Northeast Financial Consultants Inc

CIK 0001599863 • 2 13F filings • May 16, 2025 – Aug 15, 2025

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Filer information

Filed by: Northeast Financial Consultants Inc, Chief Compliance Officer
Address: PO BOX 2630, WESTPORT, CT, 06880
Phone: 2032268997
AUM: $2.45B

AUM over time

$2.45B latest

Sector allocation over time

Past 2 quarters

Q2 2025

Q1 2025

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyOther

Holdings by filing

Portfolio value: $2.45B298 positionsView on SEC.gov

			% of Portfolio
ABBOTT LABS	COM	$868K	0.0%Prev: 0.0%	6,381 SH	Increased
ABBVIE INC	COM	$3.1M	0.1%Prev: 0.2%	16,867 SH	Decreased
ACCENTURE PLC IRELAND	SHS CLASS A	$662K	0.0%Prev: 0.0%	2,214 SH	Decreased
ADOBE INC	COM	$979K	0.0%Prev: 0.0%	2,531 SH	Increased+434 SH
ADVANCED MICRO DEVICES INC	COM	$395K	0.0%Prev: 0.0%	2,785 SH	Increased
AFLAC INC	COM	$285K	0.0%Prev: 0.0%	2,700 SH	Decreased
ALLIANCEBERNSTEIN HLDG L P	UNIT LTD PARTN	$1.9M	0.1%Prev: 0.1%	46,409 SH	Increased
ALLSTATE CORP	COM	$427K	0.0%Prev: 0.0%	2,123 SH	Decreased
ALPHABET INC	CAP STK CL A	$33.1M	1.4%Prev: 1.3%	187,704 SH	Increased-1,653 SH
ALPHABET INC	CAP STK CL C	$36.6M	1.5%Prev: 1.5%	206,148 SH	Increased-3,873 SH
ALPS ETF TR	ALERIAN ENERGY	$755K	0.0%	23,404 SH	New
ALPS ETF TR	ALERIAN MLP	$251K	0.0%	5,134 SH	New
ALTRIA GROUP INC	COM	$2.1M	0.1%Prev: 0.1%	36,287 SH	Decreased
AMAZON COM INC	COM	$64.0M	2.6%Prev: 2.5%	291,623 SH	Increased-4,287 SH
AMERICAN EXPRESS CO	COM	$513K	0.0%Prev: 0.0%	1,609 SH	Increased-37 SH
AMERICAN WTR WKS CO INC NEW	COM	$209K	0.0%Prev: 0.0%	1,500 SH	Decreased
AMGEN INC	COM	$1.8M	0.1%Prev: 0.1%	6,419 SH	Decreased
AMPLIFY ETF TR	AMPLIFY CYBERSEC	$1.7M	0.1%Prev: 0.1%	20,120 SH	Increased
AON PLC	SHS CL A	$218K	0.0%Prev: 0.0%	610 SH	Decreased
APOLLO GLOBAL MGMT INC	COM	$3.5M	0.1%Prev: 0.2%	24,731 SH	Increased
APPLE INC	COM	$47.8M	2.0%Prev: 3.0%	233,136 SH	Decreased-74,513 SH
ARES CAPITAL CORP	COM	$16.4M	0.7%Prev: 0.8%	748,796 SH	Decreased-108,614 SH
ARES MANAGEMENT CORPORATION	CL A COM STK	$2.3M	0.1%Prev: 0.1%	13,042 SH	Increased
ASML HOLDING N V	N Y REGISTRY SHS	$4.5M	0.2%Prev: 0.2%	5,604 SH	Increased-315 SH
ASTRAZENECA PLC	SPONSORED ADR	$355K	0.0%Prev: 0.0%	5,075 SH	Decreased
AT&T INC	COM	$309K	0.0%Prev: 0.0%	10,680 SH	Decreased-424 SH
ATLANTA BRAVES HLDGS INC	COM SER A	$236K	0.0%	4,800 SH	New
AUTOMATIC DATA PROCESSING IN	COM	$3.6M	0.1%Prev: 0.2%	11,545 SH	Increased
AXIS CAP HLDGS LTD	SHS	$291K	0.0%Prev: 0.0%	2,800 SH	Increased
BANK AMERICA CORP	COM	$10.2M	0.4%Prev: 0.5%	214,906 SH	Decreased-62,042 SH
BANK NEW YORK MELLON CORP	COM	$200K	0.0%	2,200 SH	New
BANKWELL FINL GROUP INC	COM	$789K	0.0%Prev: 0.0%	21,903 SH	Increased
BIOCRYST PHARMACEUTICALS INC	COM	$588K	0.0%Prev: 0.0%	65,633 SH	Increased
