Ground Swell Capital, LLC

CIK 0001534450 • 6 13F filings • May 13, 2025 – Aug 5, 2026

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Filer information

Filed by: Ground Swell Capital, LLC, Chief Compliance Officer
Address: PO BOX 46, FOLLY BEACH, SC, 29439
Phone: (843) 588-5169
AUM: $48.6M

AUM over time

$92.6M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsReal EstateOther

Holdings by filing

Portfolio value: $48.6M85 positionsView on SEC.gov

			% of Portfolio
3M CO	COM	$254K	0.5%	1,589 SH	New
ADVANCED MICRO DEVICES INC	COM	$428K	0.9%	1,999 SH	New
AGILYSYS INC	COM	$233K	0.5%	1,963 SH	New
AGNICO EAGLE MINES LTD	COM	$291K	0.6%	1,714 SH	New
ALPHABET INC	CAP STK CL C	$542K	1.1%	1,727 SH	New
AMAZON COM INC	COM	$477K	1.0%	2,065 SH	New
AMGEN INC	COM	$305K	0.6%	931 SH	New
APPLE INC	COM	$301K	0.6%	1,107 SH	New
ATERIAN INC	COM NEW	$12K	0.0%	17,065 SH	New
AUTOMATIC DATA PROCESSING IN	COM	$255K	0.5%Prev: 0.9%	990 SH	Decreased-336 SH
BASEL MED GROUP LTD	ORD SHS	$17K	0.0%	33,705 SH	New
BRAG HSE HLDGS INC	COM	$7K	0.0%	18,049 SH	New
CBAK ENERGY TECHNOLOGY INC	COM	$14K	0.0%	16,332 SH	New
CORCEPT THERAPEUTICS INC	COM	$240K	0.5%	6,885 SH	New
CROWDSTRIKE HLDGS INC	CL A	$212K	0.4%	453 SH	New
DIREXION SHS ETF TR	DLY SCOND 3XBU	$472K	1.0%	11,236 SH	New
DIREXION SHS ETF TR	DLY TECH BULL 3X	$212K	0.4%	1,803 SH	New
DOCUSIGN INC	COM	$402K	0.8%	5,875 SH	New
DOORDASH INC	CL A	$320K	0.7%Prev: 1.0%	1,414 SH	Decreased-265 SH
DYNAMIX CORP	*W EXP 10/25/202	$17K	0.0%	10,472 SH	New
ENERGYS GROUP LTD	SHS	$12K	0.0%	13,820 SH	New
FIRST CTZNS BANCSHARES INC D	CL A	$221K	0.5%	103 SH	New
FUBOTV INC	CLASS A COM SHS	$30K	0.1%	11,760 SH	New
GLOBAL X FDS	NASDAQ 100 COVER	$181K	0.4%	10,264 SH	New
HAYMAKER ACQUISITION CORP IV	*W EXP 05/31/202	$17K	0.0%	11,020 SH	New
HCM III ACQUISITION CORP	*W EXP 07/23/203	$9K	0.0%	18,175 SH	New
HEARTCORE ENTERPRISES INC	COM	$5K	0.0%	15,575 SH	New
HIVE DIGITAL TECHNOLOGIES LT	COM NEW	$27K	0.1%	10,504 SH	New
HONEYWELL INTL INC	COM	$323K	0.7%	1,654 SH	New
INTUITIVE SURGICAL INC	COM NEW	$389K	0.8%	686 SH	New
INVESCO QQQ TR	UNIT SER 1	$30.7M	63.2%	50,000 SH	New
ISHARES BITCOIN TRUST ETF	SHS BEN INT	$206K	0.4%	4,157 SH	New
ISHARES TR	20 YR TR BD ETF	$1.1M	2.2%	12,175 SH	New
ISHARES TR	INTL TREA BD ETF	$222K	0.5%	5,334 SH	New
ISHARES TR	RUS 1000 VAL ETF	$297K	0.6%Prev: 1.3%	1,411 SH	Decreased-1,514 SH
ITERUM THERAPEUTICS PLC	SHS NEW	$7K	0.0%	20,477 SH	New
JFROG LTD	ORD SHS	$267K	0.5%	4,277 SH	New
KINDLY MD INC	COM	$4K	0.0%Prev: 0.0%	12,000 SH	Decreased+2,000 SH
KRISPY KREME INC	COM	$67K	0.1%	16,583 SH	New
LEIDOS HOLDINGS INC	COM	$203K	0.4%	1,123 SH	New
LINKERS INDS LTD	SHS CL A	$4K	0.0%	13,947 SH	New
LISATA THERAPEUTICS INC	COM	$73K	0.1%Prev: 0.1%	38,987 SH	Increased+15,213 SH
LM FDG AMER INC	COM NEW	$13K	0.0%	29,585 SH	New
LPL FINL HLDGS INC	COM	$224K	0.5%Prev: 0.6%	628 SH	Decreased-181 SH
