Cascades Capital Asset Management, LLC

CIK 0002035512 • 6 13F filings • May 15, 2025 – Aug 14, 2026

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Filer information

Filed by: Cascades Capital Asset Management, LLC, Principal
Address: 1840 PEMBROKE ROAD, SUITE 1, GREENSBORO, NC, 27408
Phone: 336-404-4746
AUM: $238.9M

AUM over time

$270.4M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyReal EstateOther

Holdings by filing

Portfolio value: $238.9M166 positionsView on SEC.gov

			% of Portfolio
Abbott Laboratories	Equity	$234K	0.1%Prev: 0.1%	1,866 SH	Decreased-21 SH
Abbvie Inc	Equity	$1.3M	0.6%Prev: 0.6%	5,760 SH	Decreased+16 SH
Accenture PLC	Equity	$152K	0.1%Prev: 0.1%	568 SH	Increased
Adobe Systems Inc	Equity	$274K	0.1%Prev: 0.1%	782 SH	Decreased-100 SH
Advanced Micro Devices	Equity	$132K	0.1%	615 SH	New
AKRE Focused ETF	Equity	$334K	0.1%	5,093 SH	New
Alphabet	Equity	$436K	0.2%Prev: 0.1%	1,388 SH	Increased
Alphabet Inc Class A	Equity	$5.6M	2.3%Prev: 2.1%	17,926 SH	Increased-1,513 SH
Altria Group Inc	Equity	$470K	0.2%Prev: 0.3%	8,145 SH	Decreased-721 SH
Amazon Com Inc	Equity	$1.6M	0.7%Prev: 0.7%	6,760 SH	Decreased-366 SH
Amgen Incorporated	Equity	$702K	0.3%Prev: 0.3%	2,146 SH	Increased+8 SH
Apple Inc	Equity	$11.8M	5.0%Prev: 4.9%	43,533 SH	Increased-549 SH
Atlantic Union Bankshare	Equity	$125K	0.1%Prev: 0.1%	3,528 SH	Decreased-2,187 SH
AXS Astoria Inflation Sensitive ETF	Equity	$1.1M	0.5%Prev: 0.3%	61,723 SH	Increased+20,323 SH
Badger Daylighting	Equity	$308K	0.1%Prev: 0.1%	5,792 SH	Increased
Bank America Corp Preferred B	Equity	$1.5M	0.6%Prev: 0.6%	61,374 SH	Increased+4,576 SH
Bank Of America Corp	Equity	$948K	0.4%Prev: 0.4%	17,238 SH	Increased-680 SH
Berkshire Hathaway B New	Equity	$2.3M	1.0%Prev: 1.1%	4,521 SH	Decreased-404 SH
Bitcoin Investment Ord	Equity	$115K	0.0%Prev: 0.1%	1,678 SH	Decreased-518 SH
Blackrock Inc.	Equity	$104K	0.0%Prev: 0.0%	97 SH	Decreased
Boeing Co	Equity	$304K	0.1%Prev: 0.1%	1,400 SH	Increased+280 SH
Booking Holdings Inc	Equity	$252K	0.1%Prev: 0.1%	47 SH	Decreased-15 SH
Broadcom Inc	Equity	$790K	0.3%Prev: 0.3%	2,283 SH	Increased+370 SH
Canadian National Railway	Equity	$187K	0.1%Prev: 0.1%	1,893 SH	Increased
Capital Group Core	Equity	$102K	0.0%	2,875 SH	New
Caterpillar Inc	Equity	$1.2M	0.5%Prev: 0.4%	2,088 SH	Increased-51 SH
Centene Corp	Equity	$109K	0.0%	2,658 SH	New
Chevron Corporation	Equity	$148K	0.1%Prev: 0.1%	969 SH	Decreased+1 SH
Chubb Corporation	Equity	$351K	0.1%Prev: 0.1%	1,123 SH	Increased
Church & Dwight Co	Equity	$254K	0.1%Prev: 0.1%	3,030 SH	Decreased-200 SH
