SUMITOMO MITSUI FINANCIAL GROUP, INC.

CIK 0001022837 • 6 13F filings • May 14, 2025 – Aug 13, 2026

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Filer information

Filed by: SUMITOMO MITSUI FINANCIAL GROUP, INC., General Manager Planning Dept., Global Markets Business Unit
Address: 1-2, MARUNOUCHI 1-CHOME, CHIYODA-KU, TOKYO, M0, 100-0005
Phone: 81-3-3283-5709
AUM: $5.65B

AUM over time

$5.27B latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyOther

Holdings by filing

Portfolio value: $5.65B4 positionsView on SEC.gov

			% of Portfolio
ADOBE INC	COM	$28K	0.0%Prev: 0.0%	80 SH	Decreased-720 SH
ADVANCED MICRO DEVICES INC	Call	$20K	0.0%Prev: 0.0%	1,000 SH	Increased+200 SH
ADVANCED MICRO DEVICES INC	Put	$85K	0.0%Prev: 0.0%	5,000 SH	Increased+3,500 SH
AFLAC INC	COM	$94K	0.0%Prev: 0.0%	852 SH	Decreased-300 SH
AIR PRODS & CHEMS INC	COM	$2.0M	0.0%Prev: 0.3%	8,286 SH	Decreased-62,878 SH
ALBEMARLE CORP	COM	$262K	0.0%	1,810 SH	New
ALPHABET INC	CAP STK CL A	$390K	0.0%	1,245 SH	New
ALPHABET INC	CAP STK CL C	$75.6M	1.3%Prev: 1.1%	241,019 SH	Increased-20,660 SH
AMAZON COM INC	COM	$48.5M	0.9%Prev: 0.8%	209,985 SH	Increased+10,638 SH
AMERICAN EXPRESS CO	COM	$32.1M	0.6%Prev: 0.5%	86,871 SH	Increased+4,008 SH
AMGEN INC	COM	$25.6M	0.5%Prev: 0.4%	78,123 SH	Increased+2,344 SH
APPLE INC	COM	$632K	0.0%Prev: 0.0%	2,307 SH	Increased+1,795 SH
ARES MANAGEMENT CORPORATION	CL A COM STK	$2.16B	38.2%Prev: 37.5%	13,364,740 SH	Increased
ARISTA NETWORKS INC	COM SHS	$60.6M	1.1%Prev: 1.1%	462,612 SH	Decreased+23,444 SH
ARM HOLDINGS PLC	Put	$44K	0.0%Prev: 0.0%	1,800 SH	Decreased-7,300 SH
ARM HOLDINGS PLC	SPONSORED ADS	$83K	0.0%Prev: 0.0%	751 SH	Increased+219 SH
ASML HOLDING N V	N Y REGISTRY SHS	$171K	0.0%	160 SH	New
AT&T INC	COM	$2.1M	0.0%Prev: 0.0%	85,232 SH	Decreased+1,769 SH
BANK NEW YORK MELLON CORP	COM	$2.7M	0.0%Prev: 0.0%	23,390 SH	Increased+2,547 SH
BARRICK MNG CORP	COM SHS	$97K	0.0%	2,200 SH	New
BLACKROCK INC	COM	$24.5M	0.4%Prev: 0.4%	22,851 SH	Increased+2,094 SH
BLOCK INC	CL A	$59.1M	1.0%Prev: 1.2%	908,216 SH	Decreased-286 SH
BOSTON SCIENTIFIC CORP	COM	$25.7M	0.5%Prev: 0.5%	269,875 SH	Decreased+4,094 SH
BRISTOL-MYERS SQUIBB CO	COM	$2.3M	0.0%Prev: 0.0%	42,782 SH	Increased-1,721 SH
BROADCOM INC	COM	$77.3M	1.4%Prev: 1.3%	223,344 SH	Increased-1,961 SH
