MARK SHEPTOFF FINANCIAL PLANNING, LLC

CIK 0001607355 • 6 13F filings • May 13, 2025 – Aug 13, 2026

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Filer information

Filed by: MARK SHEPTOFF FINANCIAL PLANNING, LLC, OPERATIONS MANAGER
Address: 703 HEBRON AVE., 3RD FLOOR, GLASTONBURY, CT, 06033
Phone: 860-734-1090
AUM: $209.8M

AUM over time

$188.4M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $209.8M501 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$142K	0.1%	888 SH	New
ABBOTT LABS	COM	$5.4M	2.6%	42,818 SH	New
ABBVIE INC	COM	$5.8M	2.8%	25,431 SH	New
ACM RESH INC	COM CL A	$8K	0.0%	200 SH	New
ADOBE INC	COM	$37K	0.0%	105 SH	New
ADVANCED MICRO DEVICES INC	COM	$132K	0.1%	617 SH	New
ADVANSIX INC	COM	$173	0.0%	10 SH	New
AEROVIRONMENT INC	COM	$3K	0.0%	12 SH	New
AGNC INVT CORP	COM	$19K	0.0%	1,730 SH	New
AGNICO EAGLE MINES LTD	COM	$6K	0.0%	37 SH	New
AIR PRODS & CHEMS INC	COM	$19K	0.0%	75 SH	New
ALCON AG	ORD SHS	$68K	0.0%	862 SH	New
ALECTOR INC	COM	$468	0.0%	300 SH	New
ALKERMES PLC	SHS	$4K	0.0%	150 SH	New
ALLIANT ENERGY CORP	COM	$140K	0.1%	2,150 SH	New
ALLSTATE CORP	COM	$71K	0.0%	339 SH	New
ALLY FINL INC	COM	$20K	0.0%	450 SH	New
ALNYLAM PHARMACEUTICALS INC	COM	$4K	0.0%	10 SH	New
ALPHABET INC	CAP STK CL A	$309K	0.1%	987 SH	New
ALPHABET INC	CAP STK CL C	$169K	0.1%	540 SH	New
ALPS ETF TR	ALERIAN MLP	$6K	0.0%	125 SH	New
AMAZON COM INC	COM	$1.3M	0.6%	5,464 SH	New
AMERICAN ELEC PWR CO INC	COM	$1.2M	0.6%	10,675 SH	New
AMERICAN EXPRESS CO	COM	$8K	0.0%	21 SH	New
AMERICAN TOWER CORP NEW	COM	$26K	0.0%	149 SH	New
AMERICAN WTR WKS CO INC NEW	COM	$1.2M	0.6%	9,100 SH	New
AMGEN INC	COM	$16K	0.0%	50 SH	New
AMNEAL PHARMACEUTICALS INC	COM STK CL A	$6K	0.0%	500 SH	New
ANALOG DEVICES INC	COM	$2K	0.0%	9 SH	New
ANNALY CAPITAL MANAGEMENT IN	COM NEW	$12K	0.0%	550 SH	New
APPLE INC	COM	$12.7M	6.0%	46,669 SH	New
APPLIED MATLS INC	COM	$44K	0.0%	169 SH	New
APPLOVIN CORP	COM CL A	$115K	0.1%	171 SH	New
APTIV PLC	COM SHS	$8K	0.0%	100 SH	New
ARCHER AVIATION INC	COM CL A	$11K	0.0%	1,500 SH	New
ARCUTIS BIOTHERAPEUTICS INC	COM	$9K	0.0%	300 SH	New
ARES CAPITAL CORP	COM	$6K	0.0%	300 SH	New
ARGAN INC	COM	$16K	0.0%	50 SH	New
ARTIVA BIOTHERAPEUTICS INC	COM	$2K	0.0%	400 SH	New
ASTRAZENECA PLC	SPONSORED ADR	$13K	0.0%	145 SH	New
ASTRONICS CORP	COM	$491K	0.2%	9,050 SH	New
AT&T INC	COM	$359K	0.2%	14,439 SH	New
ATLANTA BRAVES HLDGS INC	COM SER A	$4K	0.0%	100 SH	New
AURA MINERALS INC	SHS NEW	$118K	0.1%	2,350 SH	New
AURINIA PHARMACEUTICALS INC	COM	$6K	0.0%	400 SH	New
AURORA CANNABIS INC	COM	$34	0.0%	8 SH	New
AUTOMATIC DATA PROCESSING IN	COM	$51K	0.0%	200 SH	New
AVANOS MED INC	COM	$8K	0.0%	700 SH	New
BANK AMERICA CORP	COM	$99K	0.0%	1,802 SH	New
BARCLAYS PLC	ADR	$13K	0.0%	500 SH	New
BAXTER INTL INC	COM	$2K	0.0%	100 SH	New
BECTON DICKINSON & CO	COM	$5K	0.0%	27 SH	New
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$3.6M	1.7%	7,156 SH	New
BIGBEAR AI HLDGS INC	COM	$5K	0.0%	1,000 SH	New
BIOLIFE SOLUTIONS INC	COM NEW	$15K	0.0%	600 SH	New
BIT DIGITAL INC	SHS	$2K	0.0%	1,000 SH	New
BLACKROCK ETF TRUST	ISHARES A I INNO	$1.5M	0.7%	45,864 SH	New
BLACKROCK ETF TRUST II	ISHARES FLEXIBLE	$11K	0.0%	200 SH	New
BLACKROCK HEALTH SCIENCES TE	COM SHS	$5K	0.0%	300 SH	New
