SHUFRO ROSE & CO LLC

CIK 0000908195 • 6 13F filings • May 8, 2025 – Aug 12, 2026

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Filer information

Filed by: SHUFRO ROSE & CO LLC, Principal and Senior Financial Advisor
Address: 600 LEXINGTON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022
Phone: 212-754-5100
AUM: $1.48B

AUM over time

$1.74B latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $1.48B300 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$589K	0.0%Prev: 0.0%	3,682 SH	Increased
ABBOTT LABS	COM	$364K	0.0%Prev: 0.0%	2,907 SH	Decreased
ABBVIE INC	COM	$780K	0.1%Prev: 0.1%	3,415 SH	Increased+200 SH
ABRDN GLOBAL INCOME FUND INC	COM	$57K	0.0%Prev: 0.0%	19,400 SH	Decreased-2,000 SH
ADOBE INC	COM	$245K	0.0%Prev: 0.0%	700 SH	Decreased-300 SH
ADVANCED MICRO DEVICES INC	COM	$366K	0.0%Prev: 0.0%	1,709 SH	Increased-403 SH
AFLAC INC	COM	$697K	0.0%Prev: 0.1%	6,318 SH	Decreased-1,500 SH
AIR LEASE CORP	CL A	$719K	0.0%Prev: 0.1%	11,200 SH	Decreased-20,750 SH
ALASKA AIR GROUP INC	COM	$1.2M	0.1%	23,700 SH	New
ALBEMARLE CORP	7.25% DEP SHS A	$585K	0.0%Prev: 0.1%	9,850 SH	Decreased-36,650 SH
ALLIANCEBERNSTEIN GLOBAL HIG	COM	$725K	0.0%Prev: 0.1%	67,850 SH	Increased+10,000 SH
ALLSTATE CORP	COM	$514K	0.0%Prev: 0.0%	2,470 SH	Increased
ALPHABET INC	CAP STK CL A	$3.7M	0.3%Prev: 0.1%	11,824 SH	Increased+549 SH
ALPHABET INC	CAP STK CL C	$2.7M	0.2%Prev: 0.2%	8,679 SH	Increased-2,304 SH
ALPS ETF TR	SMITH CORE PLUS	$126.6M	8.6%Prev: 9.4%	4,858,041 SH	Increased+424,090 SH
AMAZON COM INC	COM	$19.0M	1.3%Prev: 1.2%	82,324 SH	Increased+3,089 SH
AMENTUM HOLDINGS INC	COM	$315K	0.0%Prev: 0.0%	10,869 SH	Increased-1,685 SH
AMERICAN CENTY ETF TR	EMERGING MKT VAL	$1.4M	0.1%	23,390 SH	New
AMERICAN CENTY ETF TR	INTERNATIONAL LR	$2.3M	0.2%	32,128 SH	New
AMERICAN CENTY ETF TR	INTL SMCP VLU	$3.2M	0.2%Prev: 0.2%	33,706 SH	Increased+6,038 SH
AMERICAN CENTY ETF TR	US EQT ETF	$248K	0.0%	2,221 SH	New
AMERICAN EXPRESS CO	COM	$985K	0.1%Prev: 0.1%	2,663 SH	Increased
AMETEK INC	COM	$411K	0.0%Prev: 0.0%	2,000 SH	Increased
AMGEN INC	COM	$12.3M	0.8%Prev: 0.9%	37,712 SH	Increased+672 SH
ANGI INC	CL A NEW	$204K	0.0%	15,775 SH	New
AON PLC	CALL	$3.5M	0.2%	10,000 PRN	New
APPLE INC	COM	$52.4M	3.5%Prev: 3.3%	192,857 SH	Increased+10,617 SH
ASML HOLDING N V	N Y REGISTRY SHS	$455K	0.0%Prev: 0.0%	425 SH	Increased
AT&T INC	COM	$687K	0.0%Prev: 0.1%	27,664 SH	Decreased-1,000 SH
AUTOMATIC DATA PROCESSING IN	COM	$234K	0.0%Prev: 0.0%	911 SH	Decreased-281 SH
AUTOZONE INC	COM	$5.2M	0.3%Prev: 0.5%	1,522 SH	Decreased-33 SH
AVERY DENNISON CORP	COM	$21.3M	1.4%Prev: 1.7%	117,369 SH	Increased+3,068 SH
AXON ENTERPRISE INC	COM	$284K	0.0%Prev: 0.0%	500 SH	Decreased-300 SH
BANK AMERICA CORP	COM	$2.5M	0.2%Prev: 0.2%	44,565 SH	Increased-5,904 SH
BANK NEW YORK MELLON CORP	COM	$1.3M	0.1%Prev: 0.1%	11,355 SH	Increased-3,222 SH
