JOHN G ULLMAN & ASSOCIATES INC

CIK 0000919530 • 6 13F filings • May 6, 2025 – Aug 11, 2026

Import this data to Google Sheets with:

=jivedata("john-g-ullman-associates-inc","13f")

Uses this filer's slug. Install the Jive Data add-on first; the second argument is "13f".

Filer information

Filed by: JOHN G ULLMAN & ASSOCIATES INC, CEO
Address: 51 EAST MARKET STREET, P O BOX 1424, CORNING, NY, 14830
Phone: 607.936.3720
AUM: $750.0M

AUM over time

$824.4M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $750.0M179 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$624K	0.1%Prev: 0.1%	3,900 SH	Increased
ABBOTT LABS	COM	$3.7M	0.5%Prev: 0.5%	29,763 SH	Decreased-475 SH
ABBVIE INC	COM	$241K	0.0%Prev: 0.0%	1,055 SH	Decreased
ACV AUCTIONS INC CLASS A	COM	$532K	0.1%Prev: 0.1%	66,284 SH	Decreased
ADOBE INC	COM	$4.1M	0.6%Prev: 0.3%	11,845 SH	Increased+5,335 SH
AGCO CORP DEL	COM	$428K	0.1%Prev: 0.1%	4,100 SH	Decreased-200 SH
AGILENT TECHNOLOGIES INC	COM	$2.1M	0.3%Prev: 0.3%	15,175 SH	Decreased-1,900 SH
ALBEMARLE CORP	COM	$297K	0.0%	2,100 SH	New
ALGONQUIN PWR & UTILS F	COM	$530K	0.1%Prev: 0.1%	86,250 SH	Increased+11,900 SH
ALLIANT ENERGY CORP	COM	$735K	0.1%Prev: 0.1%	11,300 SH	Decreased
ALPHABET INC CLASS A	COM	$6.9M	0.9%Prev: 0.7%	22,141 SH	Increased-182 SH
ALPHABET INC CLASS C	COM	$5.3M	0.7%Prev: 0.6%	16,813 SH	Increased-160 SH
AMAZON.COM INC	COM	$15.5M	2.1%Prev: 2.0%	67,287 SH	Increased-802 SH
AMERICAN ELEC PWR CO INC	COM	$391K	0.1%Prev: 0.1%	3,390 SH	Increased
AMERICAN TOWER CORP NEW REIT	REIT	$10.7M	1.4%Prev: 1.5%	61,218 SH	Decreased+4,500 SH
AMERISERV FINL INC	COM	$147K	0.0%Prev: 0.0%	45,985 SH	Decreased-19,200 SH
AMGEN INC	COM	$2.9M	0.4%Prev: 0.3%	8,800 SH	Increased-200 SH
AMPHENOL CORP NEW CLASS A	COM	$224K	0.0%	1,654 SH	New
APPLE INC	COM	$4.6M	0.6%Prev: 0.6%	16,758 SH	Increased-300 SH
APTIV PLC F	COM	$620K	0.1%Prev: 0.1%	8,150 SH	Decreased
ARGAN INC	COM	$1.3M	0.2%Prev: 0.1%	4,000 SH	Increased-100 SH
ASTEC INDUSTRIES INC	COM	$7.6M	1.0%Prev: 1.2%	175,676 SH	Decreased-4,600 SH
AVALON ADVANCED MATERIALS INC	COM	$683	0.0%Prev: 0.0%	18,750 SH	Increased
AZENTA INC	COM	$1.9M	0.3%Prev: 0.2%	58,118 SH	Increased+5,500 SH
BCE INC F	COM	$5.6M	0.7%Prev: 0.4%	233,327 SH	Increased+108,184 SH