Cisco Systems Inc	Equity	$604K	0.3%Prev: 0.2%	7,838 SH	Increased-107 SH
Citigroup Inc New	Equity	$176K	0.1%Prev: 0.1%	1,505 SH	Increased
Clearbridge Large Cap	Equity	$1.2M	0.5%Prev: 0.6%	14,387 SH	Decreased-1,006 SH
Cleveland-Cliffs Inc	Equity	$133K	0.1%Prev: 0.1%	10,000 SH	Increased
Coca Cola Company	Equity	$230K	0.1%Prev: 0.1%	3,291 SH	Increased+23 SH
Comcast Corp New Cl A	Equity	$261K	0.1%Prev: 0.1%	8,738 SH	Decreased
Constellation Energy Corp	Equity	$143K	0.1%Prev: 0.1%	406 SH	Decreased-235 SH
Corning Inc	Equity	$351K	0.1%Prev: 0.1%	4,012 SH	Increased
Costco Whsl Corp New	Equity	$365K	0.2%Prev: 0.2%	423 SH	Decreased-41 SH
Crowdstrike Hldgs Inc	Equity	$781K	0.3%Prev: 0.4%	1,667 SH	Decreased-77 SH
Crown Castle Intl Corp	Equity	$105K	0.0%Prev: 0.0%	1,176 SH	Decreased
Cummins Inc	Equity	$236K	0.1%Prev: 0.1%	462 SH	Increased
D-Wave Quantum Inc	Equity	$118K	0.0%Prev: 0.1%	4,522 SH	Decreased-644 SH
Dan Ives Wedbush AI Revolution ETF	Equity	$124K	0.1%	3,910 SH	New
Direxion Nasdaq 100 Equal Weight	Equity	$535K	0.2%Prev: 0.4%	5,228 SH	Decreased-3,492 SH
Disney Walt Co	Equity	$247K	0.1%Prev: 0.1%	2,172 SH	Decreased-12 SH
Dominion Res Inc Va New	Equity	$191K	0.1%Prev: 0.1%	3,257 SH	Decreased-158 SH
Duke Energy Corp New	Equity	$1.3M	0.6%Prev: 0.7%	11,347 SH	Decreased-1,343 SH
Duke Energy Preferred C	Equity	$461K	0.2%Prev: 0.1%	18,468 SH	Increased+7,393 SH
E O G Resources Inc	Equity	$126K	0.1%Prev: 0.1%	1,198 SH	Decreased
Ecolab Inc	Equity	$204K	0.1%Prev: 0.1%	777 SH	Decreased
Exxon Mobil Corporation	Equity	$1.6M	0.7%Prev: 0.8%	13,214 SH	Decreased-2,436 SH
Factset Research Systems	Equity	$1.2M	0.5%Prev: 0.5%	4,041 SH	Decreased-296 SH
Fedex Corporation	Equity	$337K	0.1%Prev: 0.1%	1,167 SH	Increased-158 SH
First Bancorp N C	Equity	$1.8M	0.7%Prev: 0.8%	34,828 SH	Decreased-249 SH
Freeport McMoran Copper	Equity	$630K	0.3%Prev: 0.2%	12,396 SH	Increased-300 SH
Garmin Ltd New	Equity	$349K	0.1%Prev: 0.2%	1,721 SH	Decreased
GE Vernova Inc	Equity	$346K	0.1%Prev: 0.1%	529 SH	Increased+55 SH
General Electric Company	Equity	$590K	0.2%Prev: 0.3%	1,917 SH	Increased
Goldman Sachs Group Inc	Equity	$114K	0.0%Prev: 0.0%	130 SH	Increased
Guggenheim S&P 500 Equal Weighted ETf	Equity	$1.2M	0.5%Prev: 0.9%	6,022 SH	Decreased-4,669 SH
Home Depot Inc	Equity	$1.3M	0.6%Prev: 0.8%	3,836 SH	Decreased-813 SH
Huntington Bancshares	Equity	$107K	0.0%Prev: 0.0%	6,158 SH	Increased
I Shares 0 To 3 Month Treasury ETF	Equity	$442K	0.2%	4,400 SH	New
I Shares 3-7 Year US Treas. ETF	Equity	$4.1M	1.7%Prev: 1.6%	34,588 SH	Increased+3,671 SH
