ASHTON THOMAS SECURITIES, LLC

CIK 0000771572 • 6 13F filings • May 15, 2025 – Jul 27, 2026

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Filer information

Filed by: ASHTON THOMAS SECURITIES, LLC, Chief Compliance Officer
Address: 200 CANAL VIEW BLVD., STE. 204, ROCHESTER, NY, 14623
Phone: 602-732-4745
AUM: $526.7M

AUM over time

$677.1M latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryConsumer StaplesFinancialsCommunicationIndustrialsEnergyOther

Holdings by filing

Portfolio value: $526.7M297 positionsView on SEC.gov

			% of Portfolio
ABBOTT LABS COM	COM	$491K	0.1%	3,917 SH	New
ABBVIE INC COM	COM	$556K	0.1%	2,434 SH	New
ABRDN GLOBAL INFRASTRUCTURE INCOME FD COM SHS	COM	$400K	0.1%	17,900 SH	New
ABRDN HEALTHCARE INVS SH BEN INT	COM	$206K	0.0%	10,880 SH	New
ABRDN TOTAL DYNAMIC DIVID FD COM SH BEN INT	COM	$980K	0.2%	100,500 SH	New
ACCENTURE PLC IRELAND SHS CL A ISIN#IE00B4BNMY34	COM	$713K	0.1%	2,657 SH	New
ADVANCED MICRO DEVICES INC COM	COM	$620K	0.1%	2,893 SH	New
ADVISOR MANAGED PORTFOLIOS RECKONER LEVERAGED AAA CLO ETF	COM	$381K	0.1%	15,233 SH	New
ADVISORS SER TR SCHARF ETF	COM	$749K	0.1%	13,622 SH	New
AGILENT TECHNOLOGIES INC COM	COM	$1.9M	0.4%	13,569 SH	New
ALLSTATE CORP COM	COM	$686K	0.1%	3,298 SH	New
ALNYLAM PHARMACEUTICALS INC COM	COM	$274K	0.1%	688 SH	New
ALPHABET INC CAP STK CL C	COM	$4.3M	0.8%	13,620 SH	New
ALPHABET INC CL A	COM	$8.4M	1.6%	26,935 SH	New
ALTRIA GROUP INC COM	COM	$995K	0.2%	17,258 SH	New
AMAZON COM INC COM	COM	$8.9M	1.7%	38,359 SH	New
AMERICAN ELEC PWR CO INC COM	COM	$933K	0.2%	8,092 SH	New
AMERICAN EXPRESS CO COM	COM	$709K	0.1%	1,916 SH	New
AMERICAN INTL GROUP INC COM NEW	COM	$846K	0.2%	9,890 SH	New
AMERICAN WTR WKS CO INC NEW COM	COM	$605K	0.1%	4,638 SH	New
AMGEN INC COM	COM	$334K	0.1%	1,020 SH	New
AMPHENOL CORP NEW CL A	COM	$737K	0.1%	5,451 SH	New
ANALOG DEVICES INC COM	COM	$543K	0.1%	2,001 SH	New
APPLE INC COM	COM	$10.0M	1.9%	36,667 SH	New
APPLIED MATLS INC COM	COM	$330K	0.1%	1,286 SH	New
APPLOVIN CORP COM CL A	COM	$507K	0.1%	753 SH	New
ARCH CAPITAL GROUP LTD SHS ISIN#BMG0450A1053	COM	$201K	0.0%	2,096 SH	New
ARISTA NETWORKS INC COM NEW	COM	$1.8M	0.3%	13,811 SH	New
AT&T INC COM	COM	$1.3M	0.2%	52,756 SH	New
ATMOS ENERGY CORP COM	COM	$232K	0.0%	1,385 SH	New
AUTODESK INC COM	COM	$1.2M	0.2%	3,974 SH	New
AUTOMATIC DATA PROCESSING INC COM	COM	$235K	0.0%	915 SH	New
BANK AMER CORP COM	COM	$1.3M	0.2%	23,853 SH	New
BERKSHIRE HATHAWAY INC DEL CL B NEW	COM	$7.4M	1.4%	14,637 SH	New
BGC GROUP INC CL A	COM	$2.1M	0.4%	231,882 SH	New
BLACKROCK ENERGY & RES TR COM	COM	$601K	0.1%	44,355 SH	New
