HOWARD BAILEY SECURITIES, LLC

CIK 0002043986 • 9 13F filings • Apr 17, 2025 – Aug 10, 2026

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Filer information

Filed by: HOWARD BAILEY SECURITIES, LLC, Manager Compliance Service and Support
Address: 5916 COVINGTON ROAD, FORT WAYNE, IN, 46804
Phone: 5135621672
AUM: $253.8M

AUM over time

$266.6M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationEnergyOther

Holdings by filing

Portfolio value: $253.8M131 positionsView on SEC.gov

			% of Portfolio
ABBVIE INC	COM	$409K	0.2%Prev: 0.1%	1,792 SH	Increased+85 SH
AIM ETF PRODUCTS TRUST	ALLIANZIM EQ BUF	$723K	0.3%Prev: 0.2%	24,323 SH	Decreased-3,972 SH
AIM ETF PRODUCTS TRUST	ALLIANZIM US EQT	$1.2M	0.5%Prev: 0.4%	48,528 SH	Decreased-12,361 SH
AIM ETF PRODUCTS TRUST	ALLIANZIM US EQU	$7.4M	2.9%Prev: 0.8%	216,404 SH	Increased+114,405 SH
AIM ETF PRODUCTS TRUST	ALLIANZIM US LRG	$3.8M	1.5%Prev: 3.3%	120,317 SH	Decreased-254,198 SH
AIM ETF PRODUCTS TRUST	U S LRGCP 6M APR	$6.2M	2.4%	177,439 SH	New
AIM ETF PRODUCTS TRUST	US LRGCP B20 JUL	$3.2M	1.2%Prev: 1.0%	81,093 SH	Decreased-8,374 SH
ALPHABET INC	CAP STK CL A	$499K	0.2%Prev: 0.1%	1,594 SH	Increased-246 SH
ALPHABET INC	CAP STK CL C	$1.0M	0.4%Prev: 0.2%	3,221 SH	Increased-182 SH
AMAZON COM INC	COM	$1.3M	0.5%Prev: 0.4%	5,722 SH	Decreased-1,266 SH
AMERICAN CENTY ETF TR	AVANTIS ALL INT	$9.7M	3.8%	132,605 SH	New
AMERIPRISE FINL INC	COM	$213K	0.1%Prev: 0.1%	434 SH	Decreased-113 SH
APOLLO GLOBAL MGMT INC	COM	$218K	0.1%Prev: 0.1%	1,509 SH	Increased-47 SH
APPLE INC	COM	$2.3M	0.9%Prev: 0.7%	8,338 SH	Decreased-1,334 SH
ASML HOLDING N V	N Y REGISTRY SHS	$227K	0.1%Prev: 0.1%	212 SH	Decreased-27 SH
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$338K	0.1%Prev: 0.1%	673 SH	Decreased-117 SH
BROADCOM INC	COM	$554K	0.2%Prev: 0.1%	1,602 SH	Increased+12 SH
CACI INTL INC	CL A	$207K	0.1%Prev: 0.1%	389 SH	Decreased-83 SH
CAPITOL SER TR	STERLING CAP ENH	$28.4M	11.2%Prev: 7.9%	1,120,196 SH	Increased+30,956 SH
COHERENT CORP	COM	$219K	0.1%Prev: 0.1%	1,185 SH	Decreased-973 SH
COMCAST CORP NEW	CL A	$207K	0.1%Prev: 0.1%	6,916 SH	Decreased+79 SH
COSTAR GROUP INC	COM	$338K	0.1%Prev: 0.1%	5,031 SH	Decreased-129 SH
CRH PLC	ORD	$335K	0.1%Prev: 0.1%	2,681 SH	Decreased-128 SH