BLACKROCK INC	COM	$4K	0.0%	4 SH	New
BLACKROCK SCIENCE & TECHNOLO	SHS BEN INT	$12K	0.0%	534 SH	New
BLACKSTONE INC	COM	$709K	0.3%	4,600 SH	New
BOEING CO	COM	$87K	0.0%	476 SH	New
BP PLC	SPONSORED ADR	$3K	0.0%	100 SH	New
BRIGHTHOUSE FINL INC	COM	$2K	0.0%	37 SH	New
BRISTOL-MYERS SQUIBB CO	COM	$210K	0.1%	3,900 SH	New
BROADCOM INC	COM	$92K	0.0%	266 SH	New
BROOKFIELD CORP	CL A LTD VT SH	$3K	0.0%	72 SH	New
BROWN & BROWN INC	COM	$20K	0.0%	250 SH	New
BXP INC	COM	$3K	0.0%	50 SH	New
CAMECO CORP	COM	$521K	0.2%	5,695 SH	New
CANOPY GROWTH CORP	COM NEW	$2K	0.0%	2,000 SH	New
CAPITAL GROUP CORE BALANCED	SHS	$80K	0.0%	2,272 SH	New
CAPITAL GROUP CORE EQUITY ET	SHS CREATION UNI	$290K	0.1%	7,209 SH	New
CAPITAL GROUP DIVIDEND VALUE	SHS CREATION UNI	$154K	0.1%	3,540 SH	New
CAPITAL GROUP EQUITY ETF TR	US SMALL AND MID	$11K	0.0%	390 SH	New
CAPITAL GROUP GROWTH ETF	SHS CREATION UNI	$47K	0.0%	1,064 SH	New
CARNIVAL CORP	UNIT 99/99/9999	$3K	0.0%	100 SH	New
CARRIER GLOBAL CORPORATION	COM	$11K	0.0%	203 SH	New
CASELLA WASTE SYS INC	CL A	$98K	0.0%	1,000 SH	New
CATERPILLAR INC	COM	$87K	0.0%	152 SH	New
CAVA GROUP INC	COM	$3K	0.0%	50 SH	New
CEL-SCI CORP	COM NEW	$5	0.0%	1 SH	New
CELESTICA INC	COM	$9.0M	4.3%	30,325 SH	New
CENTURY THERAPEUTICS INC	COM	$497	0.0%	500 SH	New
CHECK POINT SOFTWARE TECH LT	ORD	$142K	0.1%	766 SH	New
CHEMOURS CO	COM	$4K	0.0%	323 SH	New
CHEVRON CORP NEW	COM	$133K	0.1%	870 SH	New
CHIMERA INVT CORP	COM SHS	$6K	0.0%	461 SH	New
CHUBB LIMITED	COM	$113K	0.1%	361 SH	New
CHURCH & DWIGHT CO INC	COM	$92K	0.0%	1,100 SH	New
CIRCLE INTERNET GROUP INC	COM CL A	$24K	0.0%	300 SH	New
CISCO SYS INC	COM	$324K	0.2%	4,208 SH	New
CITIGROUP INC	COM NEW	$79K	0.0%	680 SH	New
CITIZENS FINL GROUP INC	COM	$508K	0.2%	8,700 SH	New
CLOROX CO DEL	COM	$161K	0.1%	1,600 SH	New
CLOUDFLARE INC	CL A COM	$30K	0.0%	150 SH	New
CMS ENERGY CORP	COM	$66K	0.0%	939 SH	New
COCA COLA CO	COM	$2.0M	1.0%	28,815 SH	New
COCA COLA CONS INC	COM	$31K	0.0%	200 SH	New
CODEXIS INC	COM	$815	0.0%	500 SH	New
COEUR MNG INC	COM NEW	$9K	0.0%	500 SH	New
COHEN & STEERS INFRASTRUCTUR	COM	$5K	0.0%	201 SH	New
COLGATE PALMOLIVE CO	COM	$598K	0.3%	7,564 SH	New
COLUMBIA ETF TR I	RESH ENHNC COR	$36K	0.0%	886 SH	New
COLUMBIA ETF TR I	RESH ENHNC VLU	$23K	0.0%	800 SH	New
COMCAST CORP NEW	CL A	$83K	0.0%	2,773 SH	New
CONOCOPHILLIPS	COM	$18K	0.0%	200 SH	New
CONSOLIDATED EDISON INC	COM	$278K	0.1%	2,800 SH	New
CONSTELLATION BRANDS INC	CL A	$102K	0.0%	740 SH	New
CONSTELLATION ENERGY CORP	COM	$2K	0.0%	7 SH	New
COOPER COS INC	COM	$523K	0.2%	6,385 SH	New
CORNERSTONE STRATEGIC INVEST	COM	$292K	0.1%	34,913 SH	New
CORNING INC	COM	$138K	0.1%	1,575 SH	New
CORTEVA INC	COM	$111K	0.1%	1,653 SH	New
COSTCO WHSL CORP NEW	COM	$2.6M	1.2%	3,016 SH	New
CREDO TECHNOLOGY GROUP HOLDI	ORDINARY SHARES	$741K	0.4%	5,150 SH	New
CRH PLC	ORD	$16K	0.0%	125 SH	New
CROWDSTRIKE HLDGS INC	CL A	$94K	0.0%	200 SH	New
CSX CORP	COM	$308K	0.1%	8,500 SH	New
CURTISS WRIGHT CORP	COM	$4K	0.0%	8 SH	New
CVS HEALTH CORP	COM	$141K	0.1%	1,783 SH	New
DANAHER CORPORATION	COM	$183K	0.1%	800 SH	New
DAVITA INC	COM	$45K	0.0%	400 SH	New
DBV TECHNOLOGIES S A	SPONSORED ADS	$6K	0.0%	300 SH	New
DBX ETF TR	XTRACKERS ARTIFI	$602	0.0%	14 SH	New
DEVON ENERGY CORP NEW	COM	$615K	0.3%	16,800 SH	New