BATH & BODY WORKS INC	COM	$731K	0.0%Prev: 0.0%	36,400 SH	Increased+23,000 SH
BEAM GLOBAL	COM	$23K	0.0%Prev: 0.0%	15,000 SH	Decreased
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$34.9M	2.4%Prev: 2.4%	69,495 SH	Increased+16,434 SH
BLACKROCK CALIF MUN INCOME T	SH BEN INT	$107K	0.0%Prev: 0.0%	10,000 SH	Decreased
BLACKROCK ENHANCED EQUITY DI	COM	$397K	0.0%Prev: 0.0%	41,862 SH	Increased
BLACKROCK FLOATING RATE INCO	COM	$602K	0.0%Prev: 0.0%	51,100 SH	Increased+6,750 SH
BLACKROCK LTD DURATION INCOM	COM SHS	$469K	0.0%Prev: 0.0%	34,150 SH	Increased+8,250 SH
BLACKROCK MUNIHLDGS NY QLTY	COM	$396K	0.0%Prev: 0.0%	38,700 SH	Increased+13,500 SH
BLACKROCK MUNIYIELD MICH QU	COM	$205K	0.0%Prev: 0.0%	17,500 SH	Increased
BLACKROCK MUNIYIELD N Y QUAL	COM	$803K	0.1%Prev: 0.0%	81,000 SH	Increased+27,000 SH
BLACKROCK MUNIYIELD PA QLTY	COM	$277K	0.0%Prev: 0.0%	25,000 SH	Increased+10,000 SH
BLACKSTONE INC	COM	$302K	0.0%Prev: 0.0%	1,960 SH	Increased+60 SH
BLACKSTONE SENI FLTN RAT 202	COM	$402K	0.0%Prev: 0.0%	29,800 SH	Increased+10,000 SH
BOEING CO	COM	$570K	0.0%Prev: 0.0%	2,624 SH	Increased+24 SH
BRISTOL-MYERS SQUIBB CO	COM	$307K	0.0%Prev: 0.0%	5,700 SH	Decreased-2,800 SH
BROADCOM INC	COM	$1.7M	0.1%Prev: 0.1%	5,045 SH	Increased+175 SH
BROADRIDGE FINL SOLUTIONS IN	COM	$558K	0.0%Prev: 0.0%	2,500 SH	Decreased
BUILDERS FIRSTSOURCE INC	COM	$936K	0.1%Prev: 0.1%	9,100 SH	Decreased
CANADIAN IMPERIAL BANK OF CO	COM	$544K	0.0%	6,000 SH	New
CAPITAL ONE FINL CORP	COM	$336K	0.0%	1,385 SH	New
CATERPILLAR INC	COM	$427K	0.0%Prev: 0.0%	745 SH	Increased-60 SH
CBRE GROUP INC	CL A	$845K	0.1%Prev: 0.1%	5,258 SH	Increased-452 SH
CENTURY CMNTYS INC	COM	$688K	0.0%	11,600 SH	New
CERUS CORP	COM	$41K	0.0%Prev: 0.0%	20,000 SH	Decreased-14,000 SH
CHENIERE ENERGY INC	COM NEW	$1.9M	0.1%Prev: 0.2%	9,925 SH	Decreased-100 SH
CHEVRON CORP NEW	COM	$4.8M	0.3%Prev: 0.5%	31,554 SH	Decreased-3,138 SH
CISCO SYS INC	COM	$1.3M	0.1%Prev: 0.1%	17,028 SH	Increased-985 SH
CLOROX CO DEL	COM	$695K	0.0%	6,897 SH	New
COCA COLA CO	COM	$378K	0.0%Prev: 0.0%	5,400 SH	Decreased-900 SH
COHEN & STEERS QUALITY INCOM	COM	$936K	0.1%Prev: 0.1%	82,000 SH	Increased+9,400 SH
COHEN & STEERS REIT & PFD &	COM	$1.1M	0.1%Prev: 0.1%	54,000 SH	Decreased+4,700 SH
COHEN & STEERS TOTAL RETURN	COM	$635K	0.0%Prev: 0.0%	57,500 SH	Increased+7,500 SH
COHERENT CORP	COM	$19.5M	1.3%Prev: 0.6%	105,568 SH	Increased-6,688 SH
COINBASE GLOBAL INC	PUT	$226K	0.0%	1,000 PRN	New
CONOCOPHILLIPS	COM	$1.1M	0.1%Prev: 0.1%	11,900 SH	Decreased-2,611 SH
CORNING INC	COM	$64.1M	4.3%Prev: 3.4%	731,556 SH	Increased-159,641 SH
COSTCO WHSL CORP NEW	COM	$203K	0.0%Prev: 0.0%	235 SH	Increased+23 SH
CSX CORP	COM	$413K	0.0%Prev: 0.0%	11,400 SH	Increased-1,000 SH
DEERE & CO	COM	$922K	0.1%Prev: 0.1%	1,980 SH	Decreased-210 SH
DIMENSIONAL ETF TRUST	EMERGING MKTS CO	$2.1M	0.1%	62,339 SH	New
DIMENSIONAL ETF TRUST	INTERNATNAL VAL	$341K	0.0%Prev: 0.0%	6,838 SH	Increased
