ZAZOVE ASSOCIATES LLC

CIK 0001009012 • 9 13F filings • May 13, 2025 – Jul 16, 2026

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Filer information

Filed by: ZAZOVE ASSOCIATES LLC, Compliance Officer
Address: 1001 TAHOE BLVD., INCLINE VILLAGE, NV, 89451
Phone: 7752987500
AUM: $1.16B

AUM over time

$1.22B latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyFinancialsOther

Holdings by filing

Portfolio value: $1.16B159 positionsView on SEC.gov

			% of Portfolio
10X GENOMICS INC	CALL	$140K	0.0%Prev: 0.0%	60,000 SH	Increased+40,000 SH
ADAM NAT RES FD INC	COM	$21K	0.0%Prev: 0.0%	950 SH	Increased+20 SH
ADVANCED ENERGY INDS	NOTE 2.500% 9/1	$246K	0.0%Prev: 1.8%	150,000 PRN	Decreased-14,550,000 PRN
AEROVIRONMENT INC	NOTE 7/1	$21.6M	1.9%Prev: 1.9%	19,815,000 PRN	Increased+3,300,000 PRN
AFFIRM HLDGS INC	NOTE 0.750%12/1	$5.0M	0.4%	4,500,000 PRN	New
AIRJOULE TECHNOLOGIES CORP	*W EXP 03/15/202	$14K	0.0%Prev: 0.0%	15,700 SH	Increased+6,600 SH
ALLIANCEBERNSTEIN HLDG L P	CALL	$237K	0.0%Prev: 0.0%	63,300 SH	Increased-121,100 SH
ALLIANT ENERGY CORP	NOTE 3.875% 3/1	$5.2M	0.4%Prev: 0.5%	5,000,000 PRN	Decreased
AMERICAN WTR CAP CORP	NOTE 3.625% 6/1	$8.5M	0.7%Prev: 0.8%	8,555,000 PRN	Decreased
AMERICAS GOLD AND SILVER COR	COM NEW	$511K	0.0%	100,000 SH	New
AMPRIUS TECHNOLOGIES INC	*W EXP 09/14/202	$160K	0.0%	61,891 SH	New
ARCHER AVIATION INC	*W EXP 09/16/202	$1.1M	0.1%Prev: 0.0%	997,040 SH	Increased+897,040 SH
ARRAY TECHNOLOGIES INC	NOTE 1.000%12/0	$449K	0.0%Prev: 0.0%	495,000 PRN	Increased
ASA GOLD AND PRECIOUS MTLS L	SHS	$1.9M	0.2%Prev: 0.1%	31,655 SH	Increased+13,955 SH
ASCENDIS PHARMA A/S	NOTE 2.250% 4/0	$1.5M	0.1%Prev: 0.1%	1,050,000 PRN	Increased
AURORA INNOVATION INC	*W EXP 11/03/202	$16K	0.0%Prev: 0.0%	67,700 SH	Decreased
B2GOLD CORP	CALL	$1.2M	0.1%Prev: 0.0%	934,200 SH	Increased+582,700 SH
BANDWIDTH INC	NOTE 0.500% 4/0	$554K	0.0%Prev: 0.0%	630,000 PRN	Increased+515,000 PRN
BANK AMERICA CORP	7.25%CNV PFD L	$9.8M	0.8%Prev: 0.9%	7,817 SH	Increased+400 SH
BKV CORP	CALL	$240K	0.0%	50,000 SH	New
BLACKSTONE MORTGAGE TRUST IN	NOTE 5.500% 3/1	$382K	0.0%Prev: 0.0%	385,000 PRN	Increased
BLOCK INC	NOTE 5/0	$113K	0.0%Prev: 0.0%	115,000 PRN	Increased
BOFA FIN LLC	MTNF 0.600% 5/2	$20.6M	1.8%Prev: 3.0%	18,942,000 PRN	Decreased-14,185,000 PRN