I Shares 7-10 Year Treasury	Equity	$1.4M	0.6%Prev: 0.4%	14,786 SH	Increased+4,653 SH
I Shares Core Dividend	Equity	$1.0M	0.4%Prev: 0.4%	14,985 SH	Increased+1,416 SH
I Shares Flexible Income ETF	Equity	$458K	0.2%Prev: 0.1%	8,685 SH	Increased+4,350 SH
I Shares Floating Rate Bond	Equity	$1.7M	0.7%Prev: 0.6%	33,161 SH	Increased+8,575 SH
I Shares MSCI USA Minimum Volatilty	Equity	$347K	0.1%Prev: 1.6%	3,687 SH	Decreased-35,411 SH
I Shares Tech-Software Sector ETF	Equity	$773K	0.3%Prev: 0.4%	7,315 SH	Decreased-770 SH
Illinois Tool Works Inc	Equity	$215K	0.1%Prev: 0.1%	872 SH	Decreased
Industrial Sector ETF	Equity	$996K	0.4%Prev: 0.3%	6,420 SH	Increased+1,555 SH
Intel Corp	Equity	$446K	0.2%Prev: 0.2%	12,090 SH	Increased
Intl Business Machines	Equity	$414K	0.2%Prev: 0.2%	1,398 SH	Increased+13 SH
Invesco Nasdaq 100 Etf	Equity	$210K	0.1%Prev: 0.1%	832 SH	Increased+226 SH
Invesco S&P Int. Developed Quality	Equity	$346K	0.1%Prev: 0.1%	9,852 SH	Increased+1,706 SH
iShares Core 60/40 Balanced Allocation	Equity	$241K	0.1%	3,700 SH	New
Johnson & Johnson	Equity	$699K	0.3%Prev: 0.3%	3,378 SH	Increased+10 SH
JP Morgan Chase & Co	Equity	$2.2M	0.9%Prev: 0.9%	6,924 SH	Increased+447 SH
JP Morgan Chase Preferred C	Equity	$1.8M	0.8%Prev: 0.8%	72,201 SH	Decreased-1,020 SH
JP Morgan Equity Premium ETF	Equity	$1.1M	0.4%Prev: 0.6%	18,772 SH	Decreased-3,296 SH
Lilly Eli & Company	Equity	$3.0M	1.3%Prev: 1.0%	2,799 SH	Increased-105 SH
Lockheed Martin Corp	Equity	$1.2M	0.5%Prev: 0.6%	2,510 SH	Decreased-104 SH
Lowes Companies Inc	Equity	$910K	0.4%Prev: 0.4%	3,773 SH	Decreased-51 SH
Markel Corp	Equity	$454K	0.2%Prev: 0.2%	211 SH	Increased
Mc Donalds Corp	Equity	$1.9M	0.8%Prev: 0.9%	6,274 SH	Decreased-253 SH
Medtronic Inc	Equity	$457K	0.2%Prev: 0.2%	4,753 SH	Decreased-238 SH
Merck & Co Inc New	Equity	$317K	0.1%Prev: 0.1%	3,008 SH	Increased+5 SH
Meta Platforms	Equity	$2.9M	1.2%Prev: 1.2%	4,349 SH	Increased+543 SH
Micron Technology Inc	Equity	$880K	0.4%Prev: 0.2%	3,085 SH	Increased+342 SH
Microsoft Corp	Equity	$13.1M	5.5%Prev: 6.1%	27,063 SH	Decreased+333 SH
Milestone Pharmaceutical	Equity	$157K	0.1%Prev: 0.1%	77,510 SH	Increased+175 SH
Mkt Vectors Semiconductor ETF	Equity	$1.0M	0.4%Prev: 0.4%	2,793 SH	Increased-11 SH
Modine Mfg Co	Equity	$147K	0.1%	1,100 SH	New
Morgan Stanley	Equity	$312K	0.1%	1,756 SH	New
MP Materials Corp	Equity	$168K	0.1%	3,330 SH	New
Nestle S A Reg B Adr	Equity	$101K	0.0%	1,019 SH	New
Netflix Inc	Equity	$348K	0.1%Prev: 0.2%	3,715 SH	Decreased+3,354 SH
Newmont Mining Corp	Equity	$319K	0.1%Prev: 0.1%	3,194 SH	Increased
