READYSTATE ASSET MANAGEMENT LP

CIK 0001900923 • 6 13F filings • May 6, 2025 – Aug 14, 2026

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Filer information

Filed by: READYSTATE ASSET MANAGEMENT LP, General Counsel & Chief Compliance Officer
Address: 360 N GREEN STREET, SUITE 1400, CHICAGO, IL, 60607
Phone: 312-471-8613
AUM: $2.47B

AUM over time

$2.93B latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $2.47B377 positionsView on SEC.gov

			% of Portfolio
1RT ACQUISITION CORP.	UNIT 06/26/2030	$104K	0.0%Prev: 0.0%	10,000 SH	Decreased
AA MISSION ACQUISITION CORP	*W EXP 08/01/203	$4K	0.0%Prev: 0.0%	25,000 SH	Increased
ABIVAX SA	SPONSORED ADS	$12.9M	0.5%	95,729 SH	New
ABRDN ASIA PACIFIC INCOME FU	COM NEW	$473K	0.0%	30,847 SH	New
ABRDN WORLD HEALTHCARE FUND	BEN INT SHS	$1.9M	0.1%	151,724 SH	New
ACCO BRANDS CORP	COM	$5.7M	0.2%Prev: 0.2%	1,517,338 SH	Increased+590,006 SH
ADAPTHEALTH CORP	COMMON STOCK	$2.2M	0.1%Prev: 0.1%	225,133 SH	Decreased-49,300 SH
AEROVIRONMENT INC	NOTE 7/1	$5.4M	0.2%	5,000,000 PRN	New
AFFIRM HLDGS INC	COM CL A	$2.6M	0.1%	34,647 SH	New
AGRICULTURE & NAT SOL ACQ CO	*W EXP 10/01/202	$35K	0.0%Prev: 0.0%	104,109 SH	Increased+4,109 SH
ALARM COM HLDGS INC	NOTE 1/1	$30.1M	1.2%	30,000,000 PRN	New
ALBEMARLE CORP	COM	$4.6M	0.2%Prev: 0.1%	32,279 SH	Increased+6,829 SH
ALBERTSONS COS INC	COMMON STOCK	$695K	0.0%	40,490 SH	New
ALDEL FINL II INC	CL A	$531K	0.0%Prev: 0.0%	50,512 SH	Increased+512 SH
ALEXANDRIA REAL ESTATE EQ IN	COM	$444K	0.0%	9,071 SH	New
ALGOMA STL GROUP INC	COM	$2.6M	0.1%Prev: 0.1%	640,324 SH	Increased
ALIBABA GROUP HLDG LTD	SPONSORED ADS	$690K	0.0%Prev: 0.3%	4,704 SH	Decreased-32,391 SH
ALLIANCE LAUNDRY HLDGS INC	COM	$3.2M	0.1%	155,000 SH	New
ALLIANCEBERNSTEIN GLOBAL HIG	COM	$1.1M	0.0%	106,973 SH	New
ALLIANCEBERNSTEIN NATL MUN I	COM	$119K	0.0%	11,013 SH	New
ALLSPRING INCOME OPPORTUNIT	INC OPPTY FD	$594K	0.0%Prev: 0.0%	87,559 SH	Increased+23,115 SH
ALLSPRING MULTI SECTOR INCOM	COM	$234K	0.0%	25,212 SH	New
ALPHABET INC	CAP STK CL A	$24.6M	1.0%	78,503 SH	New
AMAZON COM INC	COM	$22.9M	0.9%	99,231 SH	New
AMBARELLA INC	SHS	$5.4M	0.2%Prev: 0.3%	76,879 SH	Decreased+3,934 SH
AMBIQ MICRO INC	COMMON STOCK	$473K	0.0%Prev: 0.0%	16,596 SH	Decreased-4,904 SH
AMERICAN AXLE & MFG HLDGS IN	COM	$4.1M	0.2%Prev: 0.1%	639,103 SH	Increased+413,010 SH
AMN HEALTHCARE SVCS INC	COM	$548K	0.0%Prev: 0.0%	34,778 SH	Decreased-12,365 SH
ANDERSEN GROUP INC	CL A	$2.0M	0.1%	78,884 SH	New
ANDRETTI ACQUISITION CORP II	*W EXP 06/01/203	$6K	0.0%Prev: 0.0%	23,600 SH	Increased-1,400 SH
APEX TREAS CORP	UNIT 10/07/2030	$3.0M	0.1%	300,000 SH	New
APPLE INC	COM	$21.9M	0.9%	80,610 SH	New
ARCHIMEDES TECH SPAC PARTNER	*W EXP 10/15/202	$14K	0.0%Prev: 0.0%	25,000 SH	Increased
ARCHIMEDES TECH SPAC PARTNER	ORD SHS	$1.5M	0.1%Prev: 0.1%	147,534 SH	Increased
ARES DYNAMIC CR ALLOCATION F	COM	$2.3M	0.1%Prev: 0.0%	169,592 SH	Increased+132,178 SH
ARKO CORP	COM	$893K	0.0%Prev: 0.0%	196,696 SH	Decreased-33,090 SH
ARMADA ACQUISITION CORP II	UNIT 05/21/2030	$1.1M	0.0%Prev: 0.0%	99,086 SH	Decreased-914 SH
AVANTOR INC	COM	$9.3M	0.4%Prev: 0.0%	813,081 SH	Increased+738,890 SH
AXIOM INTELLIGENCE AC CORP 1	ORD SHS CL A	$1.8M	0.1%	175,000 SH	New
AXIOM INTELLIGENCE AC CORP 1	RIGHT 06/10/2030	$37K	0.0%	175,000 SH	New
BAIN CAP GSS INVT CORP	UNIT 99/99/9999	$505K	0.0%Prev: 0.0%	49,386 SH	Increased+27,744 SH
BATH & BODY WORKS INC	COM	$820K	0.0%	40,826 SH	New
BEAZER HOMES USA INC	COM NEW	$3.2M	0.1%Prev: 0.1%	157,870 SH	Increased+95,782 SH
