Nantahala Capital Management, LLC

CIK 0001472322 • 7 13F filings • May 15, 2025 – Aug 19, 2026

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Filer information

Filed by: Nantahala Capital Management, LLC, Chief Compliance Officer
Address: 130 Main St., 2nd Floor, New Canaan, CT, 06840
Phone: 203-308-4440
AUM: $3.02B

AUM over time

$3.01B latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

Other

Holdings by filing

Portfolio value: $3.02B142 positionsView on SEC.gov

			% of Portfolio
1 800 FLOWERS COM INC	CL A	$13.3M	0.4%Prev: 0.5%	3,375,065 SH	Decreased+7,000 SH
ABEONA THERAPEUTICS INC	COM NEW	$28.9M	1.0%Prev: 0.9%	5,483,052 SH	Increased+398,387 SH
ABIVAX SA	SPONSORED ADS	$20.7M	0.7%Prev: 1.6%	153,235 SH	Decreased-404,329 SH
ACHIEVE LIFE SCIENCES INC	COM	$3.2M	0.1%Prev: 0.1%	648,885 SH	Increased
ACME UTD CORP	COM	$823K	0.0%Prev: 0.0%	20,427 SH	Decreased
ADC THERAPEUTICS SA	SHS	$19.3M	0.6%Prev: 0.3%	5,475,433 SH	Increased+3,209,144 SH
AKEBIA THERAPEUTICS INC	COM	$3.2M	0.1%Prev: 0.2%	2,000,000 SH	Decreased
ALIGN TECHNOLOGY INC	COM	$15.6M	0.5%Prev: 0.4%	100,000 SH	Increased
ALTA EQUIPMENT GROUP INC	COMMON STOCK	$4.3M	0.1%Prev: 0.2%	934,774 SH	Decreased
ALTISOURCE PORTFOLIO SOLUTIO	*W EXP 04/02/202	$818K	0.0%Prev: 0.0%	2,477,312 SH	Decreased
ALTISOURCE PORTFOLIO SOLUTIO	*W EXP 04/30/203	$1.0M	0.0%Prev: 0.1%	2,477,312 SH	Decreased
AMERICAS CAR-MART INC	COM	$16.3M	0.5%Prev: 0.7%	644,686 SH	Decreased
AMNEAL PHARMACEUTICALS INC	COM STK CL A	$30.8M	1.0%Prev: 1.5%	2,447,516 SH	Decreased-1,777,048 SH
AMYLYX PHARMACEUTICALS INC	COM	$10.1M	0.3%Prev: 0.4%	835,684 SH	Decreased-100,000 SH
ANEBULO PHARMACEUTICALS INC	COM	$3.1M	0.1%Prev: 0.3%	3,036,325 SH	Decreased
ANTERIS TECHNOLOGIES GLOBAL	COM	$12.6M	0.4%Prev: 0.3%	2,530,910 SH	Increased+612,244 SH
APREA THERAPEUTICS INC	COM NEW	$176K	0.0%Prev: 0.0%	205,760 SH	Decreased
APYX MEDICAL CORPORATION	COM	$13.9M	0.5%Prev: 0.2%	3,974,091 SH	Increased+636,043 SH
ARVINAS INC	COM	$3.6M	0.1%	300,000 SH	New
ASSERTIO HOLDINGS INC	COM NEW	$5.3M	0.2%Prev: 0.3%	587,335 SH	Decreased-8,222,738 SH
ASTRIA THERAPEUTICS INC	COM	$14.0M	0.5%Prev: 0.3%	1,069,530 SH	Increased
AURA BIOSCIENCES INC	COM	$11.5M	0.4%Prev: 0.5%	2,117,697 SH	Decreased
AVALO THERAPEUTICS INC	COM NEW	$22.4M	0.7%Prev: 0.5%	1,235,000 SH	Increased
AYTU BIOPHARMA INC	COM	$2.8M	0.1%Prev: 0.1%	1,086,812 SH	Increased
BANCORP INC DEL	COM	$72.4M	2.4%Prev: 2.2%	1,071,685 SH	Increased+219,351 SH
BENITEC BIOPHARMA INC	COM NEW	$14.0M	0.5%Prev: 0.4%	1,038,371 SH	Increased+200,276 SH
BIOCRYST PHARMACEUTICALS INC	COM	$10.6M	0.3%	1,356,377 SH	New
BIOMX INC	COM NEW	$215K	0.0%Prev: 0.0%	114,795 SH	Decreased-2,378,514 SH
BIOVENTUS INC	COM CL A	$45.0M	1.5%Prev: 1.3%	6,047,403 SH	Increased+236,741 SH
