PenderFund Capital Management Ltd.

CIK 0001706164 • 7 13F filings • May 15, 2025 – Aug 17, 2026

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Filer information

Filed by: PenderFund Capital Management Ltd., COO
Address: SUITE 1830, 1066 W. HASTINGS STREET, VANCOUVER, A1, V6E 3X2
Phone: 236-521-2988
AUM: $634.7M

AUM over time

$780.1M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryFinancialsIndustrialsReal EstateOther

Holdings by filing

Portfolio value: $634.7M219 positionsView on SEC.gov

			% of Portfolio
1RT ACQUISITION CORP.	*W EXP 06/26/203	$725	0.0%	1,250 SH	New
1RT ACQUISITION CORP.	USD CL A ORD SHS	$51K	0.0%	5,000 SH	New
ABRDN PLATINUM ETF TRUST	PHYSCL PLATM SHS	$45.1M	7.1%Prev: 7.3%	242,000 SH	Increased-60,000 SH
ADDUS HOMECARE CORP	COM	$2.0M	0.3%Prev: 0.0%	18,400 SH	Increased+18,112 SH
ADECOAGRO S A	COM	$2.0M	0.3%Prev: 0.3%	250,000 SH	Increased
ADVISORSHARES TR	PURE US CANNABIS	$109K	0.0%Prev: 0.0%	23,100 SH	Increased+9,600 SH
AIR LEASE CORP	CL A	$490K	0.1%Prev: 0.0%	7,626 SH	Increased+6,700 SH
AIRBNB INC	NOTE 3/1	$5.0M	0.8%	5,000,000 PRN	New
ALAMOS GOLD INC NEW	COM CL A	$386K	0.1%	10,000 SH	New
ALEXANDER & BALDWIN INC NEW	COM	$256K	0.0%	12,400 SH	New
ALGOMA STL GROUP INC	COM	$206K	0.0%	50,000 SH	New
ALLIED GOLD CORP	COM NEW	$619K	0.1%	27,000 SH	New
AMC NETWORKS INC	NOTE 4.250% 2/1	$521K	0.1%	501,000 PRN	New
AMERICAN WOODMARK CORPORATIO	COM	$97K	0.0%Prev: 0.0%	1,800 SH	Decreased
AMERICAS GOLD AND SILVER COR	COM NEW	$274K	0.0%Prev: 0.1%	53,400 SH	Decreased-153,400 SH
AMICUS THERAPEUTICS INC	COM	$169K	0.0%	11,900 SH	New
AMPLIFY ETF TR	ALTRNTV HARV ETF	$36K	0.0%	1,200 SH	New
ANTERO RESOURCES CORP	COM	$28K	0.0%Prev: 0.0%	800 SH	Increased
ANYWHERE REAL ESTATE INC	COM	$120K	0.0%Prev: 0.0%	8,500 SH	Increased+3,000 SH
ASPEN INSURANCE HOLDINGS LTD	ORD SHS CL A	$104K	0.0%Prev: 0.0%	2,800 SH	Increased+900 SH
ASTRAZENECA PLC	SPONSORED ADR	$306K	0.0%Prev: 0.0%	3,330 SH	Increased
ATS CORPORATION	COM	$551K	0.1%Prev: 0.1%	20,000 SH	Increased
AVADEL PHARMACEUTICALS PLC	COM SHS	$172K	0.0%	8,004 SH	New
AVIDITY BIOSCIENCES INC	COM	$325K	0.1%	4,500 SH	New
BAIDU INC	SPON ADR REP A	$993K	0.2%	7,600 SH	New
BCE INC	COM NEW	$8K	0.0%Prev: 0.0%	352 SH	Increased
