Francis Financial, Inc.

CIK 0001727514 • 6 13F filings • May 13, 2025 – Aug 10, 2026

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Filer information

Filed by: Francis Financial, Inc., Managing Director
Address: 39 BROADWAY, SUITE 1730, NEW YORK, NY, 10006
Phone: 212-374-9008
AUM: $512.1M

AUM over time

$610.4M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsEnergyOther

Holdings by filing

Portfolio value: $512.1M2 positionsView on SEC.gov

			% of Portfolio
ABBVIE INC	COM	$239K	0.0%Prev: 0.1%	1,048 SH	Decreased+18 SH
ADVANCED MICRO DEVICES INC	COM	$354K	0.1%Prev: 0.1%	1,655 SH	Decreased+284 SH
ALPHABET INC	CAP STK CL A	$3.4M	0.7%Prev: 0.9%	10,909 SH	Decreased-2,121 SH
ALPHABET INC	CAP STK CL C	$1.7M	0.3%Prev: 0.2%	5,261 SH	Increased+490 SH
AMAZON COM INC	COM	$2.4M	0.5%Prev: 0.9%	10,361 SH	Decreased-3,047 SH
AMERICAN EXPRESS CO	COM	$566K	0.1%Prev: 0.1%	1,531 SH	Decreased-69 SH
APPLE INC	COM	$6.1M	1.2%Prev: 1.2%	22,539 SH	Decreased+2,625 SH
BANK AMERICA CORP	COM	$456K	0.1%Prev: 0.1%	8,284 SH	Decreased+14 SH
BERKSHIRE HATHAWAY INC DEL	CL B NEW	$1.5M	0.3%Prev: 0.4%	2,925 SH	Decreased-99 SH
BROADCOM INC	COM	$1.1M	0.2%Prev: 0.3%	3,198 SH	Decreased+39 SH
CAPITAL GROUP DIVIDEND VALUE	SHS CREATION UNI	$414K	0.1%Prev: 0.1%	9,486 SH	Increased
CISCO SYS INC	COM	$215K	0.0%Prev: 0.0%	2,788 SH	Decreased+315 SH
CORNING INC	COM	$1.9M	0.4%Prev: 0.3%	21,611 SH	Increased+138 SH
COSTCO WHSL CORP NEW	COM	$442K	0.1%Prev: 0.1%	513 SH	Decreased-5 SH
DIMENSIONAL ETF TRUST	EMERGING MARKETS	$4.5M	0.9%Prev: 0.8%	107,308 SH	Increased+143 SH
DIMENSIONAL ETF TRUST	INTERNATIONAL	$31.8M	6.2%Prev: 5.1%	741,881 SH	Increased+36,945 SH
DIMENSIONAL ETF TRUST	INTL CORE EQT MK	$720K	0.1%Prev: 0.1%	18,901 SH	Increased
DIMENSIONAL ETF TRUST	US CORE EQUITY 2	$1.3M	0.3%Prev: 0.1%	32,895 SH	Increased+18,019 SH
DIMENSIONAL ETF TRUST	US EQUITY MARKET	$1.1M	0.2%Prev: 0.1%	14,400 SH	Increased+6,000 SH
DIMENSIONAL ETF TRUST	US LARGE CAP VAL	$12.4M	2.4%Prev: 2.2%	362,504 SH	Decreased-19,551 SH
DIMENSIONAL ETF TRUST	US MKTWIDE VALUE	$2.0M	0.4%Prev: 0.4%	42,353 SH	Decreased-5,891 SH
DIMENSIONAL ETF TRUST	US SMALL CAP ETF	$349K	0.1%Prev: 0.1%	5,012 SH	Increased
DIMENSIONAL ETF TRUST	US TARGETED VLU	$679K	0.1%	11,409 SH	New