BENTLEY SYS INC	NOTE 0.375% 7/0	$37.7M	1.5%	40,000,000 PRN	New
BERTO ACQUISITION CORP	ORD SHS	$187K	0.0%	18,398 SH	New
BETA TECHNOLOGIES INC	COM SHS CL A	$592K	0.0%	21,000 SH	New
BILL HOLDINGS INC	COM	$17.1M	0.7%Prev: 0.3%	313,327 SH	Increased+182,811 SH
BIOHAVEN LTD	COM	$7.4M	0.3%Prev: 0.2%	651,603 SH	Increased+274,484 SH
BLACKBERRY LTD	NOTE 3.000% 2/1	$22.8M	0.9%	18,020,000 PRN	New
BLACKLINE INC	COM	$3.9M	0.2%	70,242 SH	New
BLACKLINE INC	NOTE 3/1	$9.9M	0.4%	10,000,000 PRN	New
BLACKROCK CALIF MUN INCOME T	SH BEN INT	$317K	0.0%Prev: 0.0%	29,492 SH	Increased+14,850 SH
BLACKROCK CAP ALLOCATION TER	COM	$2.9M	0.1%	203,918 SH	New
BLACKROCK CORE BD TR	SHS BEN INT	$963K	0.0%	100,390 SH	New
BLACKROCK ENHANCED GLOBAL DI	COM	$678K	0.0%Prev: 0.0%	57,882 SH	Increased+5,238 SH
BLACKROCK ENHANCED INTL DIV	COM BENE INTER	$169K	0.0%Prev: 0.0%	28,819 SH	Decreased-6,934 SH
BLACKROCK FLOATING RATE INC	COM	$5.0M	0.2%	441,604 SH	New
BLACKROCK FLOATING RATE INCO	COM	$5.8M	0.2%	490,138 SH	New
BLACKROCK HEALTH SCIENCES TE	COM SHS	$4.8M	0.2%Prev: 0.2%	321,259 SH	Increased+74,185 SH
BLACKROCK INCOME TR INC	COM NEW	$173K	0.0%	15,684 SH	New
BLACKROCK INVT QUALITY MUN T	COM	$136K	0.0%	12,174 SH	New
BLACKROCK MULTI SECTOR INC T	COM	$932K	0.0%Prev: 0.1%	71,364 SH	Decreased-154,910 SH
BLACKROCK MUNIHLDNGS CALI QL	COM	$336K	0.0%	31,674 SH	New
BLACKROCK MUNIVEST FD INC	COM	$127K	0.0%Prev: 0.0%	18,379 SH	Increased+666 SH
BLACKROCK MUNIYIELD FD INC	COM	$238K	0.0%Prev: 0.0%	22,646 SH	Increased+3,609 SH
BLACKROCK MUNIYIELD N Y QUAL	COM	$122K	0.0%	12,302 SH	New
BLACKROCK MUNIYIELD QUALITY	COM	$483K	0.0%Prev: 0.0%	45,424 SH	Increased+32,981 SH
BLACKROCK MUNIYILD QULT FD I	COM	$604K	0.0%	53,424 SH	New
BLACKROCK SCIENCE & TECHNOLO	SHS	$1.3M	0.1%	31,452 SH	New
BLACKROCK TECH AND PRIVATE E	SHS BEN INT	$4.5M	0.2%Prev: 0.1%	686,666 SH	Increased+348,002 SH
BLACKSTONE STRATEGIC CRED 20	COM SHS BEN IN	$238K	0.0%Prev: 0.0%	20,226 SH	Decreased-4,357 SH
BLUE ACQUISITION CORP.	ORD SHS CL A	$1.5M	0.1%	150,000 SH	New
BLUE ACQUISITION CORP.	RIGHT 06/11/2030	$46K	0.0%	154,650 SH	New
BOLD EAGLE ACQUISITION CORP	CL A	$205K	0.0%Prev: 0.0%	19,396 SH	Decreased-80,604 SH
BRIDGEBIO PHARMA INC	NOTE 2.250% 2/0	$7.9M	0.3%	7,000,000 PRN	New
BRISTOL-MYERS SQUIBB CO	COM	$42.5M	1.7%	788,399 SH	New
BROADCOM INC	COM	$23.3M	0.9%	67,248 SH	New
BTC DEV CORP	UNIT 09/11/2030	$203K	0.0%Prev: 0.0%	20,000 SH	Increased
BULLISH	ORD SHS	$1.1M	0.0%Prev: 0.1%	30,021 SH	Decreased+5,021 SH
CAESARS ENTERTAINMENT INC NE	COM	$20.0M	0.8%Prev: 0.7%	853,129 SH	Increased+245,688 SH
CAL REDWOOD ACQUISITION CORP	COM CL A	$2.3M	0.1%	230,000 SH	New
CAL REDWOOD ACQUISITION CORP	RIGHT 05/15/2030	$75K	0.0%Prev: 0.0%	250,000 SH	Increased+225,000 SH
CALAMOS CONV OPPORTUNITIES &	SH BEN INT	$259K	0.0%Prev: 0.0%	24,702 SH	Increased+5,644 SH
CALAMOS DYNAMIC CONV & INCOM	COM	$1.2M	0.0%Prev: 0.0%	58,054 SH	Increased+34,261 SH
CALAMOS LNG SHR EQT DYNAMIC	COM	$203K	0.0%	13,900 SH	New
CALAMOS STRATEGIC TOTAL RETU	COM SH BEN INT	$9.5M	0.4%Prev: 0.1%	494,242 SH	Increased+412,416 SH
CANTOR EQUITY PARTNERS I INC	SHS CL A	$683K	0.0%Prev: 0.0%	65,532 SH	Increased+35,162 SH
CANTOR EQUITY PARTNERS III I	SHS CL A	$240K	0.0%Prev: 0.1%	23,548 SH	Decreased-151,452 SH
CANTOR EQUITY PARTNERS IV IN	SHS CL A	$1.8M	0.1%Prev: 0.1%	175,541 SH	Decreased-134,460 SH
CANTOR EQUITY PARTNERS V INC	SHS CL A S	$103K	0.0%	10,000 SH	New
CARDINAL INFRASTRUCTURE GROU	CL A	$2.5M	0.1%	105,022 SH	New