BEACON FINANCIAL CORP.	COM	$3K	0.0%Prev: 0.0%	116 SH	Increased
BEL FUSE INC	CL A	$243K	0.0%	1,600 SH	New
BEST SPAC I ACQUISITION CORP	USD CL A ORD SHS	$120K	0.0%	11,800 SH	New
BLUE FOUNDRY BANCORP	COM	$268K	0.0%	21,600 SH	New
BLUE WTR ACQUISITION CORP. I	ORD SHS CL A	$232K	0.0%	22,500 SH	New
BOOZ ALLEN HAMILTON HLDG COR	CL A	$30K	0.0%	350 SH	New
BOYD GROUP SERVICES INC	COM	$2.0M	0.3%	12,500 SH	New
BRIGHTHOUSE FINL INC	COM	$188K	0.0%	2,900 SH	New
BROOKFIELD BUSINESS PARTNERS	UNIT LTD L P	$33K	0.0%Prev: 0.0%	925 SH	Decreased-307 SH
BROOKFIELD CORP	CL A LTD VT SH	$2.1M	0.3%Prev: 0.4%	46,110 SH	Increased+15,370 SH
BROOKFIELD RENEWABLE PARTNER	PARTNERSHIP UNIT	$811K	0.1%Prev: 0.1%	30,000 SH	Increased
BURFORD CAP LTD	ORD SHS	$4.4M	0.7%Prev: 1.5%	497,990 SH	Decreased-246,723 SH
CADENCE BANK	COM	$342K	0.1%	7,975 SH	New
CAMECO CORP	COM	$668K	0.1%	7,300 SH	New
CANADA GOOSE HLDGS INC	SHS SUB VTG	$43K	0.0%Prev: 0.0%	3,300 SH	Decreased
CANTALOUPE INC	COM	$327K	0.1%Prev: 0.0%	30,800 SH	Increased+14,600 SH
CANTOR EQUITY PARTNERS III I	SHS CL A	$73K	0.0%Prev: 0.0%	7,200 SH	Increased+3,200 SH
CANTOR EQUITY PARTNERS IV IN	SHS CL A	$103K	0.0%Prev: 0.0%	10,000 SH	Increased
CANTOR EQUITY PARTNERS V INC	SHS CL A S	$51K	0.0%	5,000 SH	New
CARDLYTICS INC	NOTE 4.250% 4/0	$19.4M	3.1%	47,710,000 PRN	New
CARTESIAN GROWTH CORP III	*W EXP 05/02/203	$7K	0.0%	9,143 SH	New
CARTESIAN GROWTH CORP III	COM CL A	$234K	0.0%	22,700 SH	New
CENOVUS ENERGY INC	COM	$677K	0.1%Prev: 0.0%	40,000 SH	Increased+30,000 SH
CHART INDS INC	COM	$371K	0.1%Prev: 0.1%	1,800 SH	Decreased-200 SH
CHENGHE ACQUISITION III CO	UNIT 09/09/2030	$101K	0.0%Prev: 0.0%	10,000 SH	Increased
CHURCHILL CAP CORP XI	UNIT 12/10/2030	$26K	0.0%	2,500 SH	New
CIDARA THERAPEUTICS INC	COM NEW	$199K	0.0%	900 SH	New
CITY OFFICE REIT INC	COM	$410K	0.1%Prev: 0.0%	58,700 SH	Increased+16,500 SH
CLARIVATE PLC	ORD SHS	$1.7M	0.3%Prev: 0.1%	521,000 SH	Increased+388,800 SH
CLEARWATER ANALYTICS HLDGS I	CL A	$171K	0.0%	7,100 SH	New
COMERICA INC	COM	$208K	0.0%	2,397 SH	New
COOPER COS INC	COM	$25K	0.0%Prev: 0.0%	300 SH	Increased
COPA HOLDINGS SA	CL A	$247K	0.0%Prev: 0.0%	2,048 SH	Increased
CRANE HBR ACQUISITION CORP I	UNIT 12/09/2030	$50K	0.0%	5,000 SH	New
CSG SYS INTL INC	COM	$268K	0.0%	3,500 SH	New