DIMENSIONAL ETF TRUST	INTL CORE EQUITY	$4.9M	0.3%Prev: 0.0%	142,480 SH	Increased+123,410 SH
DIREXION SHS ETF TR	DLY SCOND 3XBU	$252K	0.0%	6,000 SH	New
DISNEY WALT CO	COM	$1.3M	0.1%Prev: 0.3%	11,177 SH	Decreased-25,591 SH
DOUBLELINE ETF TRUST	COMMERCIAL REAL	$75.9M	5.1%Prev: 3.5%	1,461,567 SH	Increased+626,648 SH
EATON VANCE FLTING RATE INC	COM	$122K	0.0%	10,800 SH	New
EATON VANCE MUNI INCOME TRUS	SH BEN INT	$135K	0.0%	12,500 SH	New
EATON VANCE SR FLTNG RTE TR	COM	$295K	0.0%Prev: 0.0%	26,500 SH	Decreased+800 SH
ECOLAB INC	COM	$5.5M	0.4%Prev: 0.4%	20,989 SH	Increased+3,349 SH
ELEVANCE HEALTH INC FORMERLY	COM	$438K	0.0%	1,250 SH	New
ELI LILLY & CO	COM	$48.5M	3.3%Prev: 3.0%	45,105 SH	Increased+21 SH
ENBRIDGE INC	COM	$2.3M	0.2%Prev: 0.2%	47,084 SH	Decreased-7,073 SH
ENTERPRISE PRODS PARTNERS L	COM	$340K	0.0%Prev: 0.0%	10,598 SH	Decreased-4,352 SH
EQUINIX INC	COM	$1.2M	0.1%Prev: 0.1%	1,559 SH	Decreased-180 SH
EQUUS TOTAL RETURN INC	COM	$44K	0.0%Prev: 0.0%	31,287 SH	Decreased-28,713 SH
ETF SER SOLUTIONS	DISTILLATE US	$211K	0.0%Prev: 0.0%	3,586 SH	Decreased-2,257 SH
EXPEDIA GROUP INC	COM NEW	$361K	0.0%Prev: 0.1%	1,275 SH	Decreased-2,370 SH
EXXON MOBIL CORP	COM	$5.9M	0.4%Prev: 0.5%	49,342 SH	Decreased-5,881 SH
FIDELITY MERRIMACK STR TR	LOW DURTIN ETF	$558K	0.0%	11,100 SH	New
FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	$322K	0.0%Prev: 0.0%	17,700 SH	Increased-500 SH
FIRST TR SR FLTG RATE INCOME	COM	$728K	0.0%Prev: 0.1%	72,300 SH	Decreased-7,500 SH
FLAGSTAR BANK NATIONAL ASSOC	COM NEW	$189K	0.0%	15,043 SH	New
FS KKR CAP CORP	COM	$296K	0.0%Prev: 1.1%	20,001 SH	Decreased-608,520 SH
GALLAGHER ARTHUR J & CO	COM	$362K	0.0%Prev: 0.0%	1,400 SH	Decreased
GATX CORP	COM	$204K	0.0%	1,200 SH	New
GE AEROSPACE	COM NEW	$721K	0.0%Prev: 0.0%	2,341 SH	Increased-488 SH
GE VERNOVA INC	COM	$403K	0.0%Prev: 0.0%	617 SH	Increased-125 SH
GENERAL DYNAMICS CORP	COM	$351K	0.0%Prev: 0.0%	1,043 SH	Increased+243 SH
GENERAL MTRS CO	COM	$252K	0.0%	3,100 SH	New
GLADSTONE LD CORP	COM	$101K	0.0%Prev: 0.0%	11,000 SH	Decreased-4,500 SH
GLOBAL MED REIT INC	COM NEW	$554K	0.0%Prev: 0.1%	16,410 SH	Decreased-69,340 SH
GOLDMAN SACHS ETF TR	ACTIVEBETA EME	$221K	0.0%Prev: 0.1%	5,317 SH	Decreased-37,114 SH
GOLDMAN SACHS ETF TR	ACTIVEBETA US LG	$3.1M	0.2%Prev: 0.2%	23,208 SH	Increased-382 SH
GULF IS FABRICATION INC	COM	$214K	0.0%Prev: 0.0%	17,856 SH	Increased
HEALTHPEAK PROPERTIES INC	COM	$528K	0.0%Prev: 0.1%	32,815 SH	Decreased-3,153 SH
HENRY SCHEIN INC	COM	$257K	0.0%Prev: 0.0%	3,400 SH	Decreased-2,925 SH
HOME DEPOT INC	COM	$618K	0.0%Prev: 0.1%	1,795 SH	Decreased-450 SH
HONEYWELL INTL INC	COM	$726K	0.0%Prev: 0.0%	3,719 SH	Increased+2,056 SH
HOWMET AEROSPACE INC	COM	$843K	0.1%Prev: 0.1%	4,110 SH	Increased-55 SH
IAC INC	COM NEW	$1.5M	0.1%Prev: 0.1%	37,400 SH	Decreased+4,400 SH
ILLINOIS TOOL WKS INC	COM	$3.8M	0.3%Prev: 0.3%	15,404 SH	Decreased-891 SH
