Sherman Asset Management, Inc.

CIK 0001736535 • 6 13F filings • Apr 14, 2025 – Aug 5, 2026

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Filer information

Filed by: Sherman Asset Management, Inc., CCO
Address: 1500 PALMA DRIVE, SUITE 133, VENTURA, CA, 93003
Phone: 8056555062
AUM: $118.1M

AUM over time

$128.9M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationEnergyReal EstateOther

Holdings by filing

Portfolio value: $118.1M144 positionsView on SEC.gov

			% of Portfolio
3M CO COM	Stock	$18K	0.0%Prev: 0.0%	111 SH	Increased
ABBOTT LABS COM	Stock	$178K	0.2%Prev: 0.2%	1,418 SH	Decreased
ADOBE INC COM	Stock	$709K	0.6%Prev: 0.0%	2,027 SH	Increased+2,000 SH
ALEXANDRIA REAL ESTATE EQ INC COM	REIT	$37K	0.0%Prev: 0.1%	766 SH	Decreased
ALNYLAM PHARMACEUTICALS INC COM	Stock	$6K	0.0%Prev: 0.0%	15 SH	Decreased
ALPHABET INC CAP STK CL A	Stock	$6.7M	5.7%Prev: 4.0%	21,382 SH	Increased+2,400 SH
AMAZON COM INC COM	Stock	$1.9M	1.6%Prev: 1.6%	8,363 SH	Increased
AMERICAN TOWER CORP COM	REIT	$77K	0.1%	439 SH	New
AMGEN INC COM	Stock	$227K	0.2%Prev: 0.2%	695 SH	Increased
AMPLIFY LITHIUM & BATTERY TECHNOLOGY ETF	ETF	$60K	0.1%Prev: 0.1%	4,381 SH	Decreased-2,403 SH
APPLE INC COM	Stock	$3.8M	3.2%Prev: 3.3%	13,813 SH	Decreased-1,126 SH
ARCHER DANIELS MIDLAND CO COM	Stock	$27K	0.0%Prev: 0.0%	464 SH	Decreased
ASML HLDG NV N Y REGISTRY SHS	ADR	$9K	0.0%	8 SH	New
AT&T INC COM	Stock	$20K	0.0%Prev: 0.1%	811 SH	Decreased-3,086 SH
AVALONBAY CMNTYS INC COM	REIT	$96K	0.1%Prev: 0.1%	528 SH	Decreased
BANK AMERICA CORP COM	Stock	$140K	0.1%Prev: 0.1%	2,546 SH	Increased
BERKSHIRE HATHAWAY INC DEL CL B NEW	Stock	$131K	0.1%Prev: 0.1%	260 SH	Decreased
BLACKROCK INC COM	Stock	$125K	0.1%Prev: 0.1%	117 SH	Decreased
BOOKING HOLDINGS INC COM	Stock	$11K	0.0%Prev: 0.0%	2 SH	Decreased
BRISTOL-MYERS SQUIBB CO COM	Stock	$154K	0.1%Prev: 0.1%	2,849 SH	Increased
CHEVRON CORPORATION COM	Stock	$1K	0.0%	7 SH	New
CIPHER MINING INC COM	Stock	$30K	0.0%Prev: 0.0%	2,008 SH	Increased
CISCO SYS INC COM	Stock	$814K	0.7%Prev: 0.1%	10,567 SH	Increased+9,300 SH
CITIGROUP INC COM NEW	Stock	$173K	0.1%Prev: 0.1%	1,482 SH	Increased
CLOROX CO DEL COM	Stock	$25K	0.0%Prev: 0.0%	252 SH	Decreased
COCA COLA CO COM	Stock	$239K	0.2%Prev: 0.2%	3,417 SH	Increased+1 SH
COLGATE PALMOLIVE CO COM	Stock	$50K	0.0%Prev: 0.0%	636 SH	Decreased
COMCAST CORP NEW CL A	Stock	$8K	0.0%Prev: 0.0%	258 SH	Decreased
COSTCO WHOLESALE CORPORATION COM	Stock	$791K	0.7%	918 SH	New
CVS HEALTH CORP COM	Stock	$22K	0.0%Prev: 0.0%	274 SH	Increased
CYBERARK SOFTWARE LTD SHS	Stock	$294K	0.2%Prev: 0.3%	660 SH	Decreased
CYTOKINETICS INC COM NEW	Stock	$9K	0.0%Prev: 0.0%	142 SH	Increased
DISNEY WALT CO COM	Stock	$35K	0.0%Prev: 0.1%	308 SH	Decreased-861 SH