CADENCE DESIGN SYSTEM INC	COM	$64K	0.0%	200 SH	New
CARNIVAL CORP	UNIT 99/99/9999	$35K	0.0%	1,142 SH	New
CATERPILLAR INC	COM	$127K	0.0%Prev: 0.0%	220 SH	Increased-1 SH
CELSIUS HLDGS INC	Call	$551K	0.0%Prev: 0.0%	100,000 SH	Decreased
CELSIUS HLDGS INC	COM NEW	$4.6M	0.1%Prev: 0.0%	100,000 SH	Increased
CISCO SYS INC	COM	$5.3M	0.1%Prev: 0.1%	69,329 SH	Increased+16,900 SH
CME GROUP INC	COM	$128.9M	2.3%Prev: 2.2%	471,846 SH	Increased
COCA COLA CO	COM	$20.1M	0.4%Prev: 0.3%	288,214 SH	Increased+15,063 SH
CORNING INC	COM	$169K	0.0%	1,900 SH	New
COSTCO WHSL CORP NEW	COM	$9.1M	0.2%Prev: 0.2%	10,604 SH	Decreased+679 SH
CROWDSTRIKE HLDGS INC	CL A	$117K	0.0%Prev: 0.0%	246 SH	Decreased-184 SH
D R HORTON INC	COM	$24.4M	0.4%Prev: 0.5%	169,255 SH	Decreased+8,409 SH
ELI LILLY & CO	COM	$248K	0.0%Prev: 0.0%	230 SH	Increased+164 SH
EXCHANGE TRADED CONCEPTS TRU	EMQQ THE EMERGIN	$38K	0.0%Prev: 0.0%	936 SH	Decreased+25 SH
FIDELITY COVINGTON TRUST	STOCK FOR INFL	$118K	0.0%Prev: 0.0%	2,387 SH	Decreased
FIRST SOLAR INC	COM	$29.3M	0.5%Prev: 0.4%	112,125 SH	Increased+7,333 SH
FIRST TR EXCHANGE TRADED FD	CLOUD COMPUTING	$2.0M	0.0%Prev: 0.0%	15,638 SH	Decreased-2,198 SH
FIRST TR EXCHANGE TRADED FD	NASDAQ CYB ETF	$5.4M	0.1%Prev: 0.1%	75,779 SH	Decreased-10,836 SH
FIRST TR EXCHANGE-TRADED FD	NAS CLNEDG GREEN	$252K	0.0%Prev: 0.0%	5,641 SH	Increased-218 SH
FREEPORT-MCMORAN INC	Call	$19K	0.0%	7,500 SH	New
FREEPORT-MCMORAN INC	CL B	$51K	0.0%	1,000 SH	New
FREEPORT-MCMORAN INC	Put	$35K	0.0%	12,000 SH	New
GE AEROSPACE	COM NEW	$33.9M	0.6%Prev: 0.5%	110,050 SH	Increased+13,277 SH
GENERAL MLS INC	COM	$785K	0.0%Prev: 0.0%	16,889 SH	Decreased-310 SH
GLOBAL X FDS	US INFR DEV ETF	$841K	0.0%Prev: 0.0%	17,595 SH	Decreased-3,110 SH
GLOBAL X FDS	MSCI CHINA CNSMR	$36K	0.0%Prev: 0.0%	1,682 SH	Decreased+50 SH
GOLDMAN SACHS GROUP INC	COM	$178K	0.0%	200 SH	New
HOME DEPOT INC	COM	$3.8M	0.1%Prev: 0.1%	11,112 SH	Decreased+157 SH
ILLINOIS TOOL WKS INC	COM	$338K	0.0%Prev: 0.0%	1,373 SH	Decreased-360 SH
INTERNATIONAL BUSINESS MACHS	COM	$111K	0.0%	364 SH	New
INTUIT	COM	$29.4M	0.5%Prev: 0.6%	44,430 SH	Decreased-2,207 SH
INVESCO EXCH TRADED FD TR II	S&P500 LOW VOL	$14K	0.0%Prev: 0.0%	196 SH	Decreased
INVESCO EXCH TRADED FD TR II	TAXABLE MUN BD	$17.2M	0.3%Prev: 0.3%	632,708 SH	Decreased-9,377 SH