IMMUCELL CORP	COM PAR	$215K	0.0%Prev: 0.0%	35,000 SH	Decreased-26,028 SH
IMPINJ INC	COM	$992K	0.1%Prev: 0.0%	5,700 SH	Increased
INTEL CORP	COM	$760K	0.1%Prev: 0.1%	20,600 SH	Increased-9,600 SH
INTERNATIONAL BUSINESS MACHS	COM	$21.3M	1.4%Prev: 1.4%	71,979 SH	Increased+1,633 SH
INVESCO EXCH TRADED FD TR II	PFD ETF	$1.0M	0.1%Prev: 0.1%	92,637 SH	Increased+24,280 SH
INVESCO EXCH TRD SLF IDX FD	BULETSHS 2029	$15.7M	1.1%Prev: 0.9%	832,472 SH	Increased+266,798 SH
INVESCO EXCH TRD SLF IDX FD	BULSHS 2026 CB	$23.3M	1.6%Prev: 1.9%	1,189,754 SH	Increased+20,080 SH
INVESCO EXCH TRD SLF IDX FD	BULSHS 2027 CB	$1.4M	0.1%Prev: 0.1%	70,688 SH	Increased+14,421 SH
INVESCO EXCH TRD SLF IDX FD	INVSCO 28 HYCORP	$777K	0.1%Prev: 0.0%	35,300 SH	Increased+25,300 SH
INVESCO EXCH TRD SLF IDX FD	INVSCO BLSH 26	$502K	0.0%Prev: 0.0%	21,500 SH	Increased+1,000 SH
INVESCO EXCH TRD SLF IDX FD	INVSCO BLSH 28	$16.6M	1.1%Prev: 0.4%	803,896 SH	Increased+552,275 SH
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$30.6M	2.1%Prev: 2.3%	159,796 SH	Increased-4,601 SH
INVESCO EXCHANGE TRADED FD T	S&P500 PUR VAL	$258K	0.0%	2,500 SH	New
INVESCO MUN OPPORTUNITY TR	COM	$244K	0.0%Prev: 0.0%	25,500 SH	Increased+7,000 SH
INVESCO QQQ TR	UNIT SER 1	$1.2M	0.1%Prev: 0.1%	1,917 SH	Increased+91 SH
INVESCO SR INCOME TR	COM	$124K	0.0%Prev: 0.0%	38,000 SH	Decreased
INVESCO TR INVT GRADE NEW YO	COM	$299K	0.0%Prev: 0.0%	26,000 SH	Increased+6,000 SH
ISHARES INC	CORE MSCI EMKT	$2.3M	0.2%Prev: 0.1%	33,479 SH	Increased+8,511 SH
ISHARES INC	MSCI EMERG MRKT	$1.1M	0.1%Prev: 0.0%	16,412 SH	Increased+10,956 SH
ISHARES INC	MSCI EQUAL WEITE	$1.7M	0.1%Prev: 0.1%	16,435 SH	Increased-95 SH
ISHARES TR	CORE MSCI EAFE	$3.3M	0.2%Prev: 0.2%	37,285 SH	Increased+3,843 SH
ISHARES TR	CORE MSCI TOTAL	$256K	0.0%Prev: 0.0%	3,025 SH	Increased-305 SH
ISHARES TR	CORE S&P MCP ETF	$746K	0.1%Prev: 0.1%	11,310 SH	Increased-50 SH
ISHARES TR	CORE S&P SCP ETF	$2.9M	0.2%Prev: 0.2%	24,277 SH	Increased+3,608 SH
ISHARES TR	CORE S&P500 ETF	$52.1M	3.5%Prev: 4.6%	76,131 SH	Decreased-23,324 SH
ISHARES TR	EAFE GRWTH ETF	$214K	0.0%	1,880 SH	New
ISHARES TR	EAFE VALUE ETF	$1.3M	0.1%Prev: 0.2%	17,651 SH	Decreased-23,222 SH
ISHARES TR	FLTG RATE NT ETF	$880K	0.1%Prev: 0.0%	17,300 SH	Increased+5,400 SH
ISHARES TR	GL CLEAN ENE ETF	$195K	0.0%Prev: 0.0%	11,860 SH	Decreased-20,592 SH
ISHARES TR	IBONDS 27 ETF	$441K	0.0%Prev: 0.0%	18,172 SH	Decreased-5,451 SH
ISHARES TR	IBONDS 29 TRM TS	$540K	0.0%Prev: 0.0%	24,596 SH	Increased+4,217 SH
ISHARES TR	IBONDS DEC 26	$271K	0.0%Prev: 0.0%	10,564 SH	Increased+600 SH
ISHARES TR	IBONDS DEC 29	$89.1M	6.0%Prev: 6.6%	3,805,205 SH	Increased+301,245 SH
ISHARES TR	IBONDS DEC2026	$28.9M	2.0%Prev: 2.1%	1,191,011 SH	Increased+104,556 SH
ISHARES TR	MSCI EAFE MIN VL	$2.2M	0.1%Prev: 0.1%	25,507 SH	Increased+7,277 SH
ISHARES TR	MSCI EMG MKT ETF	$221K	0.0%	4,039 SH	New