DEXCOM INC	COM	$28K	0.0%	425 SH	New
DIMENSIONAL ETF TRUST	EMGR CRE EQT MNG	$5K	0.0%	150 SH	New
DIMENSIONAL ETF TRUST	US CORE EQT MKT	$36K	0.0%	770 SH	New
DIREXION SHS ETF TR	DAILY S&P 500 B	$92K	0.0%	4,200 SH	New
DIREXION SHS ETF TR	DLY FIN BULL NEW	$1.0M	0.5%	6,000 SH	New
DIREXION SHS ETF TR	DRX S&P500BULL	$33K	0.0%	150 SH	New
DISNEY WALT CO	COM	$214K	0.1%	1,880 SH	New
DNOW INC	COM	$331	0.0%	25 SH	New
DNP SELECT INCOME FD INC	COM	$49K	0.0%	4,891 SH	New
DOW INC	COM	$11K	0.0%	463 SH	New
DOXIMITY INC	CL A	$4K	0.0%	100 SH	New
DTE ENERGY CO	COM	$10K	0.0%	77 SH	New
DUKE ENERGY CORP NEW	COM NEW	$315K	0.1%	2,685 SH	New
DUPONT DE NEMOURS INC	COM	$39K	0.0%	463 SH	New
DYNATRACE INC	COM NEW	$41K	0.0%	950 SH	New
DYNEX CAP INC	COM	$4K	0.0%	300 SH	New
EBAY INC.	COM	$113K	0.1%	1,300 SH	New
ECOLAB INC	COM	$12K	0.0%	45 SH	New
EDWARDS LIFESCIENCES CORP	COM	$41K	0.0%	480 SH	New
ELECTRONIC ARTS INC	COM	$45K	0.0%	220 SH	New
ELEVANCE HEALTH INC FORMERLY	COM	$6K	0.0%	16 SH	New
ELI LILLY & CO	COM	$758K	0.4%	705 SH	New
ELLINGTON FINANCIAL INC	COM	$3K	0.0%	200 SH	New
EMCOR GROUP INC	COM	$24K	0.0%	40 SH	New
EMERSON ELEC CO	COM	$103K	0.0%	1,000 SH	New
ENBRIDGE INC	COM	$24K	0.0%	500 SH	New
ENDAVA PLC	ADS	$1K	0.0%	200 SH	New
ENERGY TRANSFER L P	COM UT LTD PTN	$268K	0.1%	16,260 SH	New
ENERSYS	COM	$242K	0.1%	1,650 SH	New
ENTERGY CORP NEW	COM	$37K	0.0%	400 SH	New
ENTERPRISE PRODS PARTNERS L	COM	$20K	0.0%	620 SH	New
EOG RES INC	COM	$147K	0.1%	1,400 SH	New
ETFIS SER TR I	VIRTUS NEWFLEET	$13K	0.0%	558 SH	New
EVERGY INC	COM	$20K	0.0%	269 SH	New
EVERSOURCE ENERGY	COM	$8K	0.0%	118 SH	New
EVOLENT HEALTH INC	CL A	$100	0.0%	25 SH	New
EXCHANGE TRADED CONCEPTS TRU	RANGE NUCLEAR RE	$24K	0.0%	378 SH	New
EXELON CORP	COM	$13K	0.0%	300 SH	New
EXXON MOBIL CORP	COM	$235K	0.1%	1,952 SH	New
FATE THERAPEUTICS INC	COM	$295	0.0%	300 SH	New
FIDELITY COVINGTON TRUST	BLUE CHIP GRWTH	$101K	0.0%	1,847 SH	New
FIDELITY COVINGTON TRUST	ENHANCED LARGE	$196K	0.1%	5,658 SH	New
FIDELITY COVINGTON TRUST	ENHANCED MID	$12K	0.0%	336 SH	New
FIDELITY COVINGTON TRUST	HIGH DIVID ETF	$7K	0.0%	118 SH	New
FIDELITY COVINGTON TRUST	MSCI COMMNTN SVC	$5K	0.0%	72 SH	New
FIDELITY COVINGTON TRUST	MSCI HLTH CARE I	$2K	0.0%	33 SH	New
FIDELITY COVINGTON TRUST	MSCI INFO TECH I	$6K	0.0%	26 SH	New
FIDELITY MERRIMACK STR TR	TOTAL BD ETF	$26K	0.0%	559 SH	New
FIRST MAJESTIC SILVER CORP	COM	$10K	0.0%	575 SH	New
FIRST TR EXCHANGE TRADED FD	NASDAQ CYB ETF	$2.5M	1.2%	34,754 SH	New
FIRST TR EXCHANGE TRADED FD	NASDQ OIL GAS	$9K	0.0%	336 SH	New
FIRST TR EXCHANGE-TRADED FD	DJ INTERNT IDX	$27K	0.0%	100 SH	New
FIRST TR EXCHANGE-TRADED FD	SHS	$16K	0.0%	350 SH	New
FIRSTENERGY CORP	COM	$337	0.0%	8 SH	New
FISERV INC	COM	$160K	0.1%	2,376 SH	New
FLEX LTD	ORD	$91K	0.0%	1,500 SH	New
FLEXSHARES TR	QUALT DIVD IDX	$8K	0.0%	100 SH	New
FORD MTR CO	COM	$128	0.0%	11 SH	New
FORTIVE CORP	COM	$25K	0.0%	450 SH	New
FORTUNE BRANDS INNOVATIONS I	COM	$40K	0.0%	800 SH	New
FUTU HLDGS LTD	SPON ADS CL A	$21K	0.0%	125 SH	New
GABELLI DIVID & INCOME TR	COM	$6K	0.0%	200 SH	New
GALLAGHER ARTHUR J & CO	COM	$129K	0.1%	500 SH	New
GDL FD	COM SH BEN IT	$17K	0.0%	2,000 SH	New
GE AEROSPACE	COM NEW	$185K	0.1%	599 SH	New
