Ballast Rock Private Wealth LLC

CIK 0002106928 • 3 13F filings • Feb 4, 2026 – Aug 10, 2026

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Filer information

Filed by: Ballast Rock Private Wealth LLC, CCO
Address: 460 KING ST, STE 200, CHARLESTON, SC, 29403
Phone: 425-650-2779
AUM: $160.0M

AUM over time

$216.5M latest

Sector allocation over time

Past 3 quarters

Q4 2025

Q2 2026

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsIndustrialsOther

Holdings by filing

Portfolio value: $160.0M157 positionsView on SEC.gov

			% of Portfolio
ABBVIE INC	COM	$298K	0.2%Prev: 0.2%	1,303 SH	Decreased-5 SH
ADVANCED MICRO DEVICES INC	COM	$235K	0.1%Prev: 0.3%	1,097 SH	Decreased+8 SH
ALAMOS GOLD INC NEW	COM CL A	$309K	0.2%	8,008 SH	New
ALLY FINL INC	COM	$815K	0.5%	18,000 SH	New
ALPHABET INC	CAP STK CL A	$2.2M	1.4%Prev: 1.2%	7,141 SH	Decreased-412 SH
ALPHABET INC	CAP STK CL C	$422K	0.3%Prev: 0.2%	1,344 SH	Decreased-15 SH
ALPS ETF TR	ALERIAN MLP	$600K	0.4%Prev: 0.3%	12,759 SH	Decreased
AMAZON COM INC	COM	$989K	0.6%Prev: 0.7%	4,287 SH	Decreased-2,321 SH
APPLE INC	COM	$8.0M	5.0%Prev: 4.3%	29,299 SH	Decreased-2,588 SH
APPLIED MATLS INC	COM	$1.3M	0.8%Prev: 1.7%	5,224 SH	Decreased+19 SH
APPLOVIN CORP	COM CL A	$1.0M	0.6%Prev: 0.4%	1,500 SH	Increased
BERKSHIRE HATHAWAY INC DEL	CL A	$755K	0.5%Prev: 0.3%	1 SH	Increased
BLACKROCK ENHANCED GLOBAL DI	COM	$145K	0.1%	12,346 SH	New
BLACKROCK ETF TRUST	ISHARES US EQUIT	$885K	0.6%Prev: 0.9%	14,559 SH	Decreased-13,183 SH
BLACKROCK ETF TRUST II	ISHARES SHORT-TE	$1.7M	1.1%	34,595 SH	New
BLACKROCK MUNIHLDNGS CALI QL	COM	$445K	0.3%	41,953 SH	New
BRISTOL-MYERS SQUIBB CO	COM	$421K	0.3%Prev: 0.3%	7,800 SH	Decreased-1,727 SH
BROADCOM INC	COM	$370K	0.2%Prev: 0.2%	1,069 SH	Decreased+66 SH
CHUBB LIMITED	COM	$470K	0.3%Prev: 0.2%	1,500 SH	Decreased-3 SH
CONSTELLATION ENERGY CORP	COM	$376K	0.2%Prev: 0.1%	1,065 SH	Increased
CROWDSTRIKE HLDGS INC	CL A	$338K	0.2%Prev: 0.3%	721 SH	Decreased
DIMENSIONAL ETF TRUST	CORE FIXED INCOM	$2.4M	1.5%	55,315 SH	New
DIMENSIONAL ETF TRUST	EMGR CRE EQT MNG	$488K	0.3%Prev: 0.3%	14,978 SH	Decreased+1,136 SH
DIMENSIONAL ETF TRUST	GLOBAL SUSTAINA	$404K	0.3%Prev: 0.2%	7,794 SH	Decreased
DIMENSIONAL ETF TRUST	INTL CORE EQT MK	$1.2M	0.7%Prev: 0.6%	30,717 SH	Decreased+1,805 SH
DIMENSIONAL ETF TRUST	INTL HIGH PROFIT	$286K	0.2%Prev: 0.1%	9,030 SH	Decreased+436 SH
DIMENSIONAL ETF TRUST	SHORT DURATION F	$778K	0.5%	16,229 SH	New