CSX CORP	COM	$513K	0.2%Prev: 0.1%	14,151 SH	Increased-94 SH
DANAHER CORPORATION	COM	$219K	0.1%	955 SH	New
DEERE CO	COM	$243K	0.1%Prev: 0.1%	521 SH	Decreased-57 SH
DOMINION ENERGY INC	COM	$250K	0.1%Prev: 0.1%	4,273 SH	Decreased+86 SH
DOUBLELINE ETF TRUST	MORTGAGE ETF	$603K	0.2%Prev: 0.2%	12,151 SH	Decreased-2,241 SH
EA SERIES TRUST	ASTORIA US EQUAL	$204K	0.1%Prev: 0.1%	5,776 SH	Decreased-1,230 SH
ELEVATION SERIES TRUST	TRUESHARES DEC	$918K	0.4%Prev: 0.3%	22,805 SH	Decreased-2,672 SH
ELEVATION SERIES TRUST	TRUESHARES OCT	$440K	0.2%	10,339 SH	New
ELEVATION SERIES TRUST	TRUESHARES QUART	$3.2M	1.3%Prev: 1.3%	132,406 SH	Decreased-56,030 SH
ELEVATION SERIES TRUST	TRUESHARES SEASO	$1.8M	0.7%Prev: 0.6%	70,796 SH	Decreased-7,969 SH
ELEVATION SERIES TRUST	TRUESHARES STRCD	$1.0M	0.4%	27,040 SH	New
ELEVATION SERIES TRUST	TRUESHARES STRUC	$1.9M	0.8%Prev: 0.6%	45,713 SH	Decreased-5,928 SH
ELEVATION SERIES TRUST	TRUSHARES BULL	$291K	0.1%Prev: 0.1%	12,226 SH	Decreased-3,172 SH
ELI LILLY CO	COM	$501K	0.2%	466 SH	New
EXXON MOBIL CORP	COM	$293K	0.1%Prev: 0.1%	2,437 SH	Increased+113 SH
FIRST TR EXCHANGE TRADED FD	RISNG DIVD ACHIV	$255K	0.1%Prev: 0.1%	3,673 SH	Decreased-418 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST US EQT	$670K	0.3%Prev: 0.2%	17,297 SH	Decreased-54 SH
IDEXX LABS INC	COM	$522K	0.2%Prev: 0.1%	772 SH	Increased-23 SH
INNOVATOR ETFS TRUST	EQUITY DEF PROTN	$626K	0.2%Prev: 0.2%	21,170 SH	Decreased-5,378 SH
INNOVATOR ETFS TRUST	EQUITY DEFINED P	$4.1M	1.6%Prev: 1.4%	152,638 SH	Decreased-36,847 SH
INTUIT	COM	$273K	0.1%Prev: 0.1%	412 SH	Decreased-16 SH
INVESCO QQQ TR	UNIT SER 1	$357K	0.1%Prev: 0.1%	581 SH	Increased+22 SH
ISHARES GOLD TR	SHARES REPRESENT	$328K	0.1%Prev: 0.1%	7,635 SH	Decreased-2,202 SH
ISHARES INC	CORE MSCI EMKT	$6.6M	2.6%Prev: 1.7%	98,494 SH	Increased+6,008 SH
ISHARES TR	20 YR TR BD ETF	$461K	0.2%Prev: 0.1%	5,292 SH	Increased+338 SH
ISHARES TR	CORE MSCI INTL	$1.7M	0.7%Prev: 0.6%	20,732 SH	Decreased-4,718 SH
ISHARES TR	CORE SP500 ETF	$1.5M	0.6%Prev: 0.5%	2,167 SH	Decreased-326 SH
ISHARES TR	CORE US AGGBD ET	$298K	0.1%Prev: 0.1%	2,987 SH	Decreased-626 SH
ISHARES TR	EAFE GRWTH ETF	$9.4M	3.7%Prev: 2.5%	82,112 SH	Increased+3,831 SH
