Wambolt & Associates, LLC

CIK 0001755723 • 2 13F filings • May 12, 2025 – Aug 13, 2025

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Filer information

Filed by: Wambolt & Associates, LLC, Chief Compliance Officer
Address: 13976 W. BOWLES AVENUE, STE. 200, LITTLETON, CO, 80127
Phone: 720-962-6700
AUM: $297.3M

AUM over time

$297.3M latest

Sector allocation over time

Past 2 quarters

Q2 2025

Q1 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $297.3M171 positionsView on SEC.gov

			% of Portfolio
ABBVIE INC	COM	$3.9M	1.3%Prev: 1.6%	20,771 SH	Decreased-1,569 SH
ACCENTURE PLC IRELAND	SHS CLASS A	$307K	0.1%Prev: 0.1%	1,013 SH	Decreased-90 SH
ADOBE INC	COM	$568K	0.2%Prev: 0.2%	1,449 SH	Increased+94 SH
AIR PRODS & CHEMS INC	COM	$275K	0.1%Prev: 0.1%	964 SH	Decreased-19 SH
ALPHABET INC	CAP STK CL A	$1.3M	0.4%Prev: 0.5%	7,153 SH	Decreased-2,447 SH
ALPHABET INC	CAP STK CL C	$6.5M	2.2%Prev: 2.0%	36,656 SH	Increased-977 SH
ALPS ETF TR	INTL SEC DV DOG	$284K	0.1%Prev: 0.1%	8,350 SH	Increased-59 SH
ALTRIA GROUP INC	COM	$418K	0.1%Prev: 0.1%	7,183 SH	Decreased+12 SH
AMAZON COM INC	COM	$7.6M	2.6%Prev: 2.2%	34,455 SH	Increased-17 SH
AMGEN INC	COM	$236K	0.1%	811 SH	New
AMPHENOL CORP NEW	CL A	$740K	0.2%Prev: 0.3%	7,601 SH	Decreased-3,675 SH
AMPLIFY ETF TR	AMPLIFY CYBERSEC	$308K	0.1%Prev: 0.1%	3,620 SH	Increased-26 SH
APOLLO GLOBAL MGMT INC	COM	$299K	0.1%Prev: 0.1%	2,109 SH	Increased-5 SH
APPLE INC	COM	$10.0M	3.4%Prev: 4.0%	48,140 SH	Decreased-4,385 SH
ARES CAPITAL CORP	COM	$4.4M	1.5%Prev: 1.6%	201,706 SH	Decreased-13,539 SH
ARROW ELECTRS INC	COM	$990K	0.3%Prev: 0.3%	7,632 SH	Increased-939 SH
ASML HOLDING N V	N Y REGISTRY SHS	$447K	0.2%Prev: 0.1%	566 SH	Increased+5 SH
AUTODESK INC	COM	$439K	0.1%Prev: 0.1%	1,408 SH	Increased-80 SH
AUTOZONE INC	COM	$398K	0.1%Prev: 0.1%	107 SH	Increased+20 SH
AVALONBAY CMNTYS INC	COM	$1.2M	0.4%Prev: 0.4%	5,704 SH	Decreased-451 SH
BANK AMERICA CORP	7.25%CNV PFD L	$585K	0.2%Prev: 0.2%	484 SH	Decreased-1 SH
BANK AMERICA CORP	COM	$559K	0.2%Prev: 0.2%	11,618 SH	Increased-1,550 SH
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$5.6M	1.9%Prev: 2.3%	11,453 SH	Decreased-1,324 SH
BLACKROCK INC	COM	$496K	0.2%Prev: 0.1%	470 SH	Increased+31 SH
