Tortoise Investment Management, LLC

CIK 0001599511 • 13 13F filings • May 14, 2025 – Aug 7, 2026

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Filer information

Filed by: Tortoise Investment Management, LLC, CCO
Address: 2 WESTCHESTER PARK DRIVE, SUITE 215, WHITE PLAINS, NY, 10604
Phone: 914-686-0024
AUM: $1.14B

AUM over time

$1.34B latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q4 2024

Q4 2023

Q3 2025

Q3 2024

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $1.14B230 positionsView on SEC.gov

			% of Portfolio
ABBVIE INC	COM	$223K	0.0%Prev: 0.0%	978 SH	Decreased-328 SH
ACCENTURE PLC IRELAND	SHS CLASS A	$213K	0.0%Prev: 0.0%	795 SH	Decreased-321 SH
ALPHABET INC	CAP STK CL A	$1.3M	0.1%Prev: 0.1%	4,092 SH	Increased-2,055 SH
ALPHABET INC	CAP STK CL C	$855K	0.1%Prev: 0.1%	2,724 SH	Increased-1,595 SH
AMAZON COM INC	COM	$1.1M	0.1%Prev: 0.1%	4,982 SH	Increased-124 SH
AMERICAN CENTY ETF TR	AVANTIS EMERGING	$812K	0.1%Prev: 0.0%	13,015 SH	Increased+10,148 SH
AMERICAN CENTY ETF TR	AVANTIS EMGMKT	$9.3M	0.8%Prev: 0.6%	120,434 SH	Increased+21,470 SH
AMERICAN CENTY ETF TR	AVANTIS RESPON U	$406K	0.0%Prev: 0.0%	5,320 SH	Increased+590 SH
AMERICAN CENTY ETF TR	AVANTIS RESPONSI	$451K	0.0%Prev: 0.0%	6,070 SH	Increased-700 SH
AMERICAN CENTY ETF TR	AVANTIS US SMALL	$936K	0.1%Prev: 0.1%	15,943 SH	Decreased-5,793 SH
AMERICAN CENTY ETF TR	CORE MUNI FXD IN	$1.7M	0.2%Prev: 0.0%	37,585 SH	Increased+33,540 SH
AMERICAN CENTY ETF TR	EMERGING MKT VAL	$4.0M	0.4%Prev: 0.3%	68,703 SH	Increased+5,357 SH
AMERICAN CENTY ETF TR	INTERNATIONAL LR	$6.5M	0.6%Prev: 0.5%	91,451 SH	Increased+7,819 SH
AMERICAN CENTY ETF TR	INTL EQT ETF	$3.1M	0.3%Prev: 0.2%	37,725 SH	Increased+7,292 SH
AMERICAN CENTY ETF TR	INTL SMCP VLU	$4.3M	0.4%Prev: 0.3%	45,545 SH	Increased+8,804 SH
AMERICAN CENTY ETF TR	US EQT ETF	$40.2M	3.5%Prev: 3.1%	359,435 SH	Increased+58,955 SH
AMERICAN CENTY ETF TR	US LARGE CAP VLU	$2.5M	0.2%Prev: 0.2%	32,351 SH	Increased+9,251 SH
AMERICAN CENTY ETF TR	US SML CP VALU	$7.2M	0.6%Prev: 0.7%	70,754 SH	Increased+1,030 SH
AMERICAN EXPRESS CO	COM	$471K	0.0%Prev: 0.0%	1,274 SH	Increased-3 SH
AMERIPRISE FINL INC	COM	$270K	0.0%Prev: 0.0%	551 SH	Increased+76 SH
ANGEL OAK FUNDS TRUST	INCOME ETF	$13.5M	1.2%Prev: 1.2%	647,945 SH	Increased+77,641 SH
APPLE INC	COM	$14.5M	1.3%Prev: 1.8%	61,680 SH	Decreased-13,274 SH
AT&T INC	COM	$225K	0.0%Prev: 0.0%	9,058 SH	Increased+344 SH
AXSOME THERAPEUTICS INC	COM	$342K	0.0%Prev: 0.0%	2,670 SH	Increased+535 SH
