Wellington Shields & Co., LLC

CIK 0001506073 • 6 13F filings • May 8, 2025 – Aug 10, 2026

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Filer information

Filed by: Wellington Shields & Co., LLC, CCO
Address: 60 BROAD STREET, NEW YORK, NY, 10004
Phone: 2123203000
AUM: $405.4M

AUM over time

$446.5M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $405.4M321 positionsView on SEC.gov

			% of Portfolio
3M CO COM	Stock	$1.3M	0.3%Prev: 0.3%	7,974 SH	Increased+565 SH
ABBOTT LABS COM	Stock	$3.7M	0.9%Prev: 0.9%	29,746 SH	Increased+3,093 SH
ABBVIE INC COM	Stock	$7.0M	1.7%Prev: 1.8%	30,817 SH	Increased+1,375 SH
ACCENTURE PLC IRELAND SHS CLASS A	Stock	$164K	0.0%Prev: 0.0%	613 SH	Decreased-60 SH
ADOBE INC COM	Stock	$212K	0.1%Prev: 0.1%	606 SH	Decreased-108 SH
ADVANCED MICRO DEVICES INC COM	Stock	$130K	0.0%Prev: 0.0%	607 SH	Increased
AES CORP COM	Stock	$424K	0.1%Prev: 0.1%	29,586 SH	Decreased-13,000 SH
AFLAC INC COM	Stock	$1.5M	0.4%Prev: 0.4%	13,866 SH	Decreased
AGNICO EAGLE MINES LTD COM	Stock	$369K	0.1%Prev: 0.1%	2,176 SH	Decreased-400 SH
ALBEMARLE CORP COM	Stock	$230K	0.1%Prev: 0.1%	1,629 SH	Decreased-3,118 SH
ALERIAN MLP ETF	ETF	$184K	0.0%Prev: 0.0%	3,912 SH	Increased+1,050 SH
ALPHABET INC CAP STK CL A	Stock	$5.2M	1.3%Prev: 1.2%	16,540 SH	Increased-1,879 SH
ALPHABET INC CAP STK CL C	Stock	$11.2M	2.8%Prev: 2.2%	35,538 SH	Increased+715 SH
ALTRIA GROUP INC COM	Stock	$554K	0.1%Prev: 0.2%	9,607 SH	Decreased
AMAZON COM INC COM	Stock	$7.0M	1.7%Prev: 1.7%	30,236 SH	Increased-32 SH
AMERICAN ELEC PWR CO INC COM	Stock	$98K	0.0%Prev: 0.0%	850 SH	Increased
AMERICAN EXPRESS CO COM	Stock	$1.9M	0.5%Prev: 0.4%	5,186 SH	Increased+167 SH
AMERICAN WTR WKS CO INC NEW COM	Stock	$261K	0.1%Prev: 0.1%	2,000 SH	Decreased
AMGEN INC COM	Stock	$1.7M	0.4%Prev: 0.4%	5,309 SH	Increased+250 SH
AMPLIFY CYBERSECURITY ETF	ETF	$330K	0.1%Prev: 0.1%	4,100 SH	Increased+1,000 SH
ANTERIS TECHNOLOGIES GLOBAL COM	Stock	$135K	0.0%Prev: 0.0%	27,146 SH	Increased-1,020 SH
APOLLO GLOBAL MGMT INC COM	Stock	$3.0M	0.7%Prev: 0.7%	20,676 SH	Increased+1,968 SH
APPLE INC COM	Stock	$30.0M	7.4%Prev: 7.4%	110,258 SH	Increased-997 SH
APPLIED MATLS INC COM	Stock	$1.2M	0.3%Prev: 0.2%	4,650 SH	Increased+1,750 SH
APPLOVIN CORP COM CL A	Stock	$674K	0.2%Prev: 0.1%	1,000 SH	Increased+250 SH
ARCOSA INC COM	Stock	$286K	0.1%Prev: 0.1%	2,694 SH	Increased-66 SH
ARISTA NETWORKS INC COM SHS	Stock	$44K	0.0%Prev: 0.0%	334 SH	Decreased
ASML HLDG NV N Y REGISTRY SHS	ADR	$642K	0.2%	600 SH	New
AT&T INC COM	Stock	$2.1M	0.5%Prev: 0.6%	85,844 SH	Decreased+3,996 SH
AUTOMATIC DATA PROCESSING INC COM	Stock	$10K	0.0%Prev: 0.0%	39 SH	Decreased
B & G FOODS INC NEW COM	Stock	$62K	0.0%Prev: 0.0%	14,305 SH	Decreased-300 SH
BANK AMERICA CORP COM	Stock	$95K	0.0%Prev: 0.0%	1,727 SH	Increased
BANK NEW YORK MELLON CORP COM	Stock	$550K	0.1%Prev: 0.1%	4,740 SH	Increased
BECTON DICKINSON & CO COM	Stock	$341K	0.1%Prev: 0.1%	1,757 SH	Increased
BERKSHIRE HATHAWAY INC DEL CL B NEW	Stock	$4.3M	1.1%Prev: 1.1%	8,652 SH	Increased+474 SH
BITMINE IMMERSION TECNOLOGIES COM NEW	Stock	$255K	0.1%Prev: 0.1%	9,400 SH	Increased+5,200 SH
