ADVENT CAPITAL MANAGEMENT /DE/

CIK 0001097278 • 6 13F filings • May 12, 2025 – Aug 11, 2026

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Filer information

Filed by: ADVENT CAPITAL MANAGEMENT /DE/, General Counsel and Chief Compliance Officer
Address: 888 SEVENTH AVENUE, 31ST FLOOR, NEW YORK, NY, 10019
Phone: 212-482-1606
AUM: $4.98B

AUM over time

$4.46B latest

Sector allocation over time

Past 5 quarters

Q4 2025

Q3 2025

Q2 2026

Q2 2025

Q1 2026

TechnologyHealthcareConsumer DiscretionaryFinancialsIndustrialsOther

Holdings by filing

Portfolio value: $4.98B196 positionsView on SEC.gov

			% of Portfolio
AbbVie Inc	COM	$3.4M	0.1%	15,000 SH	New
ADVANCED ENERGY IND	CONV	$6.0M	0.1%Prev: 0.1%	3,615,000 PRN	Increased+1,780,000 PRN
Advent Convertible Bond ETF	COM	$26.5M	0.5%Prev: 0.6%	990,250 SH	Decreased+250 SH
AEROVIRONMENT INC	CONV	$21.6M	0.4%Prev: 0.3%	19,818,000 PRN	Increased+7,193,000 PRN
AFFIRM HOLDINGS INC	CONV	$50.6M	1.0%	45,578,000 PRN	New
Akamai Technologies Inc	COM	$3.5M	0.1%	40,000 SH	New
AKAMAI TECHNOLOGIES INC	CONV	$43.7M	0.9%Prev: 1.1%	43,807,000 PRN	Decreased-8,100,000 PRN
ALBEMARLE CORP	CONV PFD	$4.6M	0.1%Prev: 0.1%	77,747 SH	Increased
ALIBABA GROUP HOLDING	CONV	$15.1M	0.3%Prev: 0.8%	9,682,000 PRN	Decreased-9,785,000 PRN
Alibaba Group Holding Ltd	COM	$2.2M	0.0%Prev: 0.1%	15,000 SH	Decreased-14,500 SH
ALLIANT ENERGY CORP	CONV	$8.8M	0.2%Prev: 0.3%	8,319,000 PRN	Decreased-3,061,000 PRN
AMC NETWORKS INC	CONV	$495K	0.0%Prev: 0.0%	476,000 PRN	Increased
AMPHASTAR PHARMACEUTICAL	CONV	$3.8M	0.1%Prev: 0.1%	4,086,000 PRN	Increased+873,000 PRN
Apellis Pharmaceuticals Inc	COM	$452K	0.0%	18,000 SH	New
APOLLO GLOBAL MANAGEMENT	CONV PFD	$96.4M	1.9%Prev: 2.0%	1,277,582 SH	Increased-43,088 SH
APPLIED OPTOELECTRONICS	CONV	$9.1M	0.2%Prev: 0.1%	7,756,000 PRN	Increased+4,956,000 PRN
ARES MANAGEMENT CORP	CONV PFD	$46.5M	0.9%Prev: 0.9%	920,473 SH	Increased+83,173 SH
ARRAY TECHNOLOGIES INC	CONV	$21.0M	0.4%Prev: 0.3%	23,121,000 PRN	Increased+6,277,000 PRN
AURORA INNOVATION INC	COM	$14K	0.0%Prev: 0.0%	61,500 SH	Decreased-20,000 SH
BANDWIDTH INC	CONV	$2.9M	0.1%Prev: 0.1%	3,300,000 PRN	Increased
BANK OF AMERICA CORP	CONV PFD	$197.0M	4.0%Prev: 4.9%	157,311 SH	Decreased-19,195 SH
BENTLEY SYSTEMS	CONV	$1.9M	0.0%Prev: 0.0%	1,980,000 PRN	Decreased
BENTLEY SYSTEMS INC	CONV	$3.7M	0.1%Prev: 0.6%	3,741,000 PRN	Decreased-22,280,000 PRN
BigBear.ai Holdings Inc	COM	$569K	0.0%Prev: 0.0%	118,260 SH	Decreased-40,000 SH
BILL HOLDINGS INC	CONV	$24.1M	0.5%Prev: 0.0%	26,181,000 PRN	Increased+24,631,000 PRN
Bitdeer Technologies Group	COM	$1.2M	0.0%Prev: 0.0%	105,000 SH	Decreased-15,000 SH
BLACKLINE INC	CONV	$28.3M	0.6%Prev: 0.0%	26,816,000 PRN	Increased+25,656,000 PRN
BLACKSTONE MORTGAGE TR	CONV	$6.4M	0.1%Prev: 0.1%	6,398,000 PRN	Increased
BLOCK INC	CONV	$22.6M	0.5%Prev: 0.6%	24,310,000 PRN	Decreased-5,364,000 PRN
