Prosperity Financial Group, Inc.

CIK 0001991334 • 6 13F filings • May 15, 2025 – Jul 28, 2026

Import this data to Google Sheets with:

=jivedata("prosperity-financial-group-inc","13f")

Uses this filer's slug. Install the Jive Data add-on first; the second argument is "13f".

Filer information

Filed by: Prosperity Financial Group, Inc., Chief Compliance Officer
Address: 2333 San Ramon Valley Blvd., Ste 200, San Ramon, CA, 94583
Phone: 925-314-8500
AUM: $277.9M

AUM over time

$322.6M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $277.9M177 positionsView on SEC.gov

			% of Portfolio
ABBOTT LABS	COM	$261K	0.1%Prev: 0.1%	2,082 SH	Decreased+10 SH
ABBVIE INC	COM	$1.0M	0.4%Prev: 0.4%	4,452 SH	Decreased-88 SH
ADVANCED MICRO DEVICES INC	COM	$2.0M	0.7%Prev: 0.5%	9,484 SH	Increased+730 SH
ALPHABET INC	CAP STK CL A	$6.6M	2.4%Prev: 1.7%	21,223 SH	Increased+1,841 SH
ALPHABET INC	CAP STK CL C	$1.0M	0.4%Prev: 0.4%	3,205 SH	Decreased-1,234 SH
AMAZON COM INC	COM	$5.0M	1.8%Prev: 1.6%	21,479 SH	Increased+950 SH
AMEREN CORP	COM	$202K	0.1%Prev: 0.1%	2,027 SH	Decreased+4 SH
AMERICAN CENTY ETF TR	FOCUSED DYNAMIC	$1.8M	0.7%Prev: 0.6%	14,509 SH	Increased+981 SH
AMERICAN CENTY ETF TR	LARGE CAP GROWTH	$2.0M	0.7%Prev: 0.7%	29,635 SH	Increased+1,700 SH
AMERICAN CENTY ETF TR	US EQT ETF	$262K	0.1%Prev: 0.1%	2,348 SH	Decreased-96 SH
AMERICAN CENTY ETF TR	US LARGE CAP VLU	$4.6M	1.6%Prev: 1.6%	60,218 SH	Increased+522 SH
AMERICAN CENTY ETF TR	US QUALITY GROW	$2.0M	0.7%Prev: 1.2%	17,451 SH	Decreased-12,400 SH
AMERICAN EXPRESS CO	COM	$299K	0.1%	809 SH	New
APPLE INC	COM	$17.0M	6.1%Prev: 5.2%	62,625 SH	Increased+6,638 SH
ASTERA LABS INC	COM	$868K	0.3%	5,215 SH	New
AUTOMATIC DATA PROCESSING IN	COM	$225K	0.1%Prev: 0.1%	874 SH	Increased+144 SH
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$1.3M	0.5%Prev: 0.5%	2,615 SH	Increased+15 SH
BROADCOM INC	COM	$4.8M	1.7%Prev: 1.5%	13,884 SH	Increased+1,148 SH
BROADRIDGE FINL SOLUTIONS IN	COM	$239K	0.1%Prev: 0.1%	1,071 SH	Decreased-82 SH
CAPITAL GROUP GROWTH ETF	SHS CREATION UNI	$304K	0.1%Prev: 0.1%	6,835 SH	Increased+82 SH
CAPITAL GROUP INTERNATIONAL	SHS	$1.7M	0.6%	51,478 SH	New
CAPITAL GRP FIXED INCM ETF T	CORE BOND ETF	$1.1M	0.4%	42,720 SH	New
CATERPILLAR INC	COM	$1.4M	0.5%Prev: 0.4%	2,514 SH	Increased+294 SH
CHEVRON CORP NEW	COM	$614K	0.2%Prev: 0.2%	4,026 SH	Decreased+57 SH
CISCO SYS INC	COM	$515K	0.2%Prev: 0.2%	6,687 SH	Increased+526 SH
CLEANSPARK INC	COM NEW	$124K	0.0%Prev: 0.1%	12,295 SH	Decreased