DOMINOS PIZZA INC COM	Stock	$25K	0.0%Prev: 0.0%	60 SH	Decreased
ELI LILLY & CO COM	Stock	$930K	0.8%Prev: 0.6%	865 SH	Increased
EQUINIX INC COM	REIT	$110K	0.1%Prev: 0.1%	143 SH	Decreased
EQUITY RESIDENTIAL SH BEN INT	REIT	$95K	0.1%Prev: 0.1%	1,505 SH	Decreased
EXTRA SPACE STORAGE INC COM	REIT	$82K	0.1%Prev: 0.1%	626 SH	Decreased
FIRST TRUST NASDAQ CYBERSECURITY ETF	ETF	$2.6M	2.2%Prev: 2.4%	37,020 SH	Decreased-15 SH
FIRST TRUST SKYBRIDGE CRYPTO INDUSTRY & DIGITAL ECONOMY ETF	ETF	$198K	0.2%Prev: 0.3%	13,198 SH	Decreased
FRESH DEL MONTE PRODUCE INC ORD	Stock	$58K	0.0%Prev: 0.0%	1,636 SH	Increased
GENERAL MILLS INC COM	Stock	$28K	0.0%	605 SH	New
GILEAD SCIENCES INC COM	Stock	$236K	0.2%Prev: 0.2%	1,920 SH	Increased
GOLDMAN SACHS GROUP INC COM	Stock	$193K	0.2%Prev: 0.2%	219 SH	Increased
HEALTHPEAK PROPERTIES INC COM	REIT	$74K	0.1%Prev: 0.1%	4,630 SH	Decreased
HILTON WORLDWIDE HLDGS INC COM	Stock	$45K	0.0%Prev: 0.0%	156 SH	Increased
HORMEL FOODS CORP COM	Stock	$6K	0.0%Prev: 0.0%	243 SH	Decreased
INVESCO QQQ TRUST SERIES I	ETF	$158K	0.1%Prev: 0.1%	258 SH	Increased+1 SH
IREN LIMITED ORDINARY SHARES	Stock	$47K	0.0%Prev: 0.1%	1,248 SH	Decreased
ISHARES CALIFORNIA MUNI BOND ETF	ETF	$215K	0.2%Prev: 0.2%	3,744 SH	Increased
ISHARES CORE S&P 500 ETF	ETF	$22.4M	19.0%Prev: 18.8%	32,749 SH	Increased+232 SH
ISHARES CORE S&P MID-CAP ETF	ETF	$2.4M	2.0%Prev: 2.0%	35,646 SH	Increased
ISHARES CORE S&P SMALL CAP ETF	ETF	$8.3M	7.0%Prev: 7.4%	68,917 SH	Decreased-3,558 SH
ISHARES CORE S&P U.S. GROWTH ETF	ETF	$18K	0.0%Prev: 0.0%	106 SH	Increased
ISHARES CORE S&P US VALUE ETF	ETF	$25K	0.0%Prev: 0.0%	240 SH	Increased
ISHARES ESG AWARE MSCI EAFE ETF	ETF	$421K	0.4%Prev: 0.3%	4,427 SH	Increased+376 SH
ISHARES ESG AWARE MSCI USA ETF	ETF	$559K	0.5%Prev: 0.5%	3,751 SH	Increased+39 SH
ISHARES ESG AWARE MSCI USA GROWTH ETF	ETF	$19K	0.0%	352 SH	New
ISHARES ESG AWARE MSCI USA SMALL-CAP ETF	ETF	$113K	0.1%Prev: 0.1%	2,456 SH	Increased+1,094 SH
ISHARES ESG SELECT SCREENED S&P MID-CAP ETF	ETF	$33K	0.0%	742 SH	New
ISHARES FLOATING RATE BOND ETF	ETF	$383K	0.3%Prev: 0.3%	7,539 SH	Increased+520 SH
ISHARES RUSSELL 2000 ETF	ETF	$1.0M	0.9%	4,170 SH	New
JOHNSON & JOHNSON COM	Stock	$303K	0.3%Prev: 0.2%	1,466 SH	Increased
JPMORGAN CHASE & CO COM	Stock	$184K	0.2%	570 SH	New
KIMBERLY-CLARK CORP COM	Stock	$37K	0.0%Prev: 0.0%	368 SH	Decreased
KROGER CO COM	Stock	$94K	0.1%Prev: 0.1%	1,507 SH	Decreased+1 SH
LOWES COS INC COM	Stock	$8K	0.0%Prev: 0.0%	32 SH	Decreased
MASTERCARD INCORPORATED CL A	Stock	$649K	0.5%Prev: 0.6%	1,137 SH	Increased+1 SH
MCDONALDS CORP COM	Stock	$614K	0.5%Prev: 0.5%	2,010 SH	Increased+1 SH
MERCK & CO INC COM	Stock	$180K	0.2%Prev: 0.1%	1,708 SH	Increased
META PLATFORMS INC CL A	Stock	$3.4M	2.9%Prev: 3.3%	5,137 SH	Decreased