CARDLYTICS INC	NOTE 4.250% 4/0	$1.4M	0.1%	3,600,000 PRN	New
CARTESIAN GROWTH CORP III	COM CL A	$257K	0.0%	25,000 SH	New
CBRE GBL REAL ESTATE INC FD	COM	$6.0M	0.2%	1,373,359 SH	New
CELSIUS HLDGS INC	COM NEW	$11.4M	0.5%	250,194 SH	New
CENTRUS ENERGY CORP	NOTE 2.250%11/0	$49.2M	2.0%	18,302,000 PRN	New
CENTURY ALUM CO	NOTE 2.750% 5/0	$25.4M	1.0%	12,070,000 PRN	New
CHAMPIONSGATE ACQUISITION CO	RIGHT 05/14/2030	$5K	0.0%Prev: 0.0%	25,000 SH	Increased
CHECK POINT SOFTWARE TECH LT	ORD	$965K	0.0%	5,200 SH	New
CID HOLDCO INC	*W EXP 12/31/202	$4K	0.0%Prev: 0.0%	50,000 SH	Decreased
CLEAR CHANNEL OUTDOOR HLDGS	COM	$5.9M	0.2%Prev: 0.2%	2,665,048 SH	Increased-904,115 SH
CLEARWATER PAPER CORP	COM	$13.3M	0.5%Prev: 0.7%	762,138 SH	Decreased
CLEVELAND-CLIFFS INC NEW	COM	$4.2M	0.2%Prev: 0.2%	317,093 SH	Decreased-137,120 SH
COGENT BIOSCIENCES INC	NOTE 1.625%11/1	$7.1M	0.3%	6,000,000 PRN	New
COHEN & STEERS INFRASTRUCTUR	COM	$5.0M	0.2%	208,584 SH	New
COHEN & STEERS QUALITY INCOM	COM	$2.2M	0.1%Prev: 0.0%	195,943 SH	Increased+165,368 SH
COHEN & STEERS REIT & PFD &	COM	$4.8M	0.2%	241,370 SH	New
COHEN & STEERS TAX ADVAN PFD	COM	$1.6M	0.1%	80,339 SH	New
COHEN & STEERS TOTAL RETURN	COM	$1.7M	0.1%	153,284 SH	New
COHEN CIRCLE ACQUISIT CORP I	UNIT 07/01/2030	$1.0M	0.0%Prev: 0.0%	100,473 SH	Increased
COINBASE GLOBAL INC	NOTE 0.500% 6/0	$19.5M	0.8%	19,500,000 PRN	New
COLUMBIA SELIGM PREM TECH GR	COM	$2.1M	0.1%Prev: 0.0%	55,954 SH	Increased+22,792 SH
COMCAST CORP NEW	CL A	$3.2M	0.1%Prev: 0.0%	105,771 SH	Increased+72,996 SH
COMFORT SYS USA INC	COM	$1.0M	0.0%	1,099 SH	New
COMMUNITY HEALTH SYS INC NEW	COM	$904K	0.0%Prev: 0.1%	289,639 SH	Decreased-141,031 SH
COMPASS INC	CL A	$18.0M	0.7%	1,699,344 SH	New
COPLEY ACQUISITION CORP	*W EXP 99/99/999	$14K	0.0%Prev: 0.0%	50,000 SH	Increased
COREWEAVE INC	COM CL A	$2.9M	0.1%	40,000 SH	New
CRYOPORT INC	COM PAR $0.001	$2.8M	0.1%Prev: 0.1%	287,673 SH	Decreased-16,856 SH
CSLM DIGITA ASSET ACQ CORP I	UNIT 08/12/2030	$992K	0.0%Prev: 0.0%	98,017 SH	Increased+200 SH
CSLM DIGITA ASSET ACQ CORP I	USD CL A ORD SHS	$498K	0.0%	50,000 SH	New
CVS HEALTH CORP	COM	$1.4M	0.1%Prev: 0.1%	17,727 SH	Decreased-1,239 SH
CYBERARK SOFTWARE LTD	SHS	$50.3M	2.0%Prev: 2.3%	112,775 SH	Decreased
CYTOKINETICS INC	COM NEW	$7.8M	0.3%Prev: 0.3%	122,711 SH	Decreased-19,771 SH
DARLING INGREDIENTS INC	COM	$497K	0.0%Prev: 0.0%	13,793 SH	Increased-1,063 SH
DAYFORCE INC	NOTE 0.250% 3/1	$29.3M	1.2%	29,500,000 PRN	New
DEXCOM INC	NOTE 0.375% 5/1	$11.5M	0.5%	12,500,000 PRN	New
DIGITAL ASSET ACQUISITION CO	SHS CL A	$267K	0.0%Prev: 0.0%	26,174 SH	Increased+1,174 SH
DOUBLELINE INCOME SOLUTIONS	COM	$3.8M	0.2%Prev: 0.1%	338,485 SH	Increased+122,627 SH
DOUBLELINE OPPORTUNISTIC CR	COM	$224K	0.0%	14,697 SH	New
DOUBLELINE YIELD OPPORTUNITI	COM	$2.8M	0.1%Prev: 0.1%	195,659 SH	Decreased-31,873 SH
DRUGS MADE IN AMER ACQ II CO	UNIT 09/16/2030	$1.0M	0.0%Prev: 0.0%	100,000 SH	Increased
DRUGS MADE IN AMER ACQUTN CO	RIGHT 10/15/2029	$8K	0.0%Prev: 0.0%	50,000 SH	Decreased
DYNAMIX CORP	SHS CL A	$404K	0.0%Prev: 0.0%	39,286 SH	Decreased-13,613 SH
DYNAMIX CORP III	UNIT 10/09/2030	$2.0M	0.1%	200,000 SH	New
DYNAVAX TECHNOLOGIES CORP	DEBT 2.000% 3/1	$5.2M	0.2%	5,000,000 PRN	New
EATON VANCE ENHANCED EQUITY	COM	$2.1M	0.1%	100,290 SH	New
EATON VANCE FLTING RATE INC	COM	$1.3M	0.1%Prev: 0.1%	116,636 SH	Decreased-24,354 SH
EATON VANCE LIMITED DURATION	COM	$507K	0.0%Prev: 0.0%	51,181 SH	Decreased-48,189 SH
EATON VANCE MUN BD FD	COM	$410K	0.0%Prev: 0.0%	42,178 SH	Increased+26,494 SH