BLACKSTONE INC	COM	$3.6M	1.2%Prev: 1.2%	23,290 SH	Increased-1,571 SH
BOOKING HOLDINGS INC	COM	$883K	0.3%Prev: 0.3%	154 SH	Increased-32 SH
BROADCOM INC	COM	$3.0M	1.0%Prev: 0.7%	11,398 SH	Increased-814 SH
CADENCE DESIGN SYSTEM INC	COM	$3.3M	1.1%Prev: 1.0%	10,790 SH	Increased-779 SH
CANADIAN NATL RY CO	COM	$1.4M	0.5%Prev: 0.6%	13,063 SH	Decreased-3,785 SH
CAPITAL GRP FIXED INCM ETF T	CORE PLUS INCM	$239K	0.1%	10,628 SH	New
CBOE GLOBAL MKTS INC	COM	$1.7M	0.6%Prev: 0.6%	7,387 SH	Decreased-527 SH
CHEVRON CORP NEW	COM	$1.3M	0.4%Prev: 0.6%	9,109 SH	Decreased-691 SH
CHUBB LIMITED	COM	$520K	0.2%Prev: 0.2%	1,794 SH	Decreased+20 SH
CINTAS CORP	COM	$381K	0.1%Prev: 0.1%	1,697 SH	Increased-62 SH
COLGATE PALMOLIVE CO	COM	$267K	0.1%Prev: 0.1%	2,899 SH	Decreased+14 SH
CONOCOPHILLIPS	COM	$2.0M	0.7%Prev: 0.8%	21,758 SH	Decreased-1,234 SH
COPART INC	COM	$371K	0.1%Prev: 0.2%	7,475 SH	Decreased-3,047 SH
CORTEVA INC	COM	$2.3M	0.8%Prev: 0.7%	30,457 SH	Increased-1,750 SH
COSTCO WHSL CORP NEW	COM	$4.2M	1.4%Prev: 1.5%	4,214 SH	Decreased-289 SH
DARDEN RESTAURANTS INC	COM	$404K	0.1%Prev: 0.1%	1,840 SH	Increased+67 SH
DELTA AIR LINES INC DEL	COM NEW	$204K	0.1%	4,166 SH	New
DIREXION SHS ETF TR	NAS100 EQL WGT	$2.2M	0.7%Prev: 0.7%	22,471 SH	Increased-427 SH
EATON CORP PLC	SHS	$3.6M	1.2%Prev: 1.1%	10,125 SH	Increased-1,799 SH
ELI LILLY & CO	COM	$371K	0.1%Prev: 0.1%	478 SH	Decreased+13 SH
EMERSON ELEC CO	COM	$429K	0.1%Prev: 0.1%	3,167 SH	Increased-159 SH
EVERCORE INC	CLASS A	$1.5M	0.5%Prev: 0.4%	5,603 SH	Increased-500 SH
EXXON MOBIL CORP	COM	$824K	0.3%Prev: 0.3%	7,543 SH	Decreased+8 SH
FISERV INC	COM	$499K	0.2%Prev: 0.2%	2,888 SH	Decreased+586 SH
GODADDY INC	CL A	$298K	0.1%Prev: 0.1%	1,671 SH	Decreased-34 SH
GRACO INC	COM	$280K	0.1%Prev: 0.1%	3,195 SH	Increased
HOME DEPOT INC	COM	$974K	0.3%Prev: 0.4%	2,610 SH	Decreased-270 SH
HONEYWELL INTL INC	COM	$2.4M	0.8%Prev: 0.8%	10,235 SH	Increased-636 SH
IDEXX LABS INC	COM	$231K	0.1%	425 SH	New
INTERNATIONAL BUSINESS MACHS	COM	$582K	0.2%Prev: 0.2%	1,998 SH	Increased-25 SH
INTUIT	COM	$6.4M	2.2%Prev: 1.8%	8,255 SH	Increased-527 SH
INTUITIVE SURGICAL INC	COM NEW	$323K	0.1%Prev: 0.1%	600 SH	Decreased-52 SH
INVESCO EXCH TRADED FD TR II	S&P500 LOW VOL	$287K	0.1%Prev: 0.1%	3,907 SH	Decreased