BLACKROCK ENHANCED EQUITY DIVID TR COM	COM	$694K	0.1%	73,226 SH	New
BLACKROCK ENHANCED GLOBAL DIVIID TR COM	COM	$208K	0.0%	17,750 SH	New
BLACKROCK ETF TR II ISHARES FLEXIBLE INCOME ACTIVE ETF	COM	$2.5M	0.5%	48,170 SH	New
BLACKROCK ETF TR ISHARES A I INNOVATION & TECH ACTIVE ETF	COM	$3.3M	0.6%	98,483 SH	New
BLACKROCK ETF TR ISHARES U S EQUITY FACTOR ROTATION ACTIVE ETF	COM	$8.0M	1.5%	131,679 SH	New
BLACKROCK ETF TR ISHARES U S THEMATIC ROTATION ACTIVE ETF	COM	$2.8M	0.5%	74,026 SH	New
BLACKROCK INC NEW COM	COM	$270K	0.1%	252 SH	New
BLACKROCK MUNIYIELD N Y QUALITY FD INC COM	COM	$327K	0.1%	33,000 SH	New
BLACKROCK TAXABLE MUN BD TR SHS	COM	$197K	0.0%	12,100 SH	New
BLACKSTONE INC COM	COM	$872K	0.2%	5,657 SH	New
BLOCK INC CL A	COM	$308K	0.1%	4,728 SH	New
BOEING CO COM	COM	$2.2M	0.4%	10,046 SH	New
BOOKING HLDGS INC COM	COM	$3.8M	0.7%	712 SH	New
BOSTON SCIENTIFIC CORP COM	COM	$996K	0.2%	10,441 SH	New
BROADCOM INC COM	COM	$5.1M	1.0%	14,613 SH	New
BROADSTONE NET LEASE INC COM	COM	$253K	0.0%	14,551 SH	New
BROOKFIELD CORP VTG SHS CL A ISIN#CA11271J1075	COM	$3.9M	0.7%	84,548 SH	New
CADENCE DESIGN SYS INC COM	COM	$327K	0.1%	1,045 SH	New
CAPITAL GROUP CORE BALANCED ETF SHS	COM	$1.3M	0.2%	36,604 SH	New
CAPITAL GROUP CORE EQUITY ETF SHS	COM	$2.4M	0.5%	59,207 SH	New
CAPITAL GROUP DIVID VALUE ETF SHS	COM	$3.3M	0.6%	75,226 SH	New
CAPITAL GROUP FIXED INCOME ETF TR CORE BD ETF	COM	$149K	0.0%	5,603 SH	New
CAPITAL GROUP FIXED INCOME ETF TR U S MULTI-SECTOR INCOME ETF	COM	$52K	0.0%	1,900 SH	New
CAPITAL GROUP GROWTH ETF SHS	COM	$1.3M	0.2%	29,360 SH	New
CAPITAL GROUP INTL EQUITY ETF SHS	COM	$507K	0.1%	14,550 SH	New
CATERPILLAR INC COM	COM	$372K	0.1%	649 SH	New
CENTENE CORP DEL COM	COM	$2.2M	0.4%	54,455 SH	New
CENTERPOINT ENERGY INC COM	COM	$467K	0.1%	12,179 SH	New
CHEVRON CORP NEW COM	COM	$871K	0.2%	5,714 SH	New
CIGNA GROUP COM	COM	$989K	0.2%	3,593 SH	New
CINCINNATI FINL CORP COM	COM	$493K	0.1%	3,021 SH	New
CISCO SYS INC COM	COM	$460K	0.1%	5,967 SH	New
CITIGROUP INC COM NEW	COM	$269K	0.1%	2,301 SH	New
CME GROUP INC COM	COM	$3.3M	0.6%	11,931 SH	New
COCA COLA CO COM	COM	$888K	0.2%	12,701 SH	New
COMFORT SYS USA INC COM	COM	$303K	0.1%	325 SH	New
CONSTELLATION ENERGY CORP COM	COM	$283K	0.1%	801 SH	New
COSTCO WHSL CORP NEW COM	COM	$1.8M	0.3%	2,088 SH	New
CROWDSTRIKE HLDGS INC CL A	COM	$226K	0.0%	483 SH	New
DANAHER CORP COM	COM	$210K	0.0%	918 SH	New
DEERE & CO COM	COM	$570K	0.1%	1,223 SH	New
DELL TECHNOLOGIES INC CL C	COM	$571K	0.1%	4,536 SH	New
DEUTSCHE BANK AG NAMEN AKT ISIN#DE0005140008	COM	$674K	0.1%	17,489 SH	New