BLACKROCK INC	COM	$490K	0.0%Prev: 0.0%	467 SH	Increased
BLACKSTONE INC	COM	$9.9M	0.4%Prev: 0.4%	66,429 SH	Increased+269 SH
BLACKSTONE MTG TR INC	COM CL A	$1.7M	0.1%Prev: 0.1%	90,000 SH	Decreased
BLACKSTONE SECD LENDING FD	COMMON STOCK	$103.3M	4.2%Prev: 4.5%	3,359,523 SH	Increased+216,835 SH
BLUE OWL CAPITAL CORPORATION	COM	$6.0M	0.2%Prev: 0.3%	419,016 SH	Decreased-112,558 SH
BOEING CO	COM	$3.1M	0.1%Prev: 0.1%	14,762 SH	Increased
BOSTON SCIENTIFIC CORP	COM	$599K	0.0%Prev: 0.0%	5,574 SH	Increased
BRISTOL-MYERS SQUIBB CO	COM	$1.7M	0.1%Prev: 0.1%	37,186 SH	Decreased-1,686 SH
BROADCOM INC	COM	$24.9M	1.0%Prev: 0.7%	90,240 SH	Increased-892 SH
BROOKFIELD CORP	CL A LTD VT SH	$14.5M	0.6%Prev: 0.5%	234,641 SH	Increased
CAPITAL ONE FINL CORP	COM	$462K	0.0%	2,170 SH	New
CARLYLE SECURED LENDING INC	COM	$1.4M	0.1%Prev: 0.0%	102,219 SH	Increased+59,449 SH
CARRIER GLOBAL CORPORATION	COM	$313K	0.0%Prev: 0.0%	4,270 SH	Increased+469 SH
CASEYS GEN STORES INC	COM	$918K	0.0%Prev: 0.0%	1,800 SH	Increased
CATERPILLAR INC	COM	$276K	0.0%	712 SH	New
CBRE GROUP INC	CL A	$420K	0.0%Prev: 0.0%	3,000 SH	Increased
CELANESE CORP DEL	COM	$332K	0.0%Prev: 0.0%	6,000 SH	Decreased
CHESAPEAKE UTILS CORP	COM	$385K	0.0%Prev: 0.0%	3,200 SH	Decreased
CHEVRON CORP NEW	COM	$10.9M	0.4%Prev: 0.6%	76,092 SH	Decreased-600 SH
CHICAGO ATLANTIC BDC INC	COM	$851K	0.0%	82,192 SH	New
CHUBB LIMITED	COM	$2.5M	0.1%Prev: 0.1%	8,721 SH	Decreased
CITIGROUP INC	COM NEW	$1.3M	0.1%Prev: 0.0%	15,626 SH	Increased
CLEARSIDE BIOMEDICAL INC	COM	$74K	0.0%Prev: 0.0%	93,000 SH	Decreased
COCA COLA CO	COM	$1.9M	0.1%Prev: 0.1%	26,456 SH	Decreased-7,213 SH
COGNITION THERAPEUTICS INC	COM	$20K	0.0%Prev: 0.0%	63,351 SH	Decreased
COHERENT CORP	COM	$241K	0.0%	2,700 SH	New
COMPASS PATHWAYS PLC	SPONSORED ADS	$59K	0.0%	21,000 SH	New
CONOCOPHILLIPS	COM	$361K	0.0%Prev: 0.0%	4,022 SH	Decreased-739 SH
COREWEAVE INC	COM CL A	$580K	0.0%	3,556 SH	New
CORNING INC	COM	$2.4M	0.1%Prev: 0.1%	46,563 SH	Increased
CORTEVA INC	COM	$203K	0.0%	2,718 SH	New
COSTCO WHSL CORP NEW	COM	$784K	0.0%Prev: 0.0%	792 SH	Increased
COVENANT LOGISTICS GROUP INC	CL A	$964K	0.0%Prev: 0.0%	40,000 SH	Increased
CROWDSTRIKE HLDGS INC	CL A	$295K	0.0%Prev: 0.0%	579 SH	Decreased-975 SH
CSX CORP	COM	$333K	0.0%Prev: 0.0%	10,200 SH	Increased
CUMMINS INC	COM	$328K	0.0%Prev: 0.0%	1,000 SH	Increased
DEERE & CO	COM	$7.4M	0.3%Prev: 0.3%	14,482 SH	Increased
DISNEY WALT CO	COM	$11.4M	0.5%Prev: 0.4%	92,104 SH	Increased-3,411 SH
DUKE ENERGY CORP NEW	COM NEW	$1.5M	0.1%Prev: 0.1%	12,422 SH	Decreased
DYADIC INTL INC DEL	COM	$248K	0.0%Prev: 0.0%	250,000 SH	Decreased
ECOLAB INC	COM	$1.6M	0.1%Prev: 0.1%	5,999 SH	Increased
ELI LILLY & CO	COM	$8.3M	0.3%Prev: 0.4%	10,689 SH	Decreased+132 SH