DIMENSIONAL ETF TRUST	US CORE EQT MKT	$3.0M	1.9%Prev: 1.4%	63,294 SH	Decreased+3,428 SH
DIMENSIONAL ETF TRUST	US HIGH PROFITAB	$564K	0.4%	14,838 SH	New
DIMENSIONAL ETF TRUST	US REAL ESTATE E	$256K	0.2%	11,174 SH	New
DIMENSIONAL ETF TRUST	US SUSTAINABILTY	$445K	0.3%Prev: 0.2%	10,241 SH	Decreased
DIREXION SHS ETF TR	NAS100 EQL WGT	$574K	0.4%	5,614 SH	New
ENERGY TRANSFER L P	COM UT LTD PTN	$422K	0.3%Prev: 0.2%	25,581 SH	Decreased-2 SH
FIDELITY COVINGTON TRUST	MSCI INFO TECH I	$361K	0.2%Prev: 0.1%	1,605 SH	Increased+868 SH
FIRST TR EXCHANGE-TRADED FD	SHS	$278K	0.2%Prev: 0.1%	6,022 SH	Decreased-31 SH
FIRST TR EXCHNG TRADED FD VI	FT VEST U.S EQT	$1.5M	0.9%Prev: 0.7%	35,739 SH	Decreased
FIRST TR EXCHNG TRADED FD VI	FT VEST US	$254K	0.2%Prev: 0.1%	5,851 SH	Decreased
GOLDMAN SACHS GROUP INC	COM	$364K	0.2%Prev: 0.2%	414 SH	Decreased-3 SH
GRANITESHARES GOLD TR	SHS BEN INT	$266K	0.2%Prev: 0.1%	6,254 SH	Increased-3 SH
INNOVATOR ETFS TRUST	DEFINED WLT SHLD	$2.9M	1.8%Prev: 2.0%	87,379 SH	Decreased-41,901 SH
INNOVATOR ETFS TRUST	GROWTH ACCELERAT	$247K	0.2%	6,254 SH	New
INNOVATOR ETFS TRUST	INNOVATOR INTL D	$280K	0.2%Prev: 0.2%	9,371 SH	Decreased-6,708 SH
INNOVATOR ETFS TRUST	INTERNATIONAL DE	$207K	0.1%	6,419 SH	New
INNOVATOR ETFS TRUST	INTRNL DEV APRL	$308K	0.2%Prev: 0.1%	9,980 SH	Increased+1,318 SH
INNOVATOR ETFS TRUST	QUITY MANAGD FLR	$1.5M	0.9%Prev: 0.8%	39,715 SH	Decreased-7,683 SH
INNOVATOR ETFS TRUST	U S EQ 10 BUFFER	$437K	0.3%Prev: 0.3%	13,431 SH	Decreased-5,713 SH
INNOVATOR ETFS TRUST	US EQT BUFR APR	$629K	0.4%Prev: 0.3%	13,109 SH	Decreased
INNOVATOR ETFS TRUST	US EQT PWR BUF	$510K	0.3%Prev: 0.2%	13,025 SH	Increased+1,736 SH
INNOVATOR ETFS TRUST	US EQT ULTRA BF	$1.0M	0.6%Prev: 0.6%	25,811 SH	Decreased-5,226 SH
INNOVATOR ETFS TRUST	US EQTY BUFR FEB	$491K	0.3%Prev: 0.3%	10,079 SH	Decreased-1,570 SH
INNOVATOR ETFS TRUST	US EQTY BUFR JAN	$265K	0.2%Prev: 0.3%	4,808 SH	Decreased-6,138 SH
INNOVATOR ETFS TRUST	US EQTY BUFR JUL	$345K	0.2%Prev: 0.2%	6,796 SH	Decreased+125 SH
INNOVATOR ETFS TRUST	US EQTY BUFR JUN	$404K	0.3%Prev: 0.2%	8,647 SH	Decreased-2,318 SH
INNOVATOR ETFS TRUST	US EQTY BUFR MAR	$730K	0.5%Prev: 0.4%	13,763 SH	Decreased-1,169 SH
INNOVATOR ETFS TRUST	US EQTY BUFR MAY	$214K	0.1%Prev: 0.1%	4,786 SH	Decreased-401 SH
INNOVATOR ETFS TRUST	US EQTY PWR BUF	$2.9M	1.8%Prev: 1.7%	67,085 SH	Decreased-11,936 SH
INNOVATOR ETFS TRUST	US EQUITY ACCELE	$392K	0.2%Prev: 0.1%	9,427 SH	Increased+2,333 SH
INTEL CORP	COM	$244K	0.2%Prev: 0.4%	6,600 SH	Decreased-8 SH
