Stratos Investment Management, LLC

CIK 0001707206 • 6 13F filings • Apr 30, 2025 – Aug 11, 2026

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Filer information

Filed by: Stratos Investment Management, LLC, Director of Regulatory Compliance
Address: 3750 PARK EAST DRIVE, SUITE 200, BEACHWOOD, OH, 44122
Phone: 440-505-5677
AUM: $2.50B

AUM over time

$2.77B latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $2.50B345 positionsView on SEC.gov

			% of Portfolio
ABBOTT LABS	COM	$2.0M	0.1%Prev: 0.1%	16,059 SH	Decreased-747 SH
ABBVIE INC	COM	$6.4M	0.3%Prev: 0.3%	27,852 SH	Increased+699 SH
ABRDN SILVER ETF TRUST	PHYSCL SILVR SHS	$301K	0.0%	4,452 SH	New
ACCENTURE PLC IRELAND	SHS CLASS A	$332K	0.0%Prev: 0.0%	1,237 SH	Decreased-164 SH
ADOBE INC	COM	$4.7M	0.2%Prev: 0.3%	13,297 SH	Decreased-4,908 SH
ADVANCED MICRO DEVICES INC	COM	$1.2M	0.0%Prev: 0.0%	5,713 SH	Increased+1,940 SH
ALLSTATE CORP	COM	$1.1M	0.0%Prev: 0.0%	5,169 SH	Increased+313 SH
ALPHABET INC	CAP STK CL A	$38.7M	1.6%Prev: 1.3%	123,609 SH	Increased-7,474 SH
ALPHABET INC	CAP STK CL C	$7.9M	0.3%Prev: 0.3%	25,289 SH	Increased-1,066 SH
ALPS ETF TR	SMITH CORE PLUS	$85.0M	3.4%Prev: 3.5%	3,259,817 SH	Increased+53,803 SH
ALTRIA GROUP INC	COM	$641K	0.0%Prev: 0.0%	11,121 SH	Decreased+618 SH
AMAZON COM INC	COM	$26.8M	1.1%Prev: 0.9%	116,200 SH	Increased+11,690 SH
AMERICAN AXLE & MFG HLDGS IN	COM	$89K	0.0%	13,928 SH	New
AMERICAN CENTY ETF TR	INTL SMCP VLU	$26.0M	1.0%Prev: 1.0%	276,251 SH	Increased+4,330 SH
AMERICAN CENTY ETF TR	US QUALITY GROW	$12.7M	0.5%Prev: 0.5%	110,714 SH	Decreased-1,206 SH
AMERICAN ELEC PWR CO INC	COM	$294K	0.0%Prev: 0.0%	2,548 SH	Increased-1 SH
AMERICAN EXPRESS CO	COM	$15.0M	0.6%Prev: 0.5%	40,460 SH	Increased+502 SH
AMERIPRISE FINL INC	COM	$813K	0.0%Prev: 0.0%	1,658 SH	Increased+126 SH
AMGEN INC	COM	$7.7M	0.3%Prev: 0.3%	23,515 SH	Increased+497 SH
AMPHENOL CORP NEW	CL A	$208K	0.0%	1,535 SH	New
AMPLIFY ETF TR	CWP ENHANCED DIV	$30.9M	1.2%Prev: 1.2%	694,676 SH	Increased+37,324 SH
ANALOG DEVICES INC	COM	$613K	0.0%Prev: 0.0%	2,259 SH	Decreased-299 SH
APPLE INC	COM	$33.8M	1.4%Prev: 1.3%	124,357 SH	Increased+1,791 SH
APPLIED MATLS INC	COM	$1.0M	0.0%Prev: 0.0%	3,902 SH	Increased+230 SH
APPLOVIN CORP	COM CL A	$307K	0.0%	455 SH	New
ARISTA NETWORKS INC	COM SHS	$275K	0.0%Prev: 0.0%	2,096 SH	Decreased+83 SH
ASML HOLDING N V	N Y REGISTRY SHS	$1.5M	0.1%Prev: 0.0%	1,419 SH	Increased+1,162 SH
AT&T INC	COM	$441K	0.0%Prev: 0.0%	17,752 SH	Decreased-2,831 SH
AUTOMATIC DATA PROCESSING IN	COM	$414K	0.0%Prev: 0.0%	1,608 SH	Decreased-444 SH
AXON ENTERPRISE INC	COM	$444K	0.0%Prev: 0.0%	781 SH	Increased+198 SH
BANCO SANTANDER SA	ADR	$198K	0.0%	16,870 SH	New
BANK AMERICA CORP	COM	$10.0M	0.4%Prev: 0.4%	181,281 SH	Increased+1,531 SH
BANK NEW YORK MELLON CORP	COM	$639K	0.0%Prev: 0.0%	5,503 SH	Increased+21 SH
BERKLEY W R CORP	COM	$240K	0.0%Prev: 0.0%	3,423 SH	Decreased-36 SH
BERKSHIRE HATHAWAY INC DEL	CL A	$755K	0.0%Prev: 0.0%	1 SH	Increased
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$16.5M	0.7%Prev: 0.9%	32,819 SH	Decreased-9,074 SH
BLACKROCK ETF TRUST	ISHARES US EQUIT	$64.1M	2.6%Prev: 2.5%	1,054,581 SH	Increased+24,916 SH
BLACKROCK INC	COM	$2.3M	0.1%Prev: 0.1%	2,147 SH	Decreased-63 SH
BLACKSTONE INC	COM	$471K	0.0%Prev: 0.0%	3,056 SH	Decreased-423 SH
BNY MELLON ETF TRUST	GLOBAL INFRASCTR	$821K	0.0%Prev: 0.0%	20,341 SH	Increased+647 SH
BOEING CO	COM	$478K	0.0%Prev: 0.0%	2,201 SH	Increased+78 SH