BLACKROCK INC COM	Stock	$1.5M	0.4%Prev: 0.4%	1,418 SH	Decreased+80 SH
BLACKSTONE INC COM	Stock	$5.1M	1.3%Prev: 1.5%	33,301 SH	Decreased-51 SH
BLACKSTONE MTG TR INC COM CL A	REIT	$158K	0.0%Prev: 0.0%	8,275 SH	Increased+2,550 SH
BLACKSTONE SECD LENDING FD COMMON STOCK	CEF	$1.0M	0.3%Prev: 0.2%	39,634 SH	Increased+6,762 SH
BLOOM ENERGY CORP COM CL A	Stock	$303K	0.1%Prev: 0.1%	3,485 SH	Decreased-383 SH
BOEING CO COM	Stock	$1.6M	0.4%Prev: 0.4%	7,389 SH	Increased+415 SH
BP PLC SPONSORED ADR	ADR	$577K	0.1%Prev: 0.1%	16,619 SH	Increased
BRISTOL-MYERS SQUIBB CO COM	Stock	$2.2M	0.5%Prev: 0.5%	40,540 SH	Increased+638 SH
BROADCOM INC COM	Stock	$4.2M	1.0%Prev: 1.1%	12,167 SH	Increased-500 SH
BROOKFIELD CORP CL A LTD VT SH	Stock	$12K	0.0%Prev: 0.0%	264 SH	Decreased-112 SH
BUILDERS FIRSTSOURCE INC COM	Stock	$699K	0.2%Prev: 0.2%	6,790 SH	Decreased-135 SH
BWX TECHNOLOGIES INC COM	Stock	$13K	0.0%	76 SH	New
CALIFORNIA WTR SVC GROUP COM	Stock	$217K	0.1%Prev: 0.1%	5,000 SH	Decreased
CARLYLE GROUP INC COM	Stock	$124K	0.0%Prev: 0.0%	2,098 SH	Decreased
CARMAX INC COM	Stock	$494K	0.1%Prev: 0.1%	12,788 SH	Decreased+151 SH
CARRIER GLOBAL CORPORATION COM	Stock	$106K	0.0%Prev: 0.0%	2,000 SH	Decreased
CATERPILLAR INC COM	Stock	$5.4M	1.3%Prev: 1.1%	9,417 SH	Increased+509 SH
CHART INDUSTRIES	Stock	$166K	0.0%Prev: 0.4%	804 SH	Decreased-7,354 SH
CHENIERE ENERGY INC COM NEW	Stock	$296K	0.1%Prev: 0.1%	1,525 SH	Increased+295 SH
CHEVRON CORPORATION COM	Stock	$2.0M	0.5%	13,013 SH	New
CHIPOTLE MEXICAN GRILL INC COM	Stock	$429K	0.1%Prev: 0.2%	11,600 SH	Decreased-7,600 SH
CHUBB LIMITED COM	Stock	$331K	0.1%Prev: 0.0%	1,061 SH	Increased+600 SH
CISCO SYS INC COM	Stock	$2.0M	0.5%Prev: 0.4%	25,510 SH	Increased+300 SH
CITIGROUP INC COM NEW	Stock	$3.6M	0.9%Prev: 0.8%	31,188 SH	Increased
CITIZENS FINL GROUP INC COM	Stock	$2.0M	0.5%Prev: 0.5%	34,000 SH	Increased
COCA COLA CO COM	Stock	$1.8M	0.4%Prev: 0.5%	25,400 SH	Decreased-2,005 SH
COINBASE GLOBAL INC COM CL A	Stock	$689K	0.2%Prev: 0.2%	3,045 SH	Decreased+798 SH
COLGATE PALMOLIVE CO COM	Stock	$342K	0.1%Prev: 0.1%	4,333 SH	Decreased
COMCAST CORP NEW CL A	Stock	$546K	0.1%Prev: 0.2%	18,269 SH	Decreased-4,099 SH
COMFORT SYS USA INC COM	Stock	$826K	0.2%Prev: 0.2%	885 SH	Increased+1 SH
CONOCOPHILLIPS COM	Stock	$589K	0.1%Prev: 0.2%	6,293 SH	Decreased+21 SH
CONSOLIDATED EDISON INC COM	Stock	$252K	0.1%Prev: 0.1%	2,532 SH	Decreased
CONSTELLATION ENERGY CORP COM	Stock	$3.4M	0.8%Prev: 0.6%	9,728 SH	Increased+2,877 SH
COREBRIDGE FINL INC COM	Stock	$603K	0.1%Prev: 0.2%	20,000 SH	Decreased
CORNING INC COM	Stock	$2.6M	0.6%Prev: 0.7%	29,576 SH	Increased-1,100 SH
CORTEVA INC COM	Stock	$223K	0.1%Prev: 0.1%	3,320 SH	Decreased
COSTCO WHOLESALE CORPORATION COM	Stock	$905K	0.2%	1,050 SH	New
CROWDSTRIKE HLDGS INC CL A	Stock	$534K	0.1%Prev: 0.1%	1,139 SH	Decreased
CSX CORP COM	Stock	$1.2M	0.3%Prev: 0.3%	33,847 SH	Increased
CUMMINS INC COM	Stock	$470K	0.1%Prev: 0.1%	921 SH	Increased+444 SH
CURTISS WRIGHT CORP COM	Stock	$93K	0.0%Prev: 0.0%	169 SH	Increased
CVS HEALTH CORP COM	Stock	$1.4M	0.3%Prev: 0.4%	17,844 SH	Decreased-1,308 SH
D-WAVE QUANTUM INC COM	Stock	$303K	0.1%Prev: 0.1%	11,600 SH	Increased-500 SH