GE HEALTHCARE TECHNOLOGIES I	COMMON STOCK	$738	0.0%	9 SH	New
GE VERNOVA INC	COM	$7K	0.0%	10 SH	New
GENERAC HLDGS INC	COM	$14K	0.0%	100 SH	New
GENERAL DYNAMICS CORP	COM	$2.7M	1.3%	7,941 SH	New
GENERAL MLS INC	COM	$20K	0.0%	400 SH	New
GENERAL MTRS CO	COM	$89	0.0%	2 SH	New
GENMAB A/S	SPONSORED ADS	$43K	0.0%	1,400 SH	New
GENUINE PARTS CO	COM	$168K	0.1%	1,367 SH	New
GENWORTH FINL INC	COM SHS	$101K	0.0%	15,090 SH	New
GILEAD SCIENCES INC	COM	$694K	0.3%	5,651 SH	New
GLOBAL PARTNERS LP	COM UNITS	$8K	0.0%	200 SH	New
GLOBAL X FDS	ARTIFICIAL ETF	$610	0.0%	12 SH	New
GLOBAL X FDS	NASDAQ 100 COVER	$5K	0.0%	303 SH	New
GLOBUS MED INC	CL A	$79K	0.0%	900 SH	New
GOLD FIELDS LTD	SPONSORED ADR	$68K	0.0%	1,552 SH	New
GOLDMAN SACHS ETF TR	ACTIVEBETA EME	$1K	0.0%	29 SH	New
GOLDMAN SACHS ETF TR	ACTIVEBETA US LG	$11K	0.0%	82 SH	New
GOLDMAN SACHS ETF TR	NASDAQ-100 PREMI	$5K	0.0%	100 SH	New
GOLDMAN SACHS GROUP INC	COM	$22K	0.0%	25 SH	New
GRAYSCALE ETHEREUM TRUST ETF	SHS	$5K	0.0%	189 SH	New
GUIDEWIRE SOFTWARE INC	COM	$60K	0.0%	300 SH	New
HALOZYME THERAPEUTICS INC	COM	$16K	0.0%	235 SH	New
HARMONY GOLD MINING CO LTD	SPONSORED ADR	$775K	0.4%	38,950 SH	New
HARTFORD INSURANCE GROUP INC	COM	$1.1M	0.5%	7,760 SH	New
HCA HEALTHCARE INC	COM	$140K	0.1%	300 SH	New
HEALTHPEAK PROPERTIES INC	COM	$5K	0.0%	300 SH	New
HEICO CORP NEW	COM	$369K	0.2%	1,139 SH	New
HESS MIDSTREAM LP	CL A SHS	$31K	0.0%	900 SH	New
HINGE HEALTH INC	CL A	$300K	0.1%	6,450 SH	New
HOME DEPOT INC	COM	$1.2M	0.6%	3,484 SH	New
HONEYWELL INTL INC	COM	$568K	0.3%	2,911 SH	New
HORMEL FOODS CORP	COM	$295K	0.1%	12,435 SH	New
ILLINOIS TOOL WKS INC	COM	$37K	0.0%	150 SH	New
INGEVITY CORP	COM	$6K	0.0%	100 SH	New
INTEL CORP	COM	$83K	0.0%	3,400 SH	New
INTERNATIONAL BUSINESS MACHS	COM	$13K	0.0%	100 SH	New
INTERNATIONAL PAPER CO	COM	$8K	0.0%	200 SH	New
INVESCO EXCH TRADED FD TR II	NASDAQ 100 ETF	$82K	0.0%	324 SH	New
INVESCO EXCH TRADED FD TR II	S&P 500 MOMNTM	$33K	0.0%	280 SH	New
INVESCO EXCH TRADED FD TR II	S&P 500 REVENUE	$39K	0.0%	341 SH	New
INVESCO EXCH TRADED FD TR II	S&P GBL WATER	$13K	0.0%	200 SH	New
INVESCO EXCH TRADED FD TR II	S&P500 LOW VOL	$61K	0.0%	850 SH	New
INVESCO EXCHANGE TRADED FD T	RAFI US 1500	$6K	0.0%	128 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL MAT	$9K	0.0%	265 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$3.0M	1.4%	15,822 SH	New
INVESCO EXCHANGE TRADED FD T	SEMICONDUCTORS	$14K	0.0%	175 SH	New
INVESCO QQQ TR	UNIT SER 1	$253K	0.1%	412 SH	New
IREN LIMITED	ORDINARY SHARES	$60K	0.0%	1,600 SH	New
IRON MTN INC DEL	COM	$10K	0.0%	123 SH	New
ISHARES INC	MSCI GBL GOLD MN	$70K	0.0%	950 SH	New
ISHARES INC	MSCI JAPAN ETF	$69K	0.0%	850 SH	New
ISHARES TR	BROAD USD HIGH	$4K	0.0%	109 SH	New
ISHARES TR	CORE HIGH DV ETF	$20K	0.0%	165 SH	New
ISHARES TR	CORE MSCI EAFE	$9K	0.0%	100 SH	New
ISHARES TR	CORE MSCI EURO	$28K	0.0%	400 SH	New
ISHARES TR	CORE S&P MCP ETF	$29K	0.0%	442 SH	New
ISHARES TR	CORE S&P SCP ETF	$13K	0.0%	109 SH	New
ISHARES TR	CORE S&P TTL STK	$9K	0.0%	58 SH	New
ISHARES TR	CORE S&P US GWT	$26K	0.0%	155 SH	New
ISHARES TR	CORE S&P500 ETF	$538K	0.3%	786 SH	New
ISHARES TR	CYBERSECURITY	$1.5M	0.7%	32,142 SH	New
ISHARES TR	ESG MSCI LEADR	$9K	0.0%	75 SH	New
ISHARES TR	GLOBAL REIT ETF	$3K	0.0%	126 SH	New