BATH & BODY WORKS INC	COM	$278K	0.0%Prev: 0.1%	13,844 SH	Decreased-900 SH
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$9.3M	0.8%Prev: 0.9%	18,508 SH	Increased-15 SH
BLACKROCK MUN TARGET TERM TR	COM SHS BEN IN	$31.1M	2.7%Prev: 1.7%	1,361,137 SH	Increased+562,335 SH
BROADCOM INC	COM	$586K	0.1%Prev: 0.1%	1,693 SH	Decreased-1,382 SH
CAPITAL ONE FINL CORP	COM	$277K	0.0%Prev: 0.0%	1,144 SH	Increased+758 SH
CATERPILLAR INC	COM	$488K	0.0%Prev: 0.0%	851 SH	Increased-81 SH
CHEVRON CORP NEW	COM	$479K	0.0%Prev: 0.0%	3,144 SH	Increased+43 SH
CISCO SYS INC	COM	$634K	0.1%Prev: 0.1%	8,236 SH	Increased-799 SH
COCA COLA CO	COM	$254K	0.0%Prev: 0.0%	3,628 SH	Increased+612 SH
COLGATE PALMOLIVE CO	COM	$433K	0.0%Prev: 0.1%	5,481 SH	Decreased+63 SH
COSTCO WHSL CORP NEW	COM	$1.4M	0.1%Prev: 0.2%	1,598 SH	Decreased+21 SH
DIMENSIONAL ETF TRUST	CALIF MUN BD ETF	$330K	0.0%Prev: 0.0%	6,590 SH	Increased+2,711 SH
DIMENSIONAL ETF TRUST	EMERGING MKTS CO	$528K	0.0%Prev: 0.1%	15,952 SH	Decreased-8,141 SH
DIMENSIONAL ETF TRUST	EMERGING MKTS HI	$1.4M	0.1%Prev: 0.1%	43,325 SH	Increased+7,808 SH
DIMENSIONAL ETF TRUST	EMERGING MKTS VA	$6.6M	0.6%Prev: 0.4%	194,412 SH	Increased+59,072 SH
DIMENSIONAL ETF TRUST	EMGR CRE EQT MNG	$11.1M	1.0%Prev: 0.7%	339,794 SH	Increased+88,976 SH
DIMENSIONAL ETF TRUST	INFLATION PROTE	$1.1M	0.1%Prev: 0.1%	26,942 SH	Increased+8,299 SH
DIMENSIONAL ETF TRUST	INTERNATNAL VAL	$9.1M	0.8%Prev: 0.6%	181,586 SH	Increased+18,668 SH
DIMENSIONAL ETF TRUST	INTL CORE EQT MK	$11.1M	1.0%Prev: 0.8%	289,962 SH	Increased+46,617 SH
DIMENSIONAL ETF TRUST	INTL HIGH PROFIT	$3.2M	0.3%Prev: 0.2%	102,340 SH	Increased+15,625 SH
DIMENSIONAL ETF TRUST	INTL SMALL CAP E	$1.1M	0.1%Prev: 0.0%	34,154 SH	Increased+21,117 SH
DIMENSIONAL ETF TRUST	INTL SMALL CAP V	$1.5M	0.1%Prev: 0.1%	38,741 SH	Increased+7,585 SH
DIMENSIONAL ETF TRUST	SHORT DURATION F	$6.0M	0.5%Prev: 0.7%	124,188 SH	Decreased-20,764 SH
DIMENSIONAL ETF TRUST	US CORE EQT MKT	$17.2M	1.5%Prev: 1.7%	368,042 SH	Increased-31,374 SH
DIMENSIONAL ETF TRUST	US CORE EQUITY 2	$11.3M	1.0%Prev: 0.8%	284,441 SH	Increased+65,386 SH
DIMENSIONAL ETF TRUST	US EQUITY MARKET	$6.7M	0.6%Prev: 0.5%	90,811 SH	Increased+19,690 SH
DIMENSIONAL ETF TRUST	US HIGH PROFITAB	$5.2M	0.5%Prev: 0.4%	136,759 SH	Increased+37,678 SH
DIMENSIONAL ETF TRUST	US LARGE CAP VAL	$404K	0.0%Prev: 0.0%	11,807 SH	Increased+20 SH
DIMENSIONAL ETF TRUST	US REAL ESTATE E	$275K	0.0%Prev: 0.0%	12,022 SH	Decreased+15 SH