BRAEMAR HOTELS & RESORTS INC	5.5 CUM CV PFD B	$2.1M	0.2%Prev: 0.0%	144,113 SH	Increased+116,601 SH
BRAEMAR HOTELS & RESORTS INC	COM	$7.0M	0.6%Prev: 0.6%	2,432,460 SH	Increased+163,197 SH
BRAEMAR HOTELS & RESORTS INC	NOTE 4.500% 6/0	$17.2M	1.5%Prev: 1.6%	17,450,000 PRN	Decreased-200,000 PRN
BRC INC	COM CL A	$599K	0.1%Prev: 0.0%	539,454 SH	Increased+291,433 SH
BROOKDALE SR LIVING INC	COM	$1.4M	0.1%Prev: 0.1%	130,000 SH	Increased+30,000 SH
BROOKDALE SR LIVING INC	NOTE 2.000%10/1	$19.7M	1.7%Prev: 1.5%	14,350,000 PRN	Increased
BROOKDALE SR LIVING INC	NOTE 3.500%10/1	$70K	0.0%	50,000 PRN	New
CABLE ONE INC	NOTE 3/1	$348K	0.0%Prev: 0.0%	353,000 PRN	Increased
CABLE ONE INC	NOTE 1.125% 3/1	$255K	0.0%Prev: 0.0%	310,000 PRN	Decreased
CARVANA CO	PUT	$11K	0.0%	3,000 SH	New
CLEAR CHANNEL OUTDOOR HLDGS	COM	$3.0M	0.3%Prev: 0.2%	1,360,000 SH	Increased+135,000 SH
CMS ENERGY CORP	NOTE 3.375% 5/0	$2.3M	0.2%Prev: 0.2%	2,105,000 PRN	Decreased
COINBASE GLOBAL INC	NOTE 0.500% 6/0	$200K	0.0%Prev: 0.8%	200,000 PRN	Decreased-7,940,000 PRN
CRACKER BARREL OLD CTRY STOR	NOTE 0.625% 6/1	$390K	0.0%	400,000 PRN	New
CVR PARTNERS LP	COM	$4.0M	0.3%Prev: 0.3%	39,345 SH	Increased
DATADOG INC	NOTE 12/0	$2.8M	0.2%	2,800,000 PRN	New
DELEK US HLDGS INC NEW	CALL	$315K	0.0%Prev: 0.0%	115,000 SH	Increased+85,000 SH
DUKE ENERGY CORP NEW	NOTE 4.125% 4/1	$63.0M	5.4%Prev: 4.0%	61,110,000 PRN	Increased+19,425,000 PRN
EL PASO ENERGY CAP TR I	PFD CV TR SEC 28	$55K	0.0%Prev: 0.0%	1,121 SH	Decreased-200 SH
ENERGY TRANSFER L P	COM UT LTD PTN	$82K	0.0%Prev: 0.0%	5,000 SH	Decreased
ENOVIS CORPORATION	NOTE 3.875%10/1	$8.9M	0.8%Prev: 1.0%	9,055,000 PRN	Decreased-2,000,000 PRN
ENPHASE ENERGY INC	NOTE 3/0	$659K	0.1%Prev: 0.0%	700,000 PRN	Increased+300,000 PRN
EPR PPTYS	CONV PFD 9% SR E	$90K	0.0%Prev: 0.0%	2,983 SH	Decreased
EQUINOX GOLD CORP	CALL	$98K	0.0%Prev: 0.0%	25,000 SH	Increased
EVERGY INC	NOTE 4.500%12/1	$21.1M	1.8%Prev: 2.2%	17,265,000 PRN	Decreased-2,000,000 PRN
EXPEDIA GROUP INC	NOTE 2/1	$9.3M	0.8%Prev: 0.1%	8,297,000 PRN	Increased+7,400,000 PRN
FIRST MAJESTIC SILVER CORP	NOTE 0.375% 1/1	$3.2M	0.3%	2,600,000 PRN	New
FLUENCE ENERGY INC	NOTE 2.250% 6/1	$2.4M	0.2%	2,000,000 PRN	New
FLUOR CORP	NOTE 1.125% 8/1	$45.7M	3.9%Prev: 3.8%	39,930,000 PRN	Increased+4,310,000 PRN