INVESCO QQQ TR	Call	$250K	0.0%Prev: 0.0%	12,500 SH	Increased+9,900 SH
INVESCO QQQ TR	Put	$596K	0.0%Prev: 0.0%	30,700 SH	Increased+25,700 SH
INVESCO QQQ TR	UNIT SER 1	$110.4M	2.0%Prev: 3.3%	178,626 SH	Decreased-137,755 SH
ISHARES INC	CORE MSCI EMKT	$1.3M	0.0%Prev: 0.0%	19,602 SH	Decreased-700 SH
ISHARES INC	MSCI JAPAN ETF	$257K	0.0%	3,179 SH	New
ISHARES INC	MSCI TAIWAN ETF	$7K	0.0%Prev: 0.0%	114 SH	Decreased
ISHARES TR	0-3 MNTH TREASRY	$12.7M	0.2%Prev: 0.2%	126,933 SH	Increased+13,467 SH
ISHARES TR	1 3 YR TREAS BD	$10.3M	0.2%Prev: 0.2%	124,144 SH	Increased+8,357 SH
ISHARES TR	20 YR TR BD ETF	$26.2M	0.5%Prev: 0.5%	300,063 SH	Decreased-24,432 SH
ISHARES TR	3 7 YR TREAS BD	$5.2M	0.1%Prev: 0.1%	43,826 SH	Increased+899 SH
ISHARES TR	7-10 YR TRSY BD	$80.1M	1.4%Prev: 1.4%	832,849 SH	Increased+18,285 SH
ISHARES TR	CHINA LG-CAP ETF	$485K	0.0%Prev: 0.0%	12,667 SH	Decreased+30 SH
ISHARES TR	CORE S&P500 ETF	$71.1M	1.3%Prev: 2.5%	103,000 SH	Decreased-107,000 SH
ISHARES TR	CORE US AGGBD ET	$135.0M	2.4%Prev: 2.3%	1,351,604 SH	Increased+35,169 SH
ISHARES TR	CUR HD EURZN ETF	$49K	0.0%Prev: 0.0%	1,130 SH	Increased
ISHARES TR	ESG AWR US AGRGT	$105K	0.0%Prev: 0.0%	2,196 SH	Decreased
ISHARES TR	EXPANDED TECH	$4.6M	0.1%Prev: 0.1%	43,411 SH	Decreased-9,703 SH
ISHARES TR	GLOBAL REIT ETF	$2.6M	0.0%Prev: 0.0%	104,810 SH	Decreased+507 SH
ISHARES TR	HDG MSCI JAPAN	$296K	0.0%Prev: 0.0%	5,625 SH	Increased
ISHARES TR	IBOXX HI YD ETF	$57.3M	1.0%Prev: 1.0%	710,528 SH	Increased+25,272 SH
ISHARES TR	IBOXX INV CP ETF	$90.2M	1.6%Prev: 1.5%	818,495 SH	Increased+41,549 SH
ISHARES TR	ISHARES BIOTECH	$827K	0.0%Prev: 0.0%	4,901 SH	Decreased-2,026 SH
ISHARES TR	ISHARES SEMICDTR	$3.8M	0.1%Prev: 0.1%	12,483 SH	Decreased-2,306 SH
ISHARES TR	ISHS 1-5YR INVS	$55.7M	1.0%Prev: 0.9%	1,054,258 SH	Increased+52,803 SH
ISHARES TR	JPMORGAN USD EMG	$1.6M	0.0%Prev: 0.0%	16,141 SH	Increased+1,025 SH
ISHARES TR	MBS ETF	$43.2M	0.8%Prev: 0.7%	453,542 SH	Increased+13,154 SH
ISHARES TR	MORTGE REL ETF	$373K	0.0%Prev: 0.0%	16,831 SH	Increased
ISHARES TR	MSCI EMG MKT ETF	$4.0M	0.1%Prev: 0.0%	72,359 SH	Increased+25,813 SH
ISHARES TR	MSCI INDIA ETF	$8.1M	0.1%Prev: 0.1%	149,881 SH	Increased+11,752 SH
ISHARES TR	MSCI INDONIA ETF	$12K	0.0%Prev: 0.0%	643 SH	Increased