CYBERARK SOFTWARE LTD	SHS	$446K	0.1%Prev: 0.1%	1,000 SH	Increased+200 SH
D. BORAL ARC ACQ I CORP.	SHS CL A	$295K	0.0%	29,400 SH	New
DANAHER CORPORATION	COM	$1.1M	0.2%Prev: 0.2%	4,700 SH	Increased
DAYFORCE INC	COM	$574K	0.1%Prev: 0.0%	8,300 SH	Increased+6,900 SH
DECKERS OUTDOOR CORP	COM	$219K	0.0%Prev: 0.4%	2,110 SH	Decreased-22,026 SH
DENNYS CORP	COM	$395K	0.1%	63,500 SH	New
DIAMOND HILL INVT GROUP INC	COM NEW	$254K	0.0%	1,500 SH	New
DIGITALBRIDGE GROUP INC	CL A NEW	$428K	0.1%Prev: 0.0%	27,900 SH	Increased+24,970 SH
DOLLAR TREE INC	COM	$2.3M	0.4%Prev: 0.0%	18,530 SH	Increased+18,220 SH
DRUGS MADE IN AMER ACQ II CO	UNIT 09/16/2030	$497K	0.1%Prev: 0.1%	49,700 SH	Decreased-18,800 SH
DUKE ENERGY CORP NEW	NOTE 4.125% 4/1	$33.3M	5.2%	32,000,000 PRN	New
EQUINOX GOLD CORP	COM	$28.5M	4.5%Prev: 7.3%	12,077,000 SH	Decreased+8,230,846 SH
EQUINOX GOLD CORP	NOTE 4.750%10/1	$36.5M	5.7%	2,596,154 PRN	New
EQV VENTURES AC CORP. II	*W EXP 06/30/203	$2K	0.0%	5,636 SH	New
EQV VENTURES AC CORP. II	ORD SHS CL A	$201K	0.0%	20,000 SH	New
ERO COPPER CORP	COM	$2.8M	0.4%Prev: 0.4%	102,590 SH	Increased-17,010 SH
ESPERION THERAPEUTICS INC NE	COM	$16.3M	2.6%Prev: 3.0%	4,391,926 SH	Decreased-2,284,593 SH
EURONET WORLDWIDE INC	COM	$33K	0.0%Prev: 0.0%	440 SH	Increased+94 SH
EVENTBRITE INC	COM CL A	$409K	0.1%	91,800 SH	New
EVERCORE INC	CLASS A	$1.0M	0.2%Prev: 0.2%	3,060 SH	Increased+60 SH
EVOLENT HEALTH INC	DEBT 4.500% 8/1	$2.9M	0.5%	4,000,000 PRN	New
EVOLENT HEALTH INC	NOTE 3.500%12/0	$5.9M	0.9%	8,769,000 PRN	New
F&G ANNUITIES & LIFE INC	COMMON STOCK	$5K	0.0%	161 SH	New
FACTSET RESH SYS INC	COM	$20K	0.0%	70 SH	New
FIDELITY NATIONAL FINANCIAL	COM SHS	$147K	0.0%Prev: 0.0%	2,694 SH	Decreased
FIFTH ERA ACQUISITION CORP I	ORD SHS CL A	$104K	0.0%	10,100 SH	New
FIGX CAP ACQUISITION CORP.	USD CL A ORD SHS	$91K	0.0%	9,000 SH	New
FIRST MAJESTIC SILVER CORP	NOTE 0.375% 1/1	$54.6M	8.6%	44,040,000 PRN	New
FIRST SVGS FINL GROUP INC	COM	$13K	0.0%	400 SH	New
FLUENCE ENERGY INC	NOTE 2.250% 6/1	$34.0M	5.4%	28,000,000 PRN	New
FLUOR CORP NEW	COM	$1.8M	0.3%Prev: 0.0%	45,140 SH	Increased+44,400 SH
FONAR CORP	COM NEW	$150K	0.0%	8,100 SH	New
FORGE GLOBAL HOLDINGS INC	COM SHS	$102K	0.0%	2,300 SH	New