MICROSOFT CORP COM	Stock	$3.5M	3.0%Prev: 3.5%	7,300 SH	Decreased-568 SH
MID-AMER APT CMNTYS INC COM	REIT	$92K	0.1%Prev: 0.1%	663 SH	Decreased
MORGAN STANLEY COM NEW	Stock	$206K	0.2%Prev: 0.2%	1,162 SH	Increased
NETFLIX INC. COM	Stock	$127K	0.1%	1,350 SH	New
NVIDIA CORPORATION COM	Stock	$640K	0.5%Prev: 0.8%	3,433 SH	Decreased-1,577 SH
OKTA INC CL A	Stock	$4K	0.0%Prev: 0.0%	50 SH	Decreased
ORACLE CORP COM	Stock	$195K	0.2%Prev: 3.7%	999 SH	Decreased-14,066 SH
PALANTIR TECHNOLOGIES, INC.	Stock	$675K	0.6%	3,800 SH	New
PAYPAL HLDGS INC COM	Stock	$18K	0.0%Prev: 0.0%	307 SH	Decreased
PEPSICO INC COM	Stock	$93K	0.1%Prev: 0.1%	650 SH	Increased
PFIZER INC COM	Stock	$120K	0.1%Prev: 0.1%	4,833 SH	Decreased
PROCTER & GAMBLE CO COM	Stock	$183K	0.2%	1,280 SH	New
PROLOGIS INC. COM	REIT	$170K	0.1%Prev: 0.1%	1,329 SH	Increased
PUBLIC STORAGE OPER CO COM	REIT	$88K	0.1%Prev: 0.1%	338 SH	Decreased
ROBINHOOD MARKETS, INC.	Stock	$679K	0.6%	6,000 SH	New
SALESFORCE INC COM	Stock	$14K	0.0%Prev: 0.0%	52 SH	Increased
SBA COMMUNICATIONS CORP CL A	REIT	$69K	0.1%	357 SH	New
SCHWAB CHARLES CORP COM	Stock	$121K	0.1%Prev: 0.1%	1,214 SH	Increased
SCHWAB SHORT-TERM US TREASURY ETF	ETF	$971K	0.8%Prev: 0.8%	39,861 SH	Increased+2,180 SH
SCHWAB U.S. MID-CAP ETF	ETF	$264K	0.2%Prev: 0.2%	8,784 SH	Increased
SCHWAB US TIPS ETF	ETF	$1.4M	1.2%Prev: 1.2%	54,669 SH	Increased+4,689 SH
SEA LTD SPONSORD ADS	ADR	$3K	0.0%Prev: 0.0%	26 SH	Decreased
SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF	ETF	$2.1M	1.8%Prev: 1.8%	48,370 SH	Increased-1,391 SH
SPOTIFY TECHNOLOGY S A SHS	Stock	$8K	0.0%Prev: 0.0%	13 SH	Decreased
STARBUCKS CORP COM	Stock	$181K	0.2%Prev: 0.2%	2,148 SH	Decreased
STATE STR SPDR S&P 500 ETF TR TR UNIT	ETF	$1.3M	1.1%	1,920 SH	New
STATE STREET COMMUNICATION SERVICES SELECT SECTOR SPDR ETF	ETF	$570K	0.5%	4,844 SH	New
STATE STREET CONSUMER DISCRETIONARY SELECT SECTOR SPDR ETF	ETF	$1.1M	1.0%	9,509 SH	New
STATE STREET CONSUMER STAPLES SELECT SECTOR SPDR ETF	ETF	$536K	0.5%	6,904 SH	New
STATE STREET FINANCIAL SELECT SECTOR SPDR ETF	ETF	$843K	0.7%	15,399 SH	New
STATE STREET HEALTH CARE SELECT SECTOR SPDR ETF	ETF	$1.1M	0.9%	6,826 SH	New
STATE STREET MATERIALS SELECT SECTOR SPDR ETF	ETF	$24K	0.0%	530 SH	New
STATE STREET REAL ESTATE SELECT SECTOR SPDR ETF	ETF	$124K	0.1%	3,075 SH	New
STATE STREET SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF	ETF	$163K	0.1%Prev: 0.1%	1,973 SH	Increased
STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF	ETF	$360K	0.3%Prev: 0.3%	3,374 SH	Increased+214 SH
STATE STREET SPDR PORTFOLIO S&P 600 SMALL CAP ETF	ETF	$1.8M	1.5%Prev: 1.6%	38,321 SH	Decreased-1,256 SH
STATE STREET SPDR S&P BIOTECH ETF	ETF	$286K	0.2%Prev: 0.3%	2,346 SH	Decreased-735 SH