EMERSON ELEC CO	COM	$632K	0.0%Prev: 0.0%	4,741 SH	Increased+125 SH
ENBRIDGE INC	COM	$267K	0.0%Prev: 0.0%	5,896 SH	Increased
ENERGY TRANSFER L P	COM UT LTD PTN	$2.4M	0.1%Prev: 0.1%	132,535 SH	Decreased-16,523 SH
ENTERPRISE PRODS PARTNERS L	COM	$8.9M	0.4%Prev: 0.4%	286,946 SH	Decreased-3,981 SH
EQT CORP	COM	$678K	0.0%Prev: 0.0%	11,619 SH	Increased
EXCHANGE TRADED CONCEPTS TRU	RANGE NUCLEAR RE	$282K	0.0%	4,987 SH	New
EXPEDITORS INTL WASH INC	COM	$206K	0.0%Prev: 0.0%	1,800 SH	Decreased
EXXON MOBIL CORP	COM	$6.5M	0.3%Prev: 0.4%	60,414 SH	Decreased-7,261 SH
FIDELITY COVINGTON TRUST	ENHANCED INTL	$512K	0.0%	15,399 SH	New
FIDELITY COVINGTON TRUST	ENHANCED LARGE	$222K	0.0%Prev: 0.0%	6,973 SH	Decreased-465 SH
FIDELITY MERRIMACK STR TR	TOTAL BD ETF	$345K	0.0%Prev: 0.0%	7,538 SH	Increased
FIDELITY WISE ORIGIN BITCOIN	SHS	$928K	0.0%	9,874 SH	New
FIFTH THIRD BANCORP	COM	$234K	0.0%Prev: 0.0%	5,700 SH	Increased
FIRST TR EXCHANGE TRADED FD	HLTH CARE ALPH	$420K	0.0%Prev: 0.0%	4,050 SH	Increased
FIRST TR EXCHANGE TRADED FD	NASDAQ CYB ETF	$1.2M	0.0%Prev: 0.0%	15,867 SH	Increased+7,621 SH
FIRST TR EXCHANGE-TRADED ALP	COM SHS	$428K	0.0%	4,400 SH	New
FIRST TR EXCHANGE-TRADED FD	DJ INTERNT IDX	$40.6M	1.7%Prev: 1.5%	150,719 SH	Increased-3,550 SH
FIRST TR EXCHANGE-TRADED FD	NASDAQ 100 EX	$3.9M	0.2%Prev: 0.2%	39,821 SH	Increased
FIRST TR EXCHANGE-TRADED FD	SHS	$1.7M	0.1%	31,067 SH	New
FMC CORP	COM NEW	$5.3M	0.2%Prev: 0.2%	128,000 SH	Decreased
FREEPORT-MCMORAN INC	CL B	$1.2M	0.1%Prev: 0.0%	28,578 SH	Increased-400 SH
GE AEROSPACE	COM NEW	$221K	0.0%Prev: 0.0%	858 SH	Decreased-751 SH
GE VERNOVA INC	COM	$204K	0.0%	386 SH	New
GLOBAL X FDS	CYBRSCURTY ETF	$1.5M	0.1%Prev: 0.1%	40,450 SH	Increased
GLOBAL X FDS	GLOBAL X URANIUM	$355K	0.0%Prev: 0.0%	9,138 SH	Increased
GOLDMAN SACHS GROUP INC	COM	$10.1M	0.4%Prev: 0.4%	14,207 SH	Increased-1,630 SH
GOLUB CAP BDC INC	COM	$56.9M	2.3%Prev: 2.8%	3,887,089 SH	Decreased-232,954 SH
GSK PLC	SPONSORED ADR	$505K	0.0%	13,160 SH	New
HA SUSTAINABLE INFRA CAP INC	COM	$1.2M	0.0%Prev: 0.1%	43,000 SH	Decreased
HCA HEALTHCARE INC	COM	$575K	0.0%Prev: 0.0%	1,500 SH	Increased
HEICO CORP NEW	COM	$1.3M	0.1%Prev: 0.0%	4,100 SH	Increased
HOME DEPOT INC	COM	$7.5M	0.3%Prev: 0.4%	20,537 SH	Decreased-2,768 SH
HONEYWELL INTL INC	COM	$5.9M	0.2%Prev: 0.2%	25,398 SH	Increased+5,613 SH
ILLINOIS TOOL WKS INC	COM	$1.3M	0.1%Prev: 0.1%	5,090 SH	Decreased
IMMUNOME INC	COM	$399K	0.0%Prev: 0.0%	42,953 SH	Increased
INTEL CORP	COM	$1.7M	0.1%Prev: 0.1%	74,383 SH	Decreased-6,790 SH
INTERCONTINENTAL EXCHANGE IN	COM	$598K	0.0%Prev: 0.0%	3,260 SH	Increased+2 SH
INTERNATIONAL BUSINESS MACHS	COM	$1.5M	0.1%Prev: 0.1%	5,197 SH	Increased-907 SH
INTUITIVE MACHINES INC	CLASS A COM	$326K	0.0%Prev: 0.0%	30,000 SH	Increased