ISHARES TR	MSCI INTL MOMENT	$4.0M	0.3%Prev: 0.2%	84,227 SH	Increased+8,315 SH
ISHARES TR	MSCI INTL QUALTY	$377K	0.0%Prev: 0.1%	8,297 SH	Decreased-29,163 SH
ISHARES TR	MSCI USA MIN VOL	$1.4M	0.1%Prev: 0.1%	14,749 SH	Decreased-3,718 SH
ISHARES TR	MSCI USA MMENTM	$8.2M	0.6%Prev: 0.5%	32,563 SH	Increased+2,032 SH
ISHARES TR	MSCI USA QLT FCT	$15.2M	1.0%Prev: 0.9%	76,764 SH	Increased+10,234 SH
ISHARES TR	PFD AND INCM SEC	$1.5M	0.1%Prev: 0.1%	49,635 SH	Increased+1,250 SH
ISHARES TR	RUS 1000 GRW ETF	$589K	0.0%Prev: 0.0%	1,245 SH	Increased+381 SH
ISHARES TR	RUSSELL 2000 ETF	$258K	0.0%	1,050 SH	New
ISHARES TR	U.S. MED DVC ETF	$367K	0.0%Prev: 0.0%	5,900 SH	Increased
ISHARES TR	ULTRA SHORT DUR	$6.4M	0.4%	126,270 SH	New
ISHARES U S ETF TR	SHORT DURATION B	$1.7M	0.1%Prev: 0.1%	32,639 SH	Increased+3,194 SH
J & J SNACK FOODS CORP	COM	$1.3M	0.1%Prev: 0.1%	13,941 SH	Decreased
J P MORGAN EXCHANGE TRADED F	ULTRA SHRT ETF	$280K	0.0%	5,525 SH	New
JACOBS SOLUTIONS INC	COM	$1.8M	0.1%Prev: 0.1%	13,357 SH	Increased-78 SH
JOHNSON & JOHNSON	COM	$5.0M	0.3%Prev: 0.3%	24,257 SH	Increased-828 SH
JOHNSON CTLS INTL PLC	SHS	$12.6M	0.9%Prev: 1.4%	105,405 SH	Decreased-115,043 SH
JPMORGAN CHASE & CO.	COM	$36.6M	2.5%Prev: 2.3%	113,658 SH	Increased-877 SH
KEURIG DR PEPPER INC	COM	$2.2M	0.1%	79,100 SH	New
KIMBERLY-CLARK CORP	COM	$659K	0.0%	6,529 SH	New
KIRBY CORP	COM	$793K	0.1%Prev: 0.0%	7,200 SH	Increased
KLA CORP	COM NEW	$5.9M	0.4%Prev: 0.3%	4,852 SH	Increased-334 SH
LAM RESEARCH CORP	COM NEW	$1.2M	0.1%Prev: 0.0%	7,000 SH	Increased
LENNAR CORP	CL A	$6.1M	0.4%Prev: 0.5%	59,599 SH	Decreased+2,229 SH
LOCKHEED MARTIN CORP	COM	$476K	0.0%Prev: 0.1%	985 SH	Decreased-496 SH
M & T BK CORP	COM	$319K	0.0%Prev: 0.0%	1,585 SH	Increased+259 SH
MAGNUM ICE CREAM CO NV	ORD SHS	$294K	0.0%	18,522 SH	New
MANHATTAN BRDG CAP INC	COM	$1.0M	0.1%Prev: 0.1%	217,785 SH	Decreased+2,500 SH
MARATHON PETE CORP	COM	$1.2M	0.1%Prev: 0.1%	7,218 SH	Increased-125 SH
MARTIN MARIETTA MATLS INC	COM	$459K	0.0%Prev: 0.0%	737 SH	Increased+37 SH
MASTERCARD INCORPORATED	CL A	$1.1M	0.1%Prev: 0.1%	1,970 SH	Increased-69 SH
MCDONALDS CORP	COM	$333K	0.0%Prev: 0.0%	1,091 SH	Decreased
MEDICAL PPTYS TRUST INC	COM	$154K	0.0%Prev: 0.0%	30,700 SH	Decreased-9,500 SH
MEDTRONIC PLC	SHS	$1.9M	0.1%Prev: 0.2%	20,100 SH	Decreased-1,721 SH
MERCER INTL INC	COM	$141K	0.0%Prev: 0.1%	71,300 SH	Decreased-47,100 SH
MERCK & CO INC	COM	$1.5M	0.1%Prev: 0.1%	14,380 SH	Increased-2,288 SH
META PLATFORMS INC	CL A	$287K	0.0%Prev: 0.0%	435 SH	Decreased-268 SH
METLIFE INC	COM	$3.4M	0.2%Prev: 0.4%	42,853 SH	Decreased-14,139 SH
MICRON TECHNOLOGY INC	COM	$942K	0.1%Prev: 0.0%	3,300 SH	Increased
MICROSOFT CORP	COM	$52.8M	3.6%Prev: 3.3%	109,146 SH	Increased+1,555 SH
MIDCAP FINANCIAL INVSTMNT CO	COM NEW	$426K	0.0%Prev: 0.0%	37,267 SH	Decreased-4,567 SH
MILLROSE PPTYS INC	COM CL A	$680K	0.0%Prev: 0.1%	22,760 SH	Decreased-4,033 SH