COCA COLA CO	COM	$267K	0.1%Prev: 0.1%	3,823 SH	Increased-134 SH
COHERENT CORP	COM	$403K	0.1%Prev: 0.1%	2,184 SH	Increased
COLUMBIA ETF TR I	RESH ENHNC COR	$1.7M	0.6%Prev: 0.6%	42,076 SH	Increased+150 SH
COSTCO WHSL CORP NEW	COM	$2.9M	1.1%Prev: 1.1%	3,384 SH	Decreased+10 SH
DBX ETF TR	XTRACK MSCI EAFE	$655K	0.2%Prev: 0.6%	13,612 SH	Decreased-21,786 SH
DBX ETF TR	XTRACKERS US NAT	$3.0M	1.1%Prev: 1.0%	80,914 SH	Increased+4,340 SH
DEERE & CO	COM	$596K	0.2%Prev: 0.2%	1,279 SH	Increased+94 SH
DISNEY WALT CO	COM	$238K	0.1%Prev: 0.1%	2,090 SH	Increased+247 SH
DOMINOS PIZZA INC	COM	$386K	0.1%Prev: 0.1%	927 SH	Increased+59 SH
EATON CORP PLC	SHS	$1.2M	0.4%Prev: 0.5%	3,684 SH	Decreased+340 SH
ELI LILLY & CO	COM	$1.6M	0.6%Prev: 0.4%	1,490 SH	Increased+175 SH
ENERGY TRANSFER L P	COM UT LTD PTN	$169K	0.1%Prev: 0.1%	10,250 SH	Decreased-650 SH
EQUINIX INC	COM	$303K	0.1%Prev: 0.1%	396 SH	Increased+39 SH
ETFIS SER TR I	VIRTUS REAVES UT	$2.8M	1.0%	35,130 SH	New
EXXON MOBIL CORP	COM	$249K	0.1%Prev: 0.1%	2,071 SH	Increased
FEDERATED HERMES ETF TRUST	HERMES TOTAL RET	$924K	0.3%Prev: 0.4%	36,385 SH	Decreased-2,461 SH
FEDERATED HERMES ETF TRUST	MDT LARGE CAP	$970K	0.3%Prev: 0.3%	31,164 SH	Increased+259 SH
FERRARI N V	COM	$977K	0.4%Prev: 0.4%	2,643 SH	Decreased+204 SH
FIRST TR EXCHANGE TRADED FD	BLOOMBERG NUCLEA	$278K	0.1%	8,557 SH	New
FIRST TR EXCHANGE TRADED FD	CLOUD COMPUTING	$1.9M	0.7%Prev: 0.7%	14,927 SH	Increased+996 SH
FIRST TR EXCHANGE TRADED FD	NASD TECH DIV	$3.4M	1.2%Prev: 1.2%	35,619 SH	Increased+1,765 SH
FIRST TR EXCHANGE TRADED FD	NASDAQ CYB ETF	$2.9M	1.0%Prev: 1.4%	40,510 SH	Decreased-11,341 SH
FIRST TR EXCHANGE TRADED FD	NASDQ CLN EDGE	$998K	0.4%Prev: 0.3%	6,519 SH	Increased+567 SH
FIRST TR EXCHANGE TRADED FD	RBA INDL ETF	$5.0M	1.8%Prev: 1.8%	51,191 SH	Increased+1,511 SH
FIRST TR EXCHANGE TRADED FD	RISNG DIVD ACHIV	$238K	0.1%	3,433 SH	New
FIRST TR EXCHANGE-TRADED FD	CAP STRENGTH ETF	$1.5M	0.6%Prev: 0.5%	16,667 SH	Increased+1,198 SH
FIRST TR EXCHANGE-TRADED FD	FT VEST RIS	$4.0M	1.4%Prev: 1.5%	152,097 SH	Decreased-3,182 SH
FIRST TR EXCHANGE-TRADED FD	FT VEST S&P 500	$224K	0.1%Prev: 0.1%	4,561 SH	Decreased-815 SH
FIRST TR EXCHANGE-TRADED FD	INDXX AEROSPACE	$5.3M	1.9%Prev: 1.8%	123,594 SH	Increased+3,940 SH
FIRST TR EXCHANGE-TRADED FD	NO AMER ENERGY	$468K	0.2%Prev: 0.1%	12,363 SH	Increased+2,756 SH
FIRST TR EXCHANGE-TRADED FD	SMID RISNG ETF	$609K	0.2%Prev: 0.2%	15,881 SH	Increased+208 SH