ISHARES TR	EAFE VALUE ETF	$10.2M	4.0%Prev: 2.7%	143,504 SH	Increased+5,198 SH
ISHARES TR	NATIONAL MUN ETF	$2.3M	0.9%Prev: 0.6%	21,744 SH	Increased+876 SH
ISHARES TR	RUS MD CP GR ETF	$2.2M	0.9%Prev: 0.6%	15,774 SH	Increased+1,417 SH
ISHARES TR	RUS MDCP VAL ETF	$9.3M	3.7%Prev: 2.5%	66,054 SH	Increased+3,097 SH
ISHARES TR	RUS TP200 GR ETF	$30.4M	12.0%Prev: 8.1%	109,752 SH	Increased+5,906 SH
ISHARES TR	RUS TP200 VL ETF	$17.6M	6.9%Prev: 4.6%	191,245 SH	Increased+9,101 SH
JANUS DETROIT STR TR	HENDRSON AAA CL	$313K	0.1%Prev: 0.1%	6,189 SH	Decreased-1,049 SH
JOHNSON JOHNSON	COM	$231K	0.1%	1,118 SH	New
JPMORGAN CHASE CO	COM	$341K	0.1%	1,058 SH	New
LITMAN GREGORY FDS TR	IMGP DBI MANAGED	$305K	0.1%Prev: 0.6%	10,871 SH	Decreased-60,582 SH
MARVELL TECHNOLOGY INC	COM	$318K	0.1%Prev: 0.1%	3,746 SH	Decreased-79 SH
MERCK CO INC	COM	$206K	0.1%	1,959 SH	New
META PLATFORMS INC	CL A	$520K	0.2%Prev: 0.2%	787 SH	Decreased-24 SH
MICROSOFT CORP	COM	$3.3M	1.3%Prev: 1.1%	6,853 SH	Decreased-409 SH
MONGODB INC	CL A	$208K	0.1%	495 SH	New
MSCI INC	COM	$203K	0.1%Prev: 0.1%	353 SH	Decreased-16 SH
NORTHERN LTS FD TR IV	INSPIRE 500 ETF	$227K	0.1%Prev: 0.1%	914 SH	Decreased-39 SH
NORTHERN LTS FD TR IV	INSPIRE CORP BD	$281K	0.1%Prev: 0.1%	11,624 SH	Decreased-196 SH
NVIDIA CORPORATION	COM	$1.5M	0.6%Prev: 0.5%	8,207 SH	Decreased-975 SH
ORACLE CORP	COM	$271K	0.1%Prev: 0.2%	1,392 SH	Decreased-594 SH
PARKER HANNIFIN CORP	COM	$597K	0.2%Prev: 0.1%	679 SH	Increased-1 SH
PEPSICO INC	COM	$281K	0.1%Prev: 0.1%	1,955 SH	Decreased-212 SH
PIMCO ETF TR	ENHNCD LW DUR AC	$297K	0.1%Prev: 0.1%	3,095 SH	Decreased-619 SH
PIMCO ETF TR	MULTISECTOR BD	$261K	0.1%Prev: 0.1%	9,768 SH	Decreased-1,846 SH
PIMCO ETF TR	ULTRA SHORT GOVT	$3.0M	1.2%Prev: 1.4%	29,590 SH	Decreased-19,333 SH
ROCKWELL AUTOMATION INC	COM	$205K	0.1%Prev: 0.1%	528 SH	Decreased-194 SH
RTX CORPORATION	COM	$430K	0.2%Prev: 0.1%	2,344 SH	Increased-25 SH
SCHWAB CHARLES CORP	COM	$407K	0.2%Prev: 0.1%	4,076 SH	Decreased-587 SH
SCHWAB STRATEGIC TR	US LCAP GR ETF	$883K	0.3%Prev: 3.2%	27,060 SH	Decreased-324,037 SH
SCHWAB STRATEGIC TR	US LRG CAP ETF	$469K	0.2%	17,427 SH	New
SHOPIFY INC	CL A SUB VTG SHS	$314K	0.1%Prev: 0.1%	1,952 SH	Increased-61 SH
SIMPLIFY EXCHANGE TRADED FUN	AGGREGATE BOND E	$2.6M	1.0%Prev: 0.4%	124,005 SH	Increased+51,563 SH