FORD MTR CO	NOTE 3/1	$11.1M	1.0%Prev: 0.3%	10,685,000 PRN	Increased+7,685,000 PRN
FRESHPET INC	NOTE 3.000% 4/0	$6.8M	0.6%Prev: 0.4%	5,770,000 PRN	Increased+2,000,000 PRN
GCT SEMICONDUCTOR HLDG INC	*W EXP 03/01/202	$51K	0.0%Prev: 0.0%	611,744 SH	Decreased-56,902 SH
GDL FD	COM SH BEN IT	$1.0M	0.1%Prev: 0.1%	120,522 SH	Decreased
GE VERNOVA INC	CALL	$298K	0.0%	5,000 SH	New
GENERAL MLS INC	PUT	$44K	0.0%	25,000 SH	New
GENESIS ENERGY L P	CALL	$442K	0.0%Prev: 0.0%	133,800 SH	Increased+108,800 SH
GLOBAL PMTS INC	NOTE 1.500% 3/0	$15.3M	1.3%Prev: 2.7%	16,960,000 PRN	Decreased-15,700,000 PRN
GOLD ROYALTY CORP	COMMON SHARES	$1.4M	0.1%Prev: 0.1%	335,000 SH	Increased+10,000 SH
GRANITE CONSTR INC	NOTE 3.250% 6/1	$13.1M	1.1%Prev: 1.4%	8,175,000 PRN	Decreased-1,675,000 PRN
GRANITE RIDGE RESOURCES INC	COM	$3.2M	0.3%	683,056 SH	New
GROUPON INC	NOTE 6.250% 3/1	$2.1M	0.2%Prev: 0.2%	2,000,000 PRN	Decreased
GUIDEWIRE SOFTWARE INC	NOTE 1.250%11/0	$27.9M	2.4%	25,305,000 PRN	New
HAEMONETICS CORP MASS	NOTE 3/0	$378K	0.0%Prev: 0.0%	382,000 PRN	Increased
HAEMONETICS CORP MASS	NOTE 2.500% 6/0	$22.1M	1.9%Prev: 2.7%	21,275,000 PRN	Decreased-10,675,000 PRN
HILTON WORLDWIDE HLDGS INC	PUT	$77K	0.0%	12,500 SH	New
HUDSON TECHNOLOGIES INC	COM	$343K	0.0%Prev: 0.0%	50,000 SH	Decreased
INTEGER HLDGS CORP	NOTE 2.125% 2/1	$17.5M	1.5%	15,445,000 PRN	New
IRONWOOD PHARMACEUTICALS INC	NOTE 1.500% 6/1	$522K	0.0%	550,000 PRN	New
ISHARES INC	PUT	$218K	0.0%	300,000 SH	New
ITRON INC	NOTE 1.375% 7/1	$34.3M	3.0%Prev: 3.4%	33,865,000 PRN	Decreased+1,385,000 PRN
JAZZ INVESTMENTS I LTD	NOTE 3.125% 9/1	$30.9M	2.7%Prev: 2.6%	23,135,000 PRN	Increased-540,000 PRN
JD.COM INC	NOTE 0.250% 6/0	$2.1M	0.2%Prev: 0.2%	2,130,000 PRN	Decreased-390,000 PRN
JETBLUE AIRWAYS CORP	NOTE 0.500% 4/0	$394K	0.0%Prev: 0.0%	400,000 PRN	Increased
KAYNE ANDERSON ENERGY INFRST	COM	$5.1M	0.4%Prev: 0.4%	414,961 SH	Increased+27,000 SH
KOSMOS ENERGY LTD	NOTE 3.125% 3/1	$2.8M	0.2%Prev: 0.6%	6,525,000 PRN	Decreased-3,025,000 PRN
LANTHEUS HLDGS INC	NOTE 2.625%12/1	$2.9M	0.2%Prev: 0.2%	2,500,000 PRN	Increased
LANVIN GROUP HOLDINGS LIMITE	*W EXP 01/14/202	$21K	0.0%Prev: 0.0%	1,334,846 SH	Decreased
LIBERTY MEDIA CORP DEL	DEB 3.750% 2/1	$14K	0.0%Prev: 0.0%	220,000 PRN	Decreased