INVESCO EXCH TRADED FD TR II	S&P INTL QULTY	$364K	0.2%Prev: 0.2%	10,345 SH	Decreased
INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT	$1.3M	0.8%Prev: 0.7%	6,749 SH	Decreased+56 SH
INVESCO EXCHANGE TRADED FD T	S&P500 QUALITY	$286K	0.2%Prev: 0.2%	3,812 SH	Decreased-53 SH
INVESCO QQQ TR	UNIT SER 1	$2.8M	1.7%Prev: 1.6%	4,557 SH	Decreased-155 SH
ISHARES INC	CORE MSCI EMKT	$1.0M	0.6%Prev: 0.6%	15,412 SH	Decreased-1,309 SH
ISHARES TR	10-20 YR TRS ETF	$602K	0.4%Prev: 0.5%	5,920 SH	Decreased-4,390 SH
ISHARES TR	20 YR TR BD ETF	$418K	0.3%Prev: 0.1%	4,799 SH	Increased+1,329 SH
ISHARES TR	CALIF MUN BD ETF	$2.3M	1.4%Prev: 1.4%	40,165 SH	Decreased-14,051 SH
ISHARES TR	CORE 60/40 BALAN	$391K	0.2%	6,011 SH	New
ISHARES TR	CORE MSCI EAFE	$1.5M	1.0%Prev: 0.8%	17,205 SH	Decreased-122 SH
ISHARES TR	CORE S&P MCP ETF	$1.2M	0.8%Prev: 1.2%	18,362 SH	Decreased-16,376 SH
ISHARES TR	CORE S&P SCP ETF	$662K	0.4%Prev: 0.4%	5,504 SH	Decreased-62 SH
ISHARES TR	CORE S&P500 ETF	$3.3M	2.0%Prev: 1.7%	4,769 SH	Decreased-10 SH
ISHARES TR	FALN ANGLS USD	$733K	0.5%Prev: 0.4%	26,841 SH	Decreased-1,551 SH
ISHARES TR	FLTG RATE NT ETF	$906K	0.6%Prev: 0.4%	17,821 SH	Decreased-331 SH
ISHARES TR	JPMORGAN USD EMG	$1.1M	0.7%	11,500 SH	New
ISHARES TR	MSCI EAFE ETF	$416K	0.3%Prev: 0.2%	4,329 SH	Increased+489 SH
ISHARES TR	MSCI EMG MKT ETF	$1.2M	0.7%Prev: 0.7%	21,197 SH	Decreased-1 SH
ISHARES TR	MSCI INTL QUALTY	$891K	0.6%Prev: 0.1%	19,610 SH	Increased+13,838 SH
ISHARES TR	NATIONAL MUN ETF	$440K	0.3%Prev: 0.5%	4,106 SH	Decreased-5,036 SH
ISHARES TR	RUS 1000 GRW ETF	$338K	0.2%Prev: 0.2%	713 SH	Decreased-3,463 SH
ISHARES TR	RUS 1000 VAL ETF	$210K	0.1%Prev: 0.1%	1,000 SH	Decreased-57 SH
ISHARES TR	RUSSELL 2000 ETF	$1.3M	0.8%Prev: 0.7%	5,336 SH	Decreased+123 SH
ISHARES TR	S&P 100 ETF	$378K	0.2%Prev: 0.3%	1,102 SH	Decreased-788 SH
ISHARES TR	S&P 500 GRWT ETF	$1.3M	0.8%Prev: 0.6%	10,141 SH	Decreased-3 SH
ISHARES TR	S&P 500 VAL ETF	$716K	0.4%Prev: 0.4%	3,376 SH	Decreased-9 SH
ISHARES TR	SHRT NAT MUN ETF	$1.7M	1.1%Prev: 0.8%	16,216 SH	Increased+290 SH
ISHARES TR	TRUST ISHARE 0-1	$297K	0.2%Prev: 0.1%	2,700 SH	Decreased
ISHARES TR	US TREAS BD ETF	$311K	0.2%Prev: 0.1%	13,527 SH	Increased+1,071 SH
J P MORGAN EXCHANGE TRADED F	US QUALTY FCTR	$2.3M	1.5%Prev: 2.0%	37,021 SH	Decreased-23,186 SH
JANUS DETROIT STR TR	HENDERSON MTG	$624K	0.4%	13,658 SH	New
JANUS DETROIT STR TR	HENDRSON AAA CL	$2.2M	1.4%Prev: 4.7%	43,613 SH	Decreased-155,394 SH