DIMENSIONAL ETF TRUST	US SMALL CAP ETF	$5.4M	0.5%Prev: 0.2%	78,062 SH	Increased+48,810 SH
DIMENSIONAL ETF TRUST	US SMALL CAP VAL	$9.2M	0.8%Prev: 0.5%	279,622 SH	Increased+110,800 SH
DIMENSIONAL ETF TRUST	US SUSTAINABILTY	$683K	0.1%Prev: 0.0%	15,720 SH	Increased+4,720 SH
DIMENSIONAL ETF TRUST	WORLD EX US CORE	$1.2M	0.1%Prev: 0.1%	36,817 SH	Increased+4,109 SH
DNP SELECT INCOME FD INC	COM	$666K	0.1%Prev: 0.1%	66,631 SH	Increased+5,192 SH
DOUBLELINE ETF TRUST	COMMERCIAL REAL	$13.7M	1.2%Prev: 0.0%	264,905 SH	Increased+264,005 SH
DOUBLELINE ETF TRUST	MORTGAGE ETF	$22.1M	1.9%Prev: 1.5%	445,735 SH	Increased+153,974 SH
EA SERIES TRUST	ALPHA ARCH 1-3	$14.4M	1.3%Prev: 1.1%	125,336 SH	Increased+29,470 SH
EASTERN BANKSHARES INC	COM	$230K	0.0%Prev: 0.0%	12,478 SH	Increased
ELI LILLY & CO	COM	$1.6M	0.1%Prev: 0.2%	1,456 SH	Increased-1,027 SH
EMERSON ELEC CO	COM	$490K	0.0%Prev: 0.0%	3,694 SH	Increased+78 SH
EMPIRE ST RLTY OP L P	UNIT LTD PRTNSP	$119K	0.0%Prev: 0.0%	18,897 SH	Decreased
EXXON MOBIL CORP	COM	$482K	0.0%Prev: 0.0%	4,002 SH	Increased-212 SH
FIDELITY COVINGTON TRUST	MSCI RL EST ETF	$1.4M	0.1%Prev: 0.1%	51,374 SH	Decreased-1,100 SH
GE AEROSPACE	COM NEW	$464K	0.0%Prev: 0.0%	1,507 SH	Increased+674 SH
GE VERNOVA INC	COM	$271K	0.0%Prev: 0.0%	414 SH	Increased+211 SH
GOLDMAN SACHS GROUP INC	COM	$1.2M	0.1%Prev: 0.1%	1,381 SH	Increased+26 SH
HARTFORD INSURANCE GROUP INC	COM	$212K	0.0%	1,541 SH	New
HEICO CORP NEW	CL A	$736K	0.1%Prev: 0.1%	2,917 SH	Increased-89 SH
HOME DEPOT INC	COM	$1.2M	0.1%Prev: 0.2%	3,366 SH	Decreased-331 SH
HONEYWELL INTL INC	COM	$209K	0.0%Prev: 0.0%	1,073 SH	Increased+320 SH
HYPERFINE INC	COM CL A	$71K	0.0%	72,000 SH	New
INTERNATIONAL BUSINESS MACHS	COM	$767K	0.1%Prev: 0.1%	2,590 SH	Increased-122 SH
INVESCO CURRENCYSHARES BRIT	BRIT POUN STRL	$200K	0.0%	1,545 SH	New
INVESCO EXCH TRADED FD TR II	NATL AMT MUNI	$6.0M	0.5%Prev: 0.3%	258,557 SH	Increased+127,876 SH
INVESCO EXCH TRADED FD TR II	NY AMT FRE MUN	$1.2M	0.1%Prev: 0.2%	53,592 SH	Decreased-25,741 SH
INVESCO EXCH TRADED FD TR II	TAXABLE MUN BD	$11.3M	1.0%Prev: 0.7%	415,867 SH	Increased+160,964 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$218K	0.0%Prev: 0.0%	1,140 SH	Decreased-560 SH
INVESCO EXCHANGE TRADED FD T	S&P500 QUALITY	$889K	0.1%Prev: 0.1%	11,846 SH	Increased+1,495 SH
INVESCO QQQ TR	UNIT SER 1	$1.7M	0.2%Prev: 0.2%	2,829 SH	Increased-54 SH