BONDBLOXX ETF TRUST	B RT USD HI YLD	$242K	0.0%	6,135 SH	New
BONDBLOXX ETF TRUST	BONDBLOXX PRIVAT	$623K	0.0%Prev: 0.0%	12,429 SH	Increased+599 SH
BONDBLOXX ETF TRUST	CCC RT USD HI YL	$572K	0.0%Prev: 0.0%	15,043 SH	Decreased-6,359 SH
BOOKING HOLDINGS INC	COM	$10.9M	0.4%Prev: 0.5%	2,038 SH	Decreased-47 SH
BRISTOL-MYERS SQUIBB CO	COM	$2.0M	0.1%Prev: 0.1%	36,905 SH	Increased+2,548 SH
BROADCOM INC	COM	$33.5M	1.3%Prev: 1.5%	96,892 SH	Decreased-12,979 SH
CALAMOS STRATEGIC TOTAL RETU	COM SH BEN INT	$270K	0.0%Prev: 0.0%	14,052 SH	Increased+189 SH
CAMBRIA ETF TR	EMRG SHAREHLDR	$683K	0.0%Prev: 0.0%	17,806 SH	Increased+519 SH
CAPITAL GROUP DIVIDEND VALUE	SHS CREATION UNI	$1.4M	0.1%Prev: 0.1%	31,391 SH	Increased+586 SH
CAPITAL ONE FINL CORP	COM	$621K	0.0%Prev: 0.0%	2,561 SH	Increased+42 SH
CATERPILLAR INC	COM	$2.7M	0.1%Prev: 0.1%	4,707 SH	Increased+119 SH
CENTERPOINT ENERGY INC	COM	$656K	0.0%Prev: 0.1%	17,107 SH	Decreased-42,608 SH
CHENIERE ENERGY INC	COM NEW	$4.8M	0.2%Prev: 0.2%	24,745 SH	Decreased+603 SH
CHEVRON CORP NEW	COM	$2.7M	0.1%Prev: 0.1%	17,658 SH	Increased+585 SH
CHUBB LIMITED	COM	$338K	0.0%Prev: 0.0%	1,083 SH	Decreased-164 SH
CINCINNATI FINL CORP	COM	$276K	0.0%Prev: 0.0%	1,687 SH	Increased+2 SH
CISCO SYS INC	COM	$3.0M	0.1%Prev: 0.1%	39,501 SH	Increased-534 SH
CITIGROUP INC	COM NEW	$16.7M	0.7%Prev: 0.6%	143,214 SH	Increased-1,377 SH
COCA COLA CO	COM	$2.6M	0.1%Prev: 0.1%	36,673 SH	Increased+4,295 SH
COLUMBIA ETF TR I	RESH ENHNC COR	$84.7M	3.4%Prev: 3.4%	2,075,118 SH	Increased+63,047 SH
CONOCOPHILLIPS	COM	$339K	0.0%Prev: 0.0%	3,618 SH	Decreased-1,859 SH
CONSOLIDATED EDISON INC	COM	$2.4M	0.1%Prev: 0.1%	24,068 SH	Increased+1,579 SH
CONSTELLATION ENERGY CORP	COM	$9.3M	0.4%Prev: 0.4%	26,320 SH	Increased+362 SH
CORNING INC	COM	$212K	0.0%	2,415 SH	New
COSTCO WHSL CORP NEW	COM	$4.6M	0.2%Prev: 0.2%	5,370 SH	Decreased-174 SH
CRH PLC	ORD	$10.8M	0.4%Prev: 0.4%	86,750 SH	Increased+6,187 SH
CROWDSTRIKE HLDGS INC	CL A	$1.4M	0.1%Prev: 0.1%	3,061 SH	Decreased+73 SH
CSX CORP	COM	$236K	0.0%Prev: 0.0%	6,518 SH	Increased+323 SH
CUMMINS INC	COM	$276K	0.0%	541 SH	New
DANAHER CORPORATION	COM	$285K	0.0%Prev: 0.0%	1,243 SH	Increased+215 SH
DELL TECHNOLOGIES INC	CL C	$6.6M	0.3%Prev: 0.3%	52,640 SH	Decreased+392 SH
DIGITAL RLTY TR INC	COM	$3.8M	0.2%Prev: 0.2%	24,677 SH	Decreased+297 SH
DIMENSIONAL ETF TRUST	CORE FIXED INCOM	$81.6M	3.3%Prev: 3.2%	1,917,407 SH	Increased+78,956 SH
DIMENSIONAL ETF TRUST	EMERGING MKTS CO	$23.9M	1.0%Prev: 0.9%	723,039 SH	Increased+16,555 SH
DIMENSIONAL ETF TRUST	EMGR CRE EQT MNG	$2.1M	0.1%Prev: 0.1%	64,479 SH	Increased+2,513 SH
DIMENSIONAL ETF TRUST	GLOBAL CR ETF	$2.5M	0.1%Prev: 0.1%	46,929 SH	Decreased-252 SH
DIMENSIONAL ETF TRUST	GLOBAL EX US COR	$8.5M	0.3%Prev: 0.3%	161,308 SH	Increased+5,734 SH
DIMENSIONAL ETF TRUST	GLOBAL REAL EST	$2.7M	0.1%Prev: 0.1%	102,384 SH	Increased+5,367 SH
DIMENSIONAL ETF TRUST	INFLATION PROTE	$18.5M	0.7%Prev: 0.7%	445,779 SH	Increased+22,148 SH
DIMENSIONAL ETF TRUST	INTERNATNAL VAL	$611K	0.0%Prev: 0.0%	12,237 SH	Increased-262 SH
DIMENSIONAL ETF TRUST	INTL CORE EQT MK	$426K	0.0%Prev: 0.0%	11,178 SH	Increased+32 SH
DIMENSIONAL ETF TRUST	INTL CORE EQUITY	$11.8M	0.5%Prev: 0.4%	341,074 SH	Increased+10,690 SH
DIMENSIONAL ETF TRUST	INTL SMALL CAP V	$1.6M	0.1%Prev: 0.1%	42,379 SH	Increased+509 SH
DIMENSIONAL ETF TRUST	SHORT DURATION F	$12.8M	0.5%Prev: 0.5%	267,194 SH	Increased+9,897 SH