Nike Inc Class B	Equity	$174K	0.1%Prev: 0.1%	2,725 SH	Decreased+130 SH
Norfolk Southern Corp	Equity	$114K	0.0%Prev: 0.1%	395 SH	Decreased+1 SH
Novartis A G Spon ADR	Equity	$196K	0.1%Prev: 0.1%	1,425 SH	Increased
Nucor Corp	Equity	$421K	0.2%Prev: 0.2%	2,580 SH	Increased
Nvidia Corp	Equity	$10.3M	4.3%Prev: 4.6%	55,195 SH	Decreased-573 SH
Oakmark US Large Cap	Equity	$1.3M	0.5%Prev: 0.3%	44,325 SH	Increased+16,665 SH
Oracle Corporation	Equity	$400K	0.2%Prev: 0.3%	2,054 SH	Decreased-264 SH
Pacer Swan SOS Fund Of Funds	Equity	$1.6M	0.7%Prev: 0.7%	48,840 SH	Decreased-3,777 SH
Palantir Technologies	Equity	$449K	0.2%Prev: 0.2%	2,524 SH	Increased+295 SH
Palo Alto Networks	Equity	$501K	0.2%Prev: 0.3%	2,721 SH	Decreased-84 SH
Parker-Hannifin Corp	Equity	$719K	0.3%Prev: 0.3%	818 SH	Increased
Paychex Inc	Equity	$331K	0.1%Prev: 0.2%	2,948 SH	Decreased-71 SH
Pepsico Incorporated	Equity	$335K	0.1%Prev: 0.1%	2,336 SH	Increased
Philip Morris Intl Inc	Equity	$131K	0.1%Prev: 0.1%	817 SH	Decreased+7 SH
Powershs QQQ Nasdaq ETF	Equity	$2.8M	1.2%Prev: 1.2%	4,531 SH	Increased+48 SH
Procter & Gamble	Equity	$218K	0.1%Prev: 0.1%	1,518 SH	Increased+142 SH
Qualcomm Inc	Equity	$106K	0.0%Prev: 0.0%	618 SH	Increased+3 SH
Raytheon Technologies Co	Equity	$1.2M	0.5%Prev: 0.5%	6,282 SH	Increased+10 SH
Roper Technologies	Equity	$236K	0.1%Prev: 0.1%	530 SH	Decreased
S P D R S&P 500 ETF	Equity	$4.6M	1.9%Prev: 2.0%	6,729 SH	Increased+4 SH
Salesforce Com	Equity	$618K	0.3%Prev: 0.2%	2,331 SH	Increased+663 SH
Schwab 5 10 Year Corp Bond ETF	Equity	$2.3M	1.0%Prev: 0.5%	102,106 SH	Increased+54,056 SH
Schwab Emerging Markets	Equity	$101K	0.0%Prev: 0.0%	3,091 SH	Increased+85 SH
Schwab Fundamental US Co. Index	Equity	$2.8M	1.2%Prev: 1.1%	102,794 SH	Increased+5,235 SH
Schwab US Large Cap Growth ETF	Equity	$134K	0.1%Prev: 0.1%	4,114 SH	Increased
Sector Spdr Healthcare Fund	Equity	$586K	0.2%	3,785 SH	New
Sector Spider Utility Fund	Equity	$525K	0.2%Prev: 0.1%	12,300 SH	Increased+8,575 SH
Service Now Inc	Equity	$186K	0.1%Prev: 0.1%	1,215 SH	Decreased+976 SH
Shopify Inc	Equity	$136K	0.1%Prev: 0.1%	847 SH	Increased-10 SH
Siemens Energy Ag	Equity	$150K	0.1%	1,070 SH	New
SPDR Euro Stoxx 50 ETF	Equity	$644K	0.3%	10,000 SH	New
Spider Gold TRUST	Equity	$1.5M	0.6%Prev: 0.4%	3,749 SH	Increased+1,459 SH
Sterling Infrastructure, Inc.	Equity	$153K	0.1%	500 SH	New
Stryker Corp	Equity	$397K	0.2%Prev: 0.2%	1,130 SH	Decreased
T J X Cos Inc	Equity	$823K	0.3%Prev: 0.3%	5,360 SH	Increased+3 SH
T Rowe Price Blue Chip Growth	Equity	$298K	0.1%Prev: 0.1%	5,986 SH	Increased