ISHARES BITCOIN TRUST ETF	SHS BEN INT	$275K	0.0%Prev: 0.0%	5,545 SH	Increased+4,215 SH
ISHARES GOLD TR	ISHARES NEW	$454K	0.0%	5,593 SH	New
ISHARES INC	CORE MSCI EMKT	$20.8M	1.8%Prev: 1.8%	308,861 SH	Increased-19,252 SH
ISHARES INC	ESG AWR MSCI EM	$601K	0.1%Prev: 0.0%	13,612 SH	Increased+5,263 SH
ISHARES INC	JP MORGAN EM ETF	$239K	0.0%Prev: 0.0%	5,750 SH	Increased
ISHARES INC	MSCI EMERG MRKT	$993K	0.1%Prev: 0.1%	15,505 SH	Increased-750 SH
ISHARES TR	0-3 MNTH TREASRY	$28.7M	2.5%Prev: 3.0%	285,711 SH	Increased+5,252 SH
ISHARES TR	0-5 YR TIPS ETF	$58.0M	5.1%Prev: 4.9%	566,503 SH	Increased+103,850 SH
ISHARES TR	20 YR TR BD ETF	$3.7M	0.3%Prev: 0.2%	42,634 SH	Increased+23,059 SH
ISHARES TR	CORE MSCI EAFE	$14.2M	1.2%Prev: 1.3%	158,462 SH	Increased-14,064 SH
ISHARES TR	CORE MSCI TOTAL	$4.5M	0.4%Prev: 0.4%	53,651 SH	Increased-3,335 SH
ISHARES TR	CORE S&P MCP ETF	$1.7M	0.2%Prev: 0.1%	25,934 SH	Increased+4,449 SH
ISHARES TR	CORE S&P SCP ETF	$11.9M	1.0%Prev: 1.1%	99,296 SH	Increased+4,962 SH
ISHARES TR	CORE S&P TTL STK	$17.7M	1.6%Prev: 1.8%	119,211 SH	Increased-16,963 SH
ISHARES TR	CORE S&P US GWT	$241K	0.0%Prev: 0.0%	1,438 SH	Increased
ISHARES TR	CORE S&P US VLU	$10.6M	0.9%Prev: 1.3%	103,711 SH	Decreased-33,813 SH
ISHARES TR	CORE S&P500 ETF	$100.7M	8.8%Prev: 9.3%	147,003 SH	Increased-2,967 SH
ISHARES TR	EAFE SML CP ETF	$1.2M	0.1%Prev: 0.1%	16,102 SH	Increased-1,416 SH
ISHARES TR	ESG AW MSCI EAFE	$280K	0.0%Prev: 0.0%	2,941 SH	Increased+2,675 SH
ISHARES TR	ESG AWARE MSCI	$438K	0.0%Prev: 0.0%	9,516 SH	Increased+4,999 SH
ISHARES TR	ESG AWR MSCI USA	$277K	0.0%Prev: 0.0%	1,862 SH	Increased+237 SH
ISHARES TR	ESG MSCI USA ETF	$398K	0.0%Prev: 0.0%	6,912 SH	Increased-1,030 SH
ISHARES TR	EXPND TEC SC ETF	$475K	0.0%Prev: 0.0%	3,674 SH	Increased+664 SH
ISHARES TR	GL TIMB FORE ETF	$209K	0.0%Prev: 0.0%	2,900 SH	Decreased-1,957 SH
ISHARES TR	MBS ETF	$3.5M	0.3%Prev: 1.1%	37,002 SH	Decreased-79,647 SH
ISHARES TR	MICRO-CAP ETF	$468K	0.0%Prev: 0.0%	2,969 SH	Increased-539 SH
ISHARES TR	MSCI ACWI EX US	$325K	0.0%Prev: 0.0%	4,845 SH	Increased-375 SH
ISHARES TR	MSCI EAFE ETF	$1.4M	0.1%Prev: 0.1%	14,958 SH	Increased-1,613 SH
ISHARES TR	MSCI EMG MKT ETF	$1.2M	0.1%Prev: 0.1%	21,407 SH	Increased-1,411 SH
ISHARES TR	MSCI USA MIN VOL	$202K	0.0%Prev: 0.0%	2,147 SH	Increased-75 SH
ISHARES TR	MSCI USA QLT FCT	$3.3M	0.3%Prev: 0.2%	16,419 SH	Increased+7,740 SH
ISHARES TR	NATIONAL MUN ETF	$928K	0.1%Prev: 0.2%	8,660 SH	Decreased-6,863 SH