DEERE & CO COM	Stock	$227K	0.1%Prev: 0.0%	487 SH	Increased+226 SH
DELL TECHNOLOGIES INC CL C	Stock	$4K	0.0%	35 SH	New
DELTA AIR LINES INC COM NEW	Stock	$155K	0.0%	2,235 SH	New
DEVON ENERGY CORP NEW COM	Stock	$1.1M	0.3%Prev: 0.2%	30,726 SH	Increased+5,701 SH
DIAMONDBACK ENERGY INC COM	Stock	$28K	0.0%Prev: 0.0%	186 SH	Increased+135 SH
DISNEY WALT CO COM	Stock	$3.2M	0.8%Prev: 0.9%	28,250 SH	Decreased-2,498 SH
DOW HLDGS INC COM	Stock	$167K	0.0%	7,124 SH	New
DT MIDSTREAM INC COMMON STOCK	Stock	$209K	0.1%	1,750 SH	New
DTE ENERGY CO COM	Stock	$451K	0.1%Prev: 0.1%	3,500 SH	Decreased
DUKE ENERGY CORP NEW COM NEW	Stock	$674K	0.2%Prev: 0.2%	5,749 SH	Decreased-82 SH
DUPONT DE NEMOURS INC COM	Stock	$298K	0.1%Prev: 0.2%	7,405 SH	Decreased-500 SH
EASTMAN CHEM CO COM	Stock	$271K	0.1%Prev: 0.1%	4,250 SH	Increased
EATON CORP PLC SHS	Stock	$1.4M	0.3%Prev: 0.4%	4,257 SH	Decreased+281 SH
EDISON INTL COM	Stock	$924K	0.2%Prev: 0.2%	15,400 SH	Increased+2,700 SH
EDWARDS LIFESCIENCES CORP COM	Stock	$98K	0.0%Prev: 0.0%	1,150 SH	Increased
ELI LILLY & CO COM	Stock	$13.9M	3.4%Prev: 2.6%	12,977 SH	Increased+157 SH
EMERSON ELEC CO COM	Stock	$924K	0.2%Prev: 0.2%	6,959 SH	Increased+149 SH
ENBRIDGE INC COM	Stock	$1.1M	0.3%Prev: 0.3%	22,889 SH	Decreased+251 SH
ENCOMPASS HEALTH CORP COM	Stock	$1.3M	0.3%Prev: 0.4%	12,330 SH	Decreased
ENERGY TRANSFER L P COM UT LTD PTN	Stock	$722K	0.2%Prev: 0.2%	43,803 SH	Decreased-8,253 SH
ENTERGY CORP NEW COM	Stock	$120K	0.0%Prev: 0.0%	1,300 SH	Increased+900 SH
ENTERPRISE PRODS PARTNERS L P COM	Stock	$1.3M	0.3%Prev: 0.3%	41,448 SH	Increased
EOG RES INC COM	Stock	$324K	0.1%Prev: 0.1%	3,085 SH	Decreased
EQT CORP COM	Stock	$482K	0.1%Prev: 0.1%	9,000 SH	Decreased-200 SH
EQUIFAX INC COM	Stock	$1.0M	0.3%Prev: 0.4%	4,800 SH	Decreased-1,729 SH
EVEREST GROUP LTD COM	Stock	$373K	0.1%Prev: 0.1%	1,100 SH	Decreased
EXXON MOBIL CORP COM	Stock	$9.3M	2.3%Prev: 2.0%	76,928 SH	Increased+9,332 SH
FASTENAL CO COM	Stock	$279K	0.1%Prev: 0.1%	6,960 SH	Increased+2,160 SH
FEDEX CORP COM	Stock	$116K	0.0%Prev: 0.0%	400 SH	Decreased-200 SH
FIDELITY NATIONAL FINANCIAL IN COM SHS	Stock	$415K	0.1%Prev: 0.1%	7,605 SH	Decreased+735 SH
FIDELITY NATL INFORMATION SVCS COM	Stock	$349K	0.1%Prev: 0.2%	5,250 SH	Decreased-5,250 SH
FIRST HORIZON CORPORATION COM	Stock	$239K	0.1%Prev: 0.1%	10,000 SH	Increased
FIRST SOLAR INC COM	Stock	$1.5M	0.4%Prev: 0.3%	5,727 SH	Increased+148 SH
FIRST TRUST NASDAQ CYBERSECURITY ETF	ETF	$36K	0.0%Prev: 0.0%	500 SH	Decreased
FLOWERS FOODS INC COM	Stock	$3.5M	0.9%Prev: 1.1%	320,985 SH	Decreased-2,367 SH
FLUTTER ENTMT PLC SHS	Stock	$608K	0.2%Prev: 0.2%	2,829 SH	Decreased-708 SH
FORD MTR CO COM	Stock	$295K	0.1%Prev: 0.1%	22,491 SH	Increased+1,000 SH
FREEPORT-MCMORAN INC CL B	Stock	$1.0M	0.3%Prev: 0.2%	20,019 SH	Increased
GABELLI EQUITY TR INC COM	CEF	$33K	0.0%Prev: 0.0%	5,428 SH	Increased
GE AEROSPACE COM NEW	Stock	$3.7M	0.9%Prev: 0.8%	12,097 SH	Increased+1,587 SH
GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK	Stock	$251K	0.1%Prev: 0.0%	3,060 SH	Increased+731 SH
GE VERNOVA INC COM	Stock	$1.7M	0.4%Prev: 0.3%	2,602 SH	Increased+434 SH