FUTURECREST ACQUISITION CORP	UNIT 99/99/9999	$51K	0.0%Prev: 0.0%	5,000 SH	Decreased
GALATA ACQUISITION CORP II	UNIT 09/12/2030	$101K	0.0%Prev: 0.0%	10,000 SH	Increased
GENPACT LIMITED	SHS	$38K	0.0%Prev: 0.0%	811 SH	Increased
GITLAB INC	CLASS A COM	$79K	0.0%Prev: 0.0%	2,100 SH	Decreased
GOLDEN ENTMT INC	COM	$231K	0.0%	8,500 SH	New
GRAF GLOBAL CORP	ORD SHS CL A	$108K	0.0%Prev: 0.0%	10,000 SH	Increased
GREEN DOT CORP	CL A	$250K	0.0%	19,500 SH	New
GULF IS FABRICATION INC	COM	$150K	0.0%	12,522 SH	New
HCM III ACQUISITION CORP	ORD SHS CL A	$72K	0.0%	7,200 SH	New
HEXCEL CORP NEW	COM	$2.3M	0.4%Prev: 0.3%	31,723 SH	Increased
HIGHVIEW MERGER CORP	UNIT 07/24/2030	$182K	0.0%Prev: 0.0%	18,000 SH	Increased
HILLENBRAND INC	COM	$425K	0.1%	13,400 SH	New
HNI CORP	COM	$42	0.0%	1 SH	New
HOLOGIC INC	COM	$328K	0.1%Prev: 0.0%	4,400 SH	Increased+3,700 SH
INFLECTION PT ACQUISITION CO	CL A ORD SHS	$51K	0.0%	5,000 SH	New
INSPIRATO INCORPORATED	CL A NEW	$246K	0.0%	59,100 SH	New
INTERCURE LTD	COM NEW	$2K	0.0%Prev: 0.0%	1,977 SH	Decreased
INTERNATIONAL FLAVORS&FRAGRA	COM	$2.3M	0.4%Prev: 0.4%	34,212 SH	Increased+42 SH
INTERNATIONAL MNY EXPRESS IN	COM	$232K	0.0%Prev: 0.0%	15,100 SH	Increased+5,600 SH
IRON HORSE ACQUISIT CORP II	UNIT 07/11/2030	$50K	0.0%	5,000 SH	New
ISHARES SILVER TR	ISHARES	$15.9M	2.5%Prev: 1.8%	247,500 SH	Increased-2,500 SH
ISOENERGY LTD	COM NEW	$1.0M	0.2%Prev: 0.1%	111,600 SH	Increased+51,000 SH
ITHAX ACQUISITION CORP III	UNIT 11/17/2030	$100K	0.0%	10,000 SH	New
ITRON INC	COM	$32K	0.0%Prev: 0.0%	340 SH	Decreased+75 SH
JABIL INC	COM	$287K	0.0%Prev: 0.0%	1,257 SH	Increased+40 SH
JAMF HLDG CORP	COM	$173K	0.0%	13,300 SH	New
JANUS HENDERSON GROUP PLC	ORD SHS	$166K	0.0%	3,500 SH	New
JFROG LTD	ORD SHS	$94K	0.0%Prev: 0.0%	1,500 SH	Increased
KENNEDY-WILSON HOLDINGS INC	COM	$205K	0.0%Prev: 0.3%	21,200 SH	Decreased-158,200 SH
KKR & CO INC	COM	$2.5M	0.4%Prev: 0.2%	19,740 SH	Increased+9,500 SH
LANVIN GROUP HOLDINGS LIMITE	*W EXP 01/14/202	$39	0.0%Prev: 0.0%	2,500 SH	Decreased
LAUDER ESTEE COS INC	CL A	$37K	0.0%Prev: 0.0%	355 SH	Increased
LAUNCH ONE ACQUISITION CORP	SHS CLASS A	$333K	0.1%Prev: 0.1%	31,400 SH	Decreased-28,600 SH
LAUNCHPAD CADENZA ACQUISITIO	UNIT 12/15/2030	$50K	0.0%	5,000 SH	New
LEAPFROG ACQUISITION CORP	UNIT 11/10/2030	$50K	0.0%	5,000 SH	New