BRC INC	COM CL A	$2.9M	0.1%Prev: 0.1%	2,630,517 SH	Decreased
CAMPING WORLD HLDGS INC	CL A	$29.8M	1.0%Prev: 1.1%	3,058,542 SH	Decreased+1,058,542 SH
CENTESSA PHARMACEUTICALS PLC	SPONSORED ADS	$6.4M	0.2%Prev: 0.3%	254,803 SH	Decreased-150,000 SH
CG ONCOLOGY INC	COM	$4.5M	0.2%Prev: 0.2%	109,449 SH	Increased
CHIME FINL INC	COM SHS CL A	$15.1M	0.5%	600,000 SH	New
CODEXIS INC	COM	$6.5M	0.2%Prev: 0.3%	3,990,169 SH	Decreased-40,450 SH
COGENT BIOSCIENCES INC	COM	$8.9M	0.3%Prev: 0.8%	250,000 SH	Decreased-1,256,989 SH
COLUMBUS MCKINNON CORP N Y	COM	$7.8M	0.3%Prev: 0.2%	450,000 SH	Increased
COMPASS PATHWAYS PLC	SPONSORED ADS	$3.1M	0.1%Prev: 0.3%	443,293 SH	Decreased-1,286,637 SH
CONTEXT THERAPEUTICS INC	COM	$56K	0.0%Prev: 0.1%	37,837 SH	Decreased-1,624,113 SH
DARIOHEALTH CORP	COM	$6.4M	0.2%Prev: 0.3%	563,232 SH	Decreased-1 SH
DESTINATION XL GROUP INC	COM	$4.1M	0.1%Prev: 0.2%	4,505,000 SH	Decreased
DHI GROUP INC	COM	$3.7M	0.1%Prev: 0.2%	2,374,027 SH	Decreased
DIANTHUS THERAPEUTICS INC	COM	$15.5M	0.5%Prev: 0.5%	375,000 SH	Increased
DISC MEDICINE INC	COM	$10.5M	0.3%Prev: 0.7%	132,800 SH	Decreased-155,000 SH
DISTRIBUTION SOLUTIONS GRP I	COM	$9.0M	0.3%Prev: 0.2%	330,000 SH	Increased+99,661 SH
EDESA BIOTECH INC	COM NEW	$888K	0.0%Prev: 0.1%	625,000 SH	Decreased
EDWARDS LIFESCIENCES CORP	COM	$153.4M	5.1%Prev: 4.9%	1,800,000 SH	Increased
EHEALTH INC	COM	$8.1M	0.3%Prev: 0.3%	1,761,441 SH	Increased
ELUTIA INC	CL A COM	$2.2M	0.1%Prev: 0.1%	3,184,947 SH	Decreased
ESTABLISHMENT LABS HLDGS INC	COM	$72.0M	2.4%Prev: 2.8%	987,689 SH	Decreased-985,803 SH
ETON PHARMACEUTICALS INC	COM	$19.9M	0.7%Prev: 0.9%	1,175,951 SH	Decreased
EVENTBRITE INC	COM CL A	$30.5M	1.0%Prev: 0.6%	6,854,718 SH	Increased+23,323 SH
EVOLUS INC	COM	$38.7M	1.3%Prev: 1.2%	5,820,649 SH	Increased+93,792 SH
FOSSIL GROUP INC	COM	$19.0M	0.6%Prev: 0.3%	5,064,359 SH	Increased+1,323,202 SH
FOX FACTORY HLDG CORP	COM	$37.4M	1.2%Prev: 0.6%	2,188,300 SH	Increased+1,459,652 SH
FRACTYL HEALTH INC	COM	$23.9M	0.8%Prev: 0.7%	10,846,440 SH	Increased-1,290,477 SH
FULCRUM THERAPEUTICS INC	COM	$48.6M	1.6%Prev: 1.5%	4,293,346 SH	Increased-377,438 SH
GAIA INC NEW	CL A	$3.3M	0.1%Prev: 0.2%	914,618 SH	Decreased
GERON CORP	COM	$11.9M	0.4%Prev: 0.4%	9,025,000 SH	Decreased
GLOBUS MED INC	CL A	$19.6M	0.6%Prev: 0.6%	224,962 SH	Increased-75,038 SH
GOGO INC	COM	$31.7M	1.0%	6,792,649 SH	New
GOLDEN ENTMT INC	COM	$10.0M	0.3%	368,245 SH	New
GRACE THERAPEUTICS INC	COM	$4.1M	0.1%Prev: 0.1%	1,178,203 SH	Increased
GUARDFORCE AI CO LTD	*W EXP 10/01/202	$23K	0.0%Prev: 0.0%	154,205 SH	Decreased
HAIN CELESTIAL GROUP INC	COM	$7.0M	0.2%Prev: 0.2%	6,528,789 SH	Increased+3,528,789 SH
HERBALIFE LTD	COM SHS	$111.9M	3.7%Prev: 2.3%	8,681,857 SH	Increased+939,426 SH