GENERAC HLDGS INC COM	Stock	$1.0M	0.2%Prev: 0.3%	7,359 SH	Decreased-147 SH
GENERAL DYNAMICS CORP COM	Stock	$506K	0.1%Prev: 0.1%	1,502 SH	Increased+93 SH
GENERAL MILLS INC COM	Stock	$747K	0.2%	16,070 SH	New
GILEAD SCIENCES INC COM	Stock	$708K	0.2%Prev: 0.2%	5,770 SH	Increased-35 SH
GOLDMAN SACHS BDC INC SHS	CEF	$201K	0.0%Prev: 0.1%	21,650 SH	Decreased
GOLDMAN SACHS GROUP INC COM	Stock	$110K	0.0%Prev: 0.0%	125 SH	Increased
GRAIL INC COM	Stock	$919K	0.2%Prev: 0.2%	10,739 SH	Increased-19 SH
GREIF INC CL B	Stock	$314K	0.1%Prev: 0.1%	4,201 SH	Increased-55 SH
GSK PLC SPONSORED ADR	ADR	$71K	0.0%Prev: 0.0%	1,443 SH	Decreased-264 SH
HEWLETT PACKARD ENTERPRISE CO COM	Stock	$204K	0.1%Prev: 0.1%	8,485 SH	Decreased-915 SH
HOME DEPOT INC COM	Stock	$2.3M	0.6%Prev: 0.6%	6,816 SH	Decreased+896 SH
HONEYWELL INTL INC COM	Stock	$3.9M	1.0%Prev: 1.1%	20,044 SH	Decreased-490 SH
HUNTINGTON INGALLS INDS INC COM	Stock	$578K	0.1%Prev: 0.1%	1,700 SH	Increased-200 SH
IDACORP INC COM	Stock	$63K	0.0%Prev: 0.0%	500 SH	Decreased
ILLINOIS TOOL WKS INC COM	Stock	$591K	0.1%Prev: 0.2%	2,400 SH	Decreased
ILLUMINA INC COM	Stock	$3.8M	0.9%Prev: 0.7%	28,618 SH	Increased-609 SH
INTEL CORP COM	Stock	$468K	0.1%Prev: 0.1%	12,693 SH	Increased-757 SH
INTERNATIONAL BUSINESS MACHS COM	Stock	$7.9M	1.9%Prev: 2.0%	26,503 SH	Increased-466 SH
INTUIT COM	Stock	$158K	0.0%Prev: 0.0%	239 SH	Decreased
INVESCO AEROSPACE & DEFENSE ETF	ETF	$494K	0.1%Prev: 0.1%	3,154 SH	Increased+391 SH
INVESCO GLOBAL CLEAN ENERGY ETF	ETF	$415K	0.1%	25,807 SH	New
INVESCO NASDAQ INTERNET ETF	ETF	$357K	0.1%Prev: 0.1%	6,610 SH	Increased+893 SH
INVESCO NEXT GEN CONNECTIVITY ETF	ETF	$361K	0.1%	2,693 SH	New
INVESCO NEXT GEN MEDIA AND GAMING ETF	ETF	$398K	0.1%Prev: 0.1%	6,687 SH	Increased+754 SH
INVESCO PREFERRED ETF	ETF	$100K	0.0%Prev: 0.0%	8,939 SH	Decreased-3,505 SH
INVESCO QQQ TRUST SERIES I	ETF	$2.6M	0.6%Prev: 0.6%	4,217 SH	Increased+357 SH
INVESCO S&P 500 EQUAL WEIGHT ETF	ETF	$40K	0.0%Prev: 0.0%	209 SH	Increased+1 SH
INVESCO SEMICONDUCTORS ETF	ETF	$406K	0.1%	5,142 SH	New
INVESCO WATER RESOURCES ETF	ETF	$287K	0.1%Prev: 0.2%	4,071 SH	Decreased-4,160 SH
INVESCO WILDERHILL CLEAN ENERGY ETF	ETF	$398K	0.1%Prev: 0.1%	13,019 SH	Increased+2,524 SH
IRON MTN INC DEL COM	REIT	$883K	0.2%Prev: 0.3%	10,643 SH	Decreased
ISHARES BIOTECHNOLOGY ETF	ETF	$152K	0.0%	900 SH	New
ISHARES BITCOIN TRUST ETF	ETF	$59K	0.0%Prev: 0.1%	1,189 SH	Decreased-2,313 SH
ISHARES CORE U.S. AGGREGATE BOND ETF	ETF	$291K	0.1%	2,915 SH	New
ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF	ETF	$69K	0.0%Prev: 0.0%	650 SH	Decreased
ISHARES IBONDS DEC 2026 TERM CORPORATE ETF	ETF	$349K	0.1%	14,420 SH	New
ISHARES MSCI USA MOMENTUM FACTOR ETF	ETF	$91K	0.0%Prev: 0.0%	363 SH	Increased+163 SH
ISHARES PREFERRED & INCOME SECURITIES ETF	ETF	$295K	0.1%Prev: 0.1%	9,525 SH	Increased+1,850 SH
ISHARES RUSSELL 2000 ETF	ETF	$82K	0.0%Prev: 0.0%	335 SH	Decreased-36 SH
ISHARES SEMICONDUCTOR ETF	ETF	$45K	0.0%Prev: 0.0%	150 SH	Increased
ISHARES SHORT DURATION BOND ACTIVE ETF	ETF	$135K	0.0%Prev: 0.0%	2,646 SH	Increased+2,635 SH
ISHARES SILVER TRUST	ETF	$219K	0.1%Prev: 0.0%	3,400 SH	Increased