ISHARES TR	MSCI USA MIN VOL	$34K	0.0%Prev: 0.0%	359 SH	Decreased
ISHARES TR	PFD AND INCM SEC	$35.6M	0.6%Prev: 0.6%	1,150,603 SH	Increased+121,085 SH
ISHARES TR	RUSSELL 2000 ETF	$156K	0.0%Prev: 0.0%	634 SH	Decreased-72 SH
ISHARES TR	SELECT DIVID ETF	$807K	0.0%Prev: 0.0%	5,717 SH	Decreased-34 SH
ISHARES TR	TIPS BD ETF	$7.1M	0.1%Prev: 0.1%	64,923 SH	Increased+5,808 SH
ISHARES TR	TRUST ISHARE 0-1	$12.0M	0.2%	108,790 SH	New
ISHARES TR	U.S. ENERGY ETF	$3.5M	0.1%Prev: 0.1%	74,296 SH	Decreased-4,118 SH
ISHARES TR	U.S. REAL ES ETF	$11.9M	0.2%Prev: 0.2%	127,151 SH	Decreased+818 SH
ISHARES TR	U.S.MED DVC ETF	$1.3M	0.0%Prev: 0.0%	21,315 SH	Increased-259 SH
ISHARES TR	US OIL GS EX ETF	$172K	0.0%Prev: 0.0%	1,958 SH	Decreased-32 SH
ISHARES TR	US TREAS BD ETF	$16.4M	0.3%Prev: 0.3%	713,067 SH	Increased+21,778 SH
JEFFERIES FINL GROUP INC	COM	$573.0M	10.1%Prev: 10.6%	9,247,081 SH	Decreased
JOHNSON & JOHNSON	COM	$320K	0.0%Prev: 0.0%	1,543 SH	Increased+428 SH
JPMORGAN CHASE & CO.	COM	$42.6M	0.8%Prev: 0.7%	132,155 SH	Increased+4,778 SH
KENNEDY-WILSON HOLDINGS INC COM	COM	$26.7M	0.5%	2,765,866 SH	New
KIMBERLY-CLARK CORP	COM	$575K	0.0%Prev: 0.0%	5,695 SH	Increased+1,509 SH
LAM RESEARCH CORP	COM NEW	$185K	0.0%	1,050 SH	New
LULULEMON ATHLETICA INC	COM	$128K	0.0%	600 SH	New
MARVELL TECHNOLOGY INC	Call	$18K	0.0%	2,500 SH	New
MARVELL TECHNOLOGY INC	COM	$60K	0.0%Prev: 0.0%	700 SH	Decreased-300 SH
MARVELL TECHNOLOGY INC	Put	$31K	0.0%	5,500 SH	New
MASTERCARD INCORPORATED	CL A	$58K	0.0%Prev: 0.0%	100 SH	Decreased-195 SH
MCDONALDS CORP	COM	$5K	0.0%Prev: 0.0%	15 SH	Increased
META PLATFORMS INC	CL A	$49.7M	0.9%Prev: 0.9%	75,356 SH	Decreased+4,973 SH
MICRON TECHNOLOGY INC	COM	$658K	0.0%	2,235 SH	New
MICRON TECHNOLOGY INC	Put	$282	0.0%Prev: 0.0%	15,000 SH	Decreased
MICROSOFT CORP	COM	$52.5M	0.9%Prev: 0.9%	108,493 SH	Decreased+5,428 SH
MONDELEZ INTL INC	CL A	$470K	0.0%Prev: 0.0%	8,725 SH	Decreased-1,224 SH
MORGAN STANLEY	COM NEW	$180K	0.0%	1,000 SH	New
NETFLIX INC	COM	$94K	0.0%Prev: 0.0%	1,000 SH	Decreased+445 SH
NEWMONT CORP	COM	$19.0M	0.3%	190,004 SH	New
NVIDIA CORPORATION	COM	$85.4M	1.5%Prev: 1.5%	457,826 SH	Decreased-12,800 SH
OMNICOM GROUP INC	COM	$2.0M	0.0%Prev: 0.0%	24,557 SH	Increased+1,435 SH
ORACLE CORP	Put	$5K	0.0%	1,400 SH	New