ISHARES TR	INTL EQTY FACTOR	$1K	0.0%	35 SH	New
ISHARES TR	MSCI USA MIN VOL	$31K	0.0%	334 SH	New
ISHARES TR	MSCI USA QLT FCT	$56K	0.0%	284 SH	New
ISHARES TR	MSCI USA VALUE	$5K	0.0%	38 SH	New
ISHARES TR	PFD AND INCM SEC	$15K	0.0%	500 SH	New
ISHARES TR	RUS 1000 GRW ETF	$66K	0.0%	140 SH	New
ISHARES TR	RUS 1000 VAL ETF	$27K	0.0%	126 SH	New
ISHARES TR	RUS 2000 VAL ETF	$10K	0.0%	54 SH	New
ISHARES TR	RUS MD CP GR ETF	$30K	0.0%	217 SH	New
ISHARES TR	S&P SML 600 GWT	$25K	0.0%	177 SH	New
ISHARES TR	SELECT DIVID ETF	$14K	0.0%	100 SH	New
ISHARES TR	U.S. MED DVC ETF	$28K	0.0%	450 SH	New
J P MORGAN EXCHANGE TRADED F	ACTIVE BOND ETF	$51K	0.0%	935 SH	New
J P MORGAN EXCHANGE TRADED F	NASDAQ EQT PREM	$6K	0.0%	101 SH	New
J P MORGAN EXCHANGE TRADED F	ULTRA SHRT ETF	$10K	0.0%	190 SH	New
JOHNSON & JOHNSON	COM	$7.4M	3.5%	35,594 SH	New
JOHNSON CTLS INTL PLC	SHS	$3K	0.0%	23 SH	New
JPMORGAN CHASE & CO.	COM	$266K	0.1%	940 SH	New
KARMAN HLDGS INC	COMMON STOCK	$296K	0.1%	4,050 SH	New
KAYNE ANDERSON ENERGY INFRST	COM	$6K	0.0%	503 SH	New
KEYCORP	COM	$31K	0.0%	1,505 SH	New
KIMBERLY-CLARK CORP	COM	$10K	0.0%	100 SH	New
KINDER MORGAN INC DEL	COM	$6K	0.0%	205 SH	New
KINETIK HOLDINGS INC	COM NEW CL A	$7K	0.0%	200 SH	New
KINIKSA PHARMACEUTICALS INTL	ORD SHS CL A	$674K	0.3%	16,350 SH	New
KINROSS GOLD CORP	COM	$437K	0.2%	15,535 SH	New
KOPIN CORP	COM	$234	0.0%	100 SH	New
KRATOS DEFENSE & SEC SOLUTIO	COM NEW	$1.4M	0.7%	19,000 SH	New
KYNDRYL HLDGS INC	COMMON STOCK	$133	0.0%	5 SH	New
L3HARRIS TECHNOLOGIES INC	COM	$88K	0.0%	501 SH	New
LAMAR ADVERTISING CO NEW	CL A	$32K	0.0%	250 SH	New
LAUDER ESTEE COS INC	CL A	$113K	0.1%	1,080 SH	New
LEIDOS HOLDINGS INC	COM	$7K	0.0%	40 SH	New
LITHIUM AMERS CORP NEW	COM SHS	$8K	0.0%	1,800 SH	New
LOCKHEED MARTIN CORP	COM	$812K	0.4%	1,679 SH	New
LOWES COS INC	COM	$267K	0.1%	1,107 SH	New
LUCID GROUP INC	COM NEW	$106	0.0%	10 SH	New
LYONDELLBASELL INDUSTRIES N	SHS - A -	$11K	0.0%	225 SH	New
M & T BK CORP	COM	$86K	0.0%	426 SH	New
MARSH & MCLENNAN COS INC	COM	$299K	0.1%	1,609 SH	New
MASTERCARD INCORPORATED	CL A	$363K	0.2%	635 SH	New
MCDONALDS CORP	COM	$356K	0.2%	1,164 SH	New
MCKESSON CORP	COM	$4K	0.0%	5 SH	New
MEDTRONIC PLC	SHS	$279K	0.1%	2,908 SH	New
MERCK & CO INC	COM	$147K	0.1%	1,400 SH	New
MERCURY SYS INC	COM	$80K	0.0%	1,100 SH	New
MESABI TR	CTF BEN INT	$39K	0.0%	1,000 SH	New
META PLATFORMS INC	CL A	$294K	0.1%	446 SH	New
METALLUS INC	COM	$47K	0.0%	2,756 SH	New
METLIFE INC	COM	$80K	0.0%	1,019 SH	New
MICRON TECHNOLOGY INC	COM	$143K	0.1%	500 SH	New
MICROSOFT CORP	COM	$23.4M	11.1%	48,325 SH	New
MODERNA INC	COM	$295	0.0%	10 SH	New
MOHAWK INDS INC	COM	$25K	0.0%	225 SH	New
MONDELEZ INTL INC	CL A	$1.3M	0.6%	23,581 SH	New
MORGAN STANLEY	COM NEW	$17K	0.0%	96 SH	New
MORGAN STANLEY ETF TRUST	EATON VANCE TOTA	$711K	0.3%	13,802 SH	New
NATIONAL FUEL GAS CO	COM	$12K	0.0%	150 SH	New
NATWEST GROUP PLC	SPONS ADR	$14K	0.0%	800 SH	New
NEOGENOMICS INC	COM NEW	$15K	0.0%	1,300 SH	New
NETFLIX INC	COM	$34K	0.0%	367 SH	New
NEUBERGER ENGY INFRSTR & INC	COM	$20K	0.0%	2,400 SH	New
NEXTERA ENERGY INC	COM	$14.7M	7.0%	183,450 SH	New
NICE LTD	SPONSORED ADR	$6K	0.0%	50 SH	New
NIKE INC	CL B	$80K	0.0%	1,250 SH	New
NIOCORP DEVS LTD	COM NEW	$5K	0.0%	1,000 SH	New