ISHARES TIPS BOND ETF	ETF	$777K	0.2%Prev: 0.2%	7,067 SH	Decreased
JACKSON FINANCIAL INC COM CL A	Stock	$1.3M	0.3%Prev: 0.3%	12,163 SH	Increased-212 SH
JOHNSON & JOHNSON COM	Stock	$3.5M	0.9%Prev: 0.8%	16,815 SH	Increased+1,020 SH
JPMORGAN CHASE & CO COM	Stock	$15.3M	3.8%	47,531 SH	New
JPMORGAN EQUITY PREMIUM INCOME ETF	ETF	$172K	0.0%Prev: 0.0%	3,010 SH	Increased+510 SH
JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF	ETF	$58K	0.0%Prev: 0.0%	1,000 SH	Increased
KAYNE ANDERSON ENERGY INFRSTR COM	CEF	$98K	0.0%Prev: 0.0%	7,945 SH	Decreased-2,380 SH
KEYCORP COM	Stock	$1.3M	0.3%Prev: 0.3%	61,200 SH	Increased
KINDER MORGAN INC DEL COM	Stock	$2.5M	0.6%Prev: 0.7%	90,624 SH	Decreased
KKR & CO INC COM	Stock	$382K	0.1%Prev: 0.1%	3,000 SH	Decreased
KODIAK GAS SVCS INC COM	Stock	$486K	0.1%Prev: 0.1%	13,000 SH	Increased
KRAFT HEINZ CO COM	Stock	$146K	0.0%Prev: 0.0%	6,000 SH	Decreased
L3HARRIS TECHNOLOGIES INC COM	Stock	$246K	0.1%Prev: 0.1%	838 SH	Decreased-110 SH
LAM RESEARCH CORP COM NEW	Stock	$21K	0.0%	120 SH	New
LAMAR ADVERTISING CO CL A	REIT	$285K	0.1%	2,250 SH	New
LINDE PLC SHS	Stock	$1.3M	0.3%Prev: 0.4%	3,020 SH	Decreased-194 SH
LOCKHEED MARTIN CORP COM	Stock	$1.3M	0.3%Prev: 0.4%	2,660 SH	Decreased-300 SH
LOEWS CORP COM	Stock	$527K	0.1%Prev: 0.1%	5,001 SH	Increased
LOWES COS INC COM	Stock	$443K	0.1%Prev: 0.1%	1,836 SH	Increased+77 SH
LUMEN TECHNOLOGIES INC COM	Stock	$106K	0.0%Prev: 0.0%	13,584 SH	Increased+687 SH
M & T BK CORP COM	Stock	$396K	0.1%Prev: 0.1%	1,966 SH	Increased
MAIN STR CAP CORP COM	CEF	$152K	0.0%Prev: 0.0%	2,520 SH	Increased+1,795 SH
MANNKIND CORP COM NEW	Stock	$128K	0.0%Prev: 0.0%	22,660 SH	Increased
MARKEL GROUP INC COM	Stock	$344K	0.1%Prev: 0.1%	160 SH	Increased+5 SH
MARRIOTT INTL INC NEW CL A	Stock	$141K	0.0%Prev: 0.0%	455 SH	Increased-64 SH
MASTERCARD INCORPORATED CL A	Stock	$787K	0.2%Prev: 0.2%	1,379 SH	Increased+304 SH
MCDONALDS CORP COM	Stock	$693K	0.2%Prev: 0.2%	2,266 SH	Increased
MCKESSON CORP COM	Stock	$2.6M	0.6%Prev: 0.5%	3,145 SH	Increased+650 SH
MEDTRONIC PLC SHS	Stock	$776K	0.2%Prev: 0.2%	8,075 SH	Decreased-1,700 SH
MERCK & CO INC COM	Stock	$2.5M	0.6%Prev: 0.5%	23,366 SH	Increased-925 SH
META PLATFORMS INC CL A	Stock	$1.4M	0.4%Prev: 0.4%	2,178 SH	Decreased-43 SH
METLIFE INC COM	Stock	$328K	0.1%Prev: 0.1%	4,154 SH	Decreased-200 SH
MICROSOFT CORP COM	Stock	$33.8M	8.3%Prev: 9.2%	69,990 SH	Decreased+1,804 SH
MONDELEZ INTL INC CL A	Stock	$283K	0.1%Prev: 0.1%	5,252 SH	Increased+1,250 SH
MORGAN STANLEY COM NEW	Stock	$162K	0.0%Prev: 0.0%	911 SH	Increased
MOTOROLA SOLUTIONS INC COM NEW	Stock	$502K	0.1%Prev: 0.2%	1,310 SH	Decreased-12 SH
MP MATERIALS CORP COM CL A	Stock	$359K	0.1%Prev: 0.1%	7,100 SH	Increased+3,750 SH
MPLX LP COM UNIT REP LTD	Stock	$21K	0.0%Prev: 0.0%	400 SH	Increased
MULTI-ASSET DIVERSIFIED INCOME INDEX FUND	ETF	$220K	0.1%	14,025 SH	New
NAVIGATOR HLDGS LTD SHS	Stock	$223K	0.1%Prev: 0.1%	12,870 SH	Increased
NETFLIX INC. COM	Stock	$9K	0.0%	100 SH	New
NEWMONT CORP COM	Stock	$3.6M	0.9%Prev: 0.8%	36,200 SH	Increased-1,600 SH
NEXTERA ENERGY INC COM	Stock	$1.0M	0.2%Prev: 0.3%	12,464 SH	Decreased-1,750 SH