INVESCO EXCHANGE TRADED FD T	AEROSPACE DEFN	$13.0M	0.5%Prev: 0.4%	91,662 SH	Increased+7,844 SH
INVESCO EXCHANGE TRADED FD T	BUYBACK ACHIEV	$878K	0.0%Prev: 0.0%	7,100 SH	Increased
INVESCO EXCHANGE TRADED FD T	INTL DIVI ACHI	$1.3M	0.1%Prev: 0.1%	61,943 SH	Increased
INVESCO EXCHANGE TRADED FD T	S&P MDCP400 PR	$1.0M	0.0%Prev: 0.0%	21,000 SH	Increased
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$6.0M	0.2%Prev: 0.2%	32,840 SH	Increased+2,898 SH
INVESCO QQQ TR	UNIT SER 1	$101.8M	4.2%Prev: 3.8%	184,612 SH	Increased+694 SH
ISHARES BITCOIN TRUST ETF	SHS BEN INT	$7.7M	0.3%Prev: 0.3%	126,029 SH	Increased-9,895 SH
ISHARES GOLD TR	ISHARES NEW	$492K	0.0%Prev: 0.0%	7,888 SH	Increased
ISHARES INC	CORE MSCI EMKT	$1.3M	0.1%Prev: 0.1%	21,006 SH	Increased
ISHARES TR	CORE DIV GRWTH	$93.4M	3.8%Prev: 4.0%	1,460,398 SH	Increased-8,811 SH
ISHARES TR	CORE HIGH DV ETF	$3.3M	0.1%Prev: 0.2%	28,556 SH	Decreased-170 SH
ISHARES TR	CORE MSCI EAFE	$1.4M	0.1%Prev: 0.1%	16,348 SH	Increased+577 SH
ISHARES TR	CORE MSCI TOTAL	$287K	0.0%Prev: 0.0%	3,713 SH	Increased
ISHARES TR	CORE S&P MCP ETF	$1.1M	0.0%Prev: 0.0%	18,053 SH	Increased+400 SH
ISHARES TR	CORE S&P SCP ETF	$13.9M	0.6%Prev: 0.9%	127,042 SH	Decreased-69,933 SH
ISHARES TR	CORE S&P TTL STK	$22.4M	0.9%Prev: 0.9%	166,245 SH	Increased+23 SH
ISHARES TR	CORE S&P500 ETF	$10.5M	0.4%Prev: 0.4%	16,948 SH	Increased+444 SH
ISHARES TR	CYBERSECURITY	$1.4M	0.1%Prev: 0.1%	25,400 SH	Increased
ISHARES TR	EAFE GRWTH ETF	$388K	0.0%Prev: 0.0%	3,463 SH	Increased
ISHARES TR	EXPANDED TECH	$35.4M	1.4%Prev: 1.3%	323,518 SH	Increased-487 SH
ISHARES TR	EXPND TEC SC ETF	$11.1M	0.5%Prev: 0.4%	98,767 SH	Increased-12,379 SH
ISHARES TR	GLB INFRASTR ETF	$731K	0.0%Prev: 0.0%	12,355 SH	Increased
ISHARES TR	GLOBAL TECH ETF	$1.1M	0.0%Prev: 0.0%	12,217 SH	Increased
ISHARES TR	ISHARES BIOTECH	$676K	0.0%Prev: 0.0%	5,347 SH	Decreased-1,464 SH
ISHARES TR	ISHARES SEMICDTR	$1.5M	0.1%Prev: 0.0%	6,374 SH	Increased+4,653 SH
ISHARES TR	MSCI ACWI ETF	$9.0M	0.4%	70,178 SH	New
ISHARES TR	MSCI EAFE ETF	$7.1M	0.3%Prev: 0.2%	79,561 SH	Increased+20,930 SH
ISHARES TR	MSCI INTL QUALTY	$8.7M	0.4%Prev: 0.4%	201,101 SH	Increased-7,068 SH
ISHARES TR	MSCI USA QLT FCT	$9.1M	0.4%Prev: 0.4%	49,721 SH	Increased-280 SH
ISHARES TR	RUS 1000 ETF	$4.0M	0.2%Prev: 0.2%	11,817 SH	Increased-49 SH
ISHARES TR	RUS 1000 GRW ETF	$4.4M	0.2%Prev: 0.2%	10,255 SH	Increased-1 SH
ISHARES TR	RUS 1000 VAL ETF	$2.2M	0.1%Prev: 0.1%	11,205 SH	Increased
ISHARES TR	RUS 2000 VAL ETF	$2.5M	0.1%Prev: 0.1%	16,106 SH	Increased+8 SH
ISHARES TR	RUS MD CP GR ETF	$947K	0.0%Prev: 0.0%	6,831 SH	Increased+100 SH
ISHARES TR	RUS MDCP VAL ETF	$3.7M	0.2%Prev: 0.2%	27,828 SH	Increased
ISHARES TR	RUS MID CAP ETF	$454K	0.0%Prev: 0.0%	4,932 SH	Decreased-1,276 SH
ISHARES TR	RUSSELL 2000 ETF	$4.8M	0.2%Prev: 0.2%	22,448 SH	Increased+490 SH