LENSAR INC	COM	$286K	0.0%Prev: 0.1%	24,600 SH	Decreased-2,400 SH
LIGHTWAVE ACQUISITION CORP	USD CL A ORD SHS	$102K	0.0%	10,196 SH	New
LINKBANCORP INC	COM	$43K	0.0%	5,175 SH	New
LITHIA MTRS INC	COM	$798K	0.1%Prev: 0.1%	2,400 SH	Increased
LSI INDS INC OHIO	COM	$178K	0.0%Prev: 0.0%	9,730 SH	Decreased
M3-BRIGADE ACQUISITION VI CO	UNIT 08/18/2030	$105K	0.0%Prev: 0.0%	10,387 SH	Decreased
MAGNITE INC	NOTE 0.250% 3/1	$14.1M	2.2%	14,225,000 PRN	New
MAPLEBEAR INC	COM	$27K	0.0%	595 SH	New
MARAVAI LIFESCIENCES HLDGS I	COM CL A	$717K	0.1%Prev: 0.2%	220,500 SH	Decreased-199,357 SH
MARKEL GROUP INC	COM	$1.1M	0.2%Prev: 0.2%	517 SH	Increased+2 SH
MASTERCARD INCORPORATED	CL A	$285K	0.0%Prev: 0.0%	500 SH	Increased
MCKINLEY ACQUISITION CORP	UNIT 07/25/2030	$182K	0.0%Prev: 0.0%	18,000 SH	Increased
MERCURY GENL CORP NEW	COM	$37K	0.0%Prev: 0.0%	390 SH	Decreased-50 SH
MICROCHIP TECHNOLOGY INC.	COM	$945K	0.1%Prev: 0.2%	14,835 SH	Increased+475 SH
MIDDLEFIELD BANC CORP	COM NEW	$21K	0.0%	604 SH	New
MIDWESTONE FINL GROUP INC NE	COM	$127K	0.0%	3,305 SH	New
MILUNA ACQUISITION CORP	UNIT 09/29/2030	$14K	0.0%	1,406 SH	New
MODINE MFG CO	COM	$24K	0.0%Prev: 0.0%	180 SH	Decreased-20 SH
NEW PROVIDENCE ACQUISITION C	USD CL A ORD SHS	$141K	0.0%	13,765 SH	New
NEXGEN ENERGY LTD	COM	$2.4M	0.4%Prev: 0.2%	256,800 SH	Increased+97,500 SH
NIO INC	NOTE 3.875%10/1	$24.1M	3.8%	25,270,000 PRN	New
NIO INC	NOTE 4.625%10/1	$19.8M	3.1%	22,150,000 PRN	New
NORTHERN OIL & GAS INC	NOTE 3.625% 4/1	$19.5M	3.1%	20,000,000 PRN	New
NORTHWESTERN ENERGY GROUP IN	COM NEW	$187K	0.0%Prev: 0.0%	2,900 SH	Increased+2,269 SH
NVIDIA CORPORATION	COM	$653K	0.1%	3,500 SH	New
OLYMPIC STEEL INC	COM	$5K	0.0%	109 SH	New
ON SEMICONDUCTOR CORP	COM	$314K	0.0%	5,800 SH	New
ON24 INC	COM	$150K	0.0%	18,900 SH	New
OPKO HEALTH INC	NOTE 3.750% 1/1	$9.6M	1.5%	7,311,000 PRN	New
ORION PROPERTIES INC	COM	$84K	0.0%Prev: 0.0%	37,000 SH	Decreased
OTG ACQUISITION CORP. I	UNIT 09/05/2030	$25K	0.0%Prev: 0.0%	2,500 SH	Increased
OXLEY BRIDGE ACQ LTD	USD CL A ORD SHS	$92K	0.0%	9,100 SH	New
PAR TECHNOLOGY CORP	COM	$4.9M	0.8%Prev: 2.5%	5,000,000 SH	Decreased+4,627,034 SH
PAR TECHNOLOGY CORP	NOTE 1.500%10/1	$15.2M	2.4%	417,666 PRN	New