MORGAN STANLEY	COM NEW	$957K	0.1%Prev: 0.1%	5,389 SH	Increased-400 SH
MOSAIC CO NEW	COM	$354K	0.0%Prev: 0.0%	14,700 SH	Decreased-7,000 SH
MOUNT LOGAN CAP INC	COM	$115K	0.0%	13,996 SH	New
NEW YORK TIMES CO	CL A	$2.6M	0.2%Prev: 0.2%	37,165 SH	Increased
NEXTERA ENERGY INC	COM	$264K	0.0%Prev: 0.0%	3,284 SH	Increased-200 SH
NIKE INC	CL B	$3.5M	0.2%Prev: 0.3%	55,519 SH	Increased+267 SH
NORFOLK SOUTHN CORP	COM	$566K	0.0%Prev: 0.0%	1,960 SH	Increased
NORWEGIAN CRUISE LINE HLDG L	SHS	$91K	0.0%	10,000 SH	New
NU HLDGS LTD	ORD SHS CL A	$285K	0.0%Prev: 0.0%	17,045 SH	Increased
NUTRIEN LTD	COM	$1.4M	0.1%Prev: 0.1%	22,263 SH	Increased-477 SH
NUVEEN AMT FREE QLTY MUN INC	COM	$270K	0.0%Prev: 0.0%	23,243 SH	Increased+3,743 SH
NUVEEN ARIZONA QLTY MUN INC	COM	$297K	0.0%Prev: 0.0%	25,000 SH	Decreased
NUVEEN NEW YORK QLT MUN INC	COM	$304K	0.0%Prev: 0.0%	27,000 SH	Decreased
NUVEEN PFD & INCOME OPPORTUN	COM	$149K	0.0%Prev: 0.0%	18,373 SH	Increased
NVIDIA CORPORATION	COM	$3.6M	0.2%Prev: 0.7%	19,317 SH	Decreased-59,262 SH
OPKO HEALTH INC	COM	$21K	0.0%Prev: 0.0%	17,000 SH	Decreased
ORACLE CORP	COM	$486K	0.0%Prev: 0.0%	2,492 SH	Increased+141 SH
PALO ALTO NETWORKS INC	COM	$243K	0.0%Prev: 0.0%	1,320 SH	Increased
PEPSICO INC	COM	$3.8M	0.3%Prev: 0.3%	26,420 SH	Decreased+555 SH
PERMA-PIPE INTL HLDGS INC	COM	$2.1M	0.1%Prev: 0.1%	70,000 SH	Increased
PFIZER INC	COM	$1.0M	0.1%Prev: 0.1%	40,274 SH	Decreased+279 SH
PHILLIPS 66	COM	$200K	0.0%Prev: 0.0%	1,550 SH	Decreased-1,225 SH
PIMCO INCOME STRATEGY FD	COM	$203K	0.0%Prev: 0.0%	24,100 SH	Increased+1,500 SH
PIMCO INCOME STRATEGY FD II	COM	$197K	0.0%Prev: 0.0%	26,200 SH	Decreased-200 SH
PROCTER AND GAMBLE CO	COM	$570K	0.0%Prev: 0.1%	3,974 SH	Decreased-100 SH
PRUDENTIAL FINL INC	COM	$339K	0.0%Prev: 0.0%	3,000 SH	Decreased-563 SH
PUBLIC SVC ENTERPRISE GRP IN	COM	$497K	0.0%Prev: 0.0%	6,184 SH	Decreased-4 SH
PURE STORAGE INC	CL A	$3.9M	0.3%Prev: 0.2%	58,550 SH	Increased-3,450 SH
PUTNAM MASTER INTER INCOME T	SH BEN INT	$37K	0.0%Prev: 0.0%	11,000 SH	Increased
PUTNAM PREMIER INCOME TR	SH BEN INT	$414K	0.0%Prev: 0.0%	117,000 SH	Decreased-8,700 SH
QUALCOMM INC	COM	$25.4M	1.7%Prev: 1.8%	148,751 SH	Increased+2,454 SH
QUEST DIAGNOSTICS INC	COM	$455K	0.0%Prev: 0.0%	2,622 SH	Decreased-628 SH
RAND CAP CORP	COM NEW	$159K	0.0%Prev: 0.0%	14,000 SH	Decreased
REALTY INCOME CORP	COM	$2.9M	0.2%Prev: 0.2%	51,500 SH	Decreased+250 SH
REDWOOD TRUST INC	COM	$336K	0.0%Prev: 0.0%	60,700 SH	Decreased-200 SH
REGENERON PHARMACEUTICALS	COM	$2.0M	0.1%Prev: 0.1%	2,635 SH	Increased+12 SH
REGENERON PHARMACEUTICALS	PUT	$1.9M	0.1%Prev: 0.1%	2,500 PRN	Increased
RESEARCH FRONTIERS INC	COM	$128K	0.0%Prev: 0.0%	97,500 SH	Increased-15,300 SH
RTX CORPORATION	COM	$1.3M	0.1%Prev: 0.1%	7,249 SH	Increased-800 SH
S&P GLOBAL INC	COM	$331K	0.0%Prev: 0.0%	633 SH	Decreased-47 SH
SALESFORCE INC	COM	$13.0M	0.9%Prev: 1.1%	48,929 SH	Decreased-2,374 SH