FIRST TR EXCHANGE-TRADED FD	STRUCTURED CR IN	$987K	0.4%	47,470 SH	New
FIRST TR EXCHANGE-TRADED FD	VEST INVESTMENT	$3.4M	1.2%Prev: 1.3%	171,043 SH	Decreased+1,024 SH
FIRST TR EXCHNG TRADED FD VI	ACTV FCTR MDCP	$1.0M	0.4%Prev: 0.4%	29,217 SH	Increased+737 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST LAD	$1.7M	0.6%Prev: 0.6%	65,940 SH	Increased+6,588 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST LADDERED	$257K	0.1%Prev: 0.1%	7,491 SH	Increased
FIRST TR EXCHNG TRADED FD VI	FT VEST NAS	$475K	0.2%Prev: 2.6%	14,930 SH	Decreased-208,317 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST NASD 100	$6.4M	2.3%	284,402 SH	New
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S EQT	$299K	0.1%Prev: 0.1%	7,556 SH	Increased
FRANKLIN TEMPLETON ETF TR	FRANKLIN FOCUSED	$378K	0.1%	8,077 SH	New
FRANKLIN TEMPLETON ETF TR	INTL COR DIV TIL	$211K	0.1%	5,436 SH	New
GALLAGHER ARTHUR J & CO	COM	$214K	0.1%Prev: 0.1%	826 SH	Decreased-246 SH
GLADSTONE INVT CORP	COM	$224K	0.1%Prev: 0.1%	16,000 SH	Decreased-3,400 SH
GLOBAL X FDS	DATA CTR & DIGIT	$1.8M	0.6%Prev: 0.6%	83,011 SH	Increased+5,395 SH
GLOBAL X FDS	DEFENSE TECH ETF	$1.5M	0.5%Prev: 0.6%	23,564 SH	Decreased+321 SH
GLOBAL X FDS	US INFR DEV ETF	$2.9M	1.1%Prev: 1.0%	61,431 SH	Increased+1,960 SH
GOLDMAN SACHS ETF TR	ACCES TREASURY	$307K	0.1%	3,071 SH	New
GOLDMAN SACHS ETF TR	ACTIVEBETA US LG	$1.5M	0.5%Prev: 0.5%	11,354 SH	Increased-43 SH
GOLDMAN SACHS ETF TR	NASDAQ-100 PREMI	$902K	0.3%Prev: 0.3%	17,066 SH	Decreased-683 SH
GOLDMAN SACHS ETF TR	S&P 500 PREMIUM	$2.9M	1.0%Prev: 1.1%	54,963 SH	Decreased-1,050 SH
GOLDMAN SACHS GROUP INC	COM	$409K	0.1%Prev: 0.1%	465 SH	Increased+71 SH
GOLDMAN SACHS PHYSICAL GOLD	UNIT	$721K	0.3%	16,948 SH	New
GRAYSCALE BITCOIN MINI TR ET	SHS NEW	$253K	0.1%Prev: 0.1%	6,542 SH	Decreased-515 SH
GRAYSCALE BITCOIN TRUST ETF	SHS REP COM UT	$2.7M	1.0%Prev: 1.3%	39,055 SH	Decreased-1,985 SH
GRAYSCALE ETHEREUM TRUST ETF	SHS	$934K	0.3%Prev: 0.5%	38,344 SH	Decreased
HEARTCORE ENTERPRISES INC	COM	$5K	0.0%Prev: 0.0%	15,000 SH	Decreased
HOME DEPOT INC	COM	$1.3M	0.5%Prev: 0.6%	3,762 SH	Decreased-324 SH
INNOVIZ TECHNOLOGIES LTD	SHS	$15K	0.0%Prev: 0.0%	17,550 SH	Decreased
INTERNATIONAL BUSINESS MACHS	COM	$624K	0.2%Prev: 0.2%	2,107 SH	Decreased-195 SH
INTUITIVE SURGICAL INC	COM NEW	$818K	0.3%Prev: 0.2%	1,444 SH	Increased+83 SH
INVESCO EXCH TRADED FD TR II	S&P ULTRA DIVIDE	$621K	0.2%Prev: 0.2%	11,939 SH	Increased+2,406 SH