HILTON GRAND VACATIONS INC	COM	$118.0M	3.9%Prev: 3.3%	2,636,622 SH	Increased+393,869 SH
IMAX CORP	COM	$17.6M	0.6%Prev: 1.1%	477,092 SH	Decreased-519,058 SH
IMMUNIC INC	COM	$2.3M	0.1%	4,378,406 SH	New
INDUSTRIAL LOGISTICS PPTYS T	COM SHS BEN INT	$9.3M	0.3%Prev: 0.3%	1,678,973 SH	Decreased+3,700 SH
INHIBIKASE THERAPEUTICS INC	COM NEW	$8.1M	0.3%Prev: 0.1%	3,929,292 SH	Increased+1,739,292 SH
INSPIREMD INC	COM	$6.0M	0.2%Prev: 0.3%	3,376,484 SH	Decreased
INTEGER HLDGS CORP	COM	$8.0M	0.3%	102,000 SH	New
ISHARES TR	RUSSELL 2000 ETF	$693.5M	22.9%Prev: 22.3%	2,817,159 SH	Increased+167,159 SH
JACK IN THE BOX INC	COM	$16.4M	0.5%Prev: 0.4%	865,990 SH	Increased+265,990 SH
JEFFERSON CAPITAL INC	COM	$13.4M	0.4%Prev: 0.4%	600,000 SH	Increased
KEROS THERAPEUTICS INC	COM	$12.4M	0.4%Prev: 0.8%	610,419 SH	Decreased-872,770 SH
KEZAR LIFE SCIENCES INC	COM NEW	$1.7M	0.1%	276,754 SH	New
KIORA PHARMACEUTICALS INC	COM	$209K	0.0%Prev: 0.0%	106,156 SH	Decreased-50,271 SH
KORRO BIO INC	COM	$4.8M	0.2%	600,000 SH	New
KOSMOS ENERGY LTD	COM	$2.1M	0.1%Prev: 0.1%	2,344,194 SH	Decreased+627,601 SH
LB PHARMACEUTICALS INC	COM SHS	$15.0M	0.5%Prev: 0.4%	675,000 SH	Increased
LEXEO THERAPEUTICS INC	COM	$9.9M	0.3%	1,000,000 SH	New
LIVE NATION ENTERTAINMENT IN	COM	$18.6M	0.6%Prev: 0.7%	130,300 SH	Decreased
LUCID DIAGNOSTICS INC	COM	$103K	0.0%Prev: 0.0%	94,541 SH	Increased
MARA HOLDINGS INC	NOTE 3/0	$3.9M	0.1%	5,000,000 PRN	New
MIMEDX GROUP INC	COM	$16.4M	0.5%Prev: 0.4%	2,416,389 SH	Increased+949,823 SH
MINERALYS THERAPEUTICS INC	COM	$4.1M	0.1%Prev: 0.2%	113,285 SH	Decreased-45,428 SH
MONTE ROSA THERAPEUTICS INC	COM	$909K	0.0%	57,991 SH	New
NEKTAR THERAPEUTICS	COM NEW	$4.8M	0.2%Prev: 0.8%	112,946 SH	Decreased-305,576 SH
NEUROPACE INC	COM	$4.6M	0.2%Prev: 0.1%	295,089 SH	Increased
NN INC	COM	$3.1M	0.1%Prev: 0.2%	2,441,416 SH	Decreased
NOODLES & CO	COM CL A	$2.9M	0.1%Prev: 0.1%	4,124,708 SH	Increased-380,781 SH
NUVATION BIO INC	*W EXP 02/10/202	$207K	0.0%	626,191 SH	New
OPUS GENETICS INC	COM	$9.6M	0.3%Prev: 0.2%	4,781,330 SH	Increased+1,435,407 SH
ORTHOPEDIATRICS CORP	COM	$3.5M	0.1%Prev: 0.0%	199,449 SH	Increased+150,000 SH
PATHWARD FINANCIAL INC	COM	$9.3M	0.3%Prev: 0.0%	131,608 SH	Increased+123,267 SH
PAYONEER GLOBAL INC	COM	$2.7M	0.1%Prev: 0.1%	483,836 SH	Decreased
PELOTON INTERACTIVE INC	CL A COM	$76.6M	2.5%Prev: 2.6%	12,432,676 SH	Increased+4,234,976 SH
PEPGEN INC	COM	$10.1M	0.3%	1,547,229 SH	New
PERFECT CORP	*W EXP 99/99/999	$323	0.0%Prev: 0.0%	16,075 SH	Decreased
PERFECT CORP	CL A ORD SHS	$1.1M	0.0%Prev: 0.0%	583,925 SH	Decreased
QUINCE THERAPEUTICS INC	COM	$9.0M	0.3%Prev: 0.2%	2,672,429 SH	Increased-401,300 SH
RAPT THERAPEUTICS INC	COM NEW	$25.5M	0.8%Prev: 0.6%	754,153 SH	Increased+130,871 SH