JOHNSON & JOHNSON	COM	$267K	0.2%Prev: 0.2%	1,291 SH	Decreased+4 SH
JPMORGAN CHASE & CO.	COM	$3.7M	2.3%	11,574 SH	New
LAM RESEARCH CORP	COM NEW	$1.7M	1.0%Prev: 1.9%	9,679 SH	Decreased+315 SH
MCDONALDS CORP	COM	$683K	0.4%Prev: 0.3%	2,234 SH	Increased+4 SH
MERCADOLIBRE INC	COM	$608K	0.4%Prev: 0.2%	302 SH	Increased-7 SH
MICROSOFT CORP	COM	$3.8M	2.4%Prev: 1.0%	7,833 SH	Increased+2,243 SH
NETFLIX INC	COM	$204K	0.1%	2,172 SH	New
NEUBERGER ENGY INFRSTR & INC	COM	$238K	0.1%Prev: 0.1%	28,000 SH	Decreased
NEWMONT CORP	COM	$416K	0.3%Prev: 0.2%	4,169 SH	Increased+44 SH
NVIDIA CORPORATION	COM	$3.0M	1.9%Prev: 1.6%	16,121 SH	Decreased-1,040 SH
ORACLE CORP	COM	$229K	0.1%	1,177 SH	New
PACER FDS TR	GLOBL CASH ETF	$377K	0.2%Prev: 0.2%	8,920 SH	Decreased
PACER FDS TR	US CASH COWS 100	$681K	0.4%Prev: 0.3%	11,210 SH	Decreased+84 SH
PACER FDS TR	US SMALL CAP CAS	$348K	0.2%	7,791 SH	New
PALANTIR TECHNOLOGIES INC	CL A	$465K	0.3%Prev: 0.1%	2,615 SH	Increased+30 SH
PALO ALTO NETWORKS INC	COM	$270K	0.2%Prev: 0.1%	1,464 SH	Decreased+600 SH
PGIM ETF TR	AAA CLO ETF	$4.6M	2.8%Prev: 6.1%	88,942 SH	Decreased-167,506 SH
RBB FUND TRUST	FIRST EAGLE GBL	$407K	0.3%Prev: 0.3%	8,850 SH	Decreased-6,278 SH
SCHWAB CHARLES CORP	COM	$1.7M	1.0%Prev: 0.7%	16,600 SH	Increased-12 SH
SCHWAB STRATEGIC TR	INTL EQTY ETF	$1.9M	1.2%Prev: 1.5%	78,937 SH	Decreased-37,827 SH
SCHWAB STRATEGIC TR	SHT TM US TRES	$1.8M	1.2%Prev: 1.1%	75,549 SH	Decreased-25,622 SH
SCHWAB STRATEGIC TR	US BRD MKT ETF	$1.1M	0.7%Prev: 0.6%	43,774 SH	Decreased-8 SH
SCHWAB STRATEGIC TR	US DIVIDEND EQ	$314K	0.2%Prev: 0.2%	11,440 SH	Decreased-1,478 SH
SCHWAB STRATEGIC TR	US LRG CAP ETF	$3.7M	2.3%Prev: 1.9%	136,460 SH	Decreased-146 SH
SELECT SECTOR SPDR TR	STATE STREET COM	$397K	0.2%	3,370 SH	New
SELECT SECTOR SPDR TR	STATE STREET CON	$230K	0.1%	1,930 SH	New
SELECT SECTOR SPDR TR	STATE STREET ENE	$461K	0.3%	10,304 SH	New
SELECT SECTOR SPDR TR	STATE STREET FIN	$314K	0.2%	5,725 SH	New
SELECT SECTOR SPDR TR	STATE STREET HEA	$527K	0.3%	3,404 SH	New
SELECT SECTOR SPDR TR	STATE STREET IND	$667K	0.4%	4,300 SH	New
SELECT SECTOR SPDR TR	STATE STREET REA	$314K	0.2%	7,791 SH	New
SELECT SECTOR SPDR TR	STATE STREET TEC	$890K	0.6%	6,180 SH	New
SOUTHWEST AIRLS CO	COM	$224K	0.1%Prev: 0.1%	5,400 SH	Decreased
SPDR GOLD TR	GOLD SHS	$2.4M	1.5%Prev: 1.0%	6,074 SH	Increased+409 SH
SPDR S&P 500 ETF TR	TR UNIT	$3.8M	2.4%	5,585 SH	New
SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	$324K	0.2%	535 SH	New
SPDR SERIES TRUST	STATE STREET SPD	$5.7M	3.6%	158,307 SH	New
