Financial Plan, Inc.

CIK 0002107584 • 3 13F filings • Jan 28, 2026 – Aug 14, 2026

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Filer information

Filed by: Financial Plan, Inc., PRINCIPAL
Address: 11 BELLWETHER WAY, SUITE 301, BELLINGHAM, WA, 98225
Phone: 360-714-1234
AUM: $871.1M

AUM over time

$105.4M latest

Sector allocation over time

Past 3 quarters

Q4 2025

Q2 2026

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsEnergyOther

Holdings by filing

Portfolio value: $871.1M90 positionsView on SEC.gov

			% of Portfolio
ABBOTT LABS	COM	$455K	0.1%	3,635 SH	New
ABBVIE INC	COM	$266K	0.0%Prev: 0.3%	1,164 SH	Decreased-200 SH
AEMETIS INC	COM NEW	$22K	0.0%	16,000 SH	New
ALPHABET INC	CAP STK CL C	$584K	0.1%Prev: 0.7%	1,860 SH	Decreased-209 SH
AMAZON COM INC	COM	$481K	0.1%Prev: 0.5%	2,085 SH	Decreased-146 SH
AMERICAN CENTY ETF TR	AVANTIS ALL EQT	$902K	0.1%Prev: 1.3%	10,498 SH	Decreased-3,825 SH
AMERICAN CENTY ETF TR	AVANTIS CORE FI	$4.7M	0.5%Prev: 6.8%	112,980 SH	Decreased-59,103 SH
AMERICAN CENTY ETF TR	AVANTIS EMGMKT	$36.4M	4.2%Prev: 46.8%	473,111 SH	Decreased-38,156 SH
AMERICAN CENTY ETF TR	AVANTIS RESPON U	$1.1M	0.1%Prev: 1.2%	13,880 SH	Decreased-369 SH
AMERICAN CENTY ETF TR	AVANTIS RESPONSI	$741K	0.1%	10,372 SH	New
AMERICAN CENTY ETF TR	AVANTIS SHFXDINC	$34.9M	4.0%Prev: 40.9%	740,489 SH	Decreased-186,221 SH
AMERICAN CENTY ETF TR	CORE MUNI FXD IN	$487K	0.1%Prev: 0.5%	10,528 SH	Decreased-1,202 SH
AMERICAN CENTY ETF TR	INTL EQT ETF	$93.5M	10.7%Prev: 102.3%	1,135,214 SH	Decreased-73,844 SH
AMERICAN CENTY ETF TR	INTL SMCP VLU	$1.7M	0.2%Prev: 1.9%	18,055 SH	Decreased-894 SH
AMERICAN CENTY ETF TR	REAL ESTATE ETF	$26.2M	3.0%Prev: 35.8%	600,852 SH	Decreased-196,197 SH
AMERICAN CENTY ETF TR	US EQT ETF	$149.3M	17.1%Prev: 173.6%	1,335,641 SH	Decreased-92,554 SH
AMERICAN CENTY ETF TR	US LARGE CAP VLU	$451K	0.1%Prev: 0.5%	5,946 SH	Decreased+303 SH
AMERICAN CENTY ETF TR	US SML CP VALU	$4.5M	0.5%Prev: 5.8%	43,866 SH	Decreased-4,843 SH
APPLE INC	COM	$8.1M	0.9%Prev: 5.8%	29,698 SH	Increased+8,645 SH
BANK AMERICA CORP	7.25%CNV PFD L	$267K	0.0%	213 SH	New
BANK NEW YORK MELLON CORP	COM	$1.4M	0.2%	12,297 SH	New
BERKSHIRE HATHAWAY INC DEL	CL A	$1.5M	0.2%Prev: 1.4%	2 SH	Increased
BOEING CO	COM	$769K	0.1%Prev: 0.8%	3,544 SH	Decreased-182 SH
BROADCOM INC	COM	$430K	0.0%Prev: 0.6%	1,242 SH	Decreased-335 SH
CALLAN JMB INC	COM	$23K	0.0%Prev: 0.0%	21,114 SH	Increased+7,614 SH
CATERPILLAR INC	COM	$3.2M	0.4%Prev: 5.6%	5,511 SH	Decreased
CORNING INC	COM	$350K	0.0%Prev: 1.0%	4,000 SH	Decreased-3 SH
COSTCO WHSL CORP NEW	COM	$1.1M	0.1%	1,289 SH	New
DIMENSIONAL ETF TRUST	CORE FIXED INCOM	$19.2M	2.2%	451,001 SH	New