DIMENSIONAL ETF TRUST	WORLD EX US CORE	$1.4M	0.3%Prev: 0.2%	41,708 SH	Increased+12,589 SH
DISNEY WALT CO	COM	$320K	0.1%Prev: 0.1%	2,814 SH	Decreased+37 SH
ELI LILLY & CO	COM	$807K	0.2%Prev: 0.1%	751 SH	Decreased+25 SH
EXXON MOBIL CORP	COM	$301K	0.1%Prev: 0.0%	2,499 SH	Increased+735 SH
FIRST TR EXCH TRADED FD III	SHRT DUR MNG MUN	$3.2M	0.6%Prev: 0.5%	161,251 SH	Increased+13,396 SH
GE AEROSPACE	COM NEW	$433K	0.1%Prev: 0.1%	1,407 SH	Decreased+127 SH
GOLDMAN SACHS GROUP INC	COM	$947K	0.2%Prev: 0.1%	1,077 SH	Increased+206 SH
HOME DEPOT INC	COM	$824K	0.2%Prev: 0.2%	2,396 SH	Decreased+139 SH
INTERNATIONAL BUSINESS MACHS	COM	$1.0M	0.2%Prev: 0.2%	3,505 SH	Decreased+16 SH
INTUITIVE SURGICAL INC	COM NEW	$453K	0.1%Prev: 0.1%	799 SH	Increased+43 SH
INVESCO EXCH TRD SLF IDX FD	BULSHS 2026 MUNI	$204K	0.0%Prev: 0.0%	8,635 SH	Increased
INVESCO EXCH TRD SLF IDX FD	BULSHS 2027 MUNI	$203K	0.0%Prev: 0.0%	8,564 SH	Increased
INVESCO EXCH TRD SLF IDX FD	BULSHS 2028 MUNI	$200K	0.0%	8,524 SH	New
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$2.6M	0.5%Prev: 0.5%	13,816 SH	Increased+40 SH
INVESCO QQQ TR	UNIT SER 1	$425K	0.1%Prev: 0.1%	692 SH	Increased-8 SH
ISHARES TR	CORE MSCI EAFE	$315K	0.1%	3,522 SH	New
ISHARES TR	CORE S&P SCP ETF	$14.2M	2.8%Prev: 2.4%	117,769 SH	Increased+2,003 SH
ISHARES TR	CORE S&P TTL STK	$327K	0.1%	2,199 SH	New
ISHARES TR	CORE S&P US VLU	$258K	0.1%Prev: 0.0%	2,519 SH	Increased
ISHARES TR	CORE S&P500 ETF	$2.5M	0.5%Prev: 0.5%	3,713 SH	Decreased-186 SH
ISHARES TR	ESG AWARE MSCI	$2.5M	0.5%Prev: 0.4%	53,980 SH	Increased+1,066 SH
ISHARES TR	ESG AWRE 1 5 YR	$10.4M	2.0%Prev: 1.8%	414,014 SH	Increased+3,364 SH
ISHARES TR	ESG MSCI KLD 400	$12.0M	2.3%Prev: 2.1%	92,853 SH	Increased-990 SH
ISHARES TR	ESG SELECT SCRE	$2.3M	0.5%Prev: 0.4%	51,796 SH	Increased+1,623 SH
ISHARES TR	MSCI USA QLT FCT	$203K	0.0%Prev: 0.0%	1,021 SH	Decreased-28 SH
ISHARES TR	NATIONAL MUN ETF	$3.3M	0.6%Prev: 0.5%	30,888 SH	Increased+5,223 SH
ISHARES TR	NEW YORK MUN ETF	$2.1M	0.4%Prev: 0.4%	40,033 SH	Increased
ISHARES TR	RUS 1000 GRW ETF	$709K	0.1%Prev: 0.1%	1,499 SH	Increased-9 SH
ISHARES TR	RUSSELL 2000 ETF	$855K	0.2%Prev: 0.1%	3,474 SH	Increased+5 SH
ISHARES TR	RUSSELL 3000 ETF	$311K	0.1%Prev: 0.1%	803 SH	Increased