NIKE INC CL B	Stock	$364K	0.1%Prev: 0.1%	5,711 SH	Decreased-2,500 SH
NORTH EUROPEAN OIL RTY TR SH BEN INT	Stock	$11K	0.0%Prev: 0.0%	1,600 SH	Decreased-9,200 SH
NORTHROP GRUMMAN CORP COM	Stock	$870K	0.2%Prev: 0.2%	1,525 SH	Decreased-4 SH
NVIDIA CORPORATION COM	Stock	$12.7M	3.1%Prev: 3.2%	68,172 SH	Increased+1,599 SH
OCCIDENTAL PETE CORP COM	Stock	$313K	0.1%Prev: 0.1%	7,600 SH	Decreased+300 SH
ONEOK INC NEW COM	Stock	$1.4M	0.3%Prev: 0.3%	18,886 SH	Increased+1,566 SH
ORACLE CORP COM	Stock	$747K	0.2%Prev: 0.3%	3,830 SH	Decreased+218 SH
OTIS WORLDWIDE CORP COM	Stock	$205K	0.1%Prev: 0.0%	2,346 SH	Increased+254 SH
PALANTIR TECHNOLOGIES INC CL A	Stock	$2.8M	0.7%Prev: 0.7%	15,734 SH	Decreased
PALO ALTO NETWORKS INC COM	Stock	$2.8M	0.7%Prev: 0.7%	14,962 SH	Increased+2,333 SH
PARAMOUNT SKYDANCE CORP COM CL B	Stock	$156K	0.0%Prev: 0.1%	11,627 SH	Decreased-100 SH
PARKER-HANNIFIN CORP COM	Stock	$252K	0.1%Prev: 0.1%	287 SH	Increased
PATRIA INVESTMENTS LIMITED COM CL A	Stock	$292K	0.1%Prev: 0.1%	18,400 SH	Increased
PEPSICO INC COM	Stock	$1.1M	0.3%Prev: 0.2%	7,345 SH	Increased+865 SH
PERSONALIS INC COM	Stock	$2.3M	0.6%Prev: 0.5%	292,489 SH	Increased
PFIZER INC COM	Stock	$2.0M	0.5%Prev: 0.5%	80,956 SH	Increased+1,965 SH
PHILIP MORRIS INTL INC COM	Stock	$1.1M	0.3%Prev: 0.3%	7,132 SH	Decreased
PHILLIPS 66 COM	Stock	$236K	0.1%Prev: 0.1%	1,832 SH	Decreased
PLANET LABS PBC COM CL A	Stock	$311K	0.1%Prev: 0.1%	15,776 SH	Increased+435 SH
PNC FINL SVCS GROUP INC COM	Stock	$969K	0.2%Prev: 0.3%	4,643 SH	Decreased-200 SH
PRECIGEN INC COM	Stock	$71K	0.0%Prev: 0.0%	17,000 SH	Increased
PROCTER & GAMBLE CO COM	Stock	$2.3M	0.6%	15,929 SH	New
PROLOGIS INC. COM	REIT	$89K	0.0%Prev: 0.0%	700 SH	Increased
PRUDENTIAL FINL INC COM	Stock	$1.0M	0.3%Prev: 0.3%	9,137 SH	Decreased-2,100 SH
PUBLIC STORAGE OPER CO COM	REIT	$208K	0.1%Prev: 0.1%	800 SH	Decreased
QNITY ELECTRONICS INC COMMON STOCK	Stock	$330K	0.1%	4,037 SH	New
QUALCOMM INC COM	Stock	$1.1M	0.3%Prev: 0.3%	6,500 SH	Increased
QUANTA SVCS INC COM	Stock	$12K	0.0%Prev: 0.0%	28 SH	Increased
QXO INC COM NEW	Stock	$1.6M	0.4%Prev: 0.4%	81,770 SH	Increased
REDDIT INC CL A	Stock	$21K	0.0%Prev: 0.0%	92 SH	Decreased-1 SH
RIGETTI COMPUTING INC COMMON STOCK	Stock	$266K	0.1%Prev: 0.1%	12,000 SH	Decreased-500 SH
ROCKET COS INC COM CL A	Stock	$902K	0.2%Prev: 0.2%	46,600 SH	Decreased
ROCKET LAB CORP COM	Stock	$4.0M	1.0%Prev: 0.9%	57,643 SH	Increased-15,013 SH
ROCKWELL AUTOMATION INC COM	Stock	$389K	0.1%Prev: 0.1%	1,000 SH	Increased
ROYAL BK CDA COM	Stock	$260K	0.1%	1,526 SH	New
ROYAL GOLD INC COM	Stock	$451K	0.1%Prev: 0.1%	2,028 SH	Increased+28 SH
RPM INTL INC COM	Stock	$520K	0.1%Prev: 0.2%	5,000 SH	Decreased
RTX CORPORATION COM	Stock	$1.5M	0.4%Prev: 0.3%	8,033 SH	Increased+1,481 SH
S&P GLOBAL INC COM	Stock	$3.0M	0.7%Prev: 0.8%	5,800 SH	Increased-400 SH
SALESFORCE INC COM	Stock	$69K	0.0%Prev: 0.0%	261 SH	Decreased-100 SH
SCOTTS MIRACLE-GRO CO CL A	Stock	$138K	0.0%Prev: 0.0%	2,369 SH	Decreased-325 SH
SEAGATE TECHNOLOGY HLDNGS PLC ORD SHS	Stock	$234K	0.1%Prev: 0.1%	850 SH	Increased
SEI INVTS CO COM	Stock	$533K	0.1%Prev: 0.2%	6,500 SH	Decreased-500 SH