SELECT SECTOR SPDR TR	STATE STREET CON	$395K	0.0%	5,085 SH	New
SELECT SECTOR SPDR TR	STATE STREET FIN	$274K	0.0%	5,000 SH	New
SELECT SECTOR SPDR TR	STATE STREET HEA	$398K	0.0%	2,574 SH	New
SELECT SECTOR SPDR TR	STATE STREET TEC	$686K	0.0%	4,764 SH	New
SENECA FOODS CORP NEW	CL A	$3.4M	0.2%Prev: 0.2%	31,100 SH	Increased-3,100 SH
SHELL PLC	SPON ADS	$1.3M	0.1%Prev: 0.1%	17,550 SH	Decreased-5,764 SH
SONY GROUP CORP	SPONSORED ADR	$584K	0.0%Prev: 0.1%	22,811 SH	Decreased-7,929 SH
SOUTHERN CO	COM	$251K	0.0%Prev: 0.0%	2,879 SH	Decreased-748 SH
SPDR GOLD TR	GOLD SHS	$24.4M	1.7%Prev: 1.4%	61,563 SH	Increased+3,357 SH
SPDR S&P 500 ETF TR	PUT	$818K	0.1%	1,200 PRN	New
SPDR S&P 500 ETF TR	TR UNIT	$913K	0.1%Prev: 0.1%	1,339 SH	Increased+79 SH
SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	$263K	0.0%Prev: 0.0%	436 SH	Increased+10 SH
SPDR SERIES TRUST	STATE STREET SPD	$335K	0.0%	2,750 SH	New
SPOTIFY TECHNOLOGY S A	SHS	$261K	0.0%Prev: 0.0%	450 SH	Increased+5 SH
SPROTT ASSET MANAGEMENT LP	PHYSICAL GOLD AN	$16.2M	1.1%	352,806 SH	New
STEEL DYNAMICS INC	COM	$211K	0.0%	1,246 SH	New
STRYKER CORPORATION	COM	$287K	0.0%Prev: 0.0%	816 SH	Decreased-414 SH
SYNCHRONY FINANCIAL	COM	$993K	0.1%Prev: 0.1%	11,900 SH	Decreased-10,700 SH
SYNOPSYS INC	COM	$217K	0.0%	461 SH	New
TERADYNE INC	COM	$500K	0.0%Prev: 0.0%	2,585 SH	Increased-1,490 SH
TESLA INC	COM	$258K	0.0%	574 SH	New
TEXAS INSTRS INC	COM	$21.1M	1.4%Prev: 1.7%	121,651 SH	Decreased+4,201 SH
TEXAS PACIFIC LAND CORPORATI	COM	$1.1M	0.1%Prev: 0.3%	3,900 SH	Decreased+762 SH
THERMO FISHER SCIENTIFIC INC	COM	$33.2M	2.2%Prev: 2.3%	57,237 SH	Increased+770 SH
TIDEWATER INC NEW	COM	$364K	0.0%	7,200 SH	New
TOUCHSTONE ETF TRUST	TOUCHSTONE SANDS	$13.0M	0.9%Prev: 0.5%	458,866 SH	Increased+194,063 SH
TRANE TECHNOLOGIES PLC	SHS	$350K	0.0%Prev: 0.0%	900 SH	Increased
UMH PPTYS INC	COM	$1.3M	0.1%Prev: 0.1%	78,950 SH	Decreased-5,500 SH
UNILEVER PLC	SPON ADR NEW	$6.0M	0.4%Prev: 0.5%	91,360 SH	Decreased-10,315 SH
UNION PAC CORP	COM	$620K	0.0%Prev: 0.2%	2,679 SH	Decreased-5,328 SH
UNITEDHEALTH GROUP INC	COM	$1.7M	0.1%Prev: 0.3%	5,022 SH	Decreased-2,059 SH
US FOODS HLDG CORP	COM	$592K	0.0%Prev: 0.0%	7,860 SH	Increased
VALLEY NATL BANCORP	COM	$222K	0.0%Prev: 0.0%	19,000 SH	Increased
VALMONT INDS INC	COM	$483K	0.0%Prev: 0.0%	1,200 SH	Decreased-100 SH
VANECK ETF TRUST	GOLD MINERS ETF	$34.3M	2.3%Prev: 1.5%	399,568 SH	Increased+6,887 SH
VANECK MERK GOLD ETF	GOLD SHS	$638K	0.0%Prev: 0.0%	15,381 SH	Increased+630 SH
VANGUARD ADMIRAL FDS INC	MIDCP 400 VAL	$1.1M	0.1%Prev: 0.1%	10,985 SH	Increased+1,775 SH
VANGUARD BD INDEX FDS	TOTAL BND MRKT	$233K	0.0%Prev: 0.1%	3,142 SH	Decreased-5,411 SH
VANGUARD INDEX FDS	LARGE CAP ETF	$718K	0.0%	2,280 SH	New
VANGUARD INDEX FDS	MID CAP ETF	$33.9M	2.3%Prev: 1.6%	116,688 SH	Increased+41,360 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$26.5M	1.8%	42,249 SH	New