SIMPLIFY EXCHANGE TRADED FUN	BARRIER INCOME	$1.8M	0.7%Prev: 0.4%	68,146 SH	Increased+10,030 SH
SIMPLIFY EXCHANGE TRADED FUN	CURRENCY STRATEG	$1.7M	0.7%	63,971 SH	New
SIMPLIFY EXCHANGE TRADED FUN	ENHANCED INM ETF	$1.8M	0.7%Prev: 0.8%	80,330 SH	Decreased-37,565 SH
SIMPLIFY EXCHANGE TRADED FUN	GAMMA EMERGING	$876K	0.3%Prev: 0.2%	32,902 SH	Increased+3,924 SH
SIMPLIFY EXCHANGE TRADED FUN	INTMD TERM TRSRY	$243K	0.1%Prev: 0.2%	18,013 SH	Decreased-33,461 SH
SIMPLIFY EXCHANGE TRADED FUN	MANAGED FUTURES	$3.5M	1.4%Prev: 0.9%	127,545 SH	Increased+9,703 SH
SIMPLIFY EXCHANGE TRADED FUN	SHORT TERM TREA	$3.3M	1.3%Prev: 1.1%	151,380 SH	Decreased-24,049 SH
SIMPLIFY EXCHANGE TRADED FUN	TREASURY OPT INC	$3.7M	1.5%Prev: 1.0%	155,592 SH	Increased+13,079 SH
SIMPLIFY EXCHANGE TRADED FUN	US EQT PLS CNVEX	$472K	0.2%Prev: 0.2%	11,046 SH	Decreased-1,471 SH
SIMPLIFY EXCHANGE TRADED FUN	US EQT PLS DWNSD	$704K	0.3%Prev: 0.2%	17,919 SH	Decreased-2,417 SH
SIMPLIFY EXCHANGE TRADED FUN	US EQT PLS UPSID	$424K	0.2%	9,106 SH	New
SIMPLIFY EXCHANGE TRADED FUN	VOLATILITY PREM	$1.9M	0.7%Prev: 0.7%	108,091 SH	Decreased-26,909 SH
SOUTHERN CO	COM	$272K	0.1%	3,115 SH	New
SP GLOBAL INC	COM	$645K	0.3%	1,234 SH	New
SPDR GOLD TR	GOLD SHS	$394K	0.2%Prev: 0.1%	994 SH	Decreased-441 SH
SPDR SERIES TRUST	STATE STREET SPD	$11.4M	4.5%	191,256 SH	New
STEEL DYNAMICS INC	COM	$790K	0.3%Prev: 0.2%	4,662 SH	Increased-945 SH
SYNOPSYS INC	COM	$458K	0.2%Prev: 0.1%	976 SH	Increased+484 SH
TESLA INC	COM	$662K	0.3%Prev: 0.1%	1,473 SH	Increased+331 SH
TEVA PHARMACEUTICAL INDS LTD	SPONSORED ADS	$297K	0.1%Prev: 0.1%	9,523 SH	Decreased-6,058 SH
UNITEDHEALTH GROUP INC	COM	$230K	0.1%Prev: 0.1%	698 SH	Decreased-253 SH
VANECK ETF TRUST	JP MRGAN EM LOC	$243K	0.1%Prev: 0.1%	9,407 SH	Decreased-1,724 SH
VANGUARD ADMIRAL FDS INC	500 GRTH IDX F	$348K	0.1%Prev: 0.1%	782 SH	Increased+47 SH
VANGUARD INDEX FDS	SP 500 ETF SHS	$339K	0.1%Prev: 0.2%	541 SH	Decreased-398 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$1.3M	0.5%Prev: 0.7%	3,806 SH	Decreased-3,242 SH
VANGUARD INDEX FDS	VALUE ETF	$619K	0.2%Prev: 0.2%	3,242 SH	Decreased-1,004 SH
VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	$715K	0.3%Prev: 0.2%	12,177 SH	Decreased-8 SH