EATON VANCE RISK-MANAGED DIV	COM	$1.2M	0.0%Prev: 0.0%	134,063 SH	Increased+29,821 SH
EATON VANCE SR FLTNG RTE TR	COM	$1.6M	0.1%Prev: 0.1%	139,418 SH	Decreased-66,652 SH
EATON VANCE TAX-MANAGED BUY-	COM	$3.3M	0.1%Prev: 0.0%	229,639 SH	Increased+182,423 SH
EATON VANCE TAX-MANAGED DIVE	COM	$770K	0.0%	50,216 SH	New
EATON VANCE TAX-MANAGED GLOB	COM	$763K	0.0%	82,764 SH	New
ELEVRA LITHIUM LTD	SPONSORED ADS	$6.2M	0.3%Prev: 0.1%	118,308 SH	Increased
ENERGIZER HLDGS INC NEW	COM	$324K	0.0%	16,265 SH	New
EQV VENTURES AC CORP. II	UNIT 06/30/2032	$3.5M	0.1%Prev: 0.1%	348,140 SH	Increased
EQV VENTURES ACQUISITION COR	CL A ORD SHS	$526K	0.0%Prev: 0.0%	50,100 SH	Increased
EVOLUTION GLOBAL ACQUISITION	UNIT 10/22/2030	$1.5M	0.1%	150,000 SH	New
EXACT SCIENCES CORP	COM	$26.1M	1.1%Prev: 2.0%	256,665 SH	Decreased-613,250 SH
FACT II ACQUISITION CORP	*W EXP 11/26/203	$24K	0.0%	68,820 SH	New
FACT II ACQUISITION CORP	ORD SHS CL A	$261K	0.0%Prev: 0.0%	25,000 SH	Increased
FIFTH ERA ACQUISITION CORP I	RIGHT 02/21/2030	$4K	0.0%	10,800 SH	New
FIGX CAP ACQUISITION CORP.	UNIT 06/17/2030	$1.0M	0.0%Prev: 0.0%	99,986 SH	Increased-14 SH
FIRST TR ENHANCED EQUITY INC	COM	$844K	0.0%	38,335 SH	New
FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	$986K	0.0%	54,117 SH	New
FIRST TR HIGH YIELD OPPRT 20	COM	$403K	0.0%Prev: 0.0%	28,623 SH	Increased+13,457 SH
FIRST TR SR FLTG RATE INCOME	COM	$371K	0.0%	36,803 SH	New
FISERV INC	COM	$457K	0.0%	6,807 SH	New
FLAHERTY & CRUMRINE DYNAMIC	SHS	$224K	0.0%	10,782 SH	New
FLUENCE ENERGY INC	NOTE 2.250% 6/1	$12.1M	0.5%	10,000,000 PRN	New
FRANKLIN LTD DURATION INCOME	COM	$290K	0.0%Prev: 0.0%	47,095 SH	Decreased-45,396 SH
FRESHPET INC	NOTE 3.000% 4/0	$32.2M	1.3%	27,500,000 PRN	New
FRESHWORKS INC	CLASS A COM	$8.9M	0.4%	728,043 SH	New
GALATA ACQUISITION CORP II	UNIT 09/12/2030	$1.0M	0.0%Prev: 0.0%	100,000 SH	Increased
GESHER ACQUISITION CORP. II	*W EXP 10/31/203	$23K	0.0%Prev: 0.0%	50,000 SH	Increased
GETTY IMAGES HOLDINGS INC	CL A COM	$3.1M	0.1%	2,292,000 SH	New
GIGCAPITAL7 CORP	ORD SHS CL A	$318K	0.0%	30,197 SH	New
GLOBAL PMTS INC	COM	$2.6M	0.1%Prev: 0.2%	33,129 SH	Decreased-11,468 SH
GOODYEAR TIRE & RUBR CO	COM	$15.7M	0.6%Prev: 0.6%	1,787,762 SH	Increased-83,835 SH
GORES HLDGS X INC	SHS CL A	$2.2M	0.1%Prev: 0.1%	212,600 SH	Decreased-62,400 SH
GRANITE CONSTR INC	NOTE 3.750% 5/1	$101.7M	4.1%	40,000,000 PRN	New
GRUPO AEROMEXICO SAB DE CV	SPONSORED ADS	$3.0M	0.1%	137,000 SH	New
GSR IV ACQUISITION CORP	UNIT 08/22/2030	$976K	0.0%Prev: 0.0%	94,774 SH	Increased+84,774 SH
GUGGENHEIM TAXABLE MUNICP BO	COM	$1.4M	0.1%	93,845 SH	New
HAEMONETICS CORP MASS	NOTE 3/0	$15.6M	0.6%	15,700,000 PRN	New
HAEMONETICS CORP MASS	NOTE 2.500% 6/0	$5.2M	0.2%	5,000,000 PRN	New
HANCOCK JOHN FINL OPPTYS FD	SH BEN INT NEW	$2.5M	0.1%	70,727 SH	New
HANCOCK JOHN PFD INCOME FD I	COM	$419K	0.0%Prev: 0.0%	29,044 SH	Increased+17,500 SH
HANCOCK JOHN PREM DIVID FD	COM SH BEN INT	$1.3M	0.1%Prev: 0.0%	99,738 SH	Increased+62,607 SH
HAYMAKER ACQUISITION CORP IV	*W EXP 05/31/202	$27K	0.0%Prev: 0.0%	17,667 SH	Decreased-72,333 SH
HCM III ACQUISITION CORP	UNIT 07/23/2030	$102K	0.0%Prev: 0.0%	10,000 SH	Decreased
HENNESSY CAP INVT CORP VII	RIGHT 01/17/2030	$13K	0.0%Prev: 0.0%	48,331 SH	Decreased-51,669 SH
HERBALIFE LTD	COM SHS	$2.4M	0.1%Prev: 0.1%	186,607 SH	Decreased-209,274 SH
HERSHEY CO	COM	$72.0M	2.9%	395,652 SH	New
HERTZ GLOBAL HLDGS INC	*W EXP 06/30/205	$107K	0.0%Prev: 0.0%	40,000 SH	Decreased
HIGHVIEW MERGER CORP	*W EXP 07/24/203	$3K	0.0%	11,290 SH	New