DIMENSIONAL ETF TRUST	US CORE EQT MKT	$3.4M	0.1%Prev: 0.1%	72,961 SH	Increased+452 SH
DIMENSIONAL ETF TRUST	US CORE EQUITY 1	$45.4M	1.8%Prev: 1.7%	616,797 SH	Increased+30,356 SH
DIMENSIONAL ETF TRUST	US CORE EQUITY 2	$160.9M	6.4%Prev: 6.3%	4,064,248 SH	Increased+103,827 SH
DIMENSIONAL ETF TRUST	US EQUITY MARKET	$702K	0.0%Prev: 0.0%	9,469 SH	Increased+12 SH
DIMENSIONAL ETF TRUST	US HIGH PROFITAB	$463K	0.0%Prev: 0.0%	12,169 SH	Increased+23 SH
DIMENSIONAL ETF TRUST	US MKTWIDE VALUE	$999K	0.0%Prev: 0.0%	21,449 SH	Increased+75 SH
DIMENSIONAL ETF TRUST	US SMALL CAP VAL	$784K	0.0%Prev: 0.0%	23,845 SH	Increased-287 SH
DIMENSIONAL ETF TRUST	US SUSTAINABILTY	$955K	0.0%Prev: 0.0%	21,987 SH	Increased-254 SH
DIMENSIONAL ETF TRUST	US TARGETED VLU	$761K	0.0%Prev: 0.0%	12,788 SH	Decreased-4,846 SH
DIMENSIONAL ETF TRUST	WORLD EQUITY ETF	$12.2M	0.5%Prev: 0.5%	165,573 SH	Increased+9,725 SH
DIMENSIONAL ETF TRUST	WORLD EX US CORE	$1.3M	0.1%Prev: 0.1%	39,163 SH	Increased-36 SH
DIREXION SHS ETF TR	AUSPCE CMD STG	$12.8M	0.5%Prev: 0.5%	431,615 SH	Increased+159 SH
DISNEY WALT CO	COM	$395K	0.0%Prev: 0.0%	3,473 SH	Decreased-132 SH
DUKE ENERGY CORP NEW	COM NEW	$2.2M	0.1%Prev: 0.1%	18,368 SH	Decreased+357 SH
EATON CORP PLC	SHS	$1.4M	0.1%Prev: 0.1%	4,306 SH	Increased+827 SH
ELI LILLY & CO	COM	$15.0M	0.6%Prev: 0.4%	13,934 SH	Increased+321 SH
EMERSON ELEC CO	COM	$370K	0.0%Prev: 0.0%	2,785 SH	Increased+545 SH
EQT CORP	COM	$7.1M	0.3%Prev: 0.3%	133,068 SH	Increased+2,756 SH
EXELON CORP	COM	$2.4M	0.1%Prev: 0.1%	55,218 SH	Increased+2,867 SH
EXXON MOBIL CORP	COM	$4.6M	0.2%Prev: 0.2%	37,876 SH	Increased+4,183 SH
FASTENAL CO	COM	$223K	0.0%Prev: 0.0%	5,567 SH	Decreased-55 SH
FERGUSON ENTERPRISES INC	COMMON STOCK NEW	$371K	0.0%Prev: 0.0%	1,668 SH	Decreased+10 SH
FIDELITY COVINGTON TRUST	ENHANCED LARGE	$632K	0.0%Prev: 0.0%	15,150 SH	Increased+1,490 SH
FIDELITY COVINGTON TRUST	HIGH DIVID ETF	$16.6M	0.7%Prev: 0.7%	293,476 SH	Decreased-6,597 SH
FIDELITY COVINGTON TRUST	INT HG DIV ETF	$256K	0.0%Prev: 0.0%	9,873 SH	Increased-510 SH
FIDELITY COVINGTON TRUST	MSCI HLTH CARE I	$239K	0.0%Prev: 0.0%	3,218 SH	Increased-45 SH
FIDELITY COVINGTON TRUST	MSCI INFO TECH I	$414K	0.0%Prev: 0.0%	1,843 SH	Increased+13 SH
FIDELITY COVINGTON TRUST	SML MID MLTFCT	$360K	0.0%Prev: 0.0%	8,147 SH	Decreased-231 SH
FIDELITY MERRIMACK STR TR	TOTAL BD ETF	$5.8M	0.2%Prev: 0.2%	127,027 SH	Increased+4,927 SH
FIRST TR EXCHANGE-TRADED FD	LNG DUR OPRTUN	$16.5M	0.7%Prev: 0.7%	756,610 SH	Increased+21,404 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST US EQT	$7.1M	0.3%Prev: 0.3%	125,004 SH	Increased+5,263 SH
FIRSTENERGY CORP	COM	$201K	0.0%	4,487 SH	New
FLEX LTD	ORD	$283K	0.0%Prev: 0.0%	4,676 SH	Increased
FLEXSHARES TR	IBOXX 5YR TRGT	$1.1M	0.0%Prev: 0.0%	44,466 SH	Decreased+197 SH
FLEXSHARES TR	US QUALITY CAP	$6.7M	0.3%Prev: 0.3%	83,134 SH	Increased-733 SH
FORD MTR CO	COM	$152K	0.0%Prev: 0.0%	11,556 SH	Increased+326 SH
FRANKLIN TEMPLETON ETF TR	INTL AGGREGTE BD	$6.0M	0.2%Prev: 0.3%	299,789 SH	Decreased+932 SH
FRANKLIN TEMPLETON ETF TR	INTL COR DIV TIL	$689K	0.0%Prev: 0.0%	17,721 SH	Increased+554 SH
FRANKLIN TEMPLETON ETF TR	US MID CP MLTFCT	$11.1M	0.4%Prev: 0.5%	196,413 SH	Decreased-880 SH
FREEPORT-MCMORAN INC	CL B	$2.6M	0.1%Prev: 0.1%	50,763 SH	Decreased-16,455 SH
GE AEROSPACE	COM NEW	$599K	0.0%Prev: 0.0%	1,943 SH	Decreased-309 SH
GE VERNOVA INC	COM	$6.1M	0.2%Prev: 0.1%	9,329 SH	Increased+6,504 SH
GENERAL DYNAMICS CORP	COM	$7.7M	0.3%Prev: 0.3%	22,834 SH	Decreased+49 SH