RAYONIER ADVANCED MATLS INC	COM	$10.6M	0.4%Prev: 0.1%	1,800,000 SH	Increased+1,289,490 SH
READING INTL INC	CL A	$2.0M	0.1%Prev: 0.1%	1,921,088 SH	Decreased
REGENERON PHARMACEUTICALS	COM	$30.9M	1.0%Prev: 0.8%	40,000 SH	Increased
RESERVOIR MEDIA INC	COM	$7.1M	0.2%Prev: 0.3%	940,960 SH	Decreased-10,000 SH
RH	COM	$15.7M	0.5%Prev: 0.4%	87,791 SH	Increased+37,791 SH
RIDENOW GROUP INC	COM CL B	$27.5M	0.9%Prev: 0.8%	4,972,845 SH	Increased
RMR GROUP INC	CL A	$17.1M	0.6%Prev: 0.6%	1,147,902 SH	Decreased
SAVARA INC	COM	$44.3M	1.5%Prev: 1.1%	7,344,783 SH	Increased-1,430,592 SH
SCULLY ROYALTY LTD	COM SHS	$3.1M	0.1%Prev: 0.1%	368,182 SH	Increased
SENTI BIOSCIENCES INC	COM NEW	$924K	0.0%Prev: 0.0%	888,000 SH	Decreased
SERVICE PPTYS TR	COM SH BEN INT	$13.0M	0.4%Prev: 0.7%	7,057,887 SH	Decreased
SILENCE THERAPEUTICS PLC	ADS	$9.4M	0.3%Prev: 0.2%	1,542,427 SH	Increased+500,000 SH
SOLENO THERAPEUTICS INC	COM	$84.1M	2.8%Prev: 2.3%	1,816,002 SH	Increased+852,239 SH
SOLID BIOSCIENCES INC	COM NEW	$9.0M	0.3%Prev: 0.4%	1,603,336 SH	Decreased-95,922 SH
SPAR GROUP INC	COM	$532K	0.0%Prev: 0.0%	660,688 SH	Decreased
SPDR SERIES TRUST	STATE STREET SPD	$48.8M	1.6%	400,000 SH	New
STRATA SKIN SCIENCES INC	COM	$509K	0.0%Prev: 0.0%	403,917 SH	Decreased
SURROZEN INC	COM NEW	$5.2M	0.2%Prev: 0.1%	229,527 SH	Increased
TALPHERA INC	COM NEW	$4.0M	0.1%Prev: 0.1%	3,492,519 SH	Increased
TANGO THERAPEUTICS INC	COM	$31.7M	1.0%Prev: 0.5%	3,572,633 SH	Increased+1,762,685 SH
TELA BIO INC	COM	$6.9M	0.2%Prev: 0.3%	5,861,588 SH	Decreased
TEVA PHARMACEUTICAL INDS LTD	SPONSORED ADS	$78.0M	2.6%Prev: 1.8%	2,500,000 SH	Increased
THE ONE GROUP HOSPITALITY IN	COM	$3.7M	0.1%Prev: 0.2%	2,121,084 SH	Decreased
TITAN MACHY INC	COM	$18.4M	0.6%Prev: 0.6%	1,220,520 SH	Increased+124,288 SH
TRISALUS LIFE SCIENCES INC	COM	$14.5M	0.5%Prev: 0.3%	2,070,827 SH	Increased+30,582 SH
UNICYCIVE THERAPEUTICS INC	COM NEW	$5.4M	0.2%Prev: 0.1%	939,202 SH	Increased
UNIQURE NV	SHS	$16.7M	0.6%Prev: 2.0%	699,298 SH	Decreased-308,194 SH
UPSTREAM BIO INC	COM	$13.4M	0.4%Prev: 0.4%	494,971 SH	Increased-100,000 SH
USANA HEALTH SCIENCES INC	COM	$11.5M	0.4%	585,074 SH	New
VAXCYTE INC	COM	$1.6M	0.1%	35,200 SH	New
VERASTEM INC	COM NEW	$3.6M	0.1%Prev: 0.4%	462,140 SH	Decreased-830,763 SH
VIATRIS INC	COM	$62.3M	2.1%Prev: 1.7%	5,000,000 SH	Increased
VIEMED HEALTHCARE INC	COM	$6.9M	0.2%Prev: 0.2%	932,445 SH	Increased
VYNE THERAPEUTICS INC	COM	$580K	0.0%	1,000,000 SH	New
X4 PHARMACEUTICALS INC	COM NEW	$9.8M	0.3%Prev: 0.3%	2,449,468 SH	Increased+221,118 SH
XENCOR INC	COM	$2.5M	0.1%Prev: 0.4%	164,639 SH	Decreased-935,361 SH
XTANT MED HLDGS INC	COM NEW	$53.6M	1.8%Prev: 1.5%	68,394,000 SH	Increased
ZEVRA THERAPEUTICS INC	COM NEW	$15.9M	0.5%Prev: 0.7%	1,771,936 SH	Decreased-200,000 SH

