mellon High Yield Strategies Fund	SH BEN INT	$50K	0.0%	20,019 SH	New
British American Tobacco PLC ADR	SPONSORED ADR	$235K	0.1%	4,092 SH	New
Broadcom Inc	COM	$854K	0.5%Prev: 0.3%	2,466 SH	Increased+1,042 SH
Cambria Global Real Estate ETF	GBL REAL EST ETF	$3.9M	2.3%	158,998 SH	New
Capital One Financial Corp	COM	$288K	0.2%	1,189 SH	New
Caterpillar Inc	COM	$210K	0.1%Prev: 0.2%	366 SH	Decreased-168 SH
CIM Real Estate Finance Trust Inc	COM	$67K	0.0%	12,851 SH	New
Cisco Systems Inc	COM	$267K	0.2%	3,466 SH	New
Citigroup Inc	COM NEW	$451K	0.3%Prev: 0.3%	3,864 SH	Decreased-102 SH
Coinbase Global Inc Ordinary Shares - Class A	COM CL A	$347K	0.2%	1,534 SH	New
Constellation Energy Corp	COM	$400K	0.2%Prev: 0.1%	1,131 SH	Increased+245 SH
Defiance Quantum ETF	DEFIANCE QUANTUM	$521K	0.3%	4,755 SH	New
ERShares Private-Public Crossover ETF	ERSHARES PRIVATE	$694K	0.4%	34,464 SH	New
Exxon Mobil Corp	COM	$1.2M	0.7%	9,946 SH	New
FlexShares Mstar Glbl Upstrm Nat Res ETF	MORNSTAR UPSTR	$223K	0.1%	4,863 SH	New
Gabelli Financial Services Opp ETF	FINL SVCS OPPTYS	$3.0M	1.8%	64,553 SH	New
GE Aerospace	COM NEW	$464K	0.3%Prev: 0.2%	1,505 SH	Increased+338 SH
GE Vernova Inc	COM	$210K	0.1%Prev: 0.2%	321 SH	Decreased-45 SH
Global X Atnms & Elctrc Vhcls ETF	AUTONMOUS EV ETF	$233K	0.1%	7,824 SH	New
Global X Defense Tech ETF	DEFENSE TECH ETF	$1.7M	1.0%	26,264 SH	New
HSBC Holdings PLC ADR	SPON ADR NEW	$494K	0.3%	6,283 SH	New
Illinois Tool Works Inc	COM	$1.1M	0.7%	4,424 SH	New
Intel Corp	COM	$438K	0.3%Prev: 0.7%	11,876 SH	Decreased+456 SH
International Business Machines Corp	COM	$514K	0.3%	1,734 SH	New
Invesco Aerospace & Defense ETF	AEROSPACE DEFN	$1.6M	1.0%	10,341 SH	New
Invesco NASDAQ 100 ETF	NASDAQ 100 ETF	$12.0M	7.1%	47,335 SH	New
Invesco QQQ Trust	UNIT SER 1	$2.5M	1.5%	3,988 SH	New
iShares Biotechnology ETF	ISHARES BIOTECH	$400K	0.2%	2,370 SH	New
iShares Broad USD High Yield Corp Bd ETF	BROAD USD HIGH	$365K	0.2%	9,748 SH	New
iShares Core International Aggt Bd ETF	CORE INTL AGGR	$373K	0.2%	7,460 SH	New
iShares Core MSCI Emerging Markets ETF	CORE MSCI EMKT	$394K	0.2%	5,864 SH	New
iShares Core S&P Total US Stock Mkt ETF	CORE S&P TTL STK	$368K	0.2%	2,477 SH	New
iShares Core US Aggregate Bond ETF	CORE US AGGBD ET	$354K	0.2%	3,548 SH	New
iShares JP Morgan USD Em Mkts Bd ETF	JPMORGAN USD EMG	$752K	0.4%	7,814 SH	New
iShares MBS ETF	MBS ETF	$861K	0.5%	9,045 SH	New
iShares Russell 1000 ETF	RUS 1000 ETF	$591K	0.4%	1,583 SH	New