HILTON GRAND VACATIONS INC	COM	$1.2M	0.0%Prev: 0.0%	26,902 SH	Increased+7,721 SH
IMMUNOME INC	COM	$39.6M	1.6%Prev: 0.7%	1,843,210 SH	Increased+524,920 SH
INFLECTION POINT ACQU CORP V	ORD SHS CL A	$103K	0.0%	10,000 SH	New
INFLECTION POINT ACQUISITION	RIGHT 11/04/2026	$18K	0.0%	24,800 SH	New
INFLECTION POINT ACQUISITION	SHS CL A	$141K	0.0%	13,133 SH	New
INFLECTION PT ACQUISITION CO	CL A ORD SHS	$507K	0.0%	50,000 SH	New
INFLECTION PT ACQUISITION CO	RIGHT 04/25/2030	$46K	0.0%Prev: 0.0%	128,764 SH	Increased+48,764 SH
INSIGHT DIGITAL PARTNERS II	UNIT 10/28/2030	$1.0M	0.0%	102,300 SH	New
INVESCO EXCH TRADED FD TR II	TAXABLE MUN BD	$330K	0.0%Prev: 0.0%	12,122 SH	Decreased-563 SH
INVESCO EXCHANGE TRADED FD T	RAFI US 1000 ETF	$565K	0.0%	12,047 SH	New
IRHYTHM TECHNOLOGIES INC	NOTE 1.500% 9/0	$25.2M	1.0%	18,000,000 PRN	New
ISHARES BITCOIN TRUST ETF	SHS BEN INT	$2.5M	0.1%Prev: 0.1%	50,000 SH	Decreased
ISHARES INC	MSCI EMRG CHN	$561K	0.0%Prev: 0.0%	7,720 SH	Increased+2,071 SH
ISHARES TR	CORE S&P TTL STK	$1.1M	0.0%	7,617 SH	New
ISHARES TR	CORE S&P500 ETF	$252.7M	10.2%	369,000 SH	New
ISHARES TR	EAFE GRWTH ETF	$955K	0.0%	8,385 SH	New
ISHARES TR	GLOBAL REIT ETF	$2.7M	0.1%Prev: 0.0%	109,820 SH	Increased+96,735 SH
ISHARES TR	IBOXX INV CP ETF	$33.1M	1.3%Prev: 2.6%	300,000 SH	Decreased-248,421 SH
ISHARES TR	JPMORGAN USD EMG	$709K	0.0%Prev: 1.0%	7,367 SH	Decreased-231,463 SH
ISHARES TR	MSCI ACWI ETF	$2.5M	0.1%Prev: 0.1%	17,985 SH	Increased+1,055 SH
ISHARES TR	RUSSELL 2000 ETF	$347K	0.0%	1,411 SH	New
ISHARES TR	US HLTHCARE ETF	$870K	0.0%	13,371 SH	New
ITT INC	COM	$4.3M	0.2%	25,000 SH	New
JACK IN THE BOX INC	COM	$4.3M	0.2%	225,200 SH	New
JACKSON ACQUISITION CO II	COM SHS CL A	$521K	0.0%Prev: 0.0%	50,000 SH	Increased
JANUX THERAPEUTICS INC	COM	$12.2M	0.5%Prev: 1.0%	885,895 SH	Decreased-74,484 SH
JASPER THERAPEUTICS INC	COM NEW	$180K	0.0%Prev: 0.0%	98,439 SH	Decreased
JENA ACQUISITION CORP II	RIGHT 03/31/2030	$31K	0.0%Prev: 0.0%	160,000 SH	Increased+60,000 SH
JENA ACQUISITION CORP II	UNIT 99/99/9999	$260K	0.0%Prev: 0.0%	25,000 SH	Decreased
JENA ACQUISITION CORP II	USD CL A ORD SHS	$509K	0.0%Prev: 0.0%	50,000 SH	Increased
K&F GROWTH ACQUISITION CORP	RIGHT 08/29/2031	$10K	0.0%Prev: 0.0%	65,000 SH	Increased+15,000 SH
KENVUE INC	COM	$10.3M	0.4%	598,124 SH	New
KIMBERLY-CLARK CORP	COM	$14.4M	0.6%	143,164 SH	New
KOCHAV DEFENSE ACQUI CO	UNIT 05/21/2030	$195K	0.0%Prev: 0.0%	18,894 SH	Increased
LAKESHORE ACQUISITION III CO	RIGHT 08/01/2026	$6K	0.0%Prev: 0.0%	25,000 SH	Increased
LANTHEUS HLDGS INC	NOTE 2.625%12/1	$33.9M	1.4%	29,500,000 PRN	New
LAUNCH TWO ACQUISITION CORP.	ORD SHS CL A	$263K	0.0%	25,000 SH	New
LEGATO MERGER CORP III	*W EXP 05/08/203	$34K	0.0%Prev: 0.0%	82,600 SH	Increased+1,000 SH
LEMAITRE VASCULAR INC	NOTE 2.500% 2/0	$25.8M	1.0%	25,750,000 PRN	New
LIBERTY ALL STAR EQUITY FD	SH BEN INT	$8.2M	0.3%Prev: 0.2%	1,309,522 SH	Increased+411,399 SH
LIBERTY BROADBAND CORP	COM SER C	$21.1M	0.9%Prev: 0.9%	433,433 SH	Decreased+95,421 SH
LIONHEART HOLDINGS	*W EXP 06/07/203	$15K	0.0%Prev: 0.0%	96,940 SH	Decreased+1,900 SH
LIVANOVA PLC	NOTE 2.500% 3/1	$24.1M	1.0%	20,800,000 PRN	New
LMP CAP & INCOME FD INC	COM	$148K	0.0%	10,000 SH	New
LUCID GROUP INC	COM NEW	$1.1M	0.0%	100,000 SH	New
LUMEXA IMAGING HOLDINGS INC	COM	$2.6M	0.1%	140,000 SH	New
LYFT INC	CL A COM	$3.1M	0.1%	159,400 SH	New
M3-BRIGADE ACQUISITION VI CO	UNIT 08/18/2030	$2.3M	0.1%Prev: 0.1%	225,000 SH	Increased+25,000 SH