PALANTIR TECHNOLOGIES INC	CL A	$132K	0.0%Prev: 0.0%	719 SH	Increased+223 SH
PEPSICO INC	COM	$3.6M	0.1%Prev: 0.1%	24,949 SH	Increased+1,451 SH
PFIZER INC	COM	$4.7M	0.1%Prev: 0.1%	190,203 SH	Increased+27,199 SH
PIMCO ETF TR	ACTIVE BD ETF	$205K	0.0%Prev: 0.0%	2,200 SH	Decreased-15,830 SH
PIMCO ETF TR	MULTISECTOR BD	$67K	0.0%	2,528 SH	New
PROCTER AND GAMBLE CO	COM	$4.0M	0.1%Prev: 0.1%	28,238 SH	Decreased+1,245 SH
PROSHARES TR	SHORT S&P 500 NE	$432K	0.0%Prev: 0.0%	12,000 SH	Decreased
QUALCOMM INC	Call	$9K	0.0%	2,000 SH	New
QUALCOMM INC	COM	$11.0M	0.2%Prev: 0.2%	64,377 SH	Increased+11,666 SH
QUALCOMM INC	Put	$34K	0.0%	4,000 SH	New
RALPH LAUREN CORP	CL A	$4.3M	0.1%Prev: 0.1%	12,255 SH	Increased+493 SH
ROKU INC	COM CL A	$300K	0.0%	2,700 SH	New
SALESFORCE INC	COM	$424K	0.0%Prev: 0.0%	1,594 SH	Increased+1,271 SH
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$3.0M	0.1%Prev: 0.1%	110,850 SH	Decreased-16,241 SH
SELECT SECTOR SPDR TR	STATE STREET COM	$926K	0.0%	7,868 SH	New
SELECT SECTOR SPDR TR	STATE STREET CON	$9.5M	0.2%	122,859 SH	New
SELECT SECTOR SPDR TR	STATE STREET ENE	$116K	0.0%	2,600 SH	New
SELECT SECTOR SPDR TR	STATE STREET FIN	$30K	0.0%	554 SH	New
SELECT SECTOR SPDR TR	STATE STREET IND	$465	0.0%	3 SH	New
SELECT SECTOR SPDR TR	STATE STREET MAT	$54K	0.0%	1,186 SH	New
SELECT SECTOR SPDR TR	STATE STREET TEC	$67.8M	1.2%	466,000 SH	New
SELECT SECTOR SPDR TR	STATE STREET UTI	$9.5M	0.2%	221,439 SH	New
SHOPIFY INC	CL A SUB VTG SHS	$197K	0.0%	1,173 SH	New
SPDR GOLD TR	GOLD SHS	$216.7M	3.8%Prev: 3.2%	546,779 SH	Increased+31,897 SH
SPDR S&P 500 ETF TR	TR UNIT	$517.0M	9.2%Prev: 10.4%	753,512 SH	Decreased-132,860 SH
SPDR SERIES TRUST	STATE STREET SPD	$70.9M	1.3%	2,592,675 SH	New
SSGA ACTIVE TR	SPDR BRIDGEWATER	$6.6M	0.1%	239,835 SH	New
SYSCO CORP	COM	$991K	0.0%Prev: 0.0%	13,454 SH	Decreased-4,243 SH
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$370K	0.0%	1,230 SH	New
TESLA INC	COM	$165K	0.0%Prev: 0.0%	359 SH	Decreased-545 SH
TEXAS INSTRS INC	COM	$3.4M	0.1%Prev: 0.1%	19,727 SH	Decreased-5,780 SH
ULTA BEAUTY INC	COM	$10.9M	0.2%Prev: 0.2%	17,969 SH	Increased-381 SH
UNITEDHEALTH GROUP INC	COM	$33.8M	0.6%Prev: 0.6%	102,260 SH	Increased+8,226 SH
VANECK ETF TRUST	GOLD MINERS ETF	$1.9M	0.0%Prev: 0.0%	22,652 SH	Increased+3,149 SH