ISHARES TR	S&P 500 GRWT ETF	$6.0M	0.2%Prev: 0.2%	54,330 SH	Increased+120 SH
ISHARES TR	S&P MC 400GR ETF	$370K	0.0%Prev: 0.0%	4,064 SH	Increased
ISHARES TR	S&P SML 600 GWT	$2.3M	0.1%Prev: 0.1%	17,158 SH	Increased-964 SH
ISHARES TR	SELECT DIVID ETF	$685K	0.0%Prev: 0.0%	5,160 SH	Decreased
ISHARES TR	SP SMCP600VL ETF	$4.7M	0.2%Prev: 0.2%	47,151 SH	Decreased-4,400 SH
ISHARES TR	U.S. MED DVC ETF	$5.0M	0.2%Prev: 0.2%	79,059 SH	Decreased-4,831 SH
ISHARES TR	U.S. PHARMA ETF	$271K	0.0%Prev: 0.0%	4,140 SH	Decreased
ISHARES TR	U.S. TECH ETF	$3.6M	0.1%Prev: 0.1%	20,564 SH	Increased
JOHNSON & JOHNSON	COM	$5.9M	0.2%Prev: 0.3%	38,382 SH	Decreased-449 SH
JOHNSON CTLS INTL PLC	SHS	$6.3M	0.3%Prev: 0.2%	60,000 SH	Increased
JPMORGAN CHASE & CO.	COM	$32.4M	1.3%Prev: 1.3%	111,715 SH	Increased-8,956 SH
KIMBERLY-CLARK CORP	COM	$475K	0.0%Prev: 0.0%	3,688 SH	Decreased
KINDER MORGAN INC DEL	COM	$393K	0.0%Prev: 0.0%	13,360 SH	Increased
KKR & CO INC	COM	$19.1M	0.8%Prev: 0.7%	143,450 SH	Increased-650 SH
KLA CORP	COM NEW	$259K	0.0%	289 SH	New
KROGER CO	COM	$287K	0.0%Prev: 0.0%	4,000 SH	Increased
L3HARRIS TECHNOLOGIES INC	COM	$823K	0.0%Prev: 0.0%	3,282 SH	Increased-250 SH
LIBERTY BROADBAND CORP	COM SER C	$294K	0.0%Prev: 0.0%	2,989 SH	Increased
LIBERTY GLOBAL LTD	COM CL C	$126K	0.0%Prev: 0.0%	12,261 SH	Decreased
LIBERTY MEDIA CORP DEL	COM LBTY LIV S C	$290K	0.0%Prev: 0.0%	3,576 SH	Increased
LIBERTY MEDIA CORP DEL	COM LBTY ONE S C	$216K	0.0%	2,070 SH	New
LIGAND PHARMACEUTICALS INC	COM NEW	$213K	0.0%	1,876 SH	New
LITTELFUSE INC	COM	$227K	0.0%	1,000 SH	New
LOCKHEED MARTIN CORP	COM	$766K	0.0%Prev: 0.0%	1,655 SH	Increased
LOWES COS INC	COM	$205K	0.0%Prev: 0.0%	926 SH	Decreased
MACROGENICS INC	COM	$12K	0.0%	10,000 SH	New
MARRIOTT INTL INC NEW	CL A	$220K	0.0%	807 SH	New
MARSH & MCLENNAN COS INC	COM	$331K	0.0%Prev: 0.0%	1,514 SH	Decreased
MARTIN MARIETTA MATLS INC	COM	$1.6M	0.1%Prev: 0.1%	3,000 SH	Increased
MASTERCARD INCORPORATED	CL A	$5.4M	0.2%Prev: 0.2%	9,597 SH	Increased
MATADOR RES CO	COM	$1.1M	0.0%Prev: 0.1%	22,842 SH	Decreased+159 SH
MCDONALDS CORP	COM	$803K	0.0%Prev: 0.1%	2,747 SH	Decreased-4,761 SH
MERCK & CO INC	COM	$5.0M	0.2%Prev: 0.3%	63,051 SH	Decreased-12,954 SH
META PLATFORMS INC	CL A	$1.0M	0.0%Prev: 0.0%	1,422 SH	Increased-396 SH
METLIFE INC	COM	$7.6M	0.3%Prev: 0.3%	94,386 SH	Decreased-1,965 SH
METTLER TOLEDO INTERNATIONAL	COM	$2.6M	0.1%Prev: 0.1%	2,244 SH	Decreased
MGM RESORTS INTERNATIONAL	COM	$370K	0.0%Prev: 0.0%	10,750 SH	Increased
MICROSOFT CORP	COM	$67.1M	2.7%Prev: 2.4%	134,971 SH	Increased-7,203 SH
MONDELEZ INTL INC	CL A	$1.6M	0.1%Prev: 0.1%	23,104 SH	Decreased-502 SH
MONSTER BEVERAGE CORP NEW	COM	$541K	0.0%Prev: 0.0%	8,640 SH	Increased
MORGAN STANLEY	COM NEW	$716K	0.0%Prev: 0.0%	5,085 SH	Increased