DISNEY WALT CO DISNEY COM	COM	$3.8M	0.7%	32,896 SH	New
DONALDSON INC COM	COM	$400K	0.1%	4,504 SH	New
DUKE ENERGY CORP NEW COM NEW	COM	$660K	0.1%	5,632 SH	New
DYNATRACE INC COM	COM	$233K	0.0%	5,382 SH	New
EATON VANCE LTD DURATION INCOME FD COM	COM	$228K	0.0%	23,000 SH	New
EATON VANCE TAX-ADVANTAGED GLOBAL DIVID OPPORTUNITIES FD COM	COM	$233K	0.0%	7,690 SH	New
ECOLAB INC COM	COM	$751K	0.1%	2,861 SH	New
ENBRIDGE INC COM ISIN#CA29250N1050	COM	$408K	0.1%	8,520 SH	New
ENERGY TRANSFER L P COM UNIT LTD PARTNERSHIP	COM	$173K	0.0%	10,500 SH	New
EXELON CORP COM	COM	$531K	0.1%	12,184 SH	New
EXPEDITORS INTL WASH INC COM	COM	$561K	0.1%	3,760 SH	New
EXXON MOBIL CORP COM	COM	$2.3M	0.4%	18,852 SH	New
FACTSET RESH SYS INC COM	COM	$308K	0.1%	1,061 SH	New
FIRST TR EXCHANGE TRADED FD VIII FT VEST U S EQUITY MAX BUFFER ETF -	COM	$1.3M	0.2%	40,992 SH	New
FIRST TR EXCHANGE TRADED FD VIII FT VEST US EQUITY MODERATE BUFFER EQUITY ETF	COM	$781	0.0%	20 SH	New
FIRST TR EXCHANGE-TRADED FD III MUNICIPAL HIGH INCOME ETF	COM	$6.6M	1.2%	136,878 SH	New
FIRST TR EXCHANGE-TRADED FD VIII FT VEST LADDERED BUFFER ETF	COM	$7K	0.0%	193 SH	New
FIRST TR EXCHANGE-TRADED FD VIII FT VEST U S EQUITY DEEP BUFFER NOVEMBER	COM	$2.7M	0.5%	54,519 SH	New
FRANCO NEV CORP COM ISIN#CA3518581051	COM	$3.2M	0.6%	15,257 SH	New
FRANKLIN UNVL TR SH BEN INT	COM	$81K	0.0%	10,150 SH	New
FREEPORT-MCMORAN INC CL B	COM	$246K	0.0%	4,846 SH	New
GABELLI DIVID & INCOME TR COM	COM	$783K	0.1%	28,200 SH	New
GAMCO GLOBAL GOLD NAT RES & INCOME TR BY GABELLI COM SH BEN INT	COM	$649K	0.1%	125,705 SH	New
GE VERNOVA INC COM	COM	$825K	0.2%	1,263 SH	New
GILEAD SCIENCES INC COM	COM	$251K	0.0%	2,049 SH	New
GOLDMAN SACHS ETF TR TR ACTIVEBETA INTL EQUITY ETF	COM	$40K	0.0%	921 SH	New
GOLDMAN SACHS ETF TR TR ACTIVEBETA U S LARGE CAP EQUITY ETF	COM	$172K	0.0%	1,299 SH	New
GOLDMAN SACHS GROUP INC COM	COM	$1.5M	0.3%	1,687 SH	New
HASBRO INC COM	COM	$233K	0.0%	2,846 SH	New
HERSHEY CO COM	COM	$2.2M	0.4%	12,253 SH	New
HOME DEPOT INC COM	COM	$675K	0.1%	1,961 SH	New
HONEYWELL INTL INC COM	COM	$281K	0.1%	1,440 SH	New
HOWMET AEROSPACE INC COM	COM	$1.1M	0.2%	5,202 SH	New
HUBBELL INC COM	COM	$203K	0.0%	458 SH	New
HUNTINGTON BANCSHARES INC COM	COM	$210K	0.0%	12,117 SH	New
IDEXX LABS INC COM	COM	$525K	0.1%	776 SH	New
ILLUMINA INC COM	COM	$327K	0.1%	2,490 SH	New
INTEL CORP COM	COM	$204K	0.0%	5,518 SH	New
INTERNATIONAL BUSINESS MACHS CORP COM	COM	$796K	0.2%	2,687 SH	New
INTUIT COM	COM	$431K	0.1%	651 SH	New
INTUITIVE SURGICAL INC COM NEW	COM	$1.8M	0.4%	3,256 SH	New
INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FD TR AAA CLO FLTG RATE	COM	$4.4M	0.8%	172,736 SH	New
INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FD TR TOTAL RETURN BD	COM	$7.2M	1.4%	152,012 SH	New
INVESCO EXCHANGE-TRADED FD TR AEROSPACE & DEFENSE ETF	COM	$1.9M	0.4%	12,249 SH	New
INVESCO EXCHANGE-TRADED FD TR GLOBAL LISTED PRIVATE EQUITY ETF	COM	$719K	0.1%	10,725 SH	New
INVESCO EXCHANGE-TRADED FD TR II EQUAL WEIGHT 0-30 YEAR TREAS ETF ETF	COM	$4.7M	0.9%	170,422 SH	New
INVESCO EXCHANGE-TRADED FD TR II INVESCO S&P ULTRA DIVID REV ETF	COM	$789K	0.1%	15,162 SH	New
INVESCO EXCHANGE-TRADED FD TR II NASDAQ 100 ETF	COM	$116K	0.0%	459 SH	New
INVESCO EXCHANGE-TRADED FD TR II NATL AMT-FREE MUN BD ETF	COM	$2.5M	0.5%	107,009 SH	New
INVESCO EXCHANGE-TRADED FD TR II SR LN ETF	COM	$100K	0.0%	4,743 SH	New
INVESCO EXCHANGE-TRADED FD TR PHARMACEUTICALS ETF	COM	$6K	0.0%	55 SH	New
INVESCO EXCHANGE-TRADED FD TR S&P 500 TOP 50 ETF	COM	$20.2M	3.8%	340,506 SH	New
INVESCO EXCHANGE-TRADED SELF-INDEXED FD TR BULLETSHARES 2027 BD ETF	COM	$175K	0.0%	7,743 SH	New
INVESCO EXCHANGE-TRADED SELF-INDEXED FD TR BULLETSHARES 2029 CORPORATE BD ETF	COM	$1.5M	0.3%	69,520 SH	New
INVESCO EXCHANGE-TRADED SELF-INDEXED FD TR INTL DEVELOPED ETF	COM	$11.5M	2.2%	386,941 SH	New
INVESCO EXCHANGE-TRADED SELF-INDEXED FD TR INVESCO BULLETSHARES 2026 HIGH YIELD CORP ETF	COM	$55K	0.0%	2,359 SH	New
INVESCO EXCHANGE-TRADED SELF-INDEXED FD TR INVESCO BULLETSHARES 2028 HIGH YIELD CORPORATE BD ETF	COM	$1.5M	0.3%	69,062 SH	New
INVESCO EXCHANGE-TRADED SELF-INDEXED FD TR INVESCO RUSSELL 1000 MULTIFACTOR ETF	COM	$22.9M	4.3%	374,012 SH	New
INVESCO TR INVT GRADE NEW YORK MUNS COM	COM	$1.7M	0.3%	143,900 SH	New
ISHARES GOLD TR ISHARES NEW	COM	$2.7M	0.5%	33,668 SH	New
ISHARES TR MBS ETF	COM	$3.3M	0.6%	35,156 SH	New
J P MORGAN EXCHANGE-TRADED FD TR EQUITY PREMIUM INCOME ETF	COM	$437K	0.1%	7,640 SH	New
J P MORGAN EXCHANGE-TRADED FD TR INTERNATIONAL RESH ENHANCED EQUITY	COM	$75K	0.0%	995 SH	New
J P MORGAN EXCHANGE-TRADED FD TR SMALL & MID CAP ENHANCED EQUITY ETF EQUITY ETF	COM	$3.3M	0.6%	51,976 SH	New
J P MORGAN EXCHANGE-TRADED FD TR U S QUALITY FACTOR ETF	COM	$5K	0.0%	83 SH	New
J P MORGAN EXCHANGE-TRADED FD TR ULTRA SHORT MUN INCOME ETF	COM	$2.7M	0.5%	53,410 SH	New
J P MORGAN EXCHANGE-TRADED FD TR ULTRA-SHORT INCOME ETF	COM	$1.4M	0.3%	27,716 SH	New
JOHNSON & JOHNSON COM	COM	$1.7M	0.3%	8,117 SH	New
JPMORGAN CHASE & CO COM	COM	$2.0M	0.4%	6,259 SH	New
KLA CORP COM	COM	$662K	0.1%	545 SH	New
KROGER CO COM	COM	$702K	0.1%	11,232 SH	New
LAM RESH CORP COM NEW	COM	$292K	0.1%	1,703 SH	New