Sold (vs prior filing)

AGIOS PHARMACEUTICALS INC — $4.0M
ANIKA THERAPEUTICS INC — $197K
AQUESTIVE THERAPEUTICS INC — $3.4M
CAESARS ENTERTAINMENT INC NE — $16.2M
CYTOKINETICS INC — $8.2M
DELCATH SYS INC — $7.2M
DYNE THERAPEUTICS INC — $8.9M
ELEDON PHARMACEUTICALS INC — $3.0M
EVOKE PHARMA INC — $736K
KODIAK SCIENCES INC — $4.8M
KRYSTAL BIOTECH INC — $35.3M
MAZE THERAPEUTICS INC — $2.4M
PALVELLA THERAPEUTICS INC NE — $15.7M
RED VIOLET INC — $8.6M
ROBINHOOD MKTS INC — $14.3M
SCPHARMACEUTICALS INC — $4.9M
SPDR SERIES TRUST — $70.1M
STRUCTURE THERAPEUTICS INC — $14.5M
VISTAGEN THERAPEUTICS INC — $7.0M

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 13, 2026	Q4 2025	13F-HR	0001104659-26-015271	$3.02B	View
Nov 14, 2025	Q3 2025	13F-HR	0001104659-25-112624	$2.88B	View
Aug 19, 2026	Q2 2026