BECTON DICKINSON & CO	COM	$529K	0.1%Prev: 0.1%	2,725 SH	Decreased-1,798 SH
BERKSHIRE HATHAWAY CLASS B	COM	$947K	0.1%Prev: 0.1%	1,884 SH	Increased+5 SH
BLACK HILLS CORP	COM	$3.6M	0.5%Prev: 0.4%	51,391 SH	Increased-900 SH
BLOOM ENERGY CORP CLASS A	COM	$11.5M	1.5%Prev: 2.6%	132,775 SH	Decreased-92,408 SH
BOOKING HOLDINGS ORD	COM	$1.1M	0.1%	202 SH	New
BP P L C F SPONSORED ADR 1 ADR	ADR	$754K	0.1%Prev: 0.1%	21,700 SH	Decreased-250 SH
BRISTOL-MYERS SQUIBB	COM	$8.1M	1.1%Prev: 0.9%	149,940 SH	Increased-2,168 SH
BROADCOM INC	COM	$21.6M	2.9%Prev: 3.6%	62,445 SH	Decreased-19,476 SH
CACI INTL INC CLASS A	COM	$10.1M	1.3%Prev: 1.3%	18,924 SH	Increased-975 SH
CHEVRON CORP NEW	COM	$977K	0.1%Prev: 0.1%	6,411 SH	Decreased
CIENA CORP	COM	$3.9M	0.5%Prev: 0.3%	16,500 SH	Increased-200 SH
CIRRUS LOGIC INC	COM	$462K	0.1%Prev: 0.1%	3,900 SH	Decreased
CISCO SYSTEMS INC	COM	$25.4M	3.4%Prev: 3.1%	329,810 SH	Increased-4,405 SH
COHERENT CORP	COM	$5.1M	0.7%Prev: 0.5%	27,850 SH	Increased-9,900 SH
CONSTELLATION ENERGY COR	COM	$859K	0.1%Prev: 0.1%	2,432 SH	Increased-33 SH
CORNING INC	COM	$33.6M	4.5%Prev: 4.5%	383,531 SH	Increased-25,638 SH
CRH ADR REPSG 1 ORD	ADR	$312K	0.0%Prev: 0.0%	2,500 SH	Increased
CROWN HLDGS INC	COM	$2.6M	0.3%Prev: 0.3%	25,114 SH	Increased-625 SH
DISNEY WALT CO	COM	$8.4M	1.1%Prev: 1.2%	74,109 SH	Decreased-735 SH
DOMINION ENERGY INC	COM	$11.3M	1.5%Prev: 1.5%	193,488 SH	Increased+13,000 SH
DUKE ENERGY CORP NEW	COM	$760K	0.1%Prev: 0.1%	6,480 SH	Decreased+77 SH
EAGLE BANCORP MONT INC	COM	$1.1M	0.1%Prev: 0.1%	56,435 SH	Increased-700 SH
EAGLE MATLS INC	COM	$5.9M	0.8%Prev: 0.8%	28,330 SH	Increased+3,830 SH
EATON CORP PLC F	COM	$276K	0.0%Prev: 0.0%	868 SH	Decreased
ELECTRONIC ARTS INC	COM	$4.2M	0.6%Prev: 0.6%	20,450 SH	Decreased-725 SH
ELI LILLY AND CO	COM	$2.6M	0.3%Prev: 0.3%	2,430 SH	Increased-412 SH
EMERA INC F	COM	$779K	0.1%Prev: 0.1%	15,800 SH	Increased
EMERSON ELEC CO	COM	$36.8M	4.9%Prev: 5.0%	277,441 SH	Decreased-4,161 SH
ENCOMPASS HEALTH CORP	COM	$2.9M	0.4%Prev: 0.5%	27,450 SH	Decreased-850 SH
EQT CORP	COM	$7.8M	1.0%Prev: 1.1%	145,150 SH	Decreased+1,300 SH
EQUINOR ASA F SPONSORED ADR 1	ADR	$3.0M	0.4%Prev: 0.3%	128,809 SH	Increased+47,650 SH