VANGUARD INDEX FDS	SM CP VAL ETF	$34.0M	2.3%Prev: 0.7%	160,599 SH	Increased+117,329 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$12.3M	0.8%Prev: 0.7%	36,644 SH	Increased+5,327 SH
VANGUARD INDEX FDS	VALUE ETF	$836K	0.1%Prev: 0.1%	4,375 SH	Increased-104 SH
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$503K	0.0%Prev: 0.2%	9,348 SH	Decreased-34,569 SH
VANGUARD INTL EQUITY INDEX F	FTSE SMCAP ETF	$791K	0.1%Prev: 0.2%	5,516 SH	Decreased-10,849 SH
VANGUARD MUN BD FDS	CORE TAX EXEMPT	$337K	0.0%Prev: 0.0%	4,456 SH	Increased+940 SH
VANGUARD SCOTTSDALE FDS	INT-TERM CORP	$11.6M	0.8%Prev: 0.8%	137,932 SH	Increased+24,349 SH
VANGUARD SCOTTSDALE FDS	INTER TERM TREAS	$9.0M	0.6%Prev: 0.4%	149,780 SH	Increased+74,915 SH
VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	$8.1M	0.5%Prev: 0.4%	137,650 SH	Increased+53,933 SH
VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	$13.1M	0.9%Prev: 0.9%	163,805 SH	Increased+23,098 SH
VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	$1.3M	0.1%Prev: 0.2%	20,408 SH	Decreased-39,397 SH
VERISK ANALYTICS INC	COM	$2.5M	0.2%Prev: 0.3%	11,081 SH	Decreased+29 SH
VERIZON COMMUNICATIONS INC	COM	$371K	0.0%Prev: 0.0%	9,100 SH	Decreased-1,036 SH
VILLAGE SUPER MKT INC	CL A NEW	$509K	0.0%Prev: 0.1%	14,394 SH	Decreased-1,800 SH
VISA INC	COM CL A	$610K	0.0%Prev: 0.0%	1,739 SH	Increased+85 SH
WALKER & DUNLOP INC	COM	$2.3M	0.2%Prev: 0.3%	38,981 SH	Decreased-6,977 SH
WALMART INC	COM	$1.2M	0.1%Prev: 0.1%	10,981 SH	Increased+1,234 SH
WARNER BROS DISCOVERY INC	COM SER A	$1.3M	0.1%Prev: 0.0%	46,467 SH	Increased-3,916 SH
WATERS CORP	COM	$304K	0.0%Prev: 0.0%	800 SH	Increased
WELLS FARGO CO NEW	COM	$680K	0.0%Prev: 0.1%	7,300 SH	Decreased-2,606 SH
WESTERN ASSET GBL HIGH INC F	COM	$86K	0.0%Prev: 0.0%	13,458 SH	Decreased
WW GRAINGER INC	COM	$1.1M	0.1%	1,050 SH	New
XYLEM INC	COM	$866K	0.1%Prev: 0.1%	6,357 SH	Increased+427 SH
YUM BRANDS INC	COM	$1.8M	0.1%Prev: 0.1%	11,708 SH	Decreased+240 SH
YUM CHINA HLDGS INC	COM	$559K	0.0%Prev: 0.0%	11,708 SH	Decreased+240 SH

Sold (vs prior filing)

180 DEGREE CAP CORP — $243K
Americold Realty Trust — $257K
ANSYS INC — $412K
APPLE INC — $222K
Atkore International Group Inc Com — $358K
BLACKROCK MUNIYILD QULT FD I — $152K
BLACKROCK N Y MUN INCOME TRU — $102K
BLACKSTONE SECD LENDING FD — $230K
BROOKFIELD CORP — $550K
CANADIAN IMPERIAL BK COMM — $338K
CAPRI HOLDINGS LIMITED — $215K
CHARTER COMMUNICATIONS INC N — $361K
CNH Industrial NV — $271K
COEUR MNG INC — $89K
CONSOLIDATED EDISON INC — $286K
CVS HEALTH CORP — $301K
DICKS SPORTING GOODS INC — $202K
EATON VANCE NEW YORK MUN BD — $95K
ELEVANCE HEALTH INC — $544K
ENERGY TRANSFER L P — $242K
… and 40 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 9, 2026	Q4 2025	13F-HR	0000908195-26-000001	$1.48B	View
Nov 12, 2025	Q3 2025	13F-HR	0000908195-25-000010	$1.22B	View
Aug 12, 2026	Q2 2026