TIDAL TRUST II	RET STCKD GL STK	$247K	0.2%Prev: 0.5%	8,788 SH	Decreased-25,890 SH
US BANCORP DEL	COM NEW	$275K	0.2%	5,098 SH	New
VANGUARD BD INDEX FDS	INTERMED TERM	$1.6M	1.0%Prev: 0.9%	20,164 SH	Decreased-6,005 SH
VANGUARD BD INDEX FDS	TOTAL BND MRKT	$498K	0.3%Prev: 0.2%	6,717 SH	Decreased-143 SH
VANGUARD CALIF TAX FREE FDS	TAX EXEMPT BD FD	$619K	0.4%Prev: 2.3%	6,177 SH	Decreased-43,871 SH
VANGUARD INDEX FDS	GROWTH ETF	$559K	0.3%Prev: 0.3%	1,146 SH	Decreased-5,732 SH
VANGUARD INDEX FDS	MID CAP ETF	$899K	0.6%Prev: 0.5%	3,099 SH	Decreased-9,438 SH
VANGUARD INDEX FDS	S&P 500 ETF SHS	$3.9M	2.4%Prev: 2.0%	6,145 SH	Decreased-127 SH
VANGUARD INDEX FDS	SMALL CP ETF	$640K	0.4%Prev: 0.5%	2,482 SH	Decreased-925 SH
VANGUARD INDEX FDS	TOTAL STK MKT	$2.7M	1.7%Prev: 1.4%	8,048 SH	Decreased-309 SH
VANGUARD INDEX FDS	VALUE ETF	$1.4M	0.9%Prev: 0.6%	7,183 SH	Increased+988 SH
VANGUARD INTL EQUITY INDEX F	FTSE EUROPE ETF	$441K	0.3%Prev: 0.2%	5,271 SH	Decreased-109 SH
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	$286K	0.2%Prev: 0.1%	2,030 SH	Decreased-12 SH
VANGUARD MALVERN FDS	MULTI SECTOR	$295K	0.2%Prev: 0.1%	5,723 SH	Decreased-126 SH
VANGUARD MUN BD FDS	TAX EXEMPT BD	$903K	0.6%Prev: 0.4%	17,951 SH	Decreased-179 SH
VANGUARD SCOTTSDALE FDS	INTER TERM TREAS	$401K	0.3%Prev: 0.2%	6,697 SH	Increased+71 SH
VANGUARD SCOTTSDALE FDS	VNG RUS1000IDX	$1.4M	0.9%Prev: 1.3%	4,623 SH	Decreased-3,656 SH
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	$786K	0.5%Prev: 0.5%	3,575 SH	Decreased-1,437 SH
VANGUARD STAR FDS	VG TL INTL STK F	$510K	0.3%Prev: 0.4%	6,754 SH	Decreased-2,556 SH
VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	$394K	0.2%Prev: 0.2%	6,299 SH	Decreased-120 SH
VANGUARD WELLINGTON FD	SHORT TRM TAX EX	$1.1M	0.7%Prev: 0.5%	10,969 SH	Increased+61 SH
VANGUARD WHITEHALL FDS	HIGH DIV YLD	$641K	0.4%Prev: 0.3%	4,468 SH	Decreased+105 SH
VANGUARD WHITEHALL FDS	INTL DVD ETF	$2.0M	1.3%Prev: 1.3%	22,246 SH	Decreased-7,164 SH
VERTIV HOLDINGS CO	COM CL A	$272K	0.2%Prev: 0.3%	1,677 SH	Decreased-1 SH
VISA INC	COM CL A	$475K	0.3%Prev: 0.2%	1,354 SH	Increased-3 SH
VS TRUST	-1X SHRT VIX FUT	$2.7M	1.7%	113,400 SH	New
WHEATON PRECIOUS METALS CORP	COM	$235K	0.1%Prev: 0.1%	2,002 SH	Increased-5 SH
WISDOMTREE TR	FLOATNG RAT TREA	$302K	0.2%Prev: 0.1%	6,000 SH	Decreased
WISDOMTREE TR	JAPN HEDGE EQT	$1.1M	0.7%Prev: 0.6%	7,610 SH	Decreased+400 SH
WISDOMTREE TR	US QTLY DIV GRT	$292K	0.2%Prev: 0.1%	3,268 SH	Decreased-3 SH