ESSENTIAL UTILS INC	COM	$15.6M	2.1%Prev: 2.5%	405,450 SH	Decreased-59,475 SH
EVERSOURCE ENERGY	COM	$13.1M	1.7%Prev: 1.6%	194,800 SH	Increased+31,875 SH
EVERUS CONSTRUCTION GROUP ORD	COM	$6.5M	0.9%Prev: 0.9%	76,542 SH	Decreased-4,405 SH
EXXON MOBIL CORP	COM	$12.7M	1.7%Prev: 1.6%	105,167 SH	Increased-1,622 SH
FIDELITY ENHANCED SMALL CAP ET	ETF	$221K	0.0%Prev: 0.0%	5,847 SH	Increased
FIRST BUSEY ORD	COM	$511K	0.1%Prev: 0.1%	21,480 SH	Decreased-1,433 SH
FIRSTENERGY CORP	COM	$242K	0.0%Prev: 0.0%	5,400 SH	Decreased
FISERV INC	COM	$500K	0.1%Prev: 0.7%	7,450 SH	Decreased-30,521 SH
FLOWSERVE CORP	COM	$9.6M	1.3%Prev: 1.0%	138,300 SH	Increased-2,850 SH
FORTIS INC F	COM	$203K	0.0%	3,900 SH	New
FRANKLIN ELEC INC	COM	$516K	0.1%Prev: 0.1%	5,400 SH	Increased
GE AEROSPACE	COM	$477K	0.1%Prev: 0.1%	1,550 SH	Increased+98 SH
GE HEALTHCARE TECHNOLOGI	COM	$3.9M	0.5%Prev: 0.5%	47,759 SH	Increased-311 SH
GE VERNOVA INC	COM	$2.3M	0.3%Prev: 0.3%	3,479 SH	Increased-160 SH
GENERAC HLDGS INC	COM	$7.8M	1.0%Prev: 1.3%	57,525 SH	Decreased-350 SH
GENERAL MTRS CO	COM	$411K	0.1%Prev: 0.0%	5,050 SH	Increased
GERMAN AMERICAN BANCORP ORD	COM	$321K	0.0%Prev: 0.0%	8,190 SH	Decreased
GILEAD SCIENCES INC	COM	$859K	0.1%Prev: 0.1%	6,995 SH	Increased
GOLDMAN SACHS GROUP INC	COM	$236K	0.0%Prev: 0.0%	269 SH	Increased+4 SH
GOODYEAR TIRE & RUBR CO	COM	$152K	0.0%Prev: 0.0%	17,300 SH	Increased-1,000 SH
GORMAN RUPP CO CLASS EQUITY	COM	$5.4M	0.7%Prev: 0.7%	113,581 SH	Increased-1,350 SH
GRANITE CONSTR INC	COM	$8.7M	1.2%Prev: 1.1%	75,105 SH	Increased-2,525 SH
GSK PLC ADR F SPONSORED ADR 1	COM	$3.9M	0.5%Prev: 0.5%	78,940 SH	Increased-2,020 SH
HAEMONETICS	COM	$1.1M	0.1%Prev: 0.1%	13,600 SH	Increased+1,650 SH
HALLIBURTON CO	COM	$2.4M	0.3%Prev: 0.3%	84,008 SH	Increased+4,300 SH
HONEYWELL INTL INC	COM	$5.8M	0.8%Prev: 0.8%	29,585 SH	Decreased-376 SH
HYDRO ONE LTD F	COM	$1.2M	0.2%Prev: 0.1%	29,700 SH	Increased
IBM CORP	COM	$14.4M	1.9%Prev: 2.6%	48,695 SH	Decreased-19,325 SH
IDACORP INC	COM	$4.8M	0.6%Prev: 0.7%	38,079 SH	Decreased-300 SH
ILLINOIS TOOL WKS INC	COM	$536K	0.1%Prev: 0.1%	2,175 SH	Decreased-25 SH
ILLUMINA INC	COM	$1.0M	0.1%Prev: 0.1%	7,825 SH	Increased+1,375 SH
INTEL CORP	COM	$6.6M	0.9%Prev: 0.8%	178,589 SH	Increased-3,220 SH