LIBERTY MEDIA CORP DEL	NOTE 2.250% 8/1	$3.7M	0.3%Prev: 0.4%	2,920,000 PRN	Decreased
LIBERTY MEDIA CORP DEL	NOTE 3.750% 3/1	$3.3M	0.3%Prev: 0.3%	3,300,000 PRN	Decreased
LITHIUM ARGENTINA AG	NOTE 1.750% 1/1	$454K	0.0%Prev: 0.0%	500,000 PRN	Increased
LIVE NATION ENTERTAINMENT IN	NOTE 2.875% 1/1	$11.8M	1.0%	11,190,000 PRN	New
LUXEXPERIENCE BV	SPONSORED ADS	$1.7M	0.1%Prev: 0.1%	200,374 SH	Increased+30,374 SH
LYFT INC	NOTE 0.625% 3/0	$4.2M	0.4%Prev: 0.4%	3,500,000 PRN	Decreased
MARRIOTT VACATIONS WORLDWIDE	NOTE 1/1	$259K	0.0%Prev: 0.0%	260,000 PRN	Increased
MERITAGE HOMES CORP	NOTE 1.750% 5/1	$4.1M	0.4%Prev: 1.0%	4,150,000 PRN	Decreased-6,500,000 PRN
MKS INC.	NOTE 1.250% 6/0	$52.7M	4.5%Prev: 4.1%	41,180,000 PRN	Increased+10,000 PRN
MNTN INC	CL A	$1.5M	0.1%Prev: 0.1%	126,601 SH	Increased+76,601 SH
NATIONAL CINEMEDIA INC	COM NEW	$1.0M	0.1%Prev: 0.1%	257,375 SH	Increased+77,136 SH
NCL CORP LTD	NOTE 1.125% 2/1	$1.1M	0.1%Prev: 1.2%	1,095,000 PRN	Decreased-11,955,000 PRN
NCL CORP LTD	NOTE 2.500% 2/1	$1.5M	0.1%Prev: 0.1%	1,500,000 PRN	Decreased
NET POWER INC	*W EXP 06/08/202	$808K	0.1%Prev: 0.1%	1,538,612 SH	Decreased+52,022 SH
NEXTNAV INC	*W EXP 99/99/999	$1.2M	0.1%Prev: 0.0%	170,655 SH	Increased+100,075 SH
NORTHERN OIL & GAS INC	NOTE 3.625% 4/1	$13.0M	1.1%Prev: 1.2%	13,401,000 PRN	Increased+575,000 PRN
NUTANIX INC	NOTE 0.250%10/0	$34.9M	3.0%Prev: 0.1%	30,975,000 PRN	Increased+29,850,000 PRN
NUTANIX INC	NOTE 0.500%12/1	$145K	0.0%	150,000 PRN	New
OIL STS INTL INC	NOTE 4.750% 4/0	$377K	0.0%Prev: 0.0%	375,000 PRN	Increased
OKTA INC	NOTE 0.375% 6/1	$237K	0.0%Prev: 0.0%	242,000 PRN	Increased
ON SEMICONDUCTOR CORP	NOTE 0.500% 3/0	$3.8M	0.3%Prev: 0.3%	4,000,000 PRN	Increased
OPKO HEALTH INC	COM	$189K	0.0%Prev: 0.0%	150,000 SH	Decreased-57,600 SH
OPKO HEALTH INC	NOTE 3.750% 1/1	$7.9M	0.7%Prev: 0.8%	5,918,000 PRN	Decreased
OPPFI INC	*W EXP 07/20/202	$1.4M	0.1%Prev: 0.0%	909,467 SH	Increased+768,880 SH
OSISKO DEVELOPMENT CORP	COM NEW	$907K	0.1%Prev: 0.1%	260,000 SH	Increased+60,000 SH
PARSONS CORP DEL	CALL	$85K	0.0%	25,000 SH	New
PARSONS CORP DEL	NOTE 2.625% 3/0	$61.2M	5.3%Prev: 5.9%	59,237,000 PRN	Decreased+2,350,000 PRN
PBF ENERGY INC	PUT	$325K	0.0%Prev: 0.0%	100,000 SH	Decreased
PEABODY ENGR CORP	NOTE 3.250% 3/0	$10.1M	0.9%Prev: 0.8%	6,000,000 PRN	Increased