PERIMETER ACQUISITION CORP I	COM CL A	$82K	0.0%	8,000 SH	New
PIONEER ACQUISITION I CORP	CL A ORD SHS	$175K	0.0%	17,400 SH	New
PLYMOUTH INDL REIT INC	COM	$175K	0.0%	8,000 SH	New
PPL CAP FDG INC	NOTE 2.875% 3/1	$21.0M	3.3%	19,000,000 PRN	New
PROASSURANCE CORP	COM	$227K	0.0%Prev: 0.0%	9,401 SH	Increased+1,901 SH
PROFOUND MED CORP	COM NEW	$74K	0.0%Prev: 0.0%	9,400 SH	Increased
QUIPT HOME MEDICAL CORP	COM	$328K	0.1%	92,629 SH	New
RAMBUS INC DEL	COM	$21K	0.0%Prev: 0.0%	230 SH	Decreased-75 SH
RANGE CAP ACQUISITION CORP I	UNIT 09/29/2030	$177K	0.0%	17,320 SH	New
RENATUS TACTICAL ACQUIS	SHS CL A	$240K	0.0%	22,500 SH	New
REPUBLIC DIGITAL ACQUISITION	*W EXP 05/01/203	$2K	0.0%	2,500 SH	New
REPUBLIC DIGITAL ACQUISITION	USD CL A ORD SHS	$107K	0.0%	10,600 SH	New
SANGOMA TECHNOLOGIES CORP	COM NEW	$14.2M	2.2%Prev: 2.4%	2,821,433 SH	Increased
SEMRUSH HLDGS INC	CL A COM	$214K	0.0%	18,023 SH	New
SIM ACQUISITION CORP. I	*W EXP 06/01/203	$2K	0.0%Prev: 0.0%	9,678 SH	Decreased-2,822 SH
SIM ACQUISITION CORP. I	SHS CL A	$216K	0.0%Prev: 0.0%	20,400 SH	Decreased-4,600 SH
SIZZLE ACQUISITION CORP. II	USD CL A ORD SHS	$443K	0.1%	43,642 SH	New
SMART SH GLOBAL LTD	ADS	$154K	0.0%Prev: 0.0%	131,500 SH	Increased+58,500 SH
SOCIAL COMM PARTNERS CORP	UNIT 11/24/2030	$50K	0.0%	5,000 SH	New
SOHO HOUSE & CO INC	COM CL A	$887K	0.1%Prev: 0.1%	98,995 SH	Increased+56,095 SH
SOLARIUS CAPITAL ACQU CORP	SHS CL A	$292K	0.0%	29,100 SH	New
SOTHERLY HOTELS INC	COM	$397K	0.1%	184,798 SH	New
SOULPOWER ACQUISITION CORP	USD CL A ORD SHS	$305K	0.0%	30,051 SH	New
SOUTHERN CO	NOTE 4.500% 6/1	$32.1M	5.1%	30,000,000 PRN	New
SPROTT ASSET MANAGEMENT LP	PHYSICAL SILVER	$13.4M	2.1%Prev: 1.8%	565,000 SH	Increased-100,000 SH
SSR MINING IN	NOTE 2.500% 4/0	$25.9M	4.1%	19,737,000 PRN	New
STANDARDAERO INC	COM	$2.3M	0.4%	80,700 SH	New
STONECO LTD	COM CL A	$1.5M	0.2%Prev: 0.3%	100,000 SH	Decreased
SYNCHRONOSS TECHNOLOGIES INC	COM NEW	$334K	0.1%	39,000 SH	New
TALEN ENERGY CORP	COM	$562K	0.1%	1,500 SH	New
TEGNA INC	COM	$87K	0.0%Prev: 0.0%	4,500 SH	Increased+1,600 SH
TELESAT CORP	CL A & CL B SHS	$15.9M	2.5%Prev: 1.8%	409,753 SH	Increased
TEXAS INSTRS INC	COM	$312K	0.0%	1,800 SH	New
THAYER VENTURES ACQ CORP II	CL A	$364K	0.1%	36,000 SH	New
TITAN ACQUISITION CORP	CL A	$376K	0.1%	36,600 SH	New