INVSC QQQ TRUST SRS 1 ETF	ETF	$233K	0.0%Prev: 0.0%	379 SH	Increased
INVSC WATER RESC PORTFOLIO ETF	ETF	$276K	0.0%Prev: 0.0%	3,920 SH	Decreased
IQVIA HLDGS INC	COM	$428K	0.1%Prev: 0.0%	1,900 SH	Increased
ISHARES BIOTECHNOLOGY ETF	ETF	$287K	0.0%Prev: 0.0%	1,700 SH	Increased
ISHS MSCI EMERG MRKT MIN VOL F	ETF	$339K	0.0%Prev: 0.0%	5,300 SH	Increased
ITRON INC	COM	$5.4M	0.7%Prev: 1.0%	58,681 SH	Decreased+676 SH
ITT INC	COM	$398K	0.1%Prev: 0.1%	2,295 SH	Decreased
J P MORGAN CHASE & CO	COM	$204K	0.0%	633 SH	New
JAZZ PHARMACEUTICALS P F	COM	$5.8M	0.8%Prev: 0.6%	34,400 SH	Increased-975 SH
JOHNSON CONTROLS INTER F	COM	$970K	0.1%Prev: 0.1%	8,099 SH	Increased-125 SH
KEURIG DR PEPPER INC	COM	$4.4M	0.6%	158,600 SH	New
KNIFE RIVER ORD	COM	$4.0M	0.5%Prev: 0.6%	57,292 SH	Decreased-650 SH
LABCORP HLDGS INC	COM	$554K	0.1%Prev: 0.1%	2,210 SH	Decreased
LINDSAY CORP	COM	$9.7M	1.3%Prev: 1.1%	82,300 SH	Increased+24,325 SH
LOWES COS INC	COM	$4.8M	0.6%Prev: 0.7%	20,055 SH	Decreased-175 SH
LUMENTUM HOLDINGS INC	COM	$2.1M	0.3%Prev: 0.8%	5,760 SH	Decreased-31,913 SH
M D U RESOURCES GRP	COM	$7.6M	1.0%Prev: 0.9%	389,420 SH	Increased-2,300 SH
MACOM TECHNOLOGY SOLUTIO	COM	$891K	0.1%Prev: 0.1%	5,200 SH	Increased-500 SH
MANHATTAN ASSOCIATES ORD	COM	$2.1M	0.3%	12,150 SH	New
MERCK & CO. INC.	COM	$10.7M	1.4%Prev: 1.1%	101,322 SH	Increased+2,616 SH
META PLATFORMS INC CLASS A	COM	$222K	0.0%Prev: 0.0%	336 SH	Decreased+21 SH
MEXICO FUND INC	CEF	$213K	0.0%Prev: 0.0%	10,600 SH	Increased
MICRON TECHNOLOGY INC	COM	$846K	0.1%Prev: 0.1%	2,963 SH	Increased
MICROSOFT CORP	COM	$15.1M	2.0%Prev: 2.2%	31,311 SH	Decreased-648 SH
MODERNA INC	COM	$624K	0.1%Prev: 0.1%	21,150 SH	Increased-2,600 SH
NATIONAL BANK OF CANADA ORD	COM	$419K	0.1%Prev: 0.0%	3,330 SH	Increased
NEW JERSEY RES CORP	COM	$5.5M	0.7%Prev: 0.8%	120,094 SH	Decreased-900 SH
NEXSTAR MEDIA GROUP INC	COM	$5.5M	0.7%Prev: 0.7%	26,875 SH	Increased-600 SH
NEXTERA ENERGY INC	COM	$12.4M	1.7%Prev: 1.6%	154,553 SH	Increased-2,100 SH
NORWOOD FINL CORP	COM	$353K	0.0%Prev: 0.0%	12,600 SH	Increased
NOVARTIS AG	ADR	$211K	0.0%Prev: 0.1%	1,530 SH	Decreased-1,450 SH
NVIDIA CORP	COM	$298K	0.0%	1,596 SH	New
OCEANFIRST FINL CORP	COM	$485K	0.1%Prev: 0.1%	27,000 SH	Increased