PENNYMAC CORP	NOTE 5.500% 3/1	$382K	0.0%Prev: 0.0%	382,000 PRN	Increased
PG&E CORP	NOTE 4.250%12/0	$6.2M	0.5%Prev: 0.6%	6,000,000 PRN	Increased
PLANET LABS PBC	*W EXP 12/06/202	$815K	0.1%	95,000 SH	New
PPL CAP FDG INC	NOTE 2.875% 3/1	$30.6M	2.6%Prev: 2.9%	27,880,000 PRN	Decreased-200,000 PRN
PSQ HOLDINGS INC	*W EXP 07/19/202	$47K	0.0%Prev: 0.0%	491,935 SH	Decreased
PURECYCLE TECHNOLOGIES INC	*W EXP 03/17/202	$552K	0.0%Prev: 0.1%	575,464 SH	Decreased+138,465 SH
PURECYCLE TECHNOLOGIES INC	COM	$222K	0.0%	25,869 SH	New
REDFIN CORP	NOTE 0.500% 4/0	$398K	0.0%Prev: 0.0%	420,000 PRN	Increased
REPLIGEN CORP	NOTE 1.000%12/1	$28.9M	2.5%Prev: 2.4%	26,300,000 PRN	Increased+50,000 PRN
RINGCENTRAL INC	NOTE 3/1	$133K	0.0%Prev: 0.0%	134,000 PRN	Increased
RIVIAN AUTOMOTIVE INC	NOTE 4.625% 3/1	$5.0M	0.4%Prev: 0.4%	4,000,000 PRN	Increased
RLJ LODGING TR	CUM CONV PFD A	$231K	0.0%Prev: 0.0%	9,266 SH	Decreased
ROADZEN INC	*W EXP 11/30/202	$41K	0.0%Prev: 0.0%	150,602 SH	Increased
ROBO.AI INC.	*W EXP 11/11/202	$3K	0.0%Prev: 0.0%	64,571 SH	Decreased
RUMBLE INC	*W EXP 09/16/202	$2.2M	0.2%Prev: 0.2%	1,129,943 SH	Decreased+11,722 SH
RYDER SYS INC	PUT	$466K	0.0%Prev: 0.0%	25,600 SH	Increased+15,600 SH
SEA LTD	NOTE 0.250% 9/1	$81K	0.0%Prev: 0.0%	84,000 PRN	Increased
SHIFT4 PMTS INC	NOTE 0.500% 8/0	$579K	0.0%Prev: 1.2%	600,000 PRN	Decreased-12,670,000 PRN
SILVERCORP METALS INC	CALL	$77K	0.0%Prev: 0.0%	68,700 SH	Decreased-34,500 SH
SILVERCORP METALS INC	COM	$288K	0.0%	34,500 SH	New
SNAP INC	NOTE 0.125% 3/0	$420K	0.0%Prev: 0.0%	460,000 PRN	Increased
SNOWFLAKE INC	NOTE 10/0	$4.6M	0.4%Prev: 1.3%	2,965,000 PRN	Decreased-6,465,000 PRN
SOUTHERN CO	NOTE 4.500% 6/1	$30.5M	2.6%Prev: 2.7%	28,550,000 PRN	Increased+1,585,000 PRN
SPDR S&P 500 ETF TR	PUT	$33K	0.0%Prev: 0.0%	59,500 SH	Increased+21,000 SH
SPOTIFY USA INC	NOTE 3/1	$56.1M	4.8%Prev: 1.2%	49,276,000 PRN	Increased+39,481,000 PRN
SSR MINING IN	NOTE 2.500% 4/0	$28.6M	2.5%Prev: 1.3%	21,755,000 PRN	Increased+11,500,000 PRN
SUMMIT HOTEL PPTYS	NOTE 1.500% 2/1	$100K	0.0%Prev: 0.0%	100,000 PRN	Increased
SUNOPTA INC	COM	$1.0M	0.1%Prev: 0.1%	275,000 SH	Decreased+35,000 SH
SUNPOWER INC	*W EXP 07/31/202	$7K	0.0%	25,171 SH	New
SYMBOTIC INC	CALL	$168K	0.0%	17,000 SH	New