Sold (vs prior filing)

ALAMOS GOLD INC — $242K
ALPS ETF TR — $208K
AMERICAN CENTY ETF TR — $2.1M
AMPLIFY ETF TR — $248K
BERKSHIRE HATHAWAY INC DEL — $247K
BLACKROCK ENHANCED GLOBAL — $149K
BLACKROCK ETF TRUST — $329K
BLACKROCK ETF TRUST — $399K
BLACKROCK ETF TRUST — $200K
BLACKROCK ETF TRUST II — $495K
BLACKROCK MUNIHLDNGS CALI — $1.1M
CATERPILLAR INC — $213K
COSTCO WHOLESALE CORPORATION — $216K
CUMMINS INC — $237K
DIMENSIONAL ETF TRUST — $2.3M
DIMENSIONAL ETF TRUST — $779K
DIMENSIONAL ETF TRUST — $595K
DIMENSIONAL ETF TRUST — $283K
DIREXION SHARES ETF TRUST — $685K
INNOVATOR ETFS TRUST — $1.0M
… and 40 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 4, 2026	Q4 2025	13F-HR	0002106928-26-000001	$160.0M	View
Aug 10, 2026	Q2 2026	13F-HR	0002106928-26-000003	$216.5M	View
Apr 16, 2026	Q1 2026