ISHARES TR	S&P 500 GRWT ETF	$581K	0.1%Prev: 0.1%	4,717 SH	Increased-40 SH
ISHARES TR	S&P 500 VAL ETF	$363K	0.1%Prev: 0.1%	1,710 SH	Increased-19 SH
ISHARES TR	SELECT DIVID ETF	$236K	0.0%Prev: 0.0%	1,675 SH	Decreased
ISHARES TR	USD GRN BOND ETF	$12.2M	2.4%Prev: 2.3%	254,269 SH	Decreased-11,095 SH
J P MORGAN EXCHANGE TRADED F	INTRNL RES EQT	$27.5M	5.4%Prev: 4.6%	367,367 SH	Increased+18,302 SH
JOHNSON & JOHNSON	COM	$356K	0.1%Prev: 0.1%	1,722 SH	Decreased+10 SH
JPMORGAN CHASE & CO.	COM	$1.3M	0.2%Prev: 0.3%	3,903 SH	Decreased+545 SH
LAM RESEARCH CORP	COM NEW	$209K	0.0%Prev: 0.0%	1,223 SH	Decreased+42 SH
MASTERCARD INCORPORATED	CL A	$222K	0.0%Prev: 0.1%	388 SH	Decreased-385 SH
MCDONALDS CORP	COM	$1.2M	0.2%Prev: 0.2%	3,937 SH	Decreased+18 SH
META PLATFORMS INC	CL A	$27.3M	5.3%Prev: 13.7%	41,423 SH	Decreased-11,919 SH
MICROSOFT CORP	COM	$3.5M	0.7%Prev: 1.0%	7,339 SH	Decreased+231 SH
NETFLIX INC	COM	$210K	0.0%Prev: 0.1%	2,240 SH	Decreased+1,995 SH
NUCOR CORP	COM	$319K	0.1%Prev: 0.0%	1,957 SH	Increased+14 SH
NUSHARES ETF TR	NUVEEN ESG LRGCP	$6.7M	1.3%Prev: 1.2%	68,239 SH	Decreased-538 SH
NVIDIA CORPORATION	COM	$5.9M	1.1%Prev: 1.4%	31,477 SH	Decreased+1,168 SH
PALANTIR TECHNOLOGIES INC	CL A	$213K	0.0%Prev: 0.1%	1,197 SH	Decreased+25 SH
PNC FINL SVCS GROUP INC	COM	$512K	0.1%Prev: 0.1%	2,455 SH	Decreased-13 SH
SCHWAB STRATEGIC TR	FUNDAMENTAL INTL	$753K	0.1%Prev: 0.1%	16,654 SH	Increased
SCHWAB STRATEGIC TR	MUN BD ETF	$1.1M	0.2%Prev: 0.2%	42,671 SH	Increased
SCHWAB STRATEGIC TR	US AGGREGATE B	$291K	0.1%	12,459 SH	New
SCHWAB STRATEGIC TR	US LRG CAP ETF	$824K	0.2%Prev: 0.1%	30,634 SH	Increased+15,346 SH
SLB LIMITED	COM STK	$230K	0.0%	5,999 SH	New
SOUTHERN CO	COM	$227K	0.0%Prev: 0.1%	2,598 SH	Decreased-99 SH
SPDR DOW JONES INDL AVERAGE	UT SER 1	$332K	0.1%Prev: 0.1%	691 SH	Increased
SPDR INDEX SHS FDS	PORTFOLIO DEVLPD	$223K	0.0%	5,025 SH	New
SPDR S&P 500 ETF TR	TR UNIT	$444K	0.1%Prev: 0.1%	651 SH	Increased
SPDR SERIES TRUST	STATE STREET SPD	$2.9M	0.6%	50,215 SH	New
T ROWE PRICE ETF INC	INTERNATIONAL EQ	$703K	0.1%Prev: 0.1%	20,373 SH	Increased+2 SH
TAIWAN SEMICONDUCTOR MFG LTD	SPONSORED ADS	$284K	0.1%Prev: 0.1%	933 SH	Decreased+23 SH
TCW ETF TRUST	FLEXIBLE INCOME	$36.7M	7.2%Prev: 5.9%	926,037 SH	Increased+91,712 SH