MPLX LP	COM UNIT REP LTD	$11.9M	0.5%Prev: 0.5%	230,478 SH	Decreased
NEOS ETF TRUST	NEOS S&P 500 HI	$551K	0.0%Prev: 0.0%	10,944 SH	Increased
NETFLIX INC	COM	$2.7M	0.1%Prev: 0.1%	2,034 SH	Increased
NEXTERA ENERGY INC	COM	$243K	0.0%Prev: 0.0%	3,498 SH	Increased+600 SH
NIKE INC	CL B	$1.4M	0.1%Prev: 0.1%	19,906 SH	Increased
NORTHROP GRUMMAN CORP	COM	$322K	0.0%Prev: 0.0%	645 SH	Decreased-151 SH
NUCOR CORP	COM	$207K	0.0%	1,600 SH	New
NVIDIA CORPORATION	COM	$28.6M	1.2%Prev: 0.8%	181,135 SH	Increased+12,198 SH
OAKTREE SPECIALTY LENDING CO	COM	$439K	0.0%Prev: 0.0%	32,166 SH	Decreased
OMNIAB INC	COM	$193K	0.0%Prev: 0.0%	110,996 SH	Decreased
ONEOK INC NEW	COM	$1.2M	0.0%Prev: 0.1%	14,342 SH	Decreased-2,434 SH
ORACLE CORP	COM	$1.2M	0.0%Prev: 0.0%	5,355 SH	Increased
PACER FDS TR	US CASH COWS 100	$37.1M	1.5%Prev: 1.9%	673,134 SH	Decreased-108,334 SH
PACER FDS TR	US SMALL CAP CAS	$539K	0.0%Prev: 0.0%	13,527 SH	Decreased-11,840 SH
PALANTIR TECHNOLOGIES INC	CL A	$235K	0.0%	1,721 SH	New
PATRIOT NATL BANCORP INC	COM NEW	$59K	0.0%Prev: 0.0%	39,123 SH	Increased
PAYCHEX INC	COM	$291K	0.0%Prev: 0.0%	2,000 SH	Decreased
PEPSICO INC	COM	$2.9M	0.1%Prev: 0.2%	21,855 SH	Decreased-1,184 SH
PFIZER INC	COM	$25.2M	1.0%Prev: 1.3%	1,040,851 SH	Decreased-111,079 SH
PHILIP MORRIS INTL INC	COM	$6.7M	0.3%Prev: 0.3%	36,778 SH	Increased
PHILLIPS 66	COM	$3.8M	0.2%Prev: 0.2%	32,220 SH	Decreased-500 SH
PLAINS ALL AMERN PIPELINE L	UNIT LTD PARTN	$399K	0.0%Prev: 0.0%	21,800 SH	Decreased
PNC FINL SVCS GROUP INC	COM	$1.1M	0.0%Prev: 0.0%	5,694 SH	Increased
PROCTER AND GAMBLE CO	COM	$3.3M	0.1%Prev: 0.2%	20,594 SH	Decreased-5,098 SH
QUALCOMM INC	COM	$391K	0.0%Prev: 0.0%	2,453 SH	Increased
RALPH LAUREN CORP	CL A	$247K	0.0%	900 SH	New
READY CAPITAL CORP	COM	$1.4M	0.1%Prev: 0.1%	329,799 SH	Decreased
REGENERON PHARMACEUTICALS	COM	$563K	0.0%Prev: 0.0%	1,073 SH	Decreased-501 SH
RTX CORPORATION	COM	$2.0M	0.1%Prev: 0.1%	14,036 SH	Increased
S&P GLOBAL INC	COM	$305K	0.0%Prev: 0.0%	579 SH	Increased
SALESFORCE INC	COM	$3.4M	0.1%Prev: 0.2%	12,590 SH	Decreased-1,390 SH
SCHLUMBERGER LTD	COM STK	$1.4M	0.1%Prev: 0.2%	41,555 SH	Decreased-41,400 SH
SCHWAB STRATEGIC TR	INTL EQTY ETF	$567K	0.0%Prev: 0.0%	25,652 SH	Increased
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$423K	0.0%Prev: 0.0%	15,951 SH	Decreased
SCHWAB STRATEGIC TR	US LRG CAP ETF	$411K	0.0%Prev: 0.0%	16,800 SH	Increased
SELECT SECTOR SPDR TR	ENERGY	$3.4M	0.1%Prev: 0.2%	40,534 SH	Decreased-1,458 SH
SELECT SECTOR SPDR TR	INDL	$1.9M	0.1%Prev: 0.1%	13,055 SH	Increased+14 SH
SELECT SECTOR SPDR TR	SBI HEALTHCARE	$3.3M	0.1%Prev: 0.2%	24,337 SH	Decreased-4,424 SH
SELECT SECTOR SPDR TR	SBI INT-UTILS	$1.4M	0.1%Prev: 0.1%	17,197 SH	Increased+1 SH