ISHARES TR	RUS 1000 ETF	$17.8M	1.6%Prev: 1.7%	47,607 SH	Increased-2,019 SH
ISHARES TR	RUS 1000 GRW ETF	$1.4M	0.1%Prev: 0.1%	3,043 SH	Increased+115 SH
ISHARES TR	RUS 1000 VAL ETF	$473K	0.0%Prev: 0.0%	2,251 SH	Increased+54 SH
ISHARES TR	RUS MID CAP ETF	$255K	0.0%Prev: 0.0%	2,648 SH	Increased-52 SH
ISHARES TR	RUSSELL 2000 ETF	$1.4M	0.1%Prev: 0.1%	5,612 SH	Increased-286 SH
ISHARES TR	S&P 100 ETF	$2.4M	0.2%Prev: 0.2%	6,947 SH	Increased-679 SH
ISHARES TR	S&P 500 GRWT ETF	$705K	0.1%Prev: 0.1%	5,722 SH	Increased+12 SH
ISHARES TR	S&P 500 VAL ETF	$6.1M	0.5%Prev: 0.6%	28,782 SH	Increased-2,924 SH
ISHARES TR	SP SMCP600VL ETF	$3.0M	0.3%Prev: 0.3%	26,456 SH	Increased-1,150 SH
ISHARES TR	TRUST ISHARE 0-1	$425K	0.0%	3,862 SH	New
ISHARES U S ETF TR	SHORT MATURITY M	$3.1M	0.3%	61,470 SH	New
J P MORGAN EXCHANGE TRADED F	MORTGAGE BACKED	$2.0M	0.2%	38,660 SH	New
J P MORGAN EXCHANGE TRADED F	MUNICIPAL ETF	$26.8M	2.4%	530,147 SH	New
J P MORGAN EXCHANGE TRADED F	SHORT DURA CORE	$271K	0.0%Prev: 0.1%	5,695 SH	Decreased-4,790 SH
J P MORGAN EXCHANGE TRADED F	ULTRA SHT MUNCPL	$7.9M	0.7%Prev: 0.5%	155,119 SH	Increased+56,169 SH
JANUS DETROIT STR TR	HENDRSON AAA CL	$7.7M	0.7%Prev: 0.8%	152,728 SH	Increased+2,800 SH
JOHNSON & JOHNSON	COM	$506K	0.0%Prev: 0.0%	2,446 SH	Increased-820 SH
JPMORGAN CHASE & CO.	COM	$2.5M	0.2%Prev: 0.2%	7,804 SH	Increased-794 SH
KINDER MORGAN INC DEL	COM	$305K	0.0%Prev: 0.0%	11,088 SH	Decreased-68 SH
LIGHTBRIDGE CORP	COM	$2.7M	0.2%Prev: 0.0%	215,937 SH	Increased+145,641 SH
MCDONALDS CORP	COM	$307K	0.0%Prev: 0.0%	1,005 SH	Decreased-241 SH
MERCK & CO INC	COM	$383K	0.0%Prev: 0.0%	3,641 SH	Increased-40 SH
META PLATFORMS INC	CL A	$616K	0.1%Prev: 0.1%	933 SH	Decreased-370 SH
METTLER TOLEDO INTERNATIONAL	COM	$284K	0.0%Prev: 0.0%	204 SH	Increased+4 SH
MICROSOFT CORP	COM	$4.6M	0.4%Prev: 0.5%	9,570 SH	Increased-723 SH
MUELLER INDS INC	COM	$399K	0.0%Prev: 0.0%	3,472 SH	Increased-166 SH
NUSHARES ETF TR	NUVEEN ESG LRGVL	$298K	0.0%Prev: 0.0%	6,615 SH	Increased-600 SH
NUVATION BIO INC	COM CL A	$123K	0.0%Prev: 0.0%	13,752 SH	Increased
NUVEEN AMT-FREE MUN VALUE FD	COM	$8.8M	0.8%Prev: 1.4%	617,823 SH	Decreased-366,465 SH
NUVEEN MUN VALUE FD INC	COM	$1.0M	0.1%Prev: 1.7%	112,749 SH	Decreased-1,725,311 SH
NUVEEN N Y MUN VALUE FD	COM	$5.7M	0.5%Prev: 0.9%	662,306 SH	Decreased-353,364 SH
NUVEEN SELECT MAT MUN FD	SH BEN INT	$5.8M	0.5%Prev: 0.7%	618,713 SH	Decreased-132,622 SH
NVIDIA CORPORATION	COM	$1.5M	0.1%Prev: 0.1%	8,274 SH	Increased-401 SH