M3BRIGADE ACQUISITION V CORP	*W EXP 99/99/999	$12K	0.0%Prev: 0.0%	13,148 SH	Decreased+3,098 SH
MACYS INC	COM	$2.7M	0.1%Prev: 0.2%	122,284 SH	Decreased-143,384 SH
MAGNERA CORP	COM SHS	$1.4M	0.1%Prev: 0.1%	94,131 SH	Decreased-116,219 SH
MARKETAXESS HLDGS INC	COM	$4.2M	0.2%	23,373 SH	New
MEDICAL PPTYS TRUST INC	COM	$1.8M	0.1%Prev: 0.1%	350,000 SH	Decreased
MERCER INTL INC	COM	$5.1M	0.2%Prev: 0.3%	2,551,997 SH	Decreased+182,312 SH
META PLATFORMS INC	CL A	$22.9M	0.9%	34,648 SH	New
MFS CHARTER INCOME TR	SH BEN INT	$116K	0.0%Prev: 0.0%	18,507 SH	Decreased-2,317 SH
MFS MULTIMARKET INCOME TR	SH BEN INT	$127K	0.0%Prev: 0.0%	27,348 SH	Decreased-11,192 SH
MGM RESORTS INTERNATIONAL	COM	$2.4M	0.1%Prev: 0.1%	64,510 SH	Increased+17,780 SH
MICROSOFT CORP	COM	$23.1M	0.9%	47,678 SH	New
MIRUM PHARMACEUTICALS INC	NOTE 4.000% 5/0	$78.6M	3.2%	30,414,000 PRN	New
MOLINA HEALTHCARE INC	COM	$5.2M	0.2%	29,943 SH	New
MOUNTAIN LAKE ACQUISITION CO	RIGHT 11/15/2028	$6K	0.0%	24,779 SH	New
NABORS INDUSTRIES LTD	SHS	$725K	0.0%Prev: 0.0%	13,347 SH	Decreased-13,780 SH
NAMIB MINERALS	*W EXP 06/05/203	$2K	0.0%Prev: 0.0%	25,000 SH	Decreased
NAVAN INC	CL A	$4.8M	0.2%	280,403 SH	New
NEPTUNE INS HLDGS INC	CL A	$1.4M	0.1%	49,655 SH	New
NEUBERGER NEXT GENERATION	COMMON STOCK	$309K	0.0%	21,415 SH	New
NEW PROVIDENCE ACQUISITION C	*W EXP 04/24/203	$11K	0.0%Prev: 0.0%	21,700 SH	Increased+11,700 SH
NIQ GLOBAL INTELLIGENCE PLC	ORDINARY SHARES	$3.0M	0.1%Prev: 0.1%	181,519 SH	Increased+30,000 SH
NORWEGIAN CRUISE LINE HLDG L	SHS	$270K	0.0%Prev: 0.0%	12,119 SH	Decreased
NUVEEN CORE PLUS IMPACT FUND	COM BEN INT	$1.5M	0.1%	144,619 SH	New
NUVEEN CR STRATEGIES INCOME	COM SHS	$1.1M	0.0%Prev: 0.0%	216,212 SH	Increased+182,517 SH
NUVEEN DYNAMIC MUN OPPORTUNI	COM SHS	$124K	0.0%	12,318 SH	New
NUVEEN FLOATING RATE INCOME	COM	$1.0M	0.0%Prev: 0.1%	128,919 SH	Decreased-14,554 SH
NUVEEN GLOBAL HIGH INCOME FD	SHS	$1.2M	0.0%	94,522 SH	New
NUVEEN MULTI ASSET INCOME FU	COM	$733K	0.0%	56,174 SH	New
NUVEEN MUN CR OPPORTUNITIES	COM	$169K	0.0%	16,519 SH	New
NUVEEN MUN HIGH INCOME OPPOR	COM	$596K	0.0%	58,460 SH	New
NUVEEN NASDAQ 100 DYNAMIC OV	COM SHS	$864K	0.0%	30,295 SH	New
NUVEEN PENNSYLVANIA QLT MUN	COM	$242K	0.0%	20,391 SH	New
NUVEEN VIRGINIA QLTY MUNCPL	COM	$166K	0.0%	15,018 SH	New
NVIDIA CORPORATION	COM	$23.4M	0.9%	125,382 SH	New
NYLI MACKAY DEFINEDTERM MUNI	COM	$269K	0.0%	18,103 SH	New
OAKTREE ACQUISITION CORP III	SHS CL A	$266K	0.0%Prev: 0.0%	25,000 SH	Increased
ONESTREAM INC	CL A	$2.4M	0.1%	128,970 SH	New
OPTIMUM COMMUNICATIONS INC	CL A	$1.6M	0.1%	995,210 SH	New
ORACLE CORP	COM	$2.0M	0.1%	10,480 SH	New
ORGANON & CO	COMMON STOCK	$3.7M	0.1%Prev: 0.4%	514,810 SH	Decreased-386,899 SH
ORMAT TECHNOLOGIES INC	NOTE 2.500% 7/1	$32.2M	1.3%	23,957,000 PRN	New
OXLEY BRIDGE ACQ LTD	UNIT 06/17/2030	$1.3M	0.1%Prev: 0.1%	125,000 SH	Decreased-100,000 SH
OYSTER ENTERPRISES II ACQUIS	UNIT 05/22/2030	$517K	0.0%Prev: 0.0%	49,470 SH	Increased
PAGERDUTY INC	COM	$7.7M	0.3%Prev: 0.7%	590,564 SH	Decreased-374,704 SH
PAR TECHNOLOGY CORP	COM	$16.0M	0.7%	441,984 SH	New
PAR TECHNOLOGY CORP	NOTE 1.500%10/1	$22.5M	0.9%	23,000,000 PRN	New
PARSONS CORP DEL	NOTE 2.625% 3/0	$12.4M	0.5%	12,000,000 PRN	New
PATTERN GROUP INC	COM SER A	$785K	0.0%	68,059 SH	New
PENN ENTERTAINMENT INC	COM	$1.1M	0.0%Prev: 0.1%	77,749 SH	Decreased
PEPGEN INC	COM	$739K	0.0%	113,502 SH	New
PERCEPTIVE CAP SOLUTIONS COR	CL A ORD SHS	$143K	0.0%	10,987 SH	New
PERIMETER ACQUISITION CORP I	COM CL A	$966K	0.0%	93,925 SH	New