LIBERTY ALL STAR EQUITY FD SH BEN INT	COM	$831K	0.2%	132,370 SH	New
LITMAN GREGORY FDS TR IMGP DBI MANAGED FUTURE STRATEGY ETF	COM	$7.6M	1.4%	270,686 SH	New
LMP CAP & INCOME FD INC COM	COM	$167K	0.0%	11,300 SH	New
LOCKHEED MARTIN CORP COM	COM	$2.0M	0.4%	4,082 SH	New
LOWES COS INC COM	COM	$260K	0.0%	1,077 SH	New
MARKEL GROUP INC COM	COM	$3.6M	0.7%	1,668 SH	New
MARSH & MCLENNAN COS INC COM	COM	$2.3M	0.4%	12,543 SH	New
MARTIN MARIETTA MATLS INC COM	COM	$740K	0.1%	1,189 SH	New
MASTERCARD INC CL A	COM	$700K	0.1%	1,226 SH	New
MCDONALDS CORP COM	COM	$610K	0.1%	1,997 SH	New
MCKESSON CORP COM	COM	$5.6M	1.1%	6,856 SH	New
MEDPACE HLDGS INC COM	COM	$264K	0.1%	470 SH	New
MERCK & CO INC NEW COM	COM	$740K	0.1%	7,029 SH	New
META PLATFORMS INC CL A	COM	$10.1M	1.9%	15,330 SH	New
MFS CHARTER INCOME TR SH BEN INT	COM	$556K	0.1%	88,650 SH	New
MFS MULTIMARKET INCOME TR SH BEN INT	COM	$235K	0.0%	50,500 SH	New
MICRON TECHNOLOGY INC COM	COM	$462K	0.1%	1,617 SH	New
MICROSOFT CORP COM	COM	$14.9M	2.8%	30,807 SH	New
MONSTER BEVERAGE CORP NEW COM	COM	$1.3M	0.2%	17,097 SH	New
MOODYS CORP COM	COM	$805K	0.2%	1,576 SH	New
MORGAN STANLEY COM NEW	COM	$273K	0.1%	1,536 SH	New
NETFLIX INC COM	COM	$3.9M	0.7%	41,034 SH	New
NEWMARK GROUP INC CL A	COM	$1.5M	0.3%	85,736 SH	New
NEXTERA ENERGY INC COM	COM	$836K	0.2%	10,416 SH	New
NIKE INC CL B	COM	$405K	0.1%	6,352 SH	New
NORTHROP GRUMMAN CORP COM	COM	$302K	0.1%	529 SH	New
NOVO NORDISK A.S. ADR FORMERLY NOVO INDUSTRIE A.S. ADR SAME CUSIP	COM	$545K	0.1%	10,686 SH	New
NUVEEN NEW YORK AMT-FREE QUALITY MUN INCOME FD COM	COM	$497K	0.1%	49,300 SH	New
NVIDIA CORP COM	COM	$21.1M	4.0%	113,322 SH	New
O REILLY AUTOMOTIVE INC NEW COM	COM	$1.1M	0.2%	11,603 SH	New
OCCIDENTAL PETE CORP COM	COM	$2.8M	0.5%	67,396 SH	New
OCCIDENTAL PETE CORP WT EXP EXP 08/03/27	COM	$135	0.0%	7 SH	New
OLD REP INTL CORP COM	COM	$280K	0.1%	6,129 SH	New
ORACLE CORP COM	COM	$5.3M	1.0%	27,393 SH	New
OTIS WORLDWIDE CORP COM	COM	$2.3M	0.4%	26,462 SH	New
PALANTIR TECHNOLOGIES INC CL A	COM	$800K	0.2%	4,500 SH	New
PALO ALTO NETWORKS INC COM	COM	$2.4M	0.5%	12,990 SH	New
PARKER-HANNIFIN CORP COM	COM	$1.0M	0.2%	1,163 SH	New
PAYCHEX INC COM	COM	$374K	0.1%	3,335 SH	New
PAYPAL HLDGS INC COM	COM	$266K	0.1%	4,548 SH	New
PEPSICO INC COM	COM	$1.2M	0.2%	8,037 SH	New
PHILIP MORRIS INTL INC COM	COM	$1.8M	0.3%	11,197 SH	New
PHILLIPS 66 COM	COM	$262K	0.0%	2,030 SH	New
PPL CORP COM	COM	$308K	0.1%	8,804 SH	New
PROCTER & GAMBLE CO COM	COM	$586K	0.1%	4,091 SH	New
PROGRESSIVE CORP OH COM	COM	$1.3M	0.3%	5,823 SH	New
QUALCOMM INC COM	COM	$654K	0.1%	3,820 SH	New