GILEAD SCIENCES INC	COM	$586K	0.0%Prev: 0.0%	4,770 SH	Increased+48 SH
GLOBAL X FDS	ARTIFICIAL ETF	$848K	0.0%Prev: 0.0%	16,670 SH	Increased-341 SH
GLOBAL X FDS	GLOBAL X URANIUM	$1.1M	0.0%Prev: 0.0%	24,843 SH	Decreased-181 SH
GLOBAL X FDS	US INFR DEV ETF	$244K	0.0%Prev: 0.0%	5,102 SH	Decreased-877 SH
GOLDMAN SACHS ETF TR	ACTIVEBETA US LG	$373K	0.0%Prev: 0.0%	2,817 SH	Increased
GOLDMAN SACHS ETF TR	S&P 500 PREMIUM	$699K	0.0%Prev: 0.0%	13,246 SH	Increased+406 SH
GOLDMAN SACHS GROUP INC	COM	$2.3M	0.1%Prev: 0.0%	2,668 SH	Increased+2,050 SH
GOLDMAN SACHS PHYSICAL GOLD	UNIT	$379K	0.0%Prev: 0.0%	8,904 SH	Decreased-1,836 SH
HALEON PLC	SPON ADS	$125K	0.0%	12,325 SH	New
HARTFORD INSURANCE GROUP INC	COM	$999K	0.0%Prev: 0.0%	7,249 SH	Increased+444 SH
HCA HEALTHCARE INC	COM	$374K	0.0%Prev: 0.0%	801 SH	Increased+9 SH
HERSHEY CO	COM	$812K	0.0%Prev: 0.0%	4,460 SH	Increased+291 SH
HOME DEPOT INC	COM	$7.3M	0.3%Prev: 0.3%	21,292 SH	Decreased+472 SH
HONEYWELL INTL INC	COM	$2.1M	0.1%Prev: 0.1%	10,568 SH	Decreased+518 SH
HUNTINGTON BANCSHARES INC	COM	$332K	0.0%Prev: 0.0%	19,158 SH	Increased+216 SH
ILLINOIS TOOL WKS INC	COM	$1.2M	0.0%Prev: 0.1%	5,005 SH	Decreased-54 SH
ING GROEP N.V.	SPONSORED ADR	$205K	0.0%	7,317 SH	New
INNOVATOR ETFS TRUST	DEFINED WLT SHLD	$6.2M	0.2%Prev: 0.3%	184,314 SH	Decreased-8,851 SH
INTERACTIVE BROKERS GROUP IN	COM CL A	$365K	0.0%Prev: 0.0%	5,678 SH	Increased+394 SH
INTERNATIONAL BUSINESS MACHS	COM	$1.2M	0.0%Prev: 0.0%	4,199 SH	Increased+1,915 SH
INTUIT	COM	$510K	0.0%Prev: 0.0%	770 SH	Decreased-377 SH
INTUITIVE SURGICAL INC	COM NEW	$371K	0.0%	655 SH	New
INVESCO ACTIVELY MANAGED EXC	S&P 500 EQUAL WE	$498K	0.0%Prev: 0.0%	9,773 SH	Increased+404 SH
INVESCO ACTIVELY MANAGED EXC	VAR RATE INVT	$1.2M	0.0%Prev: 0.0%	46,328 SH	Decreased-222 SH
INVESCO EXCH TRADED FD TR II	S&P500 HDL VOL	$288K	0.0%Prev: 0.0%	5,991 SH	Decreased
INVESCO EXCHANGE TRADED FD T	AEROSPACE DEFN	$323K	0.0%Prev: 0.0%	2,063 SH	Decreased-196 SH
INVESCO EXCHANGE TRADED FD T	LARGE CAP VALUE	$10.1M	0.4%Prev: 0.4%	152,581 SH	Increased-2,981 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$28.7M	1.2%Prev: 1.2%	149,818 SH	Increased-579 SH
INVESCO QQQ TR	UNIT SER 1	$784K	0.0%Prev: 0.0%	1,275 SH	Increased-3 SH
ISHARES BITCOIN TRUST ETF	SHS BEN INT	$544K	0.0%Prev: 0.0%	10,957 SH	Increased+2,707 SH
ISHARES INC	CORE MSCI EMKT	$288K	0.0%	4,289 SH	New
ISHARES INC	MSCI EQUAL WEITE	$2.8M	0.1%Prev: 0.1%	27,474 SH	Decreased-1,647 SH
ISHARES INC	MSCI WORLD ETF	$910K	0.0%Prev: 0.0%	4,899 SH	Increased-43 SH
ISHARES SILVER TR	ISHARES	$779K	0.0%Prev: 0.0%	12,092 SH	Increased-1,522 SH
ISHARES TR	0-5 YR TIPS ETF	$526K	0.0%Prev: 0.0%	5,142 SH	Decreased-82 SH
ISHARES TR	CALIF MUN BD ETF	$403K	0.0%Prev: 0.0%	7,013 SH	Increased+414 SH
ISHARES TR	CORE DIV GRWTH	$12.9M	0.5%Prev: 0.5%	186,447 SH	Increased+4,542 SH
ISHARES TR	CORE INTL AGGR	$47.3M	1.9%Prev: 1.9%	945,951 SH	Increased+60,886 SH
ISHARES TR	CORE MSCI EAFE	$6.6M	0.3%Prev: 0.3%	73,936 SH	Decreased-5,654 SH
ISHARES TR	CORE MSCI INTL	$753K	0.0%Prev: 0.0%	9,132 SH	Increased+3,421 SH
ISHARES TR	CORE MSCI TOTAL	$266K	0.0%Prev: 0.0%	3,142 SH	Increased+32 SH
ISHARES TR	CORE S&P MCP ETF	$10.0M	0.4%Prev: 0.4%	152,224 SH	Decreased-1,897 SH
ISHARES TR	CORE S&P SCP ETF	$2.1M	0.1%Prev: 0.1%	17,474 SH	Decreased-1,359 SH
ISHARES TR	CORE S&P TTL STK	$152.4M	6.1%Prev: 6.0%	1,024,654 SH	Increased+28,377 SH