NKARTA INC	COM	$370	0.0%	200 SH	New
NL INDS INC	COM NEW	$547	0.0%	100 SH	New
NOKIA CORP	SPONSORED ADR	$23K	0.0%	3,500 SH	New
NORFOLK SOUTHN CORP	COM	$188K	0.1%	650 SH	New
NOVARTIS AG	SPONSORED ADR	$760K	0.4%	5,516 SH	New
NOVAVAX INC	COM NEW	$2K	0.0%	300 SH	New
NOVO-NORDISK A S	ADR	$11K	0.0%	213 SH	New
NVIDIA CORPORATION	COM	$3.0M	1.4%	16,223 SH	New
NWPX INFRASTRUCTURE INC	COM	$3K	0.0%	50 SH	New
OGE ENERGY CORP	COM	$282K	0.1%	6,600 SH	New
ONEOK INC NEW	COM	$201K	0.1%	2,738 SH	New
OPEN TEXT CORP	COM	$26K	0.0%	800 SH	New
ORACLE CORP	COM	$97K	0.0%	500 SH	New
OREILLY AUTOMOTIVE INC	COM	$547K	0.3%	6,000 SH	New
ORMAT TECHNOLOGIES INC	COM	$17K	0.0%	150 SH	New
OTIS WORLDWIDE CORP	COM	$63K	0.0%	724 SH	New
PACS GROUP INC	COM SHS	$17K	0.0%	450 SH	New
PALANTIR TECHNOLOGIES INC	CL A	$12.9M	6.2%	72,849 SH	New
PALO ALTO NETWORKS INC	COM	$55K	0.0%	300 SH	New
PAN AMERN SILVER CORP	COM	$314K	0.1%	6,055 SH	New
PAYCHEX INC	COM	$34K	0.0%	300 SH	New
PAYCOM SOFTWARE INC	COM	$20K	0.0%	125 SH	New
PAYPAL HLDGS INC	COM	$412K	0.2%	7,063 SH	New
PENSKE AUTOMOTIVE GRP INC	COM	$16K	0.0%	100 SH	New
PEPSICO INC	COM	$5.9M	2.8%	40,786 SH	New
PERIMETER SOLUTIONS INC	COMMON STOCK	$7K	0.0%	250 SH	New
PERMA-PIPE INTL HLDGS INC	COM	$5K	0.0%	150 SH	New
PERMIAN RESOURCES CORP	CLASS A COM	$7K	0.0%	500 SH	New
PFIZER INC	COM	$467K	0.2%	18,739 SH	New
PGIM ETF TR	TOTAL RETURN BON	$15K	0.0%	362 SH	New
PGIM GLOBAL HIGH YIELD FD FO	COM	$6K	0.0%	525 SH	New
PHILIP MORRIS INTL INC	COM	$24K	0.0%	148 SH	New
PHILLIPS 66	COM	$124K	0.1%	960 SH	New
PIMCO ACCESS INCOME FUND	SHS BENFIN INT	$8K	0.0%	500 SH	New
PIMCO CORPORATE & INCOME OPP	COM	$9K	0.0%	700 SH	New
PIMCO DYNAMIC INCOME FD	SHS	$5K	0.0%	300 SH	New
PIMCO ETF TR	ACTIVE BD ETF	$35K	0.0%	377 SH	New
PIMCO ETF TR	ENHNCD LW DUR AC	$7K	0.0%	75 SH	New
PIMCO ETF TR	MULTISECTOR BD	$16K	0.0%	585 SH	New
PIMCO INCOME STRATEGY FD II	COM	$3K	0.0%	300 SH	New
PLAINS GP HLDGS L P	LTD PARTNR INT A	$100K	0.0%	5,200 SH	New
PLUG POWER INC	COM NEW	$1K	0.0%	510 SH	New
PORTLAND GEN ELEC CO	COM NEW	$53K	0.0%	1,100 SH	New
PRICE T ROWE GROUP INC	COM	$5K	0.0%	48 SH	New
PROCTER AND GAMBLE CO	COM	$799K	0.4%	5,577 SH	New
PROLOGIS INC.	COM	$6K	0.0%	45 SH	New
PROSHARES TR	S&P 500 DV ARIST	$28K	0.0%	274 SH	New
PROSHARES TR	S&P 500 HIGH INC	$36K	0.0%	783 SH	New
PROSHARES TR	ULTRPRO S&P500	$52K	0.0%	452 SH	New
PRUDENTIAL FINL INC	COM	$56K	0.0%	500 SH	New
PUBLIC SVC ENTERPRISE GRP IN	COM	$321K	0.2%	4,000 SH	New
QUALCOMM INC	COM	$17K	0.0%	97 SH	New
QUANTA SVCS INC	COM	$760K	0.4%	1,800 SH	New
REALTY INCOME CORP	COM	$27K	0.0%	479 SH	New
RED CAT HLDGS INC	COM	$216K	0.1%	27,200 SH	New
REGENERON PHARMACEUTICALS	COM	$77K	0.0%	100 SH	New
REPUBLIC SVCS INC	COM	$10K	0.0%	45 SH	New
RIGEL PHARMACEUTICALS INC	COM	$11K	0.0%	250 SH	New
RIGETTI COMPUTING INC	COMMON STOCK	$28K	0.0%	1,250 SH	New
RIVIAN AUTOMOTIVE INC	COM CL A	$129K	0.1%	6,525 SH	New
ROKU INC	COM CL A	$22K	0.0%	200 SH	New
RTX CORPORATION	COM	$8.1M	3.9%	44,263 SH	New
RUBRIK INC.	CL A	$23K	0.0%	300 SH	New
RYAN SPECIALTY HOLDINGS INC	CL A	$515K	0.2%	9,975 SH	New
SANA BIOTECHNOLOGY INC	COM	$2K	0.0%	500 SH	New
SAREPTA THERAPEUTICS INC	COM	$6K	0.0%	260 SH	New
SCHWAB STRATEGIC TR	FUNDAMENTAL EMER	$9K	0.0%	254 SH	New