REGENERON PHARMACEUTICALS INC COM	COM	$938K	0.2%	1,214 SH	New
RTX CORP COM	COM	$379K	0.1%	2,067 SH	New
S&P GLOBAL INC COM	COM	$273K	0.1%	522 SH	New
SALESFORCE INC COM	COM	$1.4M	0.3%	5,174 SH	New
SCHWAB CHARLES CORP NEW COM	COM	$387K	0.1%	3,878 SH	New
SCHWAB STRATEGIC TR INTERMEDIATE-TERM US TREASURY ETF	COM	$141K	0.0%	5,634 SH	New
SCHWAB STRATEGIC TR INTL SMALL CAP EQUITY ETF	COM	$5.2M	1.0%	113,849 SH	New
SCHWAB STRATEGIC TR SCHWAB FUNDAMENTAL EMERGING MKTS LARGE CO INDEX ETF	COM	$91K	0.0%	2,514 SH	New
SCHWAB STRATEGIC TR SCHWAB FUNDAMENTAL INTL LARGE CO INDEX ETF	COM	$13K	0.0%	281 SH	New
SCHWAB STRATEGIC TR US TIPS ETF	COM	$65K	0.0%	2,466 SH	New
SEI INVTS CO COM	COM	$456K	0.1%	5,548 SH	New
SELECT SECTOR SPDR TR STATE STREET COMMUNICATION SVCS SELECT SECTOR SPDR ETF	COM	$1.6M	0.3%	13,483 SH	New
SELECT SECTOR SPDR TR STATE STREET CONSUMER DISCRETIONARY SELECT SECTOR SPDR ETF	COM	$636K	0.1%	5,326 SH	New
SELECT SECTOR SPDR TR STATE STREET CONSUMER STAPLES SELECT SECTOR SPDR ETF	COM	$1.1M	0.2%	14,144 SH	New
SELECT SECTOR SPDR TR STATE STREET ENERGY SELECT SECTOR SPDR ETF	COM	$31K	0.0%	696 SH	New
SELECT SECTOR SPDR TR STATE STREET FINL SELECT SECTOR SPDR ETF	COM	$1.9M	0.4%	35,711 SH	New
SELECT SECTOR SPDR TR STATE STREET HEALTH CARE SELECT SPDR ETF	COM	$1.4M	0.3%	9,111 SH	New
SELECT SECTOR SPDR TR STATE STREET INDL SELECT SECTOR SPDR ETF	COM	$142K	0.0%	913 SH	New
SELECT SECTOR SPDR TR STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF	COM	$2.8M	0.5%	19,678 SH	New
SELECT SECTOR SPDR TR STATE STREET UTILITIES SELECT SECTOR SPDR ETF	COM	$823K	0.2%	18,680 SH	New
SERVICENOW INC COM	COM	$971K	0.2%	6,336 SH	New
SHERWIN-WILLIAMS CO COM	COM	$226K	0.0%	699 SH	New
SMITH & NEPHEW P L C SPONSORED ADR NEW	COM	$1.5M	0.3%	45,243 SH	New
SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1	COM	$229K	0.0%	476 SH	New
SPDR S&P 500 ETF TR TR UNIT	COM	$871K	0.2%	1,278 SH	New
SPDR SER TR STATE STREET SPDR BLOOMBERG INVT GRADE FLTG RATE ETF	COM	$60K	0.0%	1,946 SH	New
SPDR SER TR STATE STREET SPDR BLOOMBERG SHORT TERM HIGH YIELD BD ETF	COM	$65K	0.0%	2,553 SH	New
SPDR SER TR STATE STREET SPDR NUVEEN BLOOMBERG MUN BD ETF	COM	$3.8M	0.7%	82,719 SH	New
STARBUCKS CORP COM	COM	$650K	0.1%	7,702 SH	New
STRYKER CORP COMMON	COM	$416K	0.1%	1,185 SH	New
SYNOPSYS INC COM	COM	$809K	0.2%	1,722 SH	New
TAIWAN SEMICONDUCTOR MFG CO SPONSORED ADR ISIN#US8740391003	COM	$1.0M	0.2%	3,334 SH	New
TAPESTRY INC COM	COM	$244K	0.0%	1,912 SH	New
TARGA RES CORP COM	COM	$207K	0.0%	1,121 SH	New
TESLA INC COM	COM	$5.8M	1.1%	12,863 SH	New
THERMO FISHER SCIENTIFIC INC COM	COM	$3.5M	0.7%	5,955 SH	New