PERIMETER ACQUISITION CORP I	UNIT 05/13/2030	$278K	0.0%Prev: 0.0%	26,045 SH	Increased
PERRIGO CO PLC	SHS	$2.5M	0.1%Prev: 0.1%	182,626 SH	Increased+106,247 SH
PGIM GLOBAL HIGH YIELD FD FO	COM	$2.9M	0.1%Prev: 0.0%	234,971 SH	Increased+215,557 SH
PHOENIX ED PARTNERS INC	COM	$662K	0.0%	21,854 SH	New
PIMCO CALIF MUN INCOME FD	COM	$318K	0.0%	36,457 SH	New
PIMCO CORPORATE & INCOME OPP	COM	$528K	0.0%	40,936 SH	New
PIMCO DYNAMIC INCOME FD	SHS	$307K	0.0%	17,313 SH	New
PIMCO MUN INCOME FD II	COM	$454K	0.0%	60,224 SH	New
PIONEER ACQUISITION I CORP	UNIT 06/16/2030	$322K	0.0%Prev: 0.0%	31,492 SH	Increased
PRAXIS PRECISION MEDICINES I	COM NEW	$10.8M	0.4%Prev: 0.2%	36,792 SH	Increased-72,385 SH
PROCAP ACQUISITION CORP	SHS CL A	$1.6M	0.1%Prev: 0.1%	154,271 SH	Increased+5,400 SH
PROCAP FINL INC	*W EXP 12/05/203	$32K	0.0%	46,311 SH	New
PROGRESS SOFTWARE CORP	COM	$1.6M	0.1%	36,952 SH	New
PUTNAM PREMIER INCOME TR	SH BEN INT	$466K	0.0%	131,640 SH	New
PYROPHYTE ACQUISITION CORP.	*W EXP 07/30/203	$11K	0.0%	28,372 SH	New
PYROPHYTE ACQUISITION CORP.	CL A SHS	$571K	0.0%	56,744 SH	New
RADIANT LOGISTICS INC	COM	$167K	0.0%Prev: 0.0%	26,397 SH	Increased
RAMACO RES INC	NOTE 11/0	$850K	0.0%	1,000,000 PRN	New
RAPID7 INC	COM	$1.1M	0.0%Prev: 0.0%	70,148 SH	Increased+54,498 SH
REPUBLIC DIGITAL ACQUISITION	USD CL A ORD SHS	$253K	0.0%Prev: 0.0%	25,000 SH	Decreased
RITHM ACQUISITION CORP	*W EXP 99/99/999	$75K	0.0%Prev: 0.0%	109,066 SH	Increased+12,400 SH
RITHM ACQUISITION CORP	CL A	$520K	0.0%Prev: 0.0%	50,000 SH	Increased
RIVERNORTH FLEXIBLE MUNI INC	COM	$345K	0.0%Prev: 0.0%	27,219 SH	Increased+15,541 SH
RIVERNORTH MANAGED DUR MUN I	COM	$368K	0.0%	27,030 SH	New
RIVERNORTH OPPORTUNITIES FD	COM	$2.3M	0.1%	194,655 SH	New
RIVIAN AUTOMOTIVE INC	COM CL A	$38.4M	1.6%	1,950,000 SH	New
RIVIAN AUTOMOTIVE INC	NOTE 3.625%10/1	$151.8M	6.2%	135,113,000 PRN	New
ROMAN DBDR ACQUISITION CORP	ORD SHS CL A	$268K	0.0%Prev: 0.0%	25,740 SH	Increased+740 SH
SABA CAPITAL INCOME & OPRNT	SHS NEW	$517K	0.0%Prev: 0.0%	73,688 SH	Decreased-15,643 SH
SCHOLAR ROCK HLDG CORP	COM	$1.8M	0.1%	40,283 SH	New
SELECT SECTOR SPDR TR	STATE STREET UTI	$596K	0.0%	13,967 SH	New
SERVICE PPTYS TR	COM SH BEN INT	$6.3M	0.3%Prev: 0.3%	3,397,015 SH	Increased+1,119,181 SH
SHOULDER INNOVATIONS INC	COMMON STOCK	$564K	0.0%Prev: 0.0%	39,431 SH	Increased-1,314 SH
SIDDHI ACQUISITION CORP	RIGHT 09/15/2029	$25K	0.0%Prev: 0.0%	100,000 SH	Increased+25,000 SH
SIRIUSXM HOLDINGS INC	COMMON STOCK	$11.3M	0.5%Prev: 0.4%	565,623 SH	Increased+166,063 SH
SMITHFIELD FOODS INC	COM	$3.4M	0.1%Prev: 0.1%	150,765 SH	Increased+18,465 SH
SMURFIT WESTROCK PLC	SHS	$1.1M	0.0%	28,100 SH	New
SNAP INC	CL A	$748K	0.0%Prev: 0.4%	92,701 SH	Decreased-1,058,205 SH
SOLENO THERAPEUTICS INC	COM	$40.5M	1.6%Prev: 0.6%	874,447 SH	Increased+668,640 SH
SONOCO PRODS CO	COM	$1.0M	0.0%	23,496 SH	New
SPDR S&P 500 ETF TR	TR UNIT	$2.4M	0.1%Prev: 0.0%	3,512 SH	Increased+1,934 SH
SPRING VY ACQUISITION CORP I	UNIT 09/04/2030	$1.5M	0.1%Prev: 0.1%	149,147 SH	Decreased-107 SH
SPROUT SOCIAL INC	COM CL A	$4.8M	0.2%	428,579 SH	New
SRH TOTAL RETURN FUND INC	COM	$574K	0.0%Prev: 0.1%	30,975 SH	Decreased-42,726 SH
STOKE THERAPEUTICS INC	COM	$922K	0.0%	29,059 SH	New
STRATEGY INC	CL A NEW	$2.2M	0.1%	14,250 SH	New
SUMMIT THERAPEUTICS INC	COM	$5.4M	0.2%	306,184 SH	New
SYMBOTIC INC	CLASS A COM	$470K	0.0%	7,905 SH	New
TAILWIND 2.0 ACQUISITION COR	UNIT 11/07/2030	$755K	0.0%	75,000 SH	New
TALON CAP CORP	UNIT 08/27/2030	$958K	0.0%Prev: 0.1%	93,404 SH	Decreased-49,820 SH