Taiwan Semiconductr	Equity	$850K	0.4%Prev: 0.2%	2,797 SH	Increased+1,002 SH
Tesla Motors Inc	Equity	$678K	0.3%Prev: 0.3%	1,508 SH	Increased+36 SH
Texas Instruments Inc	Equity	$111K	0.0%Prev: 0.1%	639 SH	Decreased
Tractor Supply Company	Equity	$208K	0.1%Prev: 0.1%	4,158 SH	Decreased+17 SH
Truist Finl Corp	Equity	$292K	0.1%Prev: 0.1%	5,935 SH	Increased+34 SH
U.S. Bancorp Preferred S	Equity	$100K	0.0%	5,520 SH	New
Union Pacific Corp	Equity	$196K	0.1%Prev: 0.1%	847 SH	Decreased-227 SH
United Rentals Inc	Equity	$263K	0.1%Prev: 0.1%	325 SH	Decreased
Unitedhealth Group Inc	Equity	$2.6M	1.1%Prev: 1.2%	7,747 SH	Decreased+1 SH
Vanguard Dividend Appreciation ETF	Equity	$24.5M	10.3%Prev: 9.5%	111,622 SH	Increased+11,575 SH
Vanguard FTSE Developed Mkts ETF	Equity	$283K	0.1%	4,530 SH	New
Vanguard Growth ETF	Equity	$7.6M	3.2%Prev: 3.0%	15,629 SH	Increased+1,461 SH
Vanguard High Dividend	Equity	$107K	0.0%Prev: 0.0%	745 SH	Increased
Vanguard Information Tech ETF	Equity	$1.6M	0.7%Prev: 0.5%	2,117 SH	Increased+515 SH
Vanguard International Divdend ETF	Equity	$3.4M	1.4%Prev: 1.7%	37,616 SH	Decreased-4,928 SH
Vanguard Mid Cap Index ETF	Equity	$5.8M	2.4%Prev: 2.3%	19,904 SH	Increased+1,940 SH
Vanguard S&P 500 ETF	Equity	$23.3M	9.7%Prev: 10.0%	37,102 SH	Increased-6 SH
Vanguard S&P 500 Value	Equity	$13.5M	5.6%Prev: 5.8%	65,783 SH	Increased-591 SH
Vanguard Short Term Corp Bond	Equity	$835K	0.3%Prev: 0.4%	10,468 SH	Decreased-600 SH
Vanguard Total International ETF	Equity	$124K	0.1%Prev: 0.0%	1,638 SH	Increased+152 SH
Vanguard Value ETF	Equity	$6.5M	2.7%Prev: 1.5%	34,202 SH	Increased+15,332 SH
Verizon Communications	Equity	$608K	0.3%Prev: 0.4%	14,918 SH	Decreased-7,450 SH
Visa Inc Cl A	Equity	$2.2M	0.9%Prev: 0.9%	6,222 SH	Increased-78 SH
Wal-Mart Stores Inc	Equity	$762K	0.3%Prev: 0.3%	6,842 SH	Increased-141 SH
Waste Management Inc Del	Equity	$561K	0.2%Prev: 0.3%	2,552 SH	Decreased-122 SH
Wells Fargo & Co New	Equity	$548K	0.2%Prev: 0.2%	5,876 SH	Increased+783 SH
Wells Fargo Preferred A	Equity	$312K	0.1%	16,125 SH	New
Wisdomtree Equity Premium Income	Equity	$135K	0.1%	4,100 SH	New
Wisdomtree Floating Rate Treas. ETF	Equity	$6.0M	2.5%Prev: 2.9%	118,582 SH	Decreased-13,928 SH
Wisdomtree US Quality Dividend	Equity	$274K	0.1%Prev: 0.2%	3,060 SH	Decreased-1,500 SH

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All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 4, 2026	Q4 2025	13F-HR	0001398344-26-002198	$238.9M	View
Nov 14, 2025	Q3 2025	13F-HR	0001398344-25-020975	$227.2M	View
Aug 14, 2026	Q2 2026