ISHARES TR	CORE S&P500 ETF	$52.5M	2.1%Prev: 2.0%	76,646 SH	Increased+2,805 SH
ISHARES TR	CORE US AGGBD ET	$1.0M	0.0%Prev: 0.0%	10,073 SH	Increased+430 SH
ISHARES TR	ESG ADVANCED UNI	$303K	0.0%	6,909 SH	New
ISHARES TR	ESG AWR MSCI USA	$232K	0.0%Prev: 0.0%	1,556 SH	Increased
ISHARES TR	ESG MSCI USA ETF	$301K	0.0%Prev: 0.0%	5,222 SH	Decreased-71 SH
ISHARES TR	FALN ANGLS USD	$801K	0.0%Prev: 0.0%	29,346 SH	Increased+1,315 SH
ISHARES TR	FUTURE EXPONENTI	$12.6M	0.5%Prev: 0.5%	180,097 SH	Decreased+3,627 SH
ISHARES TR	IBOXX INV CP ETF	$36.2M	1.5%Prev: 1.4%	328,888 SH	Increased+14,351 SH
ISHARES TR	INTL EQTY FACTOR	$2.3M	0.1%Prev: 0.1%	61,209 SH	Increased-973 SH
ISHARES TR	INTL SEL DIV ETF	$970K	0.0%Prev: 0.0%	24,589 SH	Increased+506 SH
ISHARES TR	INVESTMENT GRADE	$52.1M	2.1%Prev: 2.1%	1,141,537 SH	Increased+55,673 SH
ISHARES TR	ISHS 5-10YR INVT	$4.1M	0.2%Prev: 0.2%	76,412 SH	Increased+495 SH
ISHARES TR	JPMORGAN USD EMG	$247K	0.0%Prev: 0.0%	2,566 SH	Decreased-241 SH
ISHARES TR	MSCI EAFE ETF	$1.3M	0.1%Prev: 0.1%	13,588 SH	Increased+254 SH
ISHARES TR	NATIONAL MUN ETF	$602K	0.0%Prev: 0.0%	5,618 SH	Increased+1,189 SH
ISHARES TR	RUS 1000 GRW ETF	$1.6M	0.1%Prev: 0.1%	3,354 SH	Increased+11 SH
ISHARES TR	RUS 1000 VAL ETF	$24.3M	1.0%Prev: 1.0%	115,570 SH	Increased-723 SH
ISHARES TR	RUS 2000 GRW ETF	$417K	0.0%Prev: 0.0%	1,292 SH	Increased+2 SH
ISHARES TR	RUS MD CP GR ETF	$479K	0.0%Prev: 0.0%	3,495 SH	Decreased+1 SH
ISHARES TR	RUS MID CAP ETF	$684K	0.0%Prev: 0.2%	7,101 SH	Decreased-52,562 SH
ISHARES TR	RUS TP200 GR ETF	$7.8M	0.3%Prev: 0.1%	28,223 SH	Increased+19,694 SH
ISHARES TR	RUSSELL 2000 ETF	$487K	0.0%Prev: 0.0%	1,979 SH	Decreased-1,363 SH
ISHARES TR	S&P 500 GRWT ETF	$1.1M	0.0%Prev: 0.0%	8,778 SH	Increased-93 SH
ISHARES TR	S&P 500 VAL ETF	$363K	0.0%Prev: 0.0%	1,710 SH	Decreased-199 SH
ISHARES TR	S&P MC 400GR ETF	$1.1M	0.0%Prev: 0.0%	11,471 SH	Increased+17 SH
ISHARES TR	S&P MC 400VL ETF	$647K	0.0%Prev: 0.0%	4,913 SH	Increased+21 SH
ISHARES TR	SHRT NAT MUN ETF	$498K	0.0%Prev: 0.0%	4,667 SH	Decreased-315 SH
ISHARES TR	U.S. FINLS ETF	$906K	0.0%Prev: 0.0%	7,026 SH	Increased+133 SH
ISHARES TR	U.S. TECH ETF	$1.2M	0.0%Prev: 0.0%	6,026 SH	Increased+120 SH
ISHARES TR	US CONSM STAPLES	$217K	0.0%Prev: 0.0%	3,244 SH	Decreased-305 SH
ISHARES TR	US CONSUM DISCRE	$241K	0.0%Prev: 0.0%	2,338 SH	Decreased-237 SH
ISHARES TR	US HLTHCARE ETF	$297K	0.0%Prev: 0.0%	4,565 SH	Increased-345 SH
ISHARES TR	US INDUSTRIALS	$253K	0.0%Prev: 0.0%	1,706 SH	Increased+60 SH
ISHARES TR	US TELECOM ETF	$373K	0.0%Prev: 0.0%	11,015 SH	Increased+199 SH
ISHARES TR	USD INV GRDE ETF	$2.3M	0.1%Prev: 0.1%	44,872 SH	Increased+1,338 SH
ISHARES U S ETF TR	INT RT HDG C B	$833K	0.0%Prev: 0.0%	8,918 SH	Decreased-21 SH
ISHARES U S ETF TR	SHORT DURATION B	$1.2M	0.0%Prev: 0.1%	24,390 SH	Decreased-71 SH
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$20.7M	0.8%Prev: 1.5%	361,062 SH	Decreased-272,258 SH
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$334K	0.0%Prev: 0.0%	5,740 SH	Increased
JANUS DETROIT STR TR	HENDRSON AAA CL	$1.6M	0.1%Prev: 0.1%	32,176 SH	Decreased-443 SH
JOHNSON & JOHNSON	COM	$4.2M	0.2%Prev: 0.2%	20,253 SH	Increased+60 SH
JPMORGAN CHASE & CO.	COM	$17.5M	0.7%Prev: 0.7%	54,346 SH	Increased+1,115 SH
KKR & CO INC	COM	$579K	0.0%Prev: 0.0%	4,540 SH	Decreased-5 SH
KLA CORP	COM NEW	$219K	0.0%	180 SH	New
L3HARRIS TECHNOLOGIES INC	COM	$3.6M	0.1%Prev: 0.2%	12,400 SH	Decreased-236 SH