SELECT SECTOR SPDR TR	TECHNOLOGY	$25.7M	1.0%Prev: 0.9%	101,375 SH	Increased-997 SH
SHELL PLC	SPON ADS	$651K	0.0%Prev: 0.0%	9,250 SH	Decreased
SIRIUSXM HOLDINGS INC	COMMON STOCK	$368K	0.0%Prev: 0.0%	16,035 SH	Increased
SIXTH STREET SPECIALTY LENDI	COM	$619K	0.0%Prev: 0.0%	26,000 SH	Increased
SNOWFLAKE INC	CL A	$291K	0.0%	1,300 SH	New
SONOCO PRODS CO	COM	$362K	0.0%Prev: 0.0%	8,300 SH	Decreased
SPDR GOLD TR	GOLD SHS	$1.9M	0.1%Prev: 0.1%	6,070 SH	Increased+1,887 SH
SPDR S&P 500 ETF TR	TR UNIT	$101.8M	4.2%Prev: 4.1%	164,807 SH	Increased-2,291 SH
SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	$291K	0.0%Prev: 0.0%	513 SH	Increased
SPDR SERIES TRUST	COMP SOFTWARE	$3.6M	0.1%	19,089 SH	New
SPDR SERIES TRUST	HLTH CR EQUIP	$775K	0.0%	9,538 SH	New
SPDR SERIES TRUST	PORTFOLIO S&P600	$2.7M	0.1%	63,097 SH	New
SPDR SERIES TRUST	PRTFLO S&P500 GW	$9.3M	0.4%	97,401 SH	New
SPDR SERIES TRUST	S&P DIVID ETF	$928K	0.0%	6,838 SH	New
SPINNAKER ETF SERIES	SELECT STOXX EUR	$2.2M	0.1%	51,255 SH	New
SPROTT FDS TR	JUNIOR URANIUM	$411K	0.0%Prev: 0.0%	19,449 SH	Decreased-15,066 SH
STEEL DYNAMICS INC	COM	$2.1M	0.1%Prev: 0.1%	16,600 SH	Increased
STRYKER CORPORATION	COM	$1.2M	0.0%Prev: 0.0%	2,995 SH	Increased
SUNRISE COMMUNICATIONS AG	ADS CL A	$200K	0.0%	3,544 SH	New
SUPER MICRO COMPUTER INC	COM NEW	$283K	0.0%	5,770 SH	New
T ROWE PRICE ETF INC	PRICE GRW STOCK	$1.0M	0.0%Prev: 0.0%	24,200 SH	Increased
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$4.0M	0.2%Prev: 0.1%	17,840 SH	Increased+8,827 SH
TANGO THERAPEUTICS INC	COM	$51K	0.0%	10,000 SH	New
TESLA INC	COM	$554K	0.0%Prev: 0.0%	1,745 SH	Increased+864 SH
TEXAS INSTRS INC	COM	$2.5M	0.1%Prev: 0.1%	12,108 SH	Increased
THERMO FISHER SCIENTIFIC INC	COM	$2.7M	0.1%Prev: 0.1%	6,593 SH	Decreased+96 SH
TJX COS INC NEW	COM	$2.2M	0.1%Prev: 0.1%	17,992 SH	Increased
TORTOISE ENERGY INFRA CORP	COM	$307K	0.0%Prev: 0.0%	7,000 SH	Increased
TRANE TECHNOLOGIES PLC	SHS	$2.0M	0.1%Prev: 0.1%	4,609 SH	Increased
UBER TECHNOLOGIES INC	COM	$950K	0.0%Prev: 0.0%	10,177 SH	Increased
UNION PAC CORP	COM	$219K	0.0%Prev: 0.0%	951 SH	Decreased
UNITEDHEALTH GROUP INC	COM	$1.4M	0.1%Prev: 0.1%	4,587 SH	Decreased-1,486 SH
VANECK ETF TRUST	OIL SERVICES ETF	$1.3M	0.1%	5,682 SH	New
VANGUARD ADMIRAL FDS INC	500 GRTH IDX F	$617K	0.0%Prev: 0.0%	1,555 SH	Increased+2 SH
VANGUARD INDEX FDS	GROWTH ETF	$339.7M	13.9%Prev: 12.7%	774,827 SH	Increased+4,808 SH
VANGUARD INDEX FDS	MCAP GR IDXVIP	$1.6M	0.1%Prev: 0.1%	5,489 SH	Increased
VANGUARD INDEX FDS	MCAP VL IDXVIP	$1.4M	0.1%Prev: 0.1%	8,738 SH	Increased
VANGUARD INDEX FDS	S&P 500 ETF SHS	$272.0M	11.1%Prev: 10.5%	478,910 SH	Increased+17,082 SH
VANGUARD INDEX FDS	SM CP VAL ETF	$3.4M	0.1%Prev: 0.2%	17,637 SH	Decreased-1,313 SH
VANGUARD INDEX FDS	SMALL CP ETF	$665K	0.0%Prev: 0.0%	2,807 SH	Increased-2 SH