INVESCO EXCH TRADED FD TR II	SR LN ETF	$414K	0.1%Prev: 0.2%	19,783 SH	Decreased-1,579 SH
INVESCO EXCHANGE TRADED FD T	AEROSPACE DEFN	$1.9M	0.6%Prev: 0.6%	13,546 SH	Increased-900 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$943K	0.3%Prev: 0.2%	5,130 SH	Increased+1,336 SH
INVESCO EXCHANGE TRADED FD T	S&P500 PUR GWT	$533K	0.2%Prev: 0.2%	11,733 SH	Increased-184 SH
INVESCO EXCHANGE TRADED FD T	S&P500 PUR VAL	$481K	0.2%Prev: 0.2%	5,037 SH	Increased-23 SH
INVESCO QQQ TR	UNIT SER 1	$351K	0.1%Prev: 0.1%	642 SH	Increased+33 SH
IRON MTN INC DEL	COM	$351K	0.1%Prev: 0.1%	3,509 SH	Decreased-541 SH
ISHARES INC	MSCI EMRG CHN	$9.1M	3.1%Prev: 2.8%	144,479 SH	Increased-3,910 SH
ISHARES TR	0-5YR HI YL CP	$745K	0.3%Prev: 0.3%	17,377 SH	Decreased-553 SH
ISHARES TR	10+ YR INVST GRD	$1.0M	0.3%Prev: 0.4%	20,453 SH	Decreased-1,536 SH
ISHARES TR	CORE S&P500 ETF	$825K	0.3%Prev: 0.1%	1,328 SH	Increased+706 SH
ISHARES TR	EAFE GRWTH ETF	$2.2M	0.8%Prev: 0.7%	20,039 SH	Increased-373 SH
ISHARES TR	EAFE VALUE ETF	$449K	0.2%Prev: 0.1%	7,053 SH	Increased-6 SH
ISHARES TR	ISHS 1-5YR INVS	$837K	0.3%Prev: 0.3%	15,949 SH	Decreased-871 SH
ISHARES TR	ISHS 5-10YR INVT	$998K	0.3%Prev: 0.4%	18,811 SH	Decreased-1,313 SH
ISHARES TR	MSCI EAFE ETF	$1.5M	0.5%	17,292 SH	New
ISHARES TR	MSCI INDIA ETF	$232K	0.1%Prev: 0.1%	4,153 SH	Decreased-921 SH
ISHARES TR	SELECT DIVID ETF	$607K	0.2%Prev: 0.2%	4,482 SH	Increased-33 SH
ISHARES TR	SELECT US REIT	$457K	0.2%	7,433 SH	New
JOHNSON & JOHNSON	COM	$2.2M	0.8%Prev: 0.8%	14,385 SH	Decreased-959 SH
JPMORGAN CHASE & CO.	COM	$1.2M	0.4%Prev: 0.4%	4,267 SH	Increased-194 SH
KROGER CO	COM	$3.4M	1.2%Prev: 1.2%	47,975 SH	Decreased-5,424 SH
LEIDOS HOLDINGS INC	COM	$1.6M	0.5%Prev: 0.5%	9,916 SH	Increased
LOWES COS INC	COM	$536K	0.2%Prev: 0.2%	2,346 SH	Decreased-727 SH
LYONDELLBASELL INDUSTRIES N	SHS - A -	$1.2M	0.4%Prev: 0.5%	20,005 SH	Decreased-2,594 SH
MAIN STR CAP CORP	COM	$4.0M	1.3%Prev: 1.5%	67,151 SH	Decreased-7,524 SH
MANULIFE FINL CORP	COM	$2.8M	0.9%Prev: 1.0%	86,472 SH	Decreased-7,012 SH
MASTERCARD INCORPORATED	CL A	$4.8M	1.6%Prev: 1.8%	8,580 SH	Decreased-854 SH
MCCORMICK & CO INC	COM NON VTG	$1.8M	0.6%Prev: 0.7%	23,288 SH	Decreased-1,908 SH