VANGUARD SCOTTSDALE FDS	VNG RUS2000IDX	$4.9M	1.9%Prev: 1.3%	48,910 SH	Increased+2,404 SH
VEEVA SYS INC	CL A COM	$248K	0.1%Prev: 0.1%	1,109 SH	Decreased-30 SH
VICTORY PORTFOLIOS II	SHARES FREE CASH	$290K	0.1%Prev: 0.1%	7,355 SH	Decreased-1,504 SH
VISA INC	COM CL A	$1.1M	0.4%Prev: 0.3%	3,136 SH	Decreased-87 SH
WALMART INC	COM	$267K	0.1%Prev: 0.1%	2,393 SH	Decreased-199 SH
WELLS FARGO CO NEW	COM	$792K	0.3%Prev: 0.2%	8,496 SH	Increased+90 SH
WISDOMTREE TR	DYNAMIC INTL EQT	$707K	0.3%Prev: 2.5%	16,238 SH	Decreased-192,125 SH
WISDOMTREE TR	EFFICIENT GLD PL	$495K	0.2%Prev: 1.5%	8,033 SH	Decreased-84,150 SH
WISDOMTREE TR	EM EX ST-OWNED	$675K	0.3%	17,300 SH	New
WISDOMTREE TR	FUTRE STRAT FD	$350K	0.1%Prev: 1.1%	9,210 SH	Decreased-95,151 SH
WISDOMTREE TR	INTL QULTY DIV	$486K	0.2%Prev: 1.7%	11,716 SH	Decreased-135,993 SH
WISDOMTREE TR	INTL SMCAP DIV	$311K	0.1%Prev: 1.0%	3,835 SH	Decreased-41,957 SH
WISDOMTREE TR	US EFFICIENT COR	$1.3M	0.5%Prev: 3.9%	24,077 SH	Decreased-233,050 SH
WISDOMTREE TR	US HGH YLD CORP	$234K	0.1%Prev: 0.8%	5,028 SH	Decreased-53,944 SH
WISDOMTREE TR	US LARGECAP DIVD	$565K	0.2%Prev: 2.1%	6,416 SH	Decreased-78,682 SH
WISDOMTREE TR	US MIDCAP DIVID	$492K	0.2%Prev: 1.7%	9,542 SH	Decreased-105,664 SH
WISDOMTREE TR	US QTLY DIV GRT	$1.1M	0.5%Prev: 4.3%	12,853 SH	Decreased-157,057 SH
WISDOMTREE TR	US SMALLCAP FUND	$325K	0.1%Prev: 1.1%	5,702 SH	Decreased-64,305 SH
WISDOMTREE TR	YIELD ENHANCD US	$1.0M	0.4%Prev: 3.0%	23,406 SH	Decreased-217,331 SH
WORLD GOLD TR	SPDR GLD MINIS	$497K	0.2%	5,822 SH	New

Sold (vs prior filing)

AIM ETF PRODUCTS TRUST — $4.7M
ANALOG DEVICES INC — $245K
AUTOMATIC DATA PROCESSING IN — $221K
COPART INC — $205K
DEXCOM INC — $251K
FERGUSON ENTERPRISES INC — $228K
GLOBAL X FDS — $354K
HOME DEPOT INC — $339K
ISHARES TR — $220K
ISHARES TR — $515K
ISHARES TR — $272K
JPMORGAN CHASE CO — $377K
LENNAR CORP — $222K
LINDE PLC — $203K
NXP SEMICONDUCTORS N V — $202K
QUALCOMM INC — $273K
S&P GLOBAL INC — $625K
SERVICENOW INC — $260K
SPDR SERIES TRUST — $4.0M
SPDR SERIES TRUST — $824K
… and 8 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 11, 2026	Q4 2025	13F-HR	0002043986-26-000001	$253.8M	View
Feb 27, 2026	Q3 2025	13F-HR/A	0002043986-26-000004	$351.3M	View
Aug 10, 2026	Q2 2026