SEMPRA COM	Stock	$265K	0.1%Prev: 0.1%	3,000 SH	Decreased
SENSIENT TECHNOLOGIES CORP COM	Stock	$282K	0.1%Prev: 0.1%	3,000 SH	Increased
SHELL PLC SPON ADS	ADR	$417K	0.1%Prev: 0.1%	5,674 SH	Increased+600 SH
SHOPIFY INC CL A SUB VTG SHS	Stock	$2.4M	0.6%Prev: 0.6%	14,893 SH	Increased-750 SH
SIMON PPTY GROUP INC NEW COM	REIT	$1.4M	0.4%Prev: 0.4%	7,819 SH	Increased+519 SH
SIMPLIFY GOVERNMENT MONEY MARKET ETF	ETF	$504K	0.1%Prev: 0.1%	5,037 SH	Increased+677 SH
SIMPSON MFG INC COM	Stock	$256K	0.1%Prev: 0.1%	1,585 SH	Decreased-25 SH
SLB LIMITED COM STK	Stock	$280K	0.1%Prev: 0.1%	7,300 SH	Increased+1,000 SH
SNOWFLAKE INC COM SHS	Stock	$746K	0.2%Prev: 0.2%	3,400 SH	Decreased-400 SH
SOLSTICE ADVANCED MATLS INC COM SHS	Stock	$243K	0.1%	5,009 SH	New
SOUTHERN CO COM	Stock	$1.6M	0.4%Prev: 0.4%	18,484 SH	Decreased+1,196 SH
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST	ETF	$240K	0.1%	499 SH	New
SPDR GOLD SHARES	ETF	$512K	0.1%Prev: 0.1%	1,291 SH	Decreased-169 SH
STATE STREET CONSUMER DISCRETIONARY SELECT SECTOR SPDR ETF	ETF	$153K	0.0%	1,280 SH	New
STATE STREET FINANCIAL SELECT SECTOR SPDR ETF	ETF	$55K	0.0%	1,000 SH	New
STATE STREET INDUSTRIAL SELECT SECTOR SPDR ETF	ETF	$108K	0.0%	697 SH	New
STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETF	ETF	$9K	0.0%	99 SH	New
STATE STREET SPDR S&P 500 ETF	ETF	$4.6M	1.1%	6,816 SH	New
STATE STREET SPDR S&P BIOTECH ETF	ETF	$476K	0.1%Prev: 0.1%	3,900 SH	Increased
STATE STREET SPDR S&P METALS & MINING ETF	ETF	$52K	0.0%Prev: 0.0%	500 SH	Decreased-1,250 SH
STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF	ETF	$891K	0.2%	6,192 SH	New
STEEL DYNAMICS INC COM	Stock	$34K	0.0%Prev: 0.0%	200 SH	Increased
STEREOTAXIS INC COM NEW	Stock	$98K	0.0%Prev: 0.0%	42,527 SH	Decreased-466 SH
STERIS PLC SHS USD	Stock	$342K	0.1%Prev: 0.1%	1,350 SH	Increased
STRATEGY SHARES NASDAQ 7HANDL INDEX ETF	ETF	$337K	0.1%	15,290 SH	New
STRYKER CORPORATION COM	Stock	$132K	0.0%Prev: 0.0%	375 SH	Increased+300 SH
SURO CAPITAL CORP COM NEW	CEF	$246K	0.1%Prev: 0.1%	26,023 SH	Increased-568 SH
SYSCO CORP COM	Stock	$379K	0.1%Prev: 0.1%	5,142 SH	Increased+1,000 SH
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS	ADR	$1.8M	0.4%Prev: 0.4%	5,829 SH	Increased+924 SH
TAKE-TWO INTERACTIVE SOFTWARE COM	Stock	$245K	0.1%Prev: 0.0%	956 SH	Increased+326 SH
TAPESTRY INC COM	Stock	$135K	0.0%Prev: 0.0%	1,055 SH	Increased
TARGET CORP COM	Stock	$30K	0.0%Prev: 0.0%	305 SH	Decreased-150 SH
TE CONNECTIVITY PLC ORD SHS	Stock	$569K	0.1%Prev: 0.1%	2,500 SH	Increased
TEMPUS AI INC CL A	Stock	$614K	0.2%	10,400 SH	New
TESLA INC COM	Stock	$428K	0.1%Prev: 0.1%	952 SH	Decreased-110 SH
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS	ADR	$1.1M	0.3%Prev: 0.2%	34,300 SH	Increased
TEXAS INSTRS INC COM	Stock	$182K	0.0%Prev: 0.1%	1,050 SH	Decreased-200 SH
TEXAS PACIFIC LAND CORPORATION COM	Stock	$266K	0.1%Prev: 0.1%	927 SH	Decreased+618 SH
THE CIGNA GROUP COM	Stock	$354K	0.1%Prev: 0.1%	1,286 SH	Decreased
THERMO FISHER SCIENTIFIC INC COM	Stock	$875K	0.2%Prev: 0.2%	1,510 SH	Increased+43 SH
TOAST INC CL A	Stock	$700K	0.2%	19,700 SH	New
TRANSOCEAN LTD REGISTERED SHS	Stock	$126K	0.0%Prev: 0.0%	30,423 SH	Increased-2,900 SH