TESLA INC	COM	$596K	0.1%Prev: 0.2%	1,325 SH	Decreased-59 SH
TJX COS INC NEW	COM	$355K	0.1%Prev: 0.1%	2,309 SH	Decreased+45 SH
VANGUARD ADMIRAL FDS INC	MIDCP 400 IDX	$18.2M	3.6%Prev: 3.0%	162,744 SH	Increased+7,566 SH
VANGUARD BD INDEX FDS	INTERMED TERM	$46.4M	9.1%Prev: 8.4%	595,914 SH	Decreased-12,348 SH
VANGUARD BD INDEX FDS	TOTAL BND MRKT	$411K	0.1%Prev: 0.1%	5,554 SH	Decreased
VANGUARD INDEX FDS	GROWTH ETF	$28.6M	5.6%Prev: 4.8%	58,682 SH	Increased+2,015 SH
VANGUARD INDEX FDS	LARGE CAP ETF	$263K	0.1%Prev: 0.0%	836 SH	Decreased-48 SH
VANGUARD INDEX FDS	MID CAP ETF	$7.6M	1.5%Prev: 1.4%	26,301 SH	Decreased-589 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$79.1M	15.4%Prev: 13.7%	126,064 SH	Increased-102 SH
VANGUARD INDEX FDS	SMALL CP ETF	$601K	0.1%Prev: 0.1%	2,328 SH	Increased
VANGUARD INDEX FDS	TOTAL STK MKT	$5.2M	1.0%Prev: 0.8%	15,387 SH	Increased+1,352 SH
VANGUARD INDEX FDS	VALUE ETF	$3.7M	0.7%Prev: 0.6%	19,305 SH	Increased+116 SH
VANGUARD INTL EQUITY INDEX F	ALLWRLD EX US	$206K	0.0%	2,798 SH	New
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	$2.6M	0.5%Prev: 0.4%	48,064 SH	Increased+2,406 SH
VANGUARD NY TAX FREE FDS	TAX EXEMPT BD	$13.6M	2.7%Prev: 2.4%	131,987 SH	Increased+2,821 SH
VANGUARD SCOTTSDALE FDS	VNG RUS1000IDX	$4.9M	1.0%Prev: 0.9%	15,860 SH	Increased-29 SH
VANGUARD SCOTTSDALE FDS	VNG RUS2000IDX	$2.6M	0.5%Prev: 0.5%	25,882 SH	Increased
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$262K	0.1%Prev: 0.0%	1,190 SH	Increased
VANGUARD WHITEHALL FDS	HIGH DIV YLD	$15.5M	3.0%Prev: 2.9%	108,113 SH	Decreased-8,044 SH
VANGUARD WORLD FD	ESG US CORP BD	$3.0M	0.6%Prev: 0.4%	47,840 SH	Increased+14,892 SH
VANGUARD WORLD FD	MEGA GRWTH IND	$2.6M	0.5%Prev: 0.5%	6,415 SH	Increased
VIATRIS INC	COM	$162K	0.0%Prev: 0.0%	12,988 SH	Increased
VISA INC	COM CL A	$380K	0.1%Prev: 0.1%	1,084 SH	Decreased-44 SH
WALMART INC	COM	$292K	0.1%Prev: 0.1%	2,622 SH	Decreased-4 SH

Sold (vs prior filing)

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… and 8 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 11, 2026	Q4 2025	13F-HR	0001727514-26-000001	$512.1M	View
Nov 6, 2025	Q3 2025	13F-HR	0001727514-25-000003	$562.4M	View
Aug 10, 2026	Q2 2026