TJX COS INC NEW COM	COM	$1.4M	0.3%	8,972 SH	New
TKO GROUP HLDGS INC CL A	COM	$604K	0.1%	2,890 SH	New
TRAVELERS COS INC COM	COM	$266K	0.1%	917 SH	New
U-HAUL HLDG CO COM SER N	COM	$1.4M	0.3%	30,364 SH	New
UBER TECHNOLOGIES INC COM	COM	$690K	0.1%	8,443 SH	New
UNION PAC CORP COM	COM	$3.7M	0.7%	15,862 SH	New
UNITEDHEALTH GROUP INC COM	COM	$1.7M	0.3%	5,029 SH	New
VANGUARD BD INDEX FDS VANGUARD INTERMEDIATE TERM BD ETF	COM	$705K	0.1%	9,051 SH	New
VANGUARD BD INDEX FDS VANGUARD LONG TERM BD ETF	COM	$725K	0.1%	10,426 SH	New
VANGUARD BD INDEX FDS VANGUARD SHORT TERM BD ETF	COM	$1.3M	0.2%	16,571 SH	New
VANGUARD BD INDEX FDS VANGUARD TOTAL BD MARKET ETF	COM	$662K	0.1%	8,944 SH	New
VANGUARD CHARLOTTE FDS TOTAL INTL BD ETF	COM	$1.4M	0.3%	29,914 SH	New
VANGUARD INDEX FDS MID-CAP GROWTH ETF	COM	$47K	0.0%	168 SH	New
VANGUARD INDEX FDS REAL ESTATE INDEX FD ETF	COM	$424K	0.1%	4,788 SH	New
VANGUARD INDEX FDS S&P 500 ETF SHS NEW	COM	$46.3M	8.8%	73,806 SH	New
VANGUARD INDEX FDS VANGUARD EXTENDED MKT ETF	COM	$3K	0.0%	12 SH	New
VANGUARD INDEX FDS VANGUARD GROWTH ETF	COM	$3.5M	0.7%	7,120 SH	New
VANGUARD INDEX FDS VANGUARD MID-CAP ETF	COM	$337K	0.1%	1,162 SH	New
VANGUARD INDEX FDS VANGUARD SMALL-CAP ETF	COM	$762K	0.1%	2,955 SH	New
VANGUARD INDEX FDS VANGUARD SMALL-CAP VALUE ETF	COM	$3K	0.0%	12 SH	New
VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF	COM	$2.7M	0.5%	8,024 SH	New
VANGUARD INDEX FDS VANGUARD VALUE ETF	COM	$2.0M	0.4%	10,543 SH	New
VANGUARD INTL EQUITY INDEX FDS FTSE ALL-WORLD EX USA SMALL CAP INDEX	COM	$2K	0.0%	15 SH	New
VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETF	COM	$872K	0.2%	16,229 SH	New
VANGUARD INTL EQUITY INDEX FDS FTSE EUROPE ETF	COM	$6K	0.0%	69 SH	New
VANGUARD INTL EQUITY INDEX FDS FTSE PACIFIC ETF	COM	$284K	0.1%	3,143 SH	New
VANGUARD INTL EQUITY INDEX FDS VANGUARD FTSE ALL WORLD EX US ETF	COM	$557K	0.1%	7,572 SH	New
VANGUARD INTL FD FTSE DEVELOPED MKTS ETF	COM	$12.4M	2.4%	198,176 SH	New
VANGUARD MUN BD FDS TAX-EXEMPT BD INDEX FD ETF	COM	$8.2M	1.6%	162,940 SH	New
VANGUARD SCOTTSDALE FDS VANGUARD INTER-TERM TREAS INDEX FD	COM	$3K	0.0%	44 SH	New
VANGUARD SCOTTSDALE FDS VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX ETF SHS	COM	$8.2M	1.6%	97,927 SH	New
VANGUARD SCOTTSDALE FDS VANGUARD LONG-TERM TREAS INDEX FD ETF SHS	COM	$57K	0.0%	1,023 SH	New
VANGUARD SCOTTSDALE FDS VANGUARD MTG BACKED SECS ETF	COM	$755K	0.1%	16,028 SH	New
VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD	COM	$172K	0.0%	2,156 SH	New
VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM TREAS INDEX FD	COM	$147K	0.0%	2,500 SH	New