OGE ENERGY CORP	COM	$21.3M	2.8%Prev: 3.2%	499,099 SH	Decreased-9,150 SH
ORACLE CORP	COM	$3.6M	0.5%Prev: 0.6%	18,473 SH	Decreased+2,853 SH
OTTER TAIL CORP	COM	$2.0M	0.3%Prev: 0.2%	24,950 SH	Increased+4,300 SH
PALO ALTO NETWORKS INC	COM	$384K	0.1%Prev: 0.1%	2,082 SH	Decreased
PAYPAL HLDGS INC	COM	$2.2M	0.3%Prev: 0.4%	38,430 SH	Decreased-1,100 SH
PFIZER INC	COM	$5.1M	0.7%Prev: 0.5%	206,065 SH	Increased+53,467 SH
PHILLIPS 66	COM	$497K	0.1%Prev: 0.1%	3,850 SH	Decreased
PLANET FITNESS INC	COM	$1.3M	0.2%	12,400 SH	New
PORTLAND GENERAL ELECTRIC CO	COM	$10.5M	1.4%Prev: 1.3%	217,784 SH	Increased-2,050 SH
PUBLIC SVC ENTERPRISE GR	COM	$3.1M	0.4%Prev: 0.4%	38,022 SH	Decreased-200 SH
QUEST DIAGNOSTICS INC	COM	$335K	0.0%Prev: 0.0%	1,932 SH	Increased+818 SH
RBB BANCORP	COM	$837K	0.1%Prev: 0.1%	40,550 SH	Increased-300 SH
REGENERON PHARMS INC	COM	$1.4M	0.2%Prev: 0.1%	1,830 SH	Increased-125 SH
ROCHE HLDG LTD F SPONSORED ADR	ADR	$273K	0.0%Prev: 0.0%	5,300 SH	Increased
ROPER TECHNOLOGIES INC	COM	$218K	0.0%Prev: 0.0%	490 SH	Decreased
SALESFORCE INC	COM	$3.1M	0.4%Prev: 0.4%	11,850 SH	Increased-325 SH
SANDISK CORP SNDK	COM	$4.0M	0.5%Prev: 0.4%	16,655 SH	Increased-11,533 SH
SCHLUMBERGER LTD F	COM	$10.4M	1.4%Prev: 1.3%	270,620 SH	Increased-4,500 SH
SEAGATE TECHNOLOGY HOLDINGS	COM	$341K	0.0%Prev: 0.0%	1,238 SH	Increased-100 SH
SELECT SECTOR UTI SELECT SPDR	ETF	$893K	0.1%Prev: 0.1%	20,914 SH	Increased+13,857 SH
SHELL PLC F SPONSORED ADR 1 AD	ADR	$816K	0.1%Prev: 0.1%	11,100 SH	Increased
SHERWIN-WILLIAMS CO	COM	$373K	0.0%Prev: 0.1%	1,150 SH	Decreased
SKANSKA AB F SPONSORED ADR 1 A	ADR	$2.0M	0.3%Prev: 0.3%	72,766 SH	Increased
SMITH A O CORP	COM	$649K	0.1%Prev: 0.1%	9,700 SH	Decreased
SNOWFLAKE INC CLASS A	COM	$4.3M	0.6%Prev: 0.6%	19,441 SH	Decreased-625 SH
SOLSTICE ADVANCED MATERIALS OR	COM	$287K	0.0%	5,899 SH	New
SOLVENTUM CORP	COM	$2.2M	0.3%Prev: 0.3%	27,248 SH	Increased-650 SH
SOUTHERN CO	COM	$2.3M	0.3%Prev: 0.3%	25,980 SH	Decreased
SPDR S&P REGIONAL BANKING ETF	ETF	$279K	0.0%Prev: 0.0%	4,300 SH	Increased
STATE STR CORP	COM	$5.4M	0.7%Prev: 0.7%	41,618 SH	Increased-975 SH
SYSCO CORP	COM	$5.1M	0.7%Prev: 0.8%	69,185 SH	Decreased-1,033 SH
TAIWAN SEMICONDUCTOR M F SPONS	ADR	$38.6M	5.1%Prev: 5.1%	127,067 SH	Increased-8,268 SH