iShares Russell 2000 ETF	RUSSELL 2000 ETF	$323K	0.2%	1,312 SH	New
iShares Russell 3000 ETF	RUSSELL 3000 ETF	$1.2M	0.7%	3,115 SH	New
iShares US Aerospace & Defense ETF	US AER DEF ETF	$325K	0.2%	1,514 SH	New
Janus Henderson Mortgage-Backed Sec ETF	HENDERSON MTG	$1.7M	1.0%	37,259 SH	New
Johnson & Johnson	COM	$499K	0.3%Prev: 0.4%	2,411 SH	Decreased-505 SH
JPMorgan Chase & Co	COM	$828K	0.5%Prev: 0.2%	2,571 SH	Increased+1,518 SH
JPMorgan Ultra-Short Income ETF	ULTRA SHRT ETF	$1.8M	1.1%	35,416 SH	New
KBS Real Estate Investment Trust III Inc Ordinary Shares	ORD SHS	$63K	0.0%	23,162 SH	New
Labor Smart Inc	COM	$4K	0.0%	8,000,000 SH	New
Lam Research Corp	COM	$202K	0.1%	1,180 SH	New
Lennox International Inc	COM	$265K	0.2%	544 SH	New
Lloyds Banking Group PLC ADR	SPONSORED ADR	$129K	0.1%	24,319 SH	New
McDonald's Corp	COM	$296K	0.2%	968 SH	New
Meta Platforms Inc Class A	CL A	$670K	0.4%	1,016 SH	New
Micron Technology Inc	COM	$240K	0.1%Prev: 0.5%	841 SH	Decreased-92 SH
Microsoft Corp	COM	$3.4M	2.0%Prev: 1.8%	6,950 SH	Decreased+50 SH
NatWest Group PLC ADR	SPONS ADR	$178K	0.1%	10,177 SH	New
NEOS Enhanced Inc 1-3 Month T-Bill ETF	NEOS ENH INC 1-3	$469K	0.3%	9,432 SH	New
NEOS Enhanced Income Aggregate Bond ETF	NEOS ENHCD INME	$4.6M	2.7%	96,315 SH	New
Netflix Inc	COM	$435K	0.3%	4,637 SH	New
NGL Energy Partners LP	COM UNIT REPST	$649K	0.4%Prev: 0.5%	64,889 SH	Decreased-2,000 SH
Northwest Bancshares Inc	COM	$186K	0.1%	15,528 SH	New
Novartis AG ADR	SPONSORED ADR	$398K	0.2%	2,886 SH	New
NVIDIA Corp	COM	$5.3M	3.2%	28,556 SH	New
Oracle Corp	COM	$1.1M	0.6%Prev: 0.4%	5,401 SH	Increased+335 SH
Pacer US Small Cap Cash Cows 100 ETF	US SMALL CAP CAS	$4.8M	2.8%	106,498 SH	New
Pacific Oak Strategic Opportunity REIT Inc Ordinary Shares	REAL ESTATE INVESTME	$218K	0.1%	38,050 SH	New
Palantir Technologies Inc Ordinary Shares - Class A	CL A	$2.6M	1.6%	14,830 SH	New
RTX Corp	COM	$922K	0.5%	5,028 SH	New
Schwab Emerging Markets Equity ETF	EMRG MKTEQ ETF	$201K	0.1%	6,138 SH	New
Schwab International Small-Cap Eq ETF	INTL SCEQT ETF	$2.4M	1.4%	52,561 SH	New
Schwab US REIT ETF	US REIT ETF	$1.7M	1.0%	81,013 SH	New
Schwab US TIPS ETF	US TIPS ETF	$270K	0.2%	10,192 SH	New
Snap-on Inc	COM	$598K	0.4%	1,736 SH	New
Southwest Airlines Co	COM	$237K	0.1%	5,707 SH	New
SPDR S&P 500 ETF	TR UNIT	$1.4M	0.8%	1,976 SH	New
State Street SPDR Port ItmtTermCorpBdETF	PORTFOLIO INTRMD	$358K	0.2%	10,578 SH	New