SCHWAB STRATEGIC TR	FUNDAMENTAL INTL	$8K	0.0%	185 SH	New
SCHWAB STRATEGIC TR	FUNDAMENTAL US L	$14K	0.0%	518 SH	New
SCHWAB STRATEGIC TR	FUNDAMENTAL US S	$2K	0.0%	52 SH	New
SCHWAB STRATEGIC TR	US LCAP GR ETF	$6K	0.0%	176 SH	New
SCHWAB STRATEGIC TR	US LCAP VA ETF	$38K	0.0%	1,275 SH	New
SCHWAB STRATEGIC TR	US LRG CAP ETF	$12K	0.0%	438 SH	New
SCHWAB STRATEGIC TR	US SML CAP ETF	$7K	0.0%	245 SH	New
SEAGATE TECHNOLOGY HLDNGS PL	ORD SHS	$15K	0.0%	100 SH	New
SELECT SECTOR SPDR TR	STATE STREET COM	$25K	0.0%	214 SH	New
SELECT SECTOR SPDR TR	STATE STREET FIN	$63K	0.0%	1,147 SH	New
SELECT SECTOR SPDR TR	STATE STREET HEA	$700K	0.3%	4,519 SH	New
SELECT SECTOR SPDR TR	STATE STREET IND	$601K	0.3%	3,875 SH	New
SELECT SECTOR SPDR TR	STATE STREET REA	$9K	0.0%	215 SH	New
SELECT SECTOR SPDR TR	STATE STREET UTI	$15K	0.0%	360 SH	New
SENTINELONE INC	CL A	$4K	0.0%	250 SH	New
SERVICENOW INC	COM	$15K	0.0%	100 SH	New
SHELL PLC	SPON ADS	$55K	0.0%	750 SH	New
SIMON PPTY GROUP INC NEW	COM	$6K	0.0%	31 SH	New
SMUCKER J M CO	COM NEW	$701K	0.3%	7,168 SH	New
SNOWFLAKE INC	COM SHS	$75K	0.0%	342 SH	New
SOLARIS ENERGY INFRAS INC	COM CL A	$5K	0.0%	100 SH	New
SOUTHERN CO	COM	$126K	0.1%	1,450 SH	New
SPDR DOW JONES INDL AVERAGE	UT SER 1	$43K	0.0%	90 SH	New
SPDR GOLD TR	GOLD SHS	$24K	0.0%	60 SH	New
SPDR S&P 500 ETF TR	TR UNIT	$893K	0.4%	1,310 SH	New
SPDR SERIES TRUST	STATE STREET SPD	$261K	0.1%	2,603 SH	New
SPOTIFY TECHNOLOGY S A	SHS	$8K	0.0%	13 SH	New
STANLEY BLACK & DECKER INC	COM	$5K	0.0%	50 SH	New
STARBUCKS CORP	COM	$6K	0.0%	69 SH	New
STEEL DYNAMICS INC	COM	$102K	0.0%	600 SH	New
STERLING INFRASTRUCTURE INC	COM	$14K	0.0%	46 SH	New
SUN LIFE FINANCIAL INC.	COM	$33K	0.0%	530 SH	New
SUPER MICRO COMPUTER INC	COM NEW	$1K	0.0%	44 SH	New
SYLVAMO CORP	COMMON STOCK	$4K	0.0%	91 SH	New
SYMBOTIC INC	CLASS A COM	$473K	0.2%	7,950 SH	New
SYSCO CORP	COM	$168K	0.1%	2,276 SH	New
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$98K	0.0%	324 SH	New
TAKE-TWO INTERACTIVE SOFTWAR	COM	$7K	0.0%	29 SH	New
TE CONNECTIVITY PLC	ORD SHS	$23K	0.0%	100 SH	New
TELEFONAKTIEBOLAGET LM ERICS	ADR B SEK 10	$34K	0.0%	3,500 SH	New
TERADYNE INC	COM	$10K	0.0%	50 SH	New
TESLA INC	COM	$7.2M	3.4%	16,043 SH	New
TEVA PHARMACEUTICAL INDS LTD	SPONSORED ADS	$78K	0.0%	2,500 SH	New
TEXAS INSTRS INC	COM	$648K	0.3%	3,735 SH	New
THE CAMPBELLS COMPANY	COM	$8K	0.0%	300 SH	New
THE CIGNA GROUP	COM	$4K	0.0%	14 SH	New
THERMO FISHER SCIENTIFIC INC	COM	$29K	0.0%	50 SH	New
TIDAL TRUST II	YIELDMAX GOOGL	$3K	0.0%	200 SH	New
TIDAL TRUST III	VISTASHARES TRGT	$6K	0.0%	304 SH	New
TIMKEN CO	COM	$919K	0.4%	12,513 SH	New
TJX COS INC NEW	COM	$2K	0.0%	13 SH	New
TMC THE METALS COMPANY INC	COM	$6K	0.0%	1,000 SH	New
TOLL BROTHERS INC	COM	$7K	0.0%	50 SH	New
TORO CO	COM	$786K	0.4%	9,983 SH	New
TOYOTA MOTOR CORP	ADS	$6K	0.0%	36 SH	New
TRANSMEDICS GROUP INC	COM	$8K	0.0%	69 SH	New
TRAVELERS COMPANIES INC	COM	$584K	0.3%	2,015 SH	New
TRAVERE THERAPEUTICS INC	COM	$296K	0.1%	7,750 SH	New
TTM TECHNOLOGIES INC	COM	$7K	0.0%	100 SH	New
TWO HBRS INVT CORP	COM	$4K	0.0%	375 SH	New
UBER TECHNOLOGIES INC	COM	$12K	0.0%	150 SH	New
UIPATH INC	CL A	$13K	0.0%	800 SH	New
UNITED PARCEL SERVICE INC	CL B	$37K	0.0%	425 SH	New
UNITED RENTALS INC	COM	$202K	0.1%	250 SH	New