MCDONALDS CORP	COM	$2.7M	0.9%Prev: 1.0%	9,070 SH	Decreased-563 SH
MERCADOLIBRE INC	COM	$348K	0.1%Prev: 0.1%	139 SH	Increased-4 SH
MERCK & CO INC	COM	$257K	0.1%	3,146 SH	New
META PLATFORMS INC	CL A	$1.9M	0.6%Prev: 0.5%	2,639 SH	Increased-97 SH
METLIFE INC	COM	$287K	0.1%Prev: 0.1%	3,535 SH	Decreased-125 SH
MICROSOFT CORP	COM	$11.6M	3.9%Prev: 3.2%	23,513 SH	Increased-1,365 SH
MONDELEZ INTL INC	CL A	$3.1M	1.0%Prev: 0.8%	44,827 SH	Increased+8,677 SH
NATIONAL GRID PLC	SPONSORED ADR NE	$1.9M	0.6%Prev: 0.6%	25,219 SH	Increased-1,719 SH
NIKE INC	CL B	$240K	0.1%Prev: 0.1%	3,267 SH	Increased
NOVARTIS AG	SPONSORED ADR	$3.2M	1.1%Prev: 1.0%	25,647 SH	Increased-1,374 SH
NOVO-NORDISK A S	ADR	$2.3M	0.8%Prev: 0.8%	32,532 SH	Decreased-2,163 SH
NVIDIA CORPORATION	COM	$12.1M	4.1%Prev: 3.3%	79,141 SH	Increased-7,866 SH
OLD DOMINION FREIGHT LINE IN	COM	$2.2M	0.7%Prev: 0.8%	13,097 SH	Decreased-655 SH
ORACLE CORP	COM	$825K	0.3%Prev: 0.2%	3,765 SH	Increased+299 SH
ORIX CORP	SPONSORED ADR	$2.2M	0.7%Prev: 0.8%	97,031 SH	Decreased-9,321 SH
PALANTIR TECHNOLOGIES INC	CL A	$2.7M	0.9%Prev: 0.6%	20,730 SH	Increased-1,394 SH
PALO ALTO NETWORKS INC	COM	$4.2M	1.4%Prev: 1.3%	21,095 SH	Increased-539 SH
PAYCHEX INC	COM	$310K	0.1%Prev: 0.1%	2,103 SH	Decreased-193 SH
PEPSICO INC	COM	$2.1M	0.7%Prev: 0.8%	15,517 SH	Decreased-1,093 SH
PHILIP MORRIS INTL INC	COM	$1.1M	0.4%Prev: 0.3%	6,234 SH	Increased+9 SH
PROCTER AND GAMBLE CO	COM	$3.6M	1.2%Prev: 1.1%	22,391 SH	Increased+2,995 SH
PROGRESSIVE CORP	COM	$4.2M	1.4%Prev: 1.6%	15,816 SH	Decreased-885 SH
PROLOGIS INC.	COM	$1.8M	0.6%Prev: 0.7%	17,272 SH	Decreased-905 SH
PRUDENTIAL FINL INC	COM	$2.2M	0.7%Prev: 0.8%	20,231 SH	Decreased-1,844 SH
PUBLIC STORAGE OPER CO	COM	$1.3M	0.4%Prev: 0.5%	4,234 SH	Decreased-314 SH
QUEST DIAGNOSTICS INC	COM	$1.4M	0.5%Prev: 0.5%	8,069 SH	Increased-451 SH
ROYAL BK CDA	COM	$2.6M	0.9%Prev: 0.8%	19,868 SH	Increased-1,581 SH
RTX CORPORATION	COM	$509K	0.2%Prev: 0.2%	3,533 SH	Decreased-431 SH
RUSH ENTERPRISES INC	CL A	$1.1M	0.4%Prev: 0.4%	19,370 SH	Decreased-2,697 SH
S&P GLOBAL INC	COM	$438K	0.1%Prev: 0.2%	828 SH	Decreased-334 SH
SALESFORCE INC	COM	$268K	0.1%Prev: 0.1%	987 SH	Increased+15 SH