INVESCO EXCHANGE TRADED FD T	AEROSPACE DEFN	$670K	0.2%Prev: 0.2%	4,281 SH	Increased+1 SH
INVESCO EXCHANGE TRADED FD T	DORSEY WRIGHT MO	$601K	0.2%Prev: 0.2%	5,165 SH	Decreased+1 SH
INVESCO EXCHANGE TRADED FD T	S&P500 QUALITY	$221K	0.1%Prev: 0.1%	2,944 SH	Increased-56 SH
INVESCO QQQ TR	UNIT SER 1	$209K	0.1%Prev: 0.2%	340 SH	Decreased-348 SH
ISHARES TR	3 7 YR TREAS BD	$682K	0.2%Prev: 0.1%	5,714 SH	Increased+3,051 SH
ISHARES TR	CORE DIV GRWTH	$211K	0.1%	3,041 SH	New
ISHARES TR	CORE S&P500 ETF	$931K	0.3%Prev: 0.3%	1,359 SH	Increased-4 SH
ISHARES TR	RUS 1000 GRW ETF	$267K	0.1%Prev: 0.1%	565 SH	Decreased-18 SH
ISHARES TR	RUSSELL 2000 ETF	$272K	0.1%Prev: 0.1%	1,105 SH	Increased+1 SH
ISHARES TR	RUSSELL 3000 ETF	$303K	0.1%Prev: 0.1%	783 SH	Increased+1 SH
ISHARES TR	SELECT DIVID ETF	$240K	0.1%Prev: 0.1%	1,697 SH	Increased+50 SH
J P MORGAN EXCHANGE TRADED F	EQUITY FOCUS ETF	$961K	0.3%Prev: 0.4%	12,865 SH	Decreased-524 SH
J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM	$771K	0.3%Prev: 1.2%	13,471 SH	Decreased-42,046 SH
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$528K	0.2%Prev: 1.2%	9,080 SH	Decreased-46,914 SH
JANUS DETROIT STR TR	HENDRSON AAA CL	$323K	0.1%Prev: 0.1%	6,391 SH	Increased+2,231 SH
JOHNSON & JOHNSON	COM	$1.0M	0.4%Prev: 0.4%	5,066 SH	Increased-199 SH
JPMORGAN CHASE & CO.	COM	$3.4M	1.2%Prev: 1.2%	10,660 SH	Increased+270 SH
KLA CORP	COM NEW	$1.2M	0.4%Prev: 0.4%	998 SH	Increased-88 SH
L3HARRIS TECHNOLOGIES INC	COM	$233K	0.1%Prev: 0.1%	794 SH	Increased+129 SH
LAM RESEARCH CORP	COM NEW	$992K	0.4%Prev: 0.2%	5,794 SH	Increased+827 SH
LEGG MASON ETF INVT	FRANKLIN INTL LW	$329K	0.1%Prev: 0.1%	8,922 SH	Increased+668 SH
LISTED FDS TR	SWAN HEDGED EQTY	$363K	0.1%Prev: 0.1%	14,391 SH	Decreased-506 SH
MARSH & MCLENNAN COS INC	COM	$218K	0.1%Prev: 0.4%	1,176 SH	Decreased-4,122 SH
MARTIN MARIETTA MATLS INC	COM	$410K	0.1%Prev: 0.1%	659 SH	Increased+46 SH
MASTERCARD INCORPORATED	CL A	$1.0M	0.4%Prev: 0.4%	1,782 SH	Decreased-7 SH
META PLATFORMS INC	CL A	$3.0M	1.1%Prev: 1.1%	4,568 SH	Decreased+457 SH
MFS ACTIVE EXCHANGE TRADED F	GROWTH ETF	$5.0M	1.8%Prev: 1.4%	177,349 SH	Increased+42,154 SH
MFS ACTIVE EXCHANGE TRADED F	VALUE ETF	$1.5M	0.5%	57,477 SH	New
MICROSOFT CORP	COM	$9.3M	3.3%Prev: 3.5%	19,243 SH	Decreased+503 SH
MONOLITHIC PWR SYS INC	COM	$942K	0.3%Prev: 0.3%	1,039 SH	Increased+93 SH
NETFLIX INC	COM	$245K	0.1%Prev: 0.2%	2,608 SH	Decreased+2,207 SH
NEW YORK LIFE INVESTMENTS ET	NYLI FTSE INTERN	$3.2M	1.1%Prev: 1.0%	98,409 SH	Increased+5,958 SH