PALANTIR TECHNOLOGIES INC	CL A	$350K	0.0%Prev: 0.0%	1,967 SH	Decreased-3,740 SH
PARKER-HANNIFIN CORP	COM	$512K	0.0%Prev: 0.0%	583 SH	Increased-44 SH
PEPSICO INC	COM	$625K	0.1%Prev: 0.1%	4,352 SH	Decreased+45 SH
PHILIP MORRIS INTL INC	COM	$211K	0.0%Prev: 0.0%	1,317 SH	Increased-9 SH
PIMCO ETF TR	15+ YR US TIPS	$2.9M	0.3%	55,967 SH	New
PIMCO ETF TR	INTER MUN BD ACT	$597K	0.1%	11,390 SH	New
PIMCO ETF TR	MUNI INCOME OPP	$3.3M	0.3%Prev: 0.0%	72,270 SH	Increased+72,230 SH
PRICE T ROWE GROUP INC	COM	$290K	0.0%Prev: 0.0%	2,834 SH	Decreased+15 SH
PROCTER AND GAMBLE CO	COM	$512K	0.0%Prev: 0.1%	3,570 SH	Decreased-404 SH
PROGRESSIVE CORP	COM	$6.9M	0.6%Prev: 0.8%	30,500 SH	Decreased-2,122 SH
PUTNAM ETF TRUST	FRANKLIN NY MUNI	$218K	0.0%	27,757 SH	New
REDDIT INC	CL A	$254K	0.0%	1,105 SH	New
RELMADA THERAPEUTICS INC	COM	$67K	0.0%Prev: 0.0%	13,909 SH	Increased-7,767 SH
RTX CORPORATION	COM	$340K	0.0%Prev: 0.0%	1,852 SH	Increased+137 SH
SCHWAB STRATEGIC TR	EMRG MKTEQ ETF	$2.5M	0.2%Prev: 0.2%	75,116 SH	Increased-3,987 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL INTL	$280K	0.0%Prev: 0.0%	6,196 SH	Increased+5,851 SH
SCHWAB STRATEGIC TR	INT-TRM U.S TRES	$1.2M	0.1%Prev: 0.1%	49,160 SH	Increased+14,044 SH
SCHWAB STRATEGIC TR	INTL EQTY ETF	$3.3M	0.3%Prev: 0.3%	139,001 SH	Increased-12,519 SH
SCHWAB STRATEGIC TR	INTL SCEQT ETF	$16.3M	1.4%Prev: 1.2%	356,927 SH	Increased+35,647 SH
SCHWAB STRATEGIC TR	SHT TM US TRES	$1.9M	0.2%Prev: 0.4%	77,348 SH	Decreased-76,418 SH
SCHWAB STRATEGIC TR	US BRD MKT ETF	$3.9M	0.3%Prev: 0.4%	149,926 SH	Increased-15,452 SH
SCHWAB STRATEGIC TR	US LCAP VA ETF	$2.5M	0.2%Prev: 0.2%	83,497 SH	Increased+16,593 SH
SCHWAB STRATEGIC TR	US LRG CAP ETF	$19.0M	1.7%Prev: 1.6%	705,007 SH	Increased+64,800 SH
SCHWAB STRATEGIC TR	US REIT ETF	$10.9M	1.0%Prev: 1.1%	523,909 SH	Increased+7,493 SH
SCHWAB STRATEGIC TR	US SML CAP ETF	$7.1M	0.6%Prev: 0.5%	249,586 SH	Increased+49,232 SH
SCHWAB STRATEGIC TR	US TIPS ETF	$23.7M	2.1%Prev: 1.3%	895,124 SH	Increased+428,142 SH
SELECT SECTOR SPDR TR	STATE STREET FIN	$294K	0.0%	5,366 SH	New
SELECT SECTOR SPDR TR	STATE STREET TEC	$378K	0.0%	2,622 SH	New
SHOPIFY INC	CL A SUB VTG SHS	$234K	0.0%	1,452 SH	New
SIMPLIFY EXCHANGE TRADED FUN	MBS ETF	$23.7M	2.1%Prev: 1.6%	470,695 SH	Increased+169,220 SH
SPDR DOW JONES INDL AVERAGE	UT SER 1	$4.9M	0.4%Prev: 0.5%	10,212 SH	Increased-920 SH
SPDR INDEX SHS FDS	MSCI EMR MKT ETF	$477K	0.0%Prev: 0.0%	11,183 SH	Increased-1,448 SH