LAM RESEARCH CORP	COM NEW	$484K	0.0%Prev: 0.0%	2,826 SH	Increased-533 SH
LENNOX INTL INC	COM	$203K	0.0%Prev: 0.0%	419 SH	Decreased-22 SH
LINDE PLC	SHS	$271K	0.0%Prev: 0.0%	634 SH	Decreased-415 SH
LOCKHEED MARTIN CORP	COM	$1.8M	0.1%Prev: 0.1%	3,672 SH	Increased+203 SH
LOEWS CORP	COM	$228K	0.0%Prev: 0.0%	2,168 SH	Increased+10 SH
LOWES COS INC	COM	$876K	0.0%Prev: 0.0%	3,633 SH	Decreased-263 SH
LPL FINL HLDGS INC	COM	$256K	0.0%Prev: 0.0%	717 SH	Increased+2 SH
LULULEMON ATHLETICA INC	COM	$3.6M	0.1%Prev: 0.1%	17,103 SH	Increased+278 SH
LUMENTUM HLDGS INC	COM	$385K	0.0%	1,045 SH	New
MANULIFE FINL CORP	COM	$268K	0.0%Prev: 0.0%	7,393 SH	Increased+102 SH
MASTERCARD INCORPORATED	CL A	$11.3M	0.5%Prev: 0.5%	19,728 SH	Increased+451 SH
MCDONALDS CORP	COM	$1.2M	0.0%Prev: 0.1%	4,002 SH	Decreased-488 SH
MCKESSON CORP	COM	$2.0M	0.1%Prev: 0.1%	2,386 SH	Increased+412 SH
MEDTRONIC PLC	SHS	$3.3M	0.1%Prev: 0.1%	34,634 SH	Increased+376 SH
MERCK & CO INC	COM	$14.2M	0.6%Prev: 0.4%	135,281 SH	Increased+6,952 SH
META PLATFORMS INC	CL A	$17.4M	0.7%Prev: 0.8%	26,288 SH	Decreased+144 SH
METLIFE INC	COM	$313K	0.0%Prev: 0.0%	3,962 SH	Decreased-23 SH
MICRON TECHNOLOGY INC	COM	$202K	0.0%	709 SH	New
MICROSOFT CORP	COM	$45.2M	1.8%Prev: 2.0%	93,527 SH	Decreased+817 SH
MIDDLEFIELD BANC CORP	COM NEW	$1.4M	0.1%Prev: 0.0%	39,404 SH	Increased
MONDELEZ INTL INC	CL A	$223K	0.0%Prev: 0.0%	4,140 SH	Decreased+408 SH
MORGAN STANLEY	COM NEW	$9.3M	0.4%Prev: 0.1%	52,126 SH	Increased+31,819 SH
NEOS ETF TRUST	NEOS S&P 500 HI	$667K	0.0%Prev: 0.0%	12,705 SH	Increased+465 SH
NETFLIX INC	COM	$13.8M	0.6%Prev: 0.7%	147,003 SH	Decreased+132,426 SH
NEWMONT CORP	COM	$287K	0.0%Prev: 0.0%	2,871 SH	Increased+243 SH
NEXTERA ENERGY INC	COM	$2.1M	0.1%Prev: 0.1%	25,626 SH	Increased-620 SH
NORFOLK SOUTHN CORP	COM	$439K	0.0%Prev: 0.0%	1,521 SH	Decreased-178 SH
NORTHROP GRUMMAN CORP	COM	$1.8M	0.1%Prev: 0.1%	3,171 SH	Decreased-102 SH
NUSHARES ETF TR	NUVEEN ESG MIDVL	$448K	0.0%Prev: 0.0%	11,450 SH	Increased
NVIDIA CORPORATION	COM	$42.8M	1.7%Prev: 1.7%	229,711 SH	Increased+5,279 SH
ORACLE CORP	COM	$1.8M	0.1%Prev: 0.1%	9,090 SH	Decreased+600 SH
OUTDOOR HOLDING CO	COM	$171K	0.0%Prev: 0.0%	100,000 SH	Increased
PACER FDS TR	DEVELOPED MRKT	$12.3M	0.5%Prev: 0.5%	318,101 SH	Decreased-39,251 SH
PACER FDS TR	METAURUS CAP 400	$848K	0.0%Prev: 0.0%	19,957 SH	Increased+505 SH
PACER FDS TR	SWAN SOS FD OF	$3.1M	0.1%Prev: 0.1%	95,161 SH	Increased-1,952 SH
PALANTIR TECHNOLOGIES INC	CL A	$1.2M	0.0%Prev: 0.0%	6,513 SH	Increased+1,199 SH
PALO ALTO NETWORKS INC	COM	$259K	0.0%Prev: 0.0%	1,405 SH	Increased+147 SH
PARKER-HANNIFIN CORP	COM	$621K	0.0%Prev: 0.0%	707 SH	Increased+17 SH
PAYCHEX INC	COM	$285K	0.0%Prev: 0.0%	2,542 SH	Decreased-610 SH
PEPSICO INC	COM	$3.2M	0.1%Prev: 0.1%	22,118 SH	Increased+1,232 SH
PFIZER INC	COM	$373K	0.0%Prev: 0.0%	14,966 SH	Decreased-926 SH
PHILIP MORRIS INTL INC	COM	$1.4M	0.1%Prev: 0.1%	8,537 SH	Increased+770 SH
PHILLIPS 66	COM	$4.2M	0.2%Prev: 0.2%	32,728 SH	Decreased+442 SH
PIMCO EQUITY SER	RAFI DYN MULTI	$49.6M	2.0%Prev: 1.9%	1,291,412 SH	Increased+36,086 SH
PIMCO ETF TR	MULTISECTOR BD	$45.0M	1.8%Prev: 1.8%	1,686,185 SH	Increased+31,716 SH
PLAINS ALL AMERN PIPELINE L	UNIT LTD PARTN	$180K	0.0%	10,000 SH	New
PROCTER AND GAMBLE CO	COM	$6.8M	0.3%Prev: 0.3%	47,212 SH	Decreased+2,560 SH
PROGRESSIVE CORP	COM	$385K	0.0%Prev: 0.0%	1,688 SH	Decreased-349 SH
PURECYCLE TECHNOLOGIES INC	COM	$96K	0.0%Prev: 0.0%	11,225 SH	Decreased-2,208 SH