NEW YORK LIFE INVTS ACTIVE E	NYLI MACKAY CORE	$942K	0.3%Prev: 0.4%	44,385 SH	Decreased-3,501 SH
NEW YORK LIFE INVTS ACTIVE E	NYLI MACKAY SECU	$617K	0.2%Prev: 0.2%	23,996 SH	Increased+3,237 SH
NIO INC	SPON ADS	$163K	0.1%Prev: 0.1%	31,900 SH	Decreased
NVIDIA CORPORATION	COM	$12.3M	4.4%Prev: 4.7%	65,731 SH	Decreased-2,554 SH
ORACLE CORP	COM	$243K	0.1%	1,247 SH	New
PACER FDS TR	US LRG CP CASH	$1.2M	0.4%Prev: 0.5%	35,399 SH	Decreased+75 SH
PALANTIR TECHNOLOGIES INC	CL A	$4.4M	1.6%Prev: 1.7%	24,485 SH	Decreased-1,624 SH
PARKER-HANNIFIN CORP	COM	$321K	0.1%Prev: 0.1%	365 SH	Increased+14 SH
PGIM ETF TR	JENNISON FOC GWT	$6.0M	2.2%Prev: 2.1%	54,026 SH	Increased+1,821 SH
PGIM ETF TR	SHRT DUR HGH YLD	$337K	0.1%Prev: 0.4%	6,700 SH	Decreased-15,556 SH
PGIM ETF TR	TOTAL RETURN BON	$4.3M	1.5%Prev: 1.3%	102,103 SH	Increased+15,057 SH
PROCTER AND GAMBLE CO	COM	$536K	0.2%Prev: 0.2%	3,740 SH	Decreased-145 SH
PROSHARES TR	LARGE CAP CRE	$786K	0.3%Prev: 0.3%	9,860 SH	Increased-195 SH
PROSHARES TR	RUSSELL 2000 HIG	$572K	0.2%	14,396 SH	New
PROSHARES TR	S&P 500 HIGH INC	$6.5M	2.4%Prev: 1.9%	143,472 SH	Increased+31,217 SH
PUTNAM ETF TRUST	FOCSD LARCP GWT	$5.9M	2.1%Prev: 2.2%	131,752 SH	Decreased-677 SH
PUTNAM ETF TRUST	FOCUSED LAR CAP	$7.0M	2.5%Prev: 2.6%	152,929 SH	Decreased-16,543 SH
QUALCOMM INC	COM	$217K	0.1%	1,270 SH	New
QUANTA SVCS INC	COM	$1.1M	0.4%Prev: 0.4%	2,564 SH	Increased+184 SH
REPUBLIC SVCS INC	COM	$807K	0.3%Prev: 0.4%	3,806 SH	Decreased-1,523 SH
ROYAL CARIBBEAN GROUP	COM	$1.0M	0.4%Prev: 0.9%	3,587 SH	Decreased-3,852 SH
SALESFORCE INC	COM	$1.8M	0.7%Prev: 0.6%	6,879 SH	Increased+99 SH
SAMSARA INC	COM CL A	$712K	0.3%Prev: 0.3%	20,091 SH	Increased+1,497 SH
SANDISK CORP	COM	$4.6M	1.7%Prev: 0.8%	19,551 SH	Increased+1,254 SH
SERVICENOW INC	COM	$687K	0.2%Prev: 0.3%	4,486 SH	Decreased+3,646 SH
SHOPIFY INC	CL A SUB VTG SHS	$394K	0.1%Prev: 0.1%	2,448 SH	Increased+200 SH
SOUTHERN CO	COM	$428K	0.2%Prev: 0.2%	4,911 SH	Decreased-244 SH
SPDR DOW JONES INDL AVERAGE	UT SER 1	$204K	0.1%	425 SH	New
SPDR GOLD TR	GOLD SHS	$770K	0.3%Prev: 0.3%	1,942 SH	Decreased-225 SH
SPDR INDEX SHS FDS	PORTFOLIO DEVLPD	$318K	0.1%Prev: 0.1%	7,170 SH	Decreased-948 SH
SPDR S&P 500 ETF TR	TR UNIT	$1.9M	0.7%Prev: 0.7%	2,788 SH	Decreased-176 SH
SPDR SERIES TRUST	STATE STREET SPD	$3.2M	1.1%	34,813 SH	New
STARBOARD INVT TR	ADAPTIVE ALPHA	$3.3M	1.2%Prev: 1.3%	116,219 SH	Decreased+42 SH
STERLING INFRASTRUCTURE INC	COM	$245K	0.1%	799 SH	New