UNITEDHEALTH GROUP INC	COM	$3.1M	1.5%	9,249 SH	New
UNIVERSAL DISPLAY CORP	COM	$6K	0.0%	55 SH	New
URANIUM ENERGY CORP	COM	$78K	0.0%	6,700 SH	New
VALLEY NATL BANCORP	COM	$6K	0.0%	500 SH	New
VANECK ETF TRUST	GOLD MINERS ETF	$142K	0.1%	1,658 SH	New
VANECK ETF TRUST	ISRAEL ETF	$76K	0.0%	1,300 SH	New
VANECK ETF TRUST	RARE EARTH AND S	$52K	0.0%	700 SH	New
VANECK ETF TRUST	URANIUM AND NUCL	$416K	0.2%	3,350 SH	New
VANGUARD INDEX FDS	GROWTH ETF	$133K	0.1%	273 SH	New
VANGUARD INDEX FDS	LARGE CAP ETF	$18K	0.0%	56 SH	New
VANGUARD INDEX FDS	S&P 500 ETF SHS	$36K	0.0%	57 SH	New
VANGUARD INDEX FDS	SMALL CP ETF	$77K	0.0%	300 SH	New
VANGUARD INDEX FDS	TOTAL STK MKT	$376K	0.2%	1,122 SH	New
VANGUARD INDEX FDS	VALUE ETF	$82K	0.0%	431 SH	New
VANGUARD INTL EQUITY INDEX F	FTSE EUROPE ETF	$25K	0.0%	300 SH	New
VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	$15K	0.0%	255 SH	New
VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	$18K	0.0%	225 SH	New
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$943K	0.4%	4,291 SH	New
VANGUARD WHITEHALL FDS	HIGH DIV YLD	$1.6M	0.8%	11,064 SH	New
VANGUARD WORLD FD	ESG US STK ETF	$12K	0.0%	100 SH	New
VANGUARD WORLD FD	INF TECH ETF	$8K	0.0%	10 SH	New
VEECO INSTRS INC DEL	COM	$11K	0.0%	400 SH	New
VEEVA SYS INC	CL A COM	$6.3M	3.0%	28,386 SH	New
VERACYTE INC	COM	$51K	0.0%	1,200 SH	New
VERALTO CORP	COM SHS	$7K	0.0%	66 SH	New
VERIZON COMMUNICATIONS INC	COM	$68K	0.0%	1,677 SH	New
VERTEX PHARMACEUTICALS INC	COM	$4.6M	2.2%	10,246 SH	New
VERTIV HOLDINGS CO	COM CL A	$24K	0.0%	150 SH	New
VIATRIS INC	COM	$13K	0.0%	1,033 SH	New
VICI PPTYS INC	COM	$16K	0.0%	559 SH	New
VISA INC	COM CL A	$3.0M	1.4%	8,528 SH	New
VONTIER CORPORATION	COM	$3K	0.0%	80 SH	New
WALMART INC	COM	$345K	0.2%	3,100 SH	New
WASTE CONNECTIONS INC	COM	$12K	0.0%	69 SH	New
WASTE MGMT INC DEL	COM	$407K	0.2%	1,850 SH	New
WEC ENERGY GROUP INC	COM	$89K	0.0%	840 SH	New
WELLTOWER INC	COM	$19K	0.0%	100 SH	New
WEST PHARMACEUTICAL SVSC INC	COM	$38K	0.0%	138 SH	New
WESTERN AST INFL LKD OPP & I	COM	$4K	0.0%	500 SH	New
WEYERHAEUSER CO MTN BE	COM NEW	$7K	0.0%	300 SH	New
WHEATON PRECIOUS METALS CORP	COM	$12K	0.0%	100 SH	New
WILLIAMS COS INC	COM	$32K	0.0%	525 SH	New
WISDOMTREE TR	CYBERSECURITY FD	$6K	0.0%	200 SH	New
WORLD GOLD TR	SPDR GLD MINIS	$25K	0.0%	294 SH	New
XPLR INFRASTRUCTURE LP	COM UNIT PART IN	$12K	0.0%	1,200 SH	New
XYLEM INC	COM	$33K	0.0%	240 SH	New
ZIM INTEGRATED SHIPPING SERV	SHS	$6K	0.0%	300 SH	New
ZIONS BANCORPORATION N A	COM	$6K	0.0%	100 SH	New
ZOETIS INC	CL A	$48K	0.0%	380 SH	New

Sold (vs prior filing)

3M CO — $138K
ABBOTT LABS — $5.7M
ABBVIE INC — $5.9M
ADOBE INC — $38K
ADVANCED MICRO DEVICES INC — $100K
ADVANSIX INC — $194
AGNC INVT CORP — $17K
AGNICO EAGLE MINES LTD — $6K
AIR PRODS & CHEMS INC — $20K
ALAMOS GOLD INC NEW — $14K
ALCON AG — $64K
ALECTOR INC — $888
ALIBABA GROUP HLDG LTD — $4K
ALKERMES PLC — $4K
ALLIANT ENERGY CORP — $145K
ALLSTATE CORP — $73K
ALLY FINL INC — $18K
ALNYLAM PHARMACEUTICALS INC — $5K
ALPHABET INC — $240K
ALPHABET INC — $132K
… and 461 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 12, 2026	Q4 2025	13F-HR	0001214659-26-001538	$209.8M	View
Nov 13, 2025	Q3 2025	13F-HR	0001214659-25-016387	$208.9M	View
Aug 13, 2026	Q2 2026