STATE STREET SPDR S&P HEALTH CARE EQUIPMENT ETF	ETF	$55K	0.0%Prev: 0.0%	625 SH	Increased-25 SH
STATE STREET SPDR S&P KENSHO NEW ECONOMIES COMPOSITE ETF	ETF	$209K	0.2%Prev: 0.3%	3,494 SH	Decreased-1,766 SH
STATE STREET SPDR S&P SOFTWARE & SERVICES ETF	ETF	$26K	0.0%Prev: 0.0%	140 SH	Decreased-131 SH
STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF	ETF	$8.2M	6.9%	56,670 SH	New
STATE STREET UTILITIES SELECT SECTOR SPDR ETF	ETF	$98K	0.1%	2,294 SH	New
SYSCO CORP COM	Stock	$6K	0.0%Prev: 0.0%	80 SH	Decreased
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS	ADR	$1.5M	1.2%Prev: 1.2%	4,788 SH	Increased+1 SH
TARGET CORP COM	Stock	$30K	0.0%Prev: 0.0%	307 SH	Decreased-28 SH
TESLA INC COM	Stock	$2.4M	2.0%Prev: 1.5%	5,241 SH	Increased+1,275 SH
THE CAMPBELLS COMPANY COM	Stock	$24K	0.0%Prev: 0.0%	874 SH	Decreased
THERMO FISHER SCIENTIFIC INC COM	Stock	$31K	0.0%Prev: 0.0%	53 SH	Increased
TJX COS INC NEW COM	Stock	$11K	0.0%Prev: 0.0%	72 SH	Increased
TRUPANION INC COM	Stock	$2K	0.0%Prev: 0.0%	64 SH	Decreased
TYSON FOODS INC CL A	Stock	$10K	0.0%Prev: 0.0%	175 SH	Increased
UBER TECHNOLOGIES INC COM	Stock	$182K	0.2%Prev: 0.2%	2,232 SH	Decreased
UNITEDHEALTH GROUP INC COM	Stock	$86K	0.1%Prev: 0.1%	260 SH	Decreased
VANECK BDC INCOME ETF	ETF	$50K	0.0%Prev: 0.0%	3,508 SH	Decreased
VANGUARD ESG U.S. STOCK ETF	ETF	$660K	0.6%Prev: 0.3%	5,453 SH	Increased+2,253 SH
VANGUARD FTSE DEVELOPED MARKETS ETF	ETF	$695K	0.6%Prev: 0.6%	11,125 SH	Decreased-1,263 SH
VANGUARD GROWTH ETF	ETF	$20K	0.0%Prev: 0.0%	41 SH	Increased
VANGUARD INFORMATION TECHNOLOGY ETF	ETF	$121K	0.1%Prev: 0.2%	161 SH	Decreased-179 SH
VANGUARD MID-CAP ETF	ETF	$1.0M	0.9%Prev: 1.1%	4,510 SH	Decreased-5 SH
VANGUARD REAL ESTATE ETF	ETF	$2.0M	1.7%Prev: 1.7%	23,144 SH	Increased+1,703 SH
VANGUARD S&P 500 ETF	ETF	$55K	0.0%Prev: 0.0%	87 SH	Increased
VANGUARD SMALL-CAP GROWTH ETF	ETF	$39K	0.0%Prev: 0.0%	130 SH	Increased
VANGUARD TOTAL BOND MARKET ETF	ETF	$3.2M	2.7%Prev: 2.6%	43,443 SH	Increased+3,458 SH
VANGUARD TOTAL STOCK MARKET ETF	ETF	$11.9M	10.1%Prev: 9.8%	35,525 SH	Increased+776 SH
VANGUARD VALUE ETF	ETF	$124K	0.1%Prev: 0.1%	652 SH	Decreased-17 SH
VERIZON COMMUNICATIONS INC COM	Stock	$18K	0.0%Prev: 0.1%	438 SH	Decreased-1,877 SH
VISA INC COM CL A	Stock	$575K	0.5%Prev: 0.5%	1,640 SH	Increased
WALMART INC COM	Stock	$863K	0.7%Prev: 0.7%	7,743 SH	Increased
WASTE MGMT INC DEL COM	Stock	$194K	0.2%Prev: 0.2%	883 SH	Decreased
WELLS FARGO & CO COM	Stock	$161K	0.1%	1,729 SH	New
WISDOMTREE ARTIFICIAL INTELLIGENCE AND INNOVATION FUND	ETF	$20K	0.0%Prev: 0.1%	693 SH	Decreased-4,270 SH
WYNDHAM HOTELS & RESORTS INC COM	Stock	$19K	0.0%Prev: 0.0%	255 SH	Decreased
YUM BRANDS INC COM	Stock	$110K	0.1%Prev: 0.1%	725 SH	Decreased