VANGUARD INDEX FDS	SML CP GRW ETF	$1.1M	0.0%Prev: 0.1%	4,040 SH	Decreased-587 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$32.7M	1.3%Prev: 1.3%	107,643 SH	Increased-106 SH
VANGUARD INDEX FDS	VALUE ETF	$9.9M	0.4%Prev: 0.4%	56,130 SH	Decreased-2,382 SH
VANGUARD INTL EQUITY INDEX F	ALLWRLD EX US	$3.3M	0.1%Prev: 0.1%	49,044 SH	Increased
VANGUARD INTL EQUITY INDEX F	FTSE EUROPE ETF	$452K	0.0%Prev: 0.0%	5,835 SH	Increased
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$132.0M	5.4%Prev: 5.5%	645,156 SH	Increased+6,210 SH
VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	$786K	0.0%Prev: 0.0%	13,786 SH	Increased
VANGUARD WHITEHALL FDS	HIGH DIV YLD	$62.0M	2.5%Prev: 2.7%	465,351 SH	Increased-11,717 SH
VANGUARD WORLD FD	CONSUM STP ETF	$572K	0.0%Prev: 0.0%	2,610 SH	Increased
VANGUARD WORLD FD	ENERGY ETF	$245K	0.0%Prev: 0.0%	2,056 SH	Decreased+50 SH
VANGUARD WORLD FD	FINANCIALS ETF	$10.3M	0.4%Prev: 0.4%	80,761 SH	Increased
VANGUARD WORLD FD	INF TECH ETF	$1.1M	0.0%Prev: 0.0%	1,591 SH	Increased
VANGUARD WORLD FD	MEGA GRWTH IND	$331K	0.0%Prev: 0.0%	904 SH	Increased
VARONIS SYS INC	COM	$533K	0.0%Prev: 0.0%	10,500 SH	Increased
VERIZON COMMUNICATIONS INC	COM	$475K	0.0%Prev: 0.0%	10,988 SH	Decreased-2,369 SH
VERTEX PHARMACEUTICALS INC	COM	$2.7M	0.1%Prev: 0.1%	6,040 SH	Decreased
VIATRIS INC	COM	$446K	0.0%Prev: 0.0%	49,943 SH	Decreased-7,766 SH
VISA INC	COM CL A	$8.3M	0.3%Prev: 0.4%	23,284 SH	Increased+55 SH
WALMART INC	COM	$506K	0.0%Prev: 0.0%	5,171 SH	Increased+90 SH
WASTE CONNECTIONS INC	COM	$280K	0.0%Prev: 0.0%	1,500 SH	Decreased
WASTE MGMT INC DEL	COM	$7.6M	0.3%Prev: 0.3%	33,393 SH	Decreased
WELLS FARGO CO NEW	COM	$416K	0.0%Prev: 0.0%	5,186 SH	Increased
WESTLAKE CORPORATION	COM	$1.9M	0.1%	24,800 SH	New
WISDOMTREE TR	US MIDCAP FUND	$1.8M	0.1%Prev: 0.1%	29,505 SH	Decreased-3,000 SH
WISDOMTREE TR	US QTLY DIV GRT	$1.5M	0.1%Prev: 0.1%	18,415 SH	Increased
YUM BRANDS INC	COM	$204K	0.0%Prev: 0.0%	1,380 SH	Decreased
ZOETIS INC	CL A	$6.7M	0.3%Prev: 0.3%	43,033 SH	Decreased-1,200 SH

Sold (vs prior filing)

ASPIRA WOMENS HEALTH INC — $2K
CAPITAL SOUTHWEST CORP — $488K
DISCOVER FINL SVCS — $364K
FIBROGEN INC — $17K
FIRST TR NAS100 EQ WEIGHTED — $381K
FIRST TR SML CP CORE ALPHA F — $396K
FIRST TR VALUE LINE DIVID IN — $1.2M
INSPIRE MED SYS INC — $207K
OCCIDENTAL PETE CORP — $2.9M
ORION GROUP HLDGS INC — $764K
SMUCKER J M CO — $237K
SPDR SER TR — $3.1M
SPDR SER TR — $784K
SPDR SER TR — $2.7M
SPDR SER TR — $7.8M
SPDR SER TR — $1.3M
SPROTT FDS TR — $254K
STARBUCKS CORP — $450K
UNITED PARCEL SERVICE INC — $1.2M
VERU INC — $8K

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Aug 15, 2025	Q2 2025	13F-HR	0001599863-25-000007	$2.45B	View
May 16, 2025	Q1 2025	13F-HR	0001599863-25-000005	$2.26B	View