TRAVELERS COMPANIES INC COM	Stock	$408K	0.1%Prev: 0.1%	1,408 SH	Decreased-100 SH
TRINITY INDS INC COM	Stock	$235K	0.1%Prev: 0.1%	8,900 SH	Decreased-200 SH
TRUIST FINL CORP COM	Stock	$148K	0.0%Prev: 0.0%	3,000 SH	Increased
TURN THERAPEUTICS INC COM	Stock	$259K	0.1%	65,732 SH	New
UBER TECHNOLOGIES INC COM	Stock	$151K	0.0%Prev: 0.0%	1,850 SH	Decreased+200 SH
UNILEVER PLC SPON ADR NEW	ADR	$224K	0.1%Prev: 0.1%	3,418 SH	Decreased-394 SH
UNION PAC CORP COM	Stock	$4.0M	1.0%Prev: 1.1%	17,488 SH	Decreased
UNITED PARCEL SVCS INC CL B	Stock	$646K	0.2%	6,513 SH	New
UNITED RENTALS INC COM	Stock	$62K	0.0%Prev: 0.0%	77 SH	Decreased
UNITEDHEALTH GROUP INC COM	Stock	$654K	0.2%Prev: 0.1%	1,980 SH	Increased+1,044 SH
VALERO ENERGY CORP COM	Stock	$462K	0.1%Prev: 0.1%	2,840 SH	Increased+340 SH
VANGUARD S&P 500 ETF	ETF	$1K	0.0%Prev: 0.0%	2 SH	Increased+1 SH
VANGUARD SHORT-TERM CORPORATE BOND ETF	ETF	$159K	0.0%	2,000 SH	New
VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF	ETF	$692K	0.2%Prev: 0.2%	14,000 SH	Decreased
VANGUARD TOTAL STOCK MARKET ETF	ETF	$121K	0.0%Prev: 0.0%	360 SH	Decreased-70 SH
VERIZON COMMUNICATIONS INC COM	Stock	$1.4M	0.4%Prev: 0.4%	35,498 SH	Decreased-2,133 SH
VISA INC COM CL A	Stock	$4.5M	1.1%Prev: 1.1%	12,941 SH	Increased+293 SH
VISTRA CORP COM	Stock	$48K	0.0%Prev: 0.0%	300 SH	Decreased
WABTEC COM	Stock	$41K	0.0%Prev: 0.0%	192 SH	Increased-1 SH
WALMART INC COM	Stock	$4.0M	1.0%Prev: 1.0%	36,002 SH	Increased+49 SH
WARBY PARKER INC CL A COM	Stock	$493K	0.1%	22,625 SH	New
WARNER BROS DISCOVERY INC COM SER A	Stock	$409K	0.1%Prev: 0.1%	14,192 SH	Increased-96 SH
WASTE MGMT INC DEL COM	Stock	$2.1M	0.5%Prev: 0.5%	9,464 SH	Increased+301 SH
WELLS FARGO & CO COM	Stock	$199K	0.0%	2,138 SH	New
WEST PHARMACEUTICAL SVSC INC COM	Stock	$275K	0.1%Prev: 0.1%	1,000 SH	Increased
WEYERHAEUSER CO COM NEW	REIT	$919K	0.2%	38,772 SH	New
WHEATON PRECIOUS METALS CORP COM	Stock	$423K	0.1%Prev: 0.1%	3,600 SH	Increased
WILLIAMS COS INC COM	Stock	$618K	0.2%Prev: 0.2%	10,274 SH	Decreased-500 SH
WP CAREY INC COM	REIT	$557K	0.1%Prev: 0.2%	8,660 SH	Decreased-230 SH
XPO INC COM	Stock	$136K	0.0%	1,000 SH	New

Sold (vs prior filing)

ALIBABA GROUP HLDG LTD SPONSORED ADS — $182K
ARMADA HOFFLER PPTYS INC COM — $70K
ASML HOLDING N V N Y REGISTRY SHS — $495K
CASI PHARMACEUTICALS INC COM — $50K
CHEVRON CORP NEW COM — $2.0M
CLOROX CO DEL COM — $173K
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND — $153K
COSTCO WHSL CORP NEW COM — $1.0M
DELTA AIR LINES INC DEL COM NEW — $127K
DOW INC COM — $259K
FINANCIAL SELECT SECTOR SPDR FUND — $54K
FISERV INC COM — $88K
FLAGSTAR BANK NATIONAL ASSOCIA COM NEW — $116K
GENERAL MLS INC COM — $810K
HP INC COM — $251K
INDUSTRIAL SELECT SECTOR SPDR FUND — $107K
INSMED INC COM PAR $.01 — $569K
INTERNATIONAL PAPER CO COM — $145K
INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF — $308K
INVESCO LEISURE AND ENTERTAINMENT ETF — $396K
… and 24 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 9, 2026	Q4 2025	13F-HR	0001506073-26-000001	$405.4M	View
Nov 5, 2025	Q3 2025	13F-HR	0001506073-25-000003	$383.4M	View
Aug 10, 2026	Q2 2026