MERCK & CO INC	COM	$262K	0.5%	2,492 SH	New
MINT INCORPORATION LTD	SHS CL A	$3K	0.0%	10,013 SH	New
MYND AI INC	SPON ADS	$6K	0.0%Prev: 0.0%	13,708 SH	Decreased-3,893 SH
NETAPP INC	COM	$243K	0.5%	2,267 SH	New
NXP SEMICONDUCTORS N V	COM	$1.1M	2.2%	4,944 SH	New
OFFERPAD SOLUTIONS INC	COM CL A	$20K	0.0%	16,130 SH	New
ONCOLYTICS BIOTECH INC	COM NEW	$30K	0.1%	34,398 SH	New
ONDAS HLDGS INC	COM NEW	$396K	0.8%	40,623 SH	New
ORACLE CORP	COM	$275K	0.6%	1,411 SH	New
PDS BIOTECHNOLOGY CORP	COM	$11K	0.0%	14,703 SH	New
PEPSICO INC	COM	$491K	1.0%	3,424 SH	New
PINNACLE FINL PARTNERS INC	COM	$1.3M	2.8%	14,042 SH	New
PROSPECT CAP CORP	COM	$28K	0.1%	10,763 SH	New
QUALCOMM INC	COM	$222K	0.5%Prev: 0.8%	1,296 SH	Decreased-843 SH
RAIL VISION LTD	SHS NEW	$8K	0.0%	24,570 SH	New
RALLYBIO CORP	COM	$11K	0.0%	15,399 SH	New
RENOVORX INC	COM NEW	$11K	0.0%	13,611 SH	New
REVOLUTION MEDICINES INC	*W EXP 12/17/202	$13K	0.0%	13,613 SH	New
RICHTECH ROBOTICS INC	CL B	$53K	0.1%	16,325 SH	New
ROKU INC	COM CL A	$547K	1.1%	5,038 SH	New
ROSS STORES INC	COM	$222K	0.5%	1,235 SH	New
SABRE CORP	COM	$17K	0.0%	12,652 SH	New
SHOE CARNIVAL INC	COM	$185K	0.4%	10,964 SH	New
SIDUS SPACE INC	CL A COM NEW	$33K	0.1%	10,489 SH	New
SOLITARIO RESOURCES CORP	COM	$12K	0.0%	17,222 SH	New
SPDR SERIES TRUST	STATE STREET SPD	$656K	1.4%	6,041 SH	New
STRIVE INC	CL A COM	$8K	0.0%	10,624 SH	New
SYNOVUS FINL CORP	COM NEW	$432K	0.9%	8,623 SH	New
TALON CAP CORP	UNIT 08/27/2030	$149K	0.3%Prev: 0.3%	14,480 SH	Increased+1,124 SH
TERADYNE INC	COM	$316K	0.7%	1,632 SH	New
TESLA INC	COM	$667K	1.4%	1,484 SH	New
TEXAS INSTRS INC	COM	$311K	0.6%	1,791 SH	New
TOWER SEMICONDUCTOR LTD	SHS NEW	$232K	0.5%	1,980 SH	New
TRINSEO PLC	SHS	$6K	0.0%	11,765 SH	New
UNI-FUELS HLDGS LTD	SHS CL A	$61K	0.1%	89,803 SH	New
URBAN-GRO INC	COM NEW	$4K	0.0%Prev: 0.0%	15,484 SH	Decreased-11,751 SH
VANGUARD INDEX FDS	SMALL CP ETF	$345K	0.7%	1,339 SH	New
VIZSLA SILVER CORP	COM NEW	$85K	0.2%	15,540 SH	New
WORKDAY INC	CL A	$210K	0.4%Prev: 0.7%	976 SH	Decreased-300 SH
XWELL INC	COM NEW	$5K	0.0%	10,206 SH	New
ZOOZ STRATEGY LTD	SHARE	$6K	0.0%	14,749 SH	New

Sold (vs prior filing)

AIR INDS GROUP — $42K
ALLY FINL INC — $226K
ALNYLAM PHARMACEUTICALS INC — $507K
AMKOR TECHNOLOGY INC — $259K
ASTERA LABS INC — $979K
BAYVIEW ACQUISITION CORP — $3K
BLEND LABS INC — $44K
BOEING CO — $200K
BRAZE INC — $220K
CAESARS ENTERTAINMENT INC NE — $226K
CAL MAINE FOODS INC — $289K
CARPENTER TECHNOLOGY CORP — $219K
CASELLA WASTE SYS INC — $291K
CASI PHARMACEUTICALS INC — $17K
CENNTRO INC — $21K
CIDARA THERAPEUTICS INC — $275K
CISCO SYS INC — $373K
CLARIVATE PLC — $47K
CO-DIAGNOSTICS INC — $4K
CONNECTONE BANCORP INC — $224K
… and 100 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 4, 2026	Q4 2025	13F-HR	0001420506-26-000162	$48.6M	View
Nov 6, 2025	Q3 2025	13F-HR	0001420506-25-003036	$45.7M	View
Aug 5, 2026	Q2 2026