State Street SPDR S&P 600A Sm CpValETF	S&P 600 SMCP VAL	$837K	0.5%	9,203 SH	New
State Street SPDR S&P Biotech ETF	S&P BIOTECH	$234K	0.1%	1,917 SH	New
Tesla Inc	COM	$1.9M	1.1%Prev: 1.1%	4,230 SH	Decreased-2,113 SH
The Goldman Sachs Group Inc	COM	$421K	0.2%	479 SH	New
The Toronto-Dominion Bank	COM NEW	$321K	0.2%	3,405 SH	New
VanEck Semiconductor ETF	SEMICONDUCTR ETF	$1.6M	0.9%	4,310 SH	New
Vanguard Emerging Mkts Govt Bd ETF	EM MK GOV BD ETF	$251K	0.1%	3,716 SH	New
Vanguard FTSE Emerging Markets ETF	FTSE EMR MKT ETF	$2.8M	1.7%	51,944 SH	New
Vanguard Interm-Term Corp Bd ETF	INT-TERM CORP	$721K	0.4%	8,611 SH	New
Vanguard Intmdt-Term Trs ETF	INTER TERM TREAS	$683K	0.4%	11,389 SH	New
Vanguard Mortgage-Backed Secs ETF	MTG-BKD SECS ETF	$234K	0.1%	4,972 SH	New
Vanguard S&P 500 ETF	S&P 500 ETF SHS	$1.2M	0.7%	1,975 SH	New
Vanguard Short-Term Corporate Bond ETF	SHRT TRM CORP BD	$383K	0.2%	4,808 SH	New
Vanguard Short-Term Treasury ETF	SHORT TERM TREAS	$426K	0.3%	7,250 SH	New
Vanguard Small-Cap ETF	SMALL CP ETF	$298K	0.2%	1,153 SH	New
Vanguard Tax-Exempt Bond ETF	TAX EXEMPT BD	$1.0M	0.6%	20,592 SH	New
Vanguard Total International Bond ETF	TOTAL INT BD ETF	$1.2M	0.7%	24,688 SH	New
Visa Inc Class A	COM CL A	$363K	0.2%	1,035 SH	New
VistaShares Artfcl Intlgc Supercycle ETF	VISTASHARES ARTI	$485K	0.3%	12,829 SH	New
Walmart Inc	COM	$758K	0.4%Prev: 0.4%	6,788 SH	Increased-83 SH
Xtrackers MSCI EAFE Hedged Equity ETF	XTRACK MSCI EAFE	$6.5M	3.8%	134,750 SH	New
Zacks Earnings Consistent ETF	EARNGS CONSTANT	$1.3M	0.8%	37,547 SH	New
Zacks Quality International ETF	QUALITY INTERNAT	$493K	0.3%	18,565 SH	New
Zacks Small/Mid Cap ETF	SMALL/MID CAP	$494K	0.3%	13,260 SH	New

Sold (vs prior filing)

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AMAZON COM INC — $1.9M
AMERICAN CENTY ETF TR — $4.9M
AMPLIFY ETF TR — $7.4M
AMPLIFY ETF TR — $8.4M
AMPLIFY ETF TR — $301K
ANHEUSER BUSCH INBEV SA NV — $244K
APPLIED MATLS INC — $420K
ASML HLDG NV — $460K
BANCO SANTANDER SA — $285K
BANK OF AMER CORP — $330K
BANK OF MONTREAL — $201K
BERKSHIRE HATHAWAY INC DEL — $20.3M
BITWISE BITCOIN ETF TR — $6.4M
BLOCK INC — $225K
BNY MELLON HIGH YIELD STRATE — $47K
CAMBRIA ETF TR — $547K
CANADIAN IMPERIAL BANK OF CO — $241K
CAPITAL ONE FINL CORP — $242K
… and 89 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 13, 2026	Q4 2025	13F-HR	0001104659-26-014882	$168.6M	View
Oct 21, 2026	Q3 2026	13F-HR	0001104659-26-117779	$196.3M	View
Nov 14, 2025	Q3 2025