SAP SE	SPON ADR	$228K	0.1%Prev: 0.1%	757 SH	Decreased-136 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL INTL	$2.1M	0.7%Prev: 0.7%	52,894 SH	Increased-2,139 SH
SCIENCE APPLICATIONS INTL CO	COM	$1.0M	0.3%Prev: 0.3%	8,988 SH	Increased
SELECT SECTOR SPDR TR	RL EST SEL SEC	$363K	0.1%Prev: 0.1%	8,698 SH	Decreased-211 SH
SELECT SECTOR SPDR TR	SBI HEALTHCARE	$247K	0.1%Prev: 0.1%	1,803 SH	Decreased+8 SH
SELECT SECTOR SPDR TR	TECHNOLOGY	$600K	0.2%Prev: 0.2%	2,389 SH	Increased-37 SH
SHELL PLC	SPON ADS	$2.3M	0.8%Prev: 0.8%	32,227 SH	Decreased-1,198 SH
SHERWIN WILLIAMS CO	COM	$259K	0.1%Prev: 0.1%	729 SH	Decreased-159 SH
SIXTH STREET SPECIALTY LENDI	COM	$3.5M	1.2%Prev: 1.2%	146,586 SH	Decreased-13,929 SH
SPDR INDEX SHS FDS	MSCI ACWI EXUS	$375K	0.1%Prev: 0.1%	11,516 SH	Increased-243 SH
SPDR S&P 500 ETF TR	TR UNIT	$1.8M	0.6%Prev: 0.6%	2,963 SH	Increased+21 SH
SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	$232K	0.1%Prev: 0.1%	405 SH	Increased+5 SH
SPDR SERIES TRUST	BLOOMBERG 1-3 MO	$729K	0.2%	7,974 SH	New
SPDR SERIES TRUST	PORTFOLIO S&P600	$482K	0.2%	11,143 SH	New
SPDR SERIES TRUST	PRTFLO S&P500 GW	$4.6M	1.5%	48,284 SH	New
SPDR SERIES TRUST	PRTFLO S&P500 VL	$2.6M	0.9%	49,619 SH	New
SPDR SERIES TRUST	S&P 400 MDCP GRW	$1.2M	0.4%	13,832 SH	New
SPDR SERIES TRUST	S&P 400 MDCP VAL	$838K	0.3%	10,359 SH	New
SPDR SERIES TRUST	S&P 600 SMCP GRW	$218K	0.1%	2,438 SH	New
SPDR SERIES TRUST	S&P 600 SMCP VAL	$262K	0.1%	3,203 SH	New
STARBUCKS CORP	COM	$246K	0.1%Prev: 0.1%	2,590 SH	Decreased-2 SH
STEEL DYNAMICS INC	COM	$2.2M	0.7%Prev: 0.8%	17,057 SH	Decreased-1,576 SH
T-MOBILE US INC	COM	$2.7M	0.9%Prev: 1.1%	11,007 SH	Decreased-846 SH
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$490K	0.2%Prev: 0.1%	2,181 SH	Increased-269 SH
TESLA INC	COM	$938K	0.3%Prev: 0.3%	3,119 SH	Increased+31 SH
TEXAS INSTRS INC	COM	$2.8M	0.9%Prev: 0.9%	13,132 SH	Increased-1,227 SH
THE CIGNA GROUP	COM	$746K	0.3%Prev: 0.3%	2,231 SH	Increased
THERMO FISHER SCIENTIFIC INC	COM	$809K	0.3%Prev: 0.4%	1,919 SH	Decreased-248 SH
TJX COS INC NEW	COM	$575K	0.2%Prev: 0.3%	4,594 SH	Decreased-1,615 SH
TOYOTA MOTOR CORP	ADS	$341K	0.1%Prev: 0.1%	1,986 SH	Decreased-463 SH
TRACTOR SUPPLY CO	COM	$272K	0.1%Prev: 0.1%	5,027 SH	Decreased-670 SH