TAMBORAN RES CORP	COM	$433K	0.0%	15,900 SH	New
TESLA INC	COM	$23.0M	0.9%	51,202 SH	New
TETRA TECH INC NEW	DBCV 2.250% 8/1	$9.3M	0.4%	8,515,000 PRN	New
THORNBURG INCM BUILDER OPP T	COM	$955K	0.0%	47,524 SH	New
THREDUP INC	CL A	$3.4M	0.1%Prev: 0.3%	536,512 SH	Decreased-180,000 SH
TITAN ACQUISITION CORP	*W EXP 05/16/203	$26K	0.0%Prev: 0.0%	75,000 SH	Increased
TITAN ACQUISITION CORP	CL A	$880K	0.0%Prev: 0.0%	85,746 SH	Increased+60,651 SH
TRAILBLAZER ACQUISITION CORP	UNIT 08/21/2030	$811K	0.0%Prev: 0.0%	79,344 SH	Increased+64,344 SH
TRANSMEDICS GROUP INC	NOTE 1.500% 6/0	$45.0M	1.8%	30,000,000 PRN	New
TWILIO INC	CL A	$4.5M	0.2%Prev: 0.7%	31,527 SH	Decreased-128,678 SH
TXNM ENERGY INC	COM	$26.9M	1.1%Prev: 1.1%	456,446 SH	Increased
UNIQURE NV	SHS	$8.7M	0.4%	361,560 SH	New
UNITEDHEALTH GROUP INC	COM	$1.8M	0.1%	5,575 SH	New
VANECK ETF TRUST	JP MRGAN EM LOC	$430K	0.0%Prev: 0.1%	16,646 SH	Decreased-36,407 SH
VANGUARD WORLD FD	HEALTH CAR ETF	$868K	0.0%	3,014 SH	New
VARONIS SYS INC	COM	$3.1M	0.1%Prev: 0.6%	94,276 SH	Decreased-144,645 SH
VAXCYTE INC	COM	$6.1M	0.2%	131,637 SH	New
VENTURE GLOBAL INC	COM CL A	$15.1M	0.6%Prev: 0.3%	2,216,362 SH	Increased+1,661,312 SH
VERTEX INC	NOTE 0.750% 5/0	$7.1M	0.3%	7,500,000 PRN	New
VIKING ACQUISITION CORP I	UNIT 99/99/9999	$1.0M	0.0%	100,000 SH	New
VIRTUS ARTIFICIAL INTELLIGEN	COM	$3.0M	0.1%Prev: 0.0%	139,148 SH	Increased+123,224 SH
VIRTUS CONVERTIBLE & INC FD	COM NEW	$174K	0.0%	12,614 SH	New
VIRTUS CONVERTIBLE & INCOME	COM NEW	$399K	0.0%	26,335 SH	New
VIRTUS DIVIDEND INTEREST & P	COM	$419K	0.0%Prev: 0.0%	32,530 SH	Increased+9,471 SH
VIRTUS EQUITY & CONV INCM FD	COM	$1.0M	0.0%Prev: 0.0%	41,520 SH	Increased+19,703 SH
VIRTUS TOTAL RETURN FD INC	COM	$182K	0.0%Prev: 0.0%	28,873 SH	Increased+2,136 SH
WARNER BROS DISCOVERY INC	COM SER A	$9.1M	0.4%	316,338 SH	New
WEALTHFRONT CORP	COM	$815K	0.0%	60,000 SH	New
WEN ACQUISITION CORP	COM CL A	$557K	0.0%Prev: 0.0%	55,100 SH	Decreased
WESTERN ASSET DIVERSIFIED IN	COM SHS BEN INT	$2.9M	0.1%	210,479 SH	New
WESTERN ASSET HIGH INCOME OP	COM	$1.8M	0.1%Prev: 0.0%	477,054 SH	Increased+383,537 SH
WESTERN ASSET HIGH YIELD OPP	COM	$735K	0.0%Prev: 0.0%	65,882 SH	Increased+36,021 SH
WESTERN AST INFL LKD OPP & I	COM	$696K	0.0%	80,982 SH	New
WHIRLPOOL CORP	COM	$7.2M	0.3%Prev: 0.2%	100,158 SH	Increased+37,408 SH
WISDOMTREE INC	NOTE 3.250% 8/1	$35.8M	1.5%	29,749,000 PRN	New
WORKIVA INC	COM CL A	$863K	0.0%Prev: 1.4%	10,000 SH	Decreased-361,224 SH
WORLD KINECT CORPORATION	NOTE 3.250% 7/0	$22.9M	0.9%	21,750,000 PRN	New
YORKVILLE ACQUISITION CORP.	*W EXP 06/06/203	$12K	0.0%Prev: 0.0%	24,586 SH	Decreased+4,700 SH
ZOETIS INC	CL A	$1.2M	0.0%	9,300 SH	New

Sold (vs prior filing)

ABRDN HEALTHCARE OPPORTUNITI — $979K
ADAMS DIVERSIFIED EQUITY FD — $716K
AEROVIRONMENT INC — $6.2M
AKAMAI TECHNOLOGIES INC — $19.2M
AKERO THERAPEUTICS INC — $11.3M
ALARM COM HLDGS INC — $13.9M
ALARM COM HLDGS INC — $29.7M
ALIGOS THERAPEUTICS INC — $2.0M
ALTICE USA INC — $40K
AMYLYX PHARMACEUTICALS INC — $804K
APELLIS PHARMACEUTICALS INC — $5.5M
ASCENDIS PHARMA A/S — $3.1M
ATYR PHARMA INC — $216K
AVIDITY BIOSCIENCES INC — $676K
AXIOM INTELLIGENCE AC CORP 1 — $1.8M
AXSOME THERAPEUTICS INC — $2.2M
BEAM THERAPEUTICS INC — $2.3M
BENTLEY SYS INC — $35.9M
BILL HOLDINGS INC — $9.3M
BLACKBERRY LTD — $26.8M
… and 149 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 17, 2026	Q4 2025	13F-HR	0001214659-26-001980	$2.47B	View
Nov 7, 2025	Q3 2025	13F-HR	0001214659-25-016078	$2.35B	View
Aug 14, 2026	Q2 2026