DIMENSIONAL ETF TRUST	DIMENSIONAL US	$768K	0.1%Prev: 0.9%	12,845 SH	Decreased-847 SH
DIMENSIONAL ETF TRUST	EMERGING MKTS CO	$22.1M	2.5%Prev: 29.5%	667,418 SH	Decreased-96,485 SH
DIMENSIONAL ETF TRUST	GLOBAL REAL EST	$22.5M	2.6%Prev: 27.7%	851,353 SH	Decreased-154,849 SH
DIMENSIONAL ETF TRUST	GLOBAL SUSTAINA	$251K	0.0%Prev: 0.3%	4,839 SH	Decreased-2,063 SH
DIMENSIONAL ETF TRUST	INFLATION PROTE	$6.1M	0.7%Prev: 9.1%	146,870 SH	Decreased-84,448 SH
DIMENSIONAL ETF TRUST	INTERNATIONAL	$413K	0.0%Prev: 0.6%	9,634 SH	Decreased-3,291 SH
DIMENSIONAL ETF TRUST	INTL CORE EQT MK	$3.3M	0.4%Prev: 3.3%	87,172 SH	Decreased+1,905 SH
DIMENSIONAL ETF TRUST	INTL CORE EQUITY	$48.6M	5.6%Prev: 57.1%	1,409,479 SH	Decreased-205,133 SH
DIMENSIONAL ETF TRUST	NATL MUN BD ETF	$843K	0.1%Prev: 1.1%	17,491 SH	Decreased-7,083 SH
DIMENSIONAL ETF TRUST	SHORT DURATION F	$37.4M	4.3%	780,212 SH	New
DIMENSIONAL ETF TRUST	ULTRASHORT FIXED	$45.4M	5.2%	895,485 SH	New
DIMENSIONAL ETF TRUST	US CORE EQT MKT	$1.5M	0.2%Prev: 1.6%	32,023 SH	Decreased+251 SH
DIMENSIONAL ETF TRUST	US CORE EQUITY 2	$132.1M	15.2%	3,337,061 SH	New
DIMENSIONAL ETF TRUST	US EQUITY MARKET	$1.1M	0.1%	15,393 SH	New
DIMENSIONAL ETF TRUST	US SMALL CAP VAL	$845K	0.1%	25,689 SH	New
DIMENSIONAL ETF TRUST	US SUSTAINABILTY	$839K	0.1%Prev: 1.2%	19,317 SH	Decreased-8,584 SH
DIMENSIONAL ETF TRUST	WORLD EX US CORE	$24.2M	2.8%Prev: 25.1%	738,610 SH	Decreased+20,300 SH
DYNEX CAP INC	COM	$175K	0.0%	12,500 SH	New
ENERGY TRANSFER L P	COM UT LTD PTN	$247K	0.0%	15,000 SH	New
ENSYSCE BIOSCIENCES INC	COM NEW	$22K	0.0%	24,000 SH	New
EXXON MOBIL CORP	COM	$237K	0.0%Prev: 0.3%	1,969 SH	Decreased-8 SH
GAMCO GLOBAL GOLD NAT RES &	COM SH BEN INT	$129K	0.0%Prev: 0.1%	25,027 SH	Increased
ISHARES SILVER TR	ISHARES	$2.6M	0.3%Prev: 2.0%	40,767 SH	Increased+759 SH
ISHARES TR	0-5 YR TIPS ETF	$10.0M	1.1%Prev: 10.2%	97,695 SH	Decreased-7,164 SH
ISHARES TR	CORE S&P500 ETF	$365K	0.0%Prev: 0.4%	533 SH	Decreased+15 SH
ISHARES TR	ESG AWRE 1 5 YR	$311K	0.0%Prev: 0.3%	12,305 SH	Increased
ISHARES TR	GLOBAL REIT ETF	$2.3M	0.3%Prev: 2.3%	91,744 SH	Decreased+2,957 SH
ISHARES TR	MBS ETF	$389K	0.0%Prev: 0.4%	4,088 SH	Decreased-561 SH
ISHARES TR	RUS 1000 GRW ETF	$1.3M	0.1%Prev: 1.2%	2,750 SH	Increased-7,610 SH
ISHARES TR	SHRT NAT MUN ETF	$3.5M	0.4%Prev: 4.3%	32,714 SH	Decreased-9,750 SH
ISHARES TR	TRUST ISHARE 0-1	$2.2M	0.3%Prev: 4.9%	19,942 SH	Decreased-26,484 SH
ISHARES U S ETF TR	SHORT MATURITY M	$367K	0.0%	7,300 SH	New
IT TECH PACKAGING INC	COM NEW	$30K	0.0%	135,000 SH	New
JOHNSON & JOHNSON	COM	$312K	0.0%Prev: 0.4%	1,508 SH	Decreased-223 SH
MATRIX SVC CO	COM	$557K	0.1%Prev: 0.6%	47,615 SH	Decreased