PUTNAM ETF TRUST	FOCUSED LAR CAP	$8.1M	0.3%	176,821 SH	New
QUALCOMM INC	COM	$446K	0.0%Prev: 0.0%	2,605 SH	Decreased-114 SH
ROLLINS INC	COM	$212K	0.0%Prev: 0.0%	3,533 SH	Increased+98 SH
RTX CORPORATION	COM	$10.0M	0.4%Prev: 0.3%	54,690 SH	Increased+13,226 SH
S&P GLOBAL INC	COM	$290K	0.0%Prev: 0.0%	555 SH	Increased-11 SH
SALESFORCE INC	COM	$8.5M	0.3%Prev: 0.3%	31,959 SH	Increased+985 SH
SCHWAB CHARLES CORP	COM	$1.3M	0.1%Prev: 0.0%	12,527 SH	Increased+709 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL US L	$209K	0.0%Prev: 0.0%	7,690 SH	Increased
SCHWAB STRATEGIC TR	INTL EQTY ETF	$393K	0.0%Prev: 0.0%	16,331 SH	Increased-441 SH
SCHWAB STRATEGIC TR	US BRD MKT ETF	$5.5M	0.2%Prev: 0.2%	208,250 SH	Increased-3,743 SH
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$844K	0.0%Prev: 0.0%	30,760 SH	Decreased-2,308 SH
SCHWAB STRATEGIC TR	US LCAP GR ETF	$431K	0.0%Prev: 0.0%	13,209 SH	Increased+1,377 SH
SELECT SECTOR SPDR TR	STATE STREET COM	$547K	0.0%	4,648 SH	New
SELECT SECTOR SPDR TR	STATE STREET CON	$518K	0.0%	4,334 SH	New
SELECT SECTOR SPDR TR	STATE STREET ENE	$329K	0.0%	7,347 SH	New
SELECT SECTOR SPDR TR	STATE STREET FIN	$225K	0.0%	4,112 SH	New
SELECT SECTOR SPDR TR	STATE STREET HEA	$277K	0.0%	1,790 SH	New
SELECT SECTOR SPDR TR	STATE STREET IND	$266K	0.0%	1,712 SH	New
SELECT SECTOR SPDR TR	STATE STREET TEC	$1.8M	0.1%	12,535 SH	New
SIMPLIFY EXCHANGE TRADED FUN	HEDGED EQUITY	$264K	0.0%Prev: 0.0%	8,221 SH	Decreased-3,422 SH
SIMPLIFY EXCHANGE TRADED FUN	MANAGED FUTURES	$3.4M	0.1%Prev: 0.1%	125,102 SH	Decreased+1,159 SH
SPDR GOLD TR	GOLD SHS	$670K	0.0%Prev: 0.0%	1,691 SH	Increased-49 SH
SPDR INDEX SHS FDS	PORTFLI MSCI GBL	$558K	0.0%Prev: 0.0%	7,268 SH	Decreased-257 SH
SPDR INDEX SHS FDS	S&P NORTH AMER	$1.0M	0.0%Prev: 0.0%	15,081 SH	Decreased-1,223 SH
SPDR S&P 500 ETF TR	TR UNIT	$2.6M	0.1%Prev: 0.1%	3,796 SH	Increased+362 SH
SPDR SERIES TRUST	STATE STREET SPD	$90.1M	3.6%	3,164,361 SH	New
STARBUCKS CORP	COM	$323K	0.0%Prev: 0.0%	3,838 SH	Decreased-116 SH
T ROWE PRICE ETF INC	PRICE DIV GRWT	$370K	0.0%Prev: 0.0%	8,222 SH	Decreased-2,059 SH
T-MOBILE US INC	COM	$2.0M	0.1%Prev: 0.1%	10,091 SH	Decreased+772 SH
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$859K	0.0%Prev: 0.0%	2,825 SH	Increased+310 SH
TAPESTRY INC	COM	$948K	0.0%Prev: 0.0%	7,417 SH	Increased+220 SH
TCW ETF TRUST	FLEXIBLE INCOME	$759K	0.0%Prev: 0.0%	19,172 SH	Decreased-39 SH
TERADYNE INC	COM	$320K	0.0%Prev: 0.0%	1,654 SH	Increased+12 SH
TESLA INC	COM	$3.1M	0.1%Prev: 0.1%	6,841 SH	Increased+342 SH
TEXAS INSTRS INC	COM	$1.5M	0.1%Prev: 0.1%	8,711 SH	Decreased+187 SH
THE CIGNA GROUP	COM	$278K	0.0%Prev: 0.0%	1,011 SH	Decreased-8 SH
THERMO FISHER SCIENTIFIC INC	COM	$5.6M	0.2%Prev: 0.2%	9,732 SH	Increased+84 SH
TJX COS INC NEW	COM	$388K	0.0%Prev: 0.0%	2,527 SH	Decreased-289 SH
TRACTOR SUPPLY CO	COM	$209K	0.0%Prev: 0.0%	4,182 SH	Decreased-24 SH
UBER TECHNOLOGIES INC	COM	$11.1M	0.4%Prev: 0.5%	135,971 SH	Decreased+915 SH
UNION PAC CORP	COM	$299K	0.0%Prev: 0.0%	1,292 SH	Decreased-146 SH
UNITEDHEALTH GROUP INC	COM	$838K	0.0%Prev: 0.0%	2,537 SH	Decreased-25 SH
US BANCORP DEL	COM NEW	$220K	0.0%	4,132 SH	New
VALERO ENERGY CORP	COM	$371K	0.0%Prev: 0.0%	2,278 SH	Increased+696 SH
VANECK ETF TRUST	GOLD MINERS ETF	$261K	0.0%Prev: 0.0%	3,045 SH	Increased+3 SH
VANECK ETF TRUST	PREFERRED SECURT	$938K	0.0%Prev: 0.0%	53,097 SH	Increased+2,032 SH
VANGUARD BD INDEX FDS	TOTAL BND MRKT	$5.7M	0.2%Prev: 0.2%	77,470 SH	Increased+3,957 SH