VANGUARD SPECIALIZED FUNDS DIVID APPRECIATION ETF SHS	COM	$1.3M	0.3%	6,027 SH	New
VANGUARD STAR FDS VANGUARD TOTAL INTL STOCK INDEX FD ETF SHS	COM	$270K	0.1%	3,579 SH	New
VANGUARD WORLD FDS VANGUARD COMMUNICATION SVCS ETF	COM	$79K	0.0%	407 SH	New
VANGUARD WORLD FDS VANGUARD CONSUMER	COM	$30K	0.0%	75 SH	New
VANGUARD WORLD FDS VANGUARD CONSUMER STAPLES ETF	COM	$24K	0.0%	115 SH	New
VANGUARD WORLD FDS VANGUARD ENERGY ETF	COM	$60K	0.0%	477 SH	New
VANGUARD WORLD FDS VANGUARD FINLS ETF	COM	$31K	0.0%	234 SH	New
VANGUARD WORLD FDS VANGUARD HEALTH CARE ETF	COM	$764K	0.1%	2,653 SH	New
VANGUARD WORLD FDS VANGUARD INDLS ETF	COM	$2.5M	0.5%	8,474 SH	New
VANGUARD WORLD FDS VANGUARD INFORMATION TECHNOLOGY ETF	COM	$494K	0.1%	655 SH	New
VANGUARD WORLD FDS VANGUARD MATLS ETF	COM	$25K	0.0%	120 SH	New
VANGUARD WORLD FDS VANGUARD UTILS ETF	COM	$31K	0.0%	167 SH	New
VERIZON COMMUNICATIONS INC COM	COM	$1.1M	0.2%	26,715 SH	New
VERTEX PHARMACEUTICALS INC COM	COM	$1.3M	0.2%	2,902 SH	New
VIRTUS DIVID INT & PREM STRATEGY FD COM	COM	$225K	0.0%	17,425 SH	New
VIRTUS TOTAL RETURN FD INC COM	COM	$715K	0.1%	113,500 SH	New
VISTRA CORP COM	COM	$342K	0.1%	2,120 SH	New
VOYA GLOBAL EQUITY DIVID & PREM OPPORTUNITY FD COM	COM	$104K	0.0%	18,200 SH	New
WALMART INC COM	COM	$1.0M	0.2%	9,247 SH	New
WELLS FARGO & CO NEW COM	COM	$416K	0.1%	4,468 SH	New
WELLTOWER INC COM	COM	$969K	0.2%	5,219 SH	New
WESTERN ASSET HIGH INCOME FD II INC COM	COM	$46K	0.0%	11,000 SH	New
WILLIAMS COS INC COM	COM	$746K	0.1%	12,411 SH	New
WORKDAY INC CL A	COM	$447K	0.1%	2,078 SH	New
XCEL ENERGY INC COM	COM	$480K	0.1%	6,495 SH	New
YUM BRANDS INC COM	COM	$769K	0.1%	5,080 SH	New
YUM CHINA HLDGS INC COM	COM	$205K	0.0%	4,299 SH	New
ZOETIS INC COM	COM	$2.5M	0.5%	19,766 SH	New

Sold (vs prior filing)

ABBOTT LABS — $570K
ABBVIE INC — $592K
ABIVAX SA — $212K
ABRDN GLOBAL INFRA INCOME FU — $404K
ABRDN HEALTHCARE INVESTORS — $201K
ABRDN TOTAL DYNAMIC DIVIDEND — $951K
ACCENTURE PLC IRELAND — $212K
ADOBE INC — $2.3M
ADVANCED MICRO DEVICES INC — $355K
ADVISORS SER TR — $605K
AGILENT TECHNOLOGIES INC — $1.8M
ALLSTATE CORP — $562K
ALPHABET INC — $6.6M
ALPHABET INC — $3.4M
ALTRIA GROUP INC — $1.1M
AMAZON COM INC — $8.5M
AMERICAN ELEC PWR CO INC — $911K
AMERICAN EXPRESS CO — $652K
AMERICAN INTL GROUP INC — $775K
AMERICAN WTR WKS CO INC NEW — $324K
… and 381 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 2, 2026	Q4 2025	13F-HR	0001398344-26-001794	$526.7M	View
Oct 27, 2025	Q3 2025	13F-HR	0001398344-25-019845	$716.3M	View
Jul 27, 2026	Q2 2026