MCDONALDS CORP	COM	$316K	0.0%	1,035 SH	New
MDJM LTD	ORD SHS CL A	$21K	0.0%	10,000 SH	New
MICROSOFT CORP	COM	$5.5M	0.6%Prev: 4.4%	11,382 SH	Increased-981 SH
NVIDIA CORPORATION	COM	$1.1M	0.1%Prev: 1.3%	5,843 SH	Decreased-882 SH
PLANET IMAGE INTL LTD	USD CL A ORD SHS	$30K	0.0%	32,000 SH	New
PLUG POWER INC	COM NEW	$22K	0.0%	11,000 SH	New
SERVICENOW INC	COM	$466K	0.1%	3,045 SH	New
SPDR GOLD TR	GOLD SHS	$4.0M	0.5%Prev: 3.2%	10,198 SH	Increased+940 SH
SPDR INDEX SHS FDS	PORTFOLIO DEVLPD	$342K	0.0%	7,702 SH	New
SPDR INDEX SHS FDS	PORTFOLIO EMG MK	$346K	0.0%	7,399 SH	New
SPDR SERIES TRUST	STATE STREET SPD	$29.6M	3.4%	1,225,063 SH	New
TESLA INC	COM	$1.7M	0.2%Prev: 1.4%	3,851 SH	Increased+363 SH
TRI CONTL CORP	COM	$392K	0.0%Prev: 0.4%	11,988 SH	Decreased-1,103 SH
TRIMBLE INC	COM	$979K	0.1%Prev: 0.6%	12,500 SH	Increased
US BANCORP DEL	COM NEW	$211K	0.0%	3,961 SH	New
USBC INC.	COM NEW	$16K	0.0%	25,000 SH	New
VANGUARD BD INDEX FDS	SHORT TRM BOND	$6.0M	0.7%Prev: 5.3%	76,734 SH	Increased+4,765 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$430K	0.0%Prev: 0.5%	686 SH	Decreased-61 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$2.5M	0.3%Prev: 2.4%	7,428 SH	Decreased+694 SH
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	$4.0M	0.5%Prev: 3.4%	28,198 SH	Increased+5,519 SH
VANGUARD MALVERN FDS	STRM INFPROIDX	$29.3M	3.4%Prev: 37.0%	592,384 SH	Decreased-184,383 SH
VANGUARD MUN BD FDS	TAX EXEMPT BD	$2.7M	0.3%Prev: 2.6%	53,228 SH	Decreased-194 SH
VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS	$6.8M	0.8%Prev: 6.3%	115,968 SH	Increased+2,502 SH
VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	$7.4M	0.8%Prev: 7.5%	92,256 SH	Decreased-7,317 SH
VANGUARD WELLINGTON FD	SHORT TRM TAX EX	$231K	0.0%Prev: 0.4%	2,275 SH	Decreased-1,503 SH
VANGUARD WORLD FD	INF TECH ETF	$521K	0.1%Prev: 0.5%	691 SH	Increased-3,533 SH

Sold (vs prior filing)

ABBOTT LABORATORIES — $324K
ALPHABET INC — $328K
AMERICAN CENTY ETF TR — $259K
AMERICAN CENTY ETF TR — $715K
BANK OF AMER CORP — $267K
BANK OF NY MELLON CORP — $1.8M
CHEVRON CORPORATION — $204K
CISCO SYS INC — $285K
COSTCO WHOLESALE CORPORATION — $1.4M
DIMENSIONAL ETF TRUST — $24.4M
DIMENSIONAL ETF TRUST — $286K
DIMENSIONAL ETF TRUST — $49.6M
DIMENSIONAL ETF TRUST — $29.8M
DIMENSIONAL ETF TRUST — $164.3M
DIMENSIONAL ETF TRUST — $1.3M
DIMENSIONAL ETF TRUST — $1.1M
ISHARES TR — $374K
ISHARES TR — $214K
ISHARES U S ETF TR — $393K
MORGAN STANLEY — $207K
… and 12 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Jan 28, 2026	Q4 2025	13F-HR	0002107584-26-000001	$871.1M	View
Aug 14, 2026	Q2 2026	13F-HR	0002107584-26-000004	$105.4M	View
Apr 27, 2026	Q1 2026