SPDR INDEX SHS FDS	PORTFOLIO DEVLPD	$12.0M	1.1%Prev: 0.8%	270,291 SH	Increased+49,479 SH
SPDR INDEX SHS FDS	PORTFOLIO EMG MK	$15.6M	1.4%Prev: 1.2%	333,685 SH	Increased+31,279 SH
SPDR INDEX SHS FDS	S&P EMKTSC ETF	$4.0M	0.4%Prev: 0.4%	61,678 SH	Increased-1,535 SH
SPDR S&P 500 ETF TR	TR UNIT	$16.3M	1.4%Prev: 1.5%	48,037 SH	Increased+16,946 SH
SPDR SERIES TRUST	STATE STREET SPD	$29.2M	2.6%	512,182 SH	New
SSGA ACTIVE ETF TR	STATE STREET BLA	$272K	0.0%	6,580 SH	New
STRYKER CORPORATION	COM	$412K	0.0%Prev: 0.0%	1,173 SH	Decreased-11 SH
TERAWULF INC	COM	$1.8M	0.2%	153,218 SH	New
TESLA INC	COM	$558K	0.0%Prev: 0.1%	1,240 SH	Increased-54 SH
TRAVELERS COMPANIES INC	COM	$306K	0.0%Prev: 0.0%	1,055 SH	Increased+94 SH
UNION PAC CORP	COM	$557K	0.0%Prev: 0.1%	2,406 SH	Decreased-479 SH
VANECK ETF TRUST	LONG MUNI ETF	$9.0M	0.8%Prev: 0.6%	513,476 SH	Increased+202,296 SH
VANECK ETF TRUST	SHRT HGH YLD MUN	$253K	0.0%Prev: 0.0%	11,065 SH	Decreased-8,600 SH
VANGUARD BD INDEX FDS	SHORT TRM BOND	$531K	0.0%Prev: 0.0%	6,744 SH	Increased+1,285 SH
VANGUARD CALIF TAX FREE FDS	TAX EXEMPT BD FD	$265K	0.0%	2,640 SH	New
VANGUARD INDEX FDS	EXTEND MKT ETF	$567K	0.0%Prev: 0.0%	2,712 SH	Increased+1,827 SH
VANGUARD INDEX FDS	LARGE CAP ETF	$9.7M	0.9%Prev: 0.7%	30,753 SH	Increased+4,911 SH
VANGUARD INDEX FDS	MID CAP ETF	$393K	0.0%Prev: 0.0%	1,354 SH	Increased+598 SH
VANGUARD INDEX FDS	REAL ESTATE ETF	$1.5M	0.1%Prev: 0.1%	17,355 SH	Increased+3,130 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$4.2M	0.4%Prev: 0.2%	6,659 SH	Increased+2,289 SH
VANGUARD INDEX FDS	SM CP VAL ETF	$4.5M	0.4%Prev: 0.5%	21,047 SH	Increased-942 SH
VANGUARD INDEX FDS	SMALL CP ETF	$3.4M	0.3%Prev: 0.3%	13,213 SH	Increased+1,415 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$13.3M	1.2%Prev: 1.1%	39,536 SH	Increased+2,068 SH
VANGUARD INDEX FDS	VALUE ETF	$16.8M	1.5%Prev: 1.4%	88,221 SH	Increased+12,002 SH
VANGUARD INSTL INDEX FD	0-3 MO TREAS BIL	$6.0M	0.5%	79,192 SH	New
VANGUARD INTL EQUITY INDEX F	ALLWRLD EX US	$3.3M	0.3%Prev: 0.3%	44,975 SH	Increased-588 SH
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$9.8M	0.9%Prev: 0.9%	181,448 SH	Increased-2,474 SH
VANGUARD INTL EQUITY INDEX F	FTSE SMCAP ETF	$4.7M	0.4%Prev: 0.5%	32,499 SH	Increased-5,247 SH
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	$1.4M	0.1%Prev: 0.1%	9,809 SH	Increased-1,009 SH
VANGUARD MALVERN FDS	STRM INFPROIDX	$1.1M	0.1%Prev: 0.0%	21,385 SH	Increased+20,850 SH