TRANE TECHNOLOGIES PLC	SHS	$925K	0.3%Prev: 0.3%	2,130 SH	Increased-249 SH
ULTA BEAUTY INC	COM	$686K	0.2%Prev: 0.2%	1,449 SH	Increased-224 SH
UNION PAC CORP	COM	$270K	0.1%Prev: 0.1%	1,148 SH	Increased+159 SH
UNITED PARCEL SERVICE INC	CL B	$4.7M	1.6%Prev: 1.7%	45,463 SH	Decreased-27 SH
UNITEDHEALTH GROUP INC	COM	$355K	0.1%Prev: 1.3%	1,089 SH	Decreased-6,093 SH
VALERO ENERGY CORP	COM	$1.2M	0.4%Prev: 0.4%	8,623 SH	Decreased-738 SH
VALMONT INDS INC	COM	$1.3M	0.4%Prev: 0.4%	3,827 SH	Increased-462 SH
VANECK ETF TRUST	BDC INCOME ETF	$520K	0.2%Prev: 0.2%	32,667 SH	Decreased-568 SH
VANGUARD INDEX FDS	GROWTH ETF	$231K	0.1%Prev: 0.1%	533 SH	Increased-33 SH
VANGUARD INDEX FDS	MCAP GR IDXVIP	$2.1M	0.7%Prev: 0.6%	7,511 SH	Increased-183 SH
VANGUARD INDEX FDS	MCAP VL IDXVIP	$2.1M	0.7%Prev: 0.7%	12,465 SH	Decreased-621 SH
VANGUARD INDEX FDS	MID CAP ETF	$322K	0.1%Prev: 0.1%	1,145 SH	Increased
VANGUARD INDEX FDS	SM CP VAL ETF	$368K	0.1%Prev: 0.1%	1,854 SH	Increased-46 SH
VANGUARD INDEX FDS	SMALL CP ETF	$7.6M	2.5%Prev: 2.3%	31,551 SH	Increased+468 SH
VANGUARD INDEX FDS	SML CP GRW ETF	$330K	0.1%Prev: 0.1%	1,194 SH	Increased-71 SH
VERIZON COMMUNICATIONS INC	COM	$2.2M	0.8%Prev: 0.8%	51,254 SH	Decreased-1,990 SH
VISA INC	COM CL A	$5.7M	1.9%Prev: 2.0%	16,099 SH	Decreased-669 SH
WALMART INC	COM	$4.6M	1.5%Prev: 1.5%	46,803 SH	Increased-1,604 SH
WASTE MGMT INC DEL	COM	$3.7M	1.2%Prev: 1.3%	16,022 SH	Decreased-741 SH
WELLS FARGO CO NEW	PERP PFD CNV A	$564K	0.2%Prev: 0.2%	480 SH	Decreased
WELLTOWER INC	COM	$1.8M	0.6%Prev: 0.7%	12,156 SH	Decreased-1,126 SH
WESTERN MIDSTREAM PARTNERS L	COM UNIT LP INT	$857K	0.3%Prev: 0.3%	22,209 SH	Decreased
WEYERHAEUSER CO MTN BE	COM NEW	$926K	0.3%Prev: 0.4%	35,295 SH	Decreased-235 SH

Sold (vs prior filing)

BROADRIDGE FINL SOLUTIONS IN — $344K
ISHARES TR — $670K
MPLX LP — $203K
REGIONS FINANCIAL CORP NEW — $1.6M
SPDR SER TR — $453K
SPDR SER TR — $623K
SPDR SER TR — $4.0M
SPDR SER TR — $2.6M
SPDR SER TR — $1.1M
SPDR SER TR — $813K
SPDR SER TR — $252K
SPDR SER TR — $292K
VANGUARD WHITEHALL FDS — $205K
WP CAREY INC — $212K

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Aug 13, 2025	Q2 2025	13F-HR	0001755723-25-000003	$297.3M	View
May 12, 2025	Q1 2025	13F-HR	0001755723-25-000002	$294.5M	View