TAKE-TWO INTERACTIVE SOFTWAR	COM	$716K	0.3%Prev: 0.3%	2,795 SH	Decreased-1 SH
TALEN ENERGY CORP	COM	$211K	0.1%Prev: 0.1%	563 SH	Decreased+17 SH
TESLA INC	COM	$4.3M	1.6%Prev: 1.3%	9,628 SH	Increased+1,475 SH
TEXTRON INC	COM	$548K	0.2%Prev: 0.2%	6,284 SH	Increased+429 SH
THE ALGER ETF TRUST	CONCENTRATED EQT	$274K	0.1%Prev: 0.1%	7,957 SH	Increased+1,659 SH
THE ALGER ETF TRUST	MID CAP 40 ETF	$272K	0.1%Prev: 1.5%	12,931 SH	Decreased-174,220 SH
TIDAL TRUST II	BLUEPRINT CHESAP	$203K	0.1%	7,908 SH	New
TOAST INC	CL A	$740K	0.3%Prev: 0.3%	20,831 SH	Increased+1,538 SH
TRANSDIGM GROUP INC	COM	$427K	0.2%Prev: 0.1%	321 SH	Increased+25 SH
UBER TECHNOLOGIES INC	COM	$1.5M	0.5%Prev: 0.7%	18,623 SH	Decreased+38 SH
UNITEDHEALTH GROUP INC	COM	$841K	0.3%Prev: 0.3%	2,548 SH	Decreased+103 SH
VANGUARD INDEX FDS	GROWTH ETF	$869K	0.3%Prev: 0.3%	1,781 SH	Increased+23 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$952K	0.3%Prev: 0.2%	2,839 SH	Increased+811 SH
VANGUARD WORLD FD	MEGA CAP INDEX	$419K	0.2%Prev: 0.1%	1,670 SH	Increased+10 SH
VANGUARD WORLD FD	MEGA GRWTH IND	$237K	0.1%Prev: 0.1%	573 SH	Increased
VIKING HOLDINGS LTD	ORD SHS	$1.1M	0.4%	15,599 SH	New
VISA INC	COM CL A	$1.7M	0.6%Prev: 0.9%	4,776 SH	Decreased-2,035 SH
WALMART INC	COM	$779K	0.3%Prev: 0.3%	6,992 SH	Increased+183 SH
WELLTOWER INC	COM	$362K	0.1%Prev: 0.1%	1,948 SH	Increased+1 SH
WISDOMTREE TR	EQUITY PREMIUM	$825K	0.3%Prev: 0.3%	24,979 SH	Decreased-877 SH
WORKDAY INC	CL A	$302K	0.1%	1,408 SH	New
ZACKS TRUST	FOCUS GROWTH ETF	$4.0M	1.4%Prev: 1.4%	132,834 SH	Increased+6,268 SH
ZACKS TRUST	SMALL/MID CAP	$2.0M	0.7%Prev: 0.7%	53,262 SH	Decreased-133 SH
ZSCALER INC	COM	$1.5M	0.5%Prev: 0.7%	6,484 SH	Decreased-3 SH

Sold (vs prior filing)

ALIBABA GROUP HLDG LTD — $226K
CARDIOL THERAPEUTICS INC — $32K
CMS ENERGY CORP — $217K
COINBASE GLOBAL INC — $201K
CROWDSTRIKE HLDGS INC — $204K
DUKE ENERGY CORP NEW — $234K
EXCHANGE TRADED CONCEPTS TRU — $614K
FEDERATED HERMES ETF TRUST — $968K
ISHARES TR — $211K
OPENDOOR TECHNOLOGIES INC — $116K
PEPSICO INC — $216K
PFIZER INC — $207K
PGIM ETF TR — $230K
PUTNAM ETF TRUST — $1.7M
S&P GLOBAL INC — $686K
SELECT SECTOR SPDR TR — $291K
SELLAS LIFE SCIENCES GROUP I — $30K
SPDR SERIES TRUST — $310K
SPDR SERIES TRUST — $217K
SPDR SERIES TRUST — $976K
… and 3 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 26, 2026	Q4 2025	13F-HR	0001172661-26-000306	$277.9M	View
Nov 14, 2025	Q3 2025	13F-HR	0001172661-25-005010	$273.5M	View
Jul 28, 2026	Q2 2026