TRAILBLAZER ACQUISITION CORP	UNIT 08/21/2030	$102K	0.0%Prev: 0.0%	10,000 SH	Decreased
TRUECAR INC	COM	$219K	0.0%	97,100 SH	New
TXNM ENERGY INC	COM	$8.0M	1.3%Prev: 0.0%	5,900,000 SH	Increased+5,895,600 SH
TXNM ENERGY INC	NOTE 5.750% 6/0	$365K	0.1%	6,200 PRN	New
UDEMY INC	COM	$2K	0.0%	375 SH	New
URANIUM ENERGY CORP	COM	$39K	0.0%	3,300 SH	New
VERISIGN INC	COM	$33K	0.0%Prev: 0.0%	135 SH	Decreased+13 SH
VINE HILL CAP INVT CORP.	ORD SHS CL A	$269K	0.0%Prev: 0.0%	25,000 SH	Increased
VINE HILL CAP INVTS CORP II	UNIT 11/25/2030	$251K	0.0%	25,000 SH	New
VIZSLA SILVER CORP	COM NEW	$454K	0.1%Prev: 0.1%	83,000 SH	Increased
VOYAGER ACQUISITION CORP	CL A	$84K	0.0%Prev: 0.0%	7,900 SH	Increased+2,900 SH
WARNER BROS DISCOVERY INC	COM SER A	$484K	0.1%	16,800 SH	New
WASTE CONNECTIONS INC	COM	$526K	0.1%Prev: 0.1%	3,000 SH	Decreased
WEBSTER FINL CORP	COM	$2.4M	0.4%Prev: 0.1%	37,838 SH	Increased+32,000 SH
WEN ACQUISITION CORP	COM CL A	$178K	0.0%	17,600 SH	New
WESTERN ASST INFLTN LKD INM	COM SH BEN INT	$794K	0.1%Prev: 0.1%	96,300 SH	Increased+7,200 SH
WESTERN AST INFL LKD OPP & I	COM	$8.7M	1.4%Prev: 1.5%	1,015,397 SH	Decreased+8,700 SH
WESTERN COPPER & GOLD CORP	COM	$183K	0.0%Prev: 0.1%	68,500 SH	Decreased-250,000 SH
WOLFSPEED INC	COMMON STOCK	$12.1M	1.9%	8,125,060 SH	New
WOLFSPEED INC	NOTE 2.500% 6/1	$415K	0.1%	23,851 PRN	New
XENON PHARMACEUTICALS INC	COM	$307K	0.0%Prev: 0.0%	6,850 SH	Increased

Sold (vs prior filing)

1RT ACQUISITION CORP. — $52K
89BIO INC — $138K
AIRBNB INC — $4.9M
ALAMOS GOLD INC — $349K
ALLETE INC — $185K
ALPHATIME ACQUISITION CORP — $2K
AMC NETWORKS INC — $482K
APOLLO GLOBAL MGMT INC — $666
AVIDXCHANGE HOLDINGS INC — $230K
B2GOLD CORP — $494K
BAYVIEW ACQUISITION CORP — $19K
BEST SPAC I ACQUISITION CORP — $188K
BEYOND MEAT INC — $16.9M
BIG 5 SPORTING GOODS CORP — $344K
BLACK HAWK ACQUISITION CORP — $11K
BLUE WTR ACQUISITION CORP. I — $249K
BROOKFIELD ASSET MANAGMT LTD — $967
CARDLYTICS INC — $14.7M
CARTESIAN GROWTH CORP III — $245K
COLUMBIA BKG SYS INC — $51
… and 83 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 17, 2026	Q4 2025	13F-HR	0001706164-26-000001	$634.7M	View
Nov 14, 2025	Q3 2025	13F-HR	0001706164-25-000010	$592.7M	View
Aug 17, 2026	Q2 2026