VANGUARD MUN BD FDS	TAX EXEMPT BD	$3.4M	0.3%Prev: 0.4%	66,979 SH	Decreased-4,048 SH
VANGUARD NY TAX FREE FDS	TAX EXEMPT BD	$1.4M	0.1%	13,450 SH	New
VANGUARD SCOTTSDALE FDS	INTER TERM TREAS	$430K	0.0%Prev: 0.0%	7,177 SH	Increased+2,700 SH
VANGUARD SCOTTSDALE FDS	LONG TERM TREAS	$24.5M	2.1%Prev: 2.6%	438,668 SH	Decreased-14,245 SH
VANGUARD SCOTTSDALE FDS	MTG-BKD SECS ETF	$991K	0.1%Prev: 0.1%	21,041 SH	Decreased-4,419 SH
VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	$2.9M	0.3%Prev: 0.6%	49,756 SH	Decreased-52,690 SH
VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	$449K	0.0%Prev: 0.2%	5,630 SH	Decreased-15,442 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$528K	0.0%Prev: 0.0%	2,402 SH	Increased+848 SH
VANGUARD STAR FDS	VG TL INTL STK F	$1.3M	0.1%Prev: 0.1%	17,831 SH	Increased+3,559 SH
VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	$10.7M	0.9%Prev: 0.9%	170,856 SH	Increased-1,697 SH
VANGUARD WORLD FD	CONSUM DIS ETF	$222K	0.0%Prev: 0.0%	563 SH	Increased+64 SH
VANGUARD WORLD FD	ESG INTL STK ETF	$424K	0.0%Prev: 0.0%	5,927 SH	Increased+251 SH
VANGUARD WORLD FD	ESG US STK ETF	$2.0M	0.2%Prev: 0.1%	16,898 SH	Increased+4,276 SH
VANGUARD WORLD FD	INF TECH ETF	$201K	0.0%Prev: 0.0%	267 SH	Increased
VANGUARD WORLD FD	UTILITIES ETF	$254K	0.0%Prev: 0.0%	1,375 SH	Increased+2 SH
VISA INC	COM CL A	$334K	0.0%Prev: 0.0%	951 SH	Decreased-148 SH
WISDOMTREE TR	EMG MKTS SMCAP	$16.3M	1.4%Prev: 1.2%	285,367 SH	Increased+45,790 SH
WISDOMTREE TR	INTL SMCAP DIV	$1.1M	0.1%Prev: 0.1%	13,439 SH	Increased-1,030 SH
YUM BRANDS INC	COM	$221K	0.0%Prev: 0.0%	1,462 SH	Increased-27 SH
ZEBRA TECHNOLOGIES CORPORATI	CL A	$232K	0.0%Prev: 0.0%	954 SH	Decreased+11 SH

Sold (vs prior filing)

3M CO — $46K
ABBOTT LABS — $245K
ABOVE FOOD INGREDIENTS INC — $7
ABRDN ASIA PACIFIC INCOME FU — $11K
ABRDN EMRG MKTS EQTY INCM FD — $21K
ABRDN TOTAL DYNAMIC DIVIDEND — $19K
ADOBE INC — $164K
ADVANCED DRAIN SYS INC DEL — $231
ADVANCED MICRO DEVICES INC — $101K
ADVANSIX INC — $3K
AFFILIATED MANAGERS GROUP IN — $1K
AFFIRM HLDGS INC — $7K
AFLAC INC — $23K
AGNC INVT CORP — $12K
AIR LEASE CORP — $5K
AIR PRODS & CHEMS INC — $172K
AIR TRANSPORT SERVICES GRP I — $15K
ALASKA AIR GROUP INC — $6K
ALLEGION PLC — $51K
ALLIANT ENERGY CORP — $80K
… and 634 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 6, 2026	Q4 2025	13F-HR	0001599511-26-000001	$1.14B	View
Aug 7, 2025	Q4 2024	13F-HR/A	0001599511-25-000013	$947.2M	View
Aug 7, 2025	Q4 2023