SYMBOTIC INC	CLASS A COM	$298K	0.0%	5,000 SH	New
TETRA TECH INC NEW	DBCV 2.250% 8/1	$61.8M	5.3%Prev: 5.5%	56,880,000 PRN	Increased+465,000 PRN
TH INTERNATIONAL LIMITED	SHS NEW	$569K	0.0%Prev: 0.1%	228,387 SH	Decreased-9,306 SH
THE REALREAL INC	COM	$1.5M	0.1%Prev: 0.1%	95,000 SH	Increased-45,000 SH
TRANSMEDICS GROUP INC	NOTE 1.500% 6/0	$3.7M	0.3%Prev: 0.3%	2,500,000 PRN	Increased
TYLER TEX INDPT SCH DIST	NOTE 0.250% 3/1	$61.8M	5.3%Prev: 4.6%	60,945,000 PRN	Increased+14,290,000 PRN
UL SOLUTIONS INC	CALL	$146K	0.0%Prev: 0.0%	20,000 SH	Increased+10,000 SH
UPSTART HLDGS INC	NOTE 1.000%11/1	$2.2M	0.2%	2,500,000 PRN	New
URBAN ONE INC	CL A	$449K	0.0%Prev: 0.1%	431,816 SH	Decreased-29,700 SH
URBAN ONE INC	CL D NON VTG	$4.3M	0.4%Prev: 0.3%	5,083,163 SH	Increased+58,732 SH
VAIL RESORTS INC	NOTE 1/0	$260K	0.0%Prev: 0.0%	260,000 PRN	Increased
VANGUARD BD INDEX FDS	VANGUARD ULTRA	$5.0M	0.4%Prev: 0.5%	100,000 SH	Decreased
VARONIS SYS INC	NOTE 1.000% 9/1	$22.3M	1.9%Prev: 3.2%	23,985,000 PRN	Decreased-8,650,000 PRN
VENTAS RLTY LTD PARTNERSHIP	NOTE 3.750% 6/0	$59.8M	5.2%Prev: 5.6%	42,175,000 PRN	Decreased-5,520,000 PRN
VERTEX INC	NOTE 0.750% 5/0	$7.7M	0.7%Prev: 1.2%	8,095,000 PRN	Decreased-5,060,000 PRN
WELLS FARGO CO NEW	PERP PFD CNV A	$267K	0.0%Prev: 0.0%	220 SH	Decreased
WESTROCK COFFEE CO	COM	$2.4M	0.2%Prev: 0.3%	593,726 SH	Decreased-30,249 SH
WORLD KINECT CORPORATION	NOTE 3.250% 7/0	$5.4M	0.5%Prev: 0.5%	5,095,000 PRN	Decreased+30,000 PRN
ZIFF DAVIS INC	DEBT 3.625% 3/0	$396K	0.0%Prev: 0.0%	404,000 PRN	Increased

Sold (vs prior filing)

AKAMAI TECHNOLOGIES INC — $583K
ALGOMA STL GROUP INC — $696
BLOOM ENERGY CORP — $200K
BRUKER CORP — $352K
BRUKER CORP — $168K
CAPRI HOLDINGS LIMITED — $498K
COMPLETE SOLARIA INC — $7K
CVR ENERGY INC — $219K
CVR PARTNERS LP — $228
DIAGEO PLC — $200K
DRAFTKINGS INC NEW — $31K
ENOVIX CORPORATION — $499K
EOS ENERGY ENTERPRISES INC — $30K
EQUINOX GOLD CORP — $1.1M
EQUINOX GOLD CORP — $5.5M
ESPERION THERAPEUTICS INC NE — $373K
EVENTBRITE INC — $393K
FIVE9 INC — $1.9M
FLUTTER ENTMT PLC — $286K
GLOBAL X FDS — $192K
… and 19 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 18, 2026	Q4 2025	13F-HR	0001009012-26-000003	$1.16B	View
Oct 17, 2025	Q3 2025	13F-HR	0001420506-25-002864	$1.10B	View
Jul 16, 2026	Q2 2026