VANECK ETF TRUST	JUNIOR GOLD MINE	$618K	0.0%Prev: 0.0%	5,430 SH	Increased+112 SH
VANGUARD INDEX FDS	REAL ESTATE ETF	$1.3M	0.0%Prev: 0.0%	14,142 SH	Increased+600 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$10.8M	0.2%Prev: 0.2%	17,299 SH	Increased+590 SH
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	$310K	0.0%Prev: 0.0%	2,195 SH	Increased
VANGUARD SCOTTSDALE FDS	INT-TERM CORP	$4.2M	0.1%Prev: 0.1%	50,648 SH	Increased+7,162 SH
VANGUARD SCOTTSDALE FDS	LG-TERM COR BD	$6.1M	0.1%Prev: 0.1%	79,788 SH	Increased+3,584 SH
VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	$8.0M	0.1%Prev: 0.1%	100,653 SH	Increased+10,481 SH
VANGUARD WORLD FD	CONSUM DIS ETF	$704K	0.0%Prev: 0.0%	1,787 SH	Increased+238 SH
VANGUARD WORLD FD	ESG US STK ETF	$113K	0.0%Prev: 0.0%	938 SH	Increased
VANGUARD WORLD FD	HEALTH CAR ETF	$769K	0.0%Prev: 0.0%	2,670 SH	Decreased-1,260 SH
VANGUARD WORLD FD	INF TECH ETF	$20.5M	0.4%Prev: 0.3%	27,239 SH	Increased+2,171 SH
VERIZON COMMUNICATIONS INC	COM	$854K	0.0%Prev: 0.0%	20,988 SH	Increased+4,261 SH
VERTIV HOLDINGS CO	COM CL A	$490K	0.0%	2,960 SH	New
VISA INC	COM CL A	$213K	0.0%	600 SH	New
WALMART INC	COM	$9K	0.0%Prev: 0.0%	82 SH	Increased+48 SH
WISDOMTREE TR	CLOUD COMPUTNG	$1.0M	0.0%Prev: 0.0%	29,728 SH	Decreased-20,563 SH
WISDOMTREE TR	EM EX ST-OWNED	$119K	0.0%Prev: 0.0%	3,058 SH	Increased
WW GRAINGER INC	COM	$22.7M	0.4%	22,515 SH	New
ZOOM COMMUNICATIONS INC	CL A	$40K	0.0%Prev: 0.0%	468 SH	Decreased-216 SH
ZSCALER INC	COM	$49K	0.0%Prev: 0.0%	215 SH	Decreased-2,889 SH

Sold (vs prior filing)

AFLAC INC — $725
ALPHABET INC — $4K
ARM HOLDINGS PLC — $156K
BARRICK MNG CORP — $60
BARRICK MNG CORP COM — $33K
BROADCOM INC — $14K
CHIPOTLE MEXICAN GRILL INC — $15K
CHIPOTLE MEXICAN GRILL INC — $28K
EBAY INC. — $55K
GRAINGER W W INC — $21.3M
HCA HEALTHCARE INC — $147K
INTUITIVE SURGICAL INC — $55K
INTUITIVE SURGICAL INC COM — $132K
ISHARES INC — $255K
ISHARES TR — $10.8M
JPMORGAN CHASE & CO. — $13K
KENNEDY-WILSON HOLDINGS INC — $21.6M
KLA CORP — $85K
LOCKHEED MARTIN CORP — $52K
MICRON TECHNOLOGY INC — $1.2M
… and 17 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 12, 2026	Q4 2025	13F-HR	0001193125-26-047559	$5.65B	View
Nov 12, 2025	Q3 2025	13F-HR	0001193125-25-275787	$5.70B	View
Aug 13, 2026	Q2 2026