TE CONNECTIVITY PLC F	COM	$22.5M	3.0%Prev: 3.0%	98,817 SH	Increased-3,402 SH
TERADATA CORP DEL	COM	$773K	0.1%Prev: 0.1%	25,400 SH	Increased-800 SH
TEXAS INSTRS INC	COM	$606K	0.1%Prev: 0.1%	3,491 SH	Decreased
THE COCA-COLA CO	COM	$365K	0.0%Prev: 0.1%	5,217 SH	Decreased-1,005 SH
THERMO FISHER SCIENTIFIC	COM	$6.9M	0.9%Prev: 0.8%	11,825 SH	Increased-265 SH
TOMPKINS FINL CORP	COM	$6.0M	0.8%Prev: 0.8%	83,343 SH	Increased-1,500 SH
TORTOISE ENERGY INFRASTR	CEF	$623K	0.1%Prev: 0.1%	15,241 SH	Decreased
TUTOR PERINI CORP	COM	$335K	0.0%Prev: 0.0%	5,000 SH	Increased
TWILIO CL A ORD	COM	$2.7M	0.4%Prev: 0.3%	19,216 SH	Increased-525 SH
UNITED THERAPEUTICS CORP	COM	$3.4M	0.5%Prev: 0.4%	6,955 SH	Increased-125 SH
VANECK VIETNAM ETF	ETF	$5.6M	0.7%Prev: 0.7%	291,174 SH	Increased-8,500 SH
VANGUARD FTSE EMERGING MARKETS	ETF	$1.3M	0.2%Prev: 0.2%	23,800 SH	Decreased-1,400 SH
VANGUARD INFORMATION TECHNOLOG	ETF	$335K	0.0%Prev: 0.0%	445 SH	Increased
VANGUARD S&P 500 ETF	ETF	$4.1M	0.6%Prev: 0.6%	6,606 SH	Decreased-231 SH
VANGUARD TOTAL STOCK MARKET ET	ETF	$454K	0.1%Prev: 0.1%	1,354 SH	Increased
VANGUARD VALUE ETF	ETF	$208K	0.0%Prev: 0.0%	1,090 SH	Increased
VONTIER CORP	COM	$2.2M	0.3%Prev: 0.3%	60,421 SH	Decreased-1,000 SH
VULCAN MATLS CO	COM	$7.1M	0.9%Prev: 1.1%	24,834 SH	Decreased-516 SH
WATERSTONE FINL INC MD	COM	$1.0M	0.1%Prev: 0.1%	63,248 SH	Increased+6,750 SH
WATTS WATER TECHNOLOGIES CLASS	COM	$3.2M	0.4%Prev: 0.4%	11,425 SH	Decreased-275 SH
WEBSTER FINL CORP	COM	$1.7M	0.2%Prev: 0.2%	27,700 SH	Increased-150 SH
WEC ENERGY GROUP INC	COM	$271K	0.0%Prev: 0.0%	2,566 SH	Decreased+100 SH
WESTERN DIGITAL CORP	COM	$11.1M	1.5%Prev: 1.2%	64,308 SH	Increased-11,750 SH
XYLEM INC	COM	$385K	0.1%Prev: 0.1%	2,830 SH	Decreased
YORK WATER ORD	COM	$1.2M	0.2%	37,050 SH	New
ZIMMER BIOMET HLDGS INC	COM	$1.8M	0.2%Prev: 0.3%	20,200 SH	Decreased-2,500 SH

Sold (vs prior filing)

AVANTOR INC — $203K
BAXTER INTL INC — $1.2M
DENTSPLY SIRONA INC — $301K
INVSC S P 500 EQUAL WEIGHT ETF — $210K
VERIZON COMMUNICATIONS I — $208K

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 5, 2026	Q4 2025	13F-HR	0000919530-26-000001	$750.0M	View
Nov 5, 2025	Q3 2025	13F-HR	0000919530-25-000006	$742.7M	View
Aug 11, 2026	Q2 2026