VANGUARD INDEX FDS	EXTEND MKT ETF	$791K	0.0%Prev: 0.0%	3,784 SH	Increased+1,162 SH
VANGUARD INDEX FDS	GROWTH ETF	$40.2M	1.6%Prev: 1.7%	82,474 SH	Increased-1,001 SH
VANGUARD INDEX FDS	LARGE CAP ETF	$968K	0.0%Prev: 0.0%	3,076 SH	Increased+3 SH
VANGUARD INDEX FDS	MCAP GR IDXVIP	$549K	0.0%Prev: 0.0%	1,968 SH	Decreased-3 SH
VANGUARD INDEX FDS	MID CAP ETF	$3.3M	0.1%Prev: 0.2%	11,200 SH	Decreased-6,359 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$9.3M	0.4%Prev: 0.4%	14,883 SH	Increased+818 SH
VANGUARD INDEX FDS	SMALL CP ETF	$722K	0.0%Prev: 0.0%	2,799 SH	Increased+111 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$14.6M	0.6%Prev: 0.6%	43,406 SH	Increased+1,594 SH
VANGUARD INDEX FDS	VALUE ETF	$1.1M	0.0%Prev: 0.0%	5,533 SH	Increased-43 SH
VANGUARD INTL EQUITY INDEX F	ALLWRLD EX US	$27.8M	1.1%Prev: 1.1%	378,472 SH	Increased+13,386 SH
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$602K	0.0%Prev: 0.0%	11,202 SH	Decreased-333 SH
VANGUARD MALVERN FDS	STRM INFPROIDX	$28.7M	1.1%Prev: 1.1%	579,285 SH	Increased+32,708 SH
VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	$830K	0.0%Prev: 0.0%	14,132 SH	Decreased-351 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$441K	0.0%Prev: 0.0%	2,008 SH	Increased+397 SH
VANGUARD STAR FDS	VG TL INTL STK F	$831K	0.0%Prev: 0.0%	11,012 SH	Increased-39 SH
VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	$7.3M	0.3%Prev: 0.3%	116,652 SH	Decreased-13,092 SH
VANGUARD WHITEHALL FDS	HIGH DIV YLD	$1.6M	0.1%Prev: 0.1%	11,375 SH	Increased+4 SH
VANGUARD WORLD FD	INF TECH ETF	$705K	0.0%Prev: 0.0%	934 SH	Decreased-27 SH
VANGUARD WORLD FD	MEGA CAP INDEX	$511K	0.0%Prev: 0.0%	2,036 SH	Increased
VANGUARD WORLD FD	MEGA GRWTH IND	$20.9M	0.8%Prev: 0.9%	50,732 SH	Decreased-3,318 SH
VERIZON COMMUNICATIONS INC	COM	$361K	0.0%Prev: 0.0%	8,851 SH	Decreased-1,235 SH
VICTORY PORTFOLIOS II	SHORT TRM BD ETF	$1.1M	0.0%Prev: 0.0%	22,243 SH	Decreased-73 SH
VISA INC	COM CL A	$2.5M	0.1%Prev: 0.1%	7,136 SH	Increased-81 SH
WALMART INC	COM	$12.4M	0.5%Prev: 0.5%	110,933 SH	Increased+1,894 SH
WASTE MGMT INC DEL	COM	$594K	0.0%Prev: 0.0%	2,705 SH	Decreased-340 SH
WELLS FARGO CO NEW	COM	$4.8M	0.2%Prev: 0.2%	51,277 SH	Increased+666 SH
WELLTOWER INC	COM	$203K	0.0%Prev: 0.0%	1,094 SH	Decreased-113 SH
WISDOMTREE TR	DYNAMIC INTL EQT	$25.8M	1.0%Prev: 1.0%	593,277 SH	Increased+16,773 SH
WISDOMTREE TR	US QTLY DIV GRT	$82.8M	3.3%Prev: 3.3%	926,245 SH	Increased+23,781 SH
WISDOMTREE TR	VOYA YLD ENHNCD	$336K	0.0%Prev: 0.0%	6,848 SH	Decreased+7 SH
WORLD GOLD TR	SPDR GLD MINIS	$697K	0.0%Prev: 0.0%	8,162 SH	Increased
XCEL ENERGY INC	COM	$918K	0.0%Prev: 0.0%	12,423 SH	Decreased+678 SH

Sold (vs prior filing)

1 800 FLOWERS COM INC — $89K
ADVANCED DRAIN SYS INC DEL — $604K
AFLAC INC — $216K
AIR PRODS & CHEMS INC — $205K
BANCO SANTANDER S.A. — $166K
BLACKROCK LONG-TERM MUN ADVA — $167K
CINTAS CORP — $219K
COMCAST CORP NEW — $1.1M
CVS HEALTH CORP — $203K
DEERE & CO — $258K
ELEVANCE HEALTH INC FORMERLY — $1.4M
GENERAL MLS INC — $208K
ISHARES TR — $313K
KELLANOVA — $276K
MARSH & MCLENNAN COS INC — $209K
NOVO-NORDISK A S — $5.4M
OCCIDENTAL PETE CORP — $204K
OREILLY AUTOMOTIVE INC — $224K
PACER FDS TR — $2.6M
SCHWAB STRATEGIC TR — $395K
… and 19 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 20, 2026	Q4 2025	13F-HR	0001707206-26-000001	$2.50B	View
Nov 6, 2025	Q3 2025	13F-HR	0001707206-25-000004	$2.42B	View
Aug 11, 2026	Q2 2026