Sold (vs prior filing)

AMERICAN TOWER CORP NEW COM — $84K
ASML HOLDING N V N Y REGISTRY SHS — $8K
CHEVRON CORP NEW COM — $1K
COMMUNICATION SERVICES SELECT SECTOR SPDR FUND — $573K
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND — $1.1M
CONSUMER STAPLES SELECT SECTOR SPDR FUND — $468K
COSTCO WHSL CORP NEW COM — $850K
FINANCIAL SELECT SECTOR SPDR FUND — $828K
GENERAL MLS INC COM — $31K
HEALTH CARE SELECT SECTOR SPDR FUND — $880K
JPMORGAN CHASE & CO. COM — $180K
KELLANOVA COM — $44K
MATERIALS SELECT SECTOR SPDR FUND — $24K
MONDELEZ INTL INC CL A — $6K
NETFLIX INC COM — $299K
PROCTER AND GAMBLE CO COM — $197K
REAL ESTATE SELECT SECTOR SPDR FUND — $129K
SBA COMMUNICATIONS CORP NEW CL A — $69K
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF — $1.3M
SPDR S&P 500 ETF TRUST — $40K
… and 4 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 5, 2026	Q4 2025	13F-HR	0001736535-26-000001	$118.1M	View
Nov 5, 2025	Q3 2025	13F-HR	0001736535-25-000007	$115.9M	View
Aug 5, 2026	Q2 2026