BLOOM ENERGY CORP	CONV	$3.6M	0.1%	832,000 PRN	New
BOEING CO/THE	CONV PFD	$59.0M	1.2%Prev: 1.2%	849,161 SH	Increased+29,391 SH
BOFA FINANCE LLC	CONV	$7.4M	0.1%Prev: 0.2%	6,800,000 PRN	Decreased-1,000,000 PRN
Boston Scientific Corp	COM	$2.9M	0.1%	30,000 SH	New
BOX INC	CONV	$51.9M	1.0%Prev: 1.3%	52,251,000 PRN	Decreased-7,648,000 PRN
BRIDGEBIO PHARMA INC	CONV	$23.9M	0.5%Prev: 0.5%	20,813,000 PRN	Increased-1,178,000 PRN
BRIGHTSPRING HEALTH SERV	CONV PFD	$1.7M	0.0%Prev: 0.0%	13,528 SH	Increased-3,465 SH
Broadcom Inc	COM	$2.8M	0.1%Prev: 0.0%	8,000 SH	Increased+3,000 SH
BRUKER CORP	CONV PFD	$31.5M	0.6%Prev: 0.7%	86,679 SH	Increased-25,841 SH
BURLINGTON STORES INC	CONV	$2.2M	0.0%	1,500,000 PRN	New
CABLE ONE INC	CONV	$1.0M	0.0%Prev: 0.4%	1,244,000 PRN	Decreased-18,925,000 PRN
CAPITAL SOUTHWEST CORP	CONV	$7.2M	0.1%Prev: 0.3%	7,250,000 PRN	Decreased-7,836,000 PRN
Carnival Corp	COM	$3.1M	0.1%	100,000 SH	New
CELCUITY INC	CONV	$2.1M	0.0%Prev: 0.0%	980,000 PRN	Increased
CENTERPOINT ENERGY INC	CONV	$65.1M	1.3%Prev: 1.3%	58,536,000 PRN	Increased+6,461,000 PRN
CERENCE INC	CONV	$5.6M	0.1%Prev: 0.1%	6,200,000 PRN	Increased+700,000 PRN
Cisco Systems Inc	COM	$30.8M	0.6%	400,000 SH	New
CLEANSPARK INC	CONV	$13.8M	0.3%	13,301,000 PRN	New
CMS ENERGY CORP	CONV	$94.3M	1.9%Prev: 1.9%	87,479,000 PRN	Increased+9,746,000 PRN
COGENT BIOSCIENCES INC	CONV	$5.2M	0.1%	4,400,000 PRN	New
COINBASE GLOBAL INC	CONV	$21.4M	0.4%Prev: 1.0%	21,319,000 PRN	Decreased-18,210,000 PRN
CONFLUENT INC	CONV	$277K	0.0%Prev: 0.8%	285,000 PRN	Decreased-40,822,000 PRN
CRACKER BARREL OLD COUNT	CONV	$1.0M	0.0%Prev: 0.0%	1,058,000 PRN	Increased
CYTOKINETICS INC	CONV	$2.5M	0.1%	1,750,000 PRN	New
DATADOG INC	CONV	$37.5M	0.8%	37,409,000 PRN	New
DEXCOM INC	CONV	$20.6M	0.4%Prev: 0.8%	22,321,000 PRN	Decreased-15,705,000 PRN
DIGITALOCEAN HOLDINGS	CONV	$1.5M	0.0%Prev: 0.1%	1,549,000 PRN	Decreased-1,152,000 PRN
DRAFTKINGS HOLDINGS INC	CONV	$44.9M	0.9%Prev: 1.3%	49,037,000 PRN	Decreased-17,593,000 PRN
DROPBOX INC	CONV	$2.6M	0.1%Prev: 0.1%	2,604,000 PRN	Decreased-3,468,000 PRN
DUKE ENERGY CORP	CONV	$74.4M	1.5%Prev: 2.2%	71,579,000 PRN	Decreased-22,332,000 PRN
Eaton Corp PLC	COM	$4.1M	0.1%Prev: 0.1%	13,000 SH	Increased+3,000 SH
ENOVIS CORP	CONV	$14.6M	0.3%Prev: 0.5%	14,787,000 PRN	Decreased-7,119,000 PRN
ENPHASE ENERGY INC	CONV	$25.2M	0.5%Prev: 0.5%	28,564,000 PRN	Increased+1,126,000 PRN
Esperion Therapeutics Inc	COM	$703K	0.0%Prev: 0.0%	190,000 SH	Increased+110,000 SH
ETSY INC	CONV	$31.4M	0.6%Prev: 0.5%	33,071,000 PRN	Increased+6,290,000 PRN
EURONET WORLDWIDE INC	CONV	$3K	0.0%Prev: 0.0%	4,000 PRN	Decreased
EVERGY INC	CONV	$5.5M	0.1%Prev: 0.2%	4,525,000 PRN	Decreased-1,985,000 PRN
EVOLENT HEALTH INC	CONV	$28.1M	0.6%Prev: 0.8%	40,161,000 PRN	Decreased-4,262,000 PRN
EXACT SCIENCES CORP	CONV	$1.6M	0.0%Prev: 0.1%	1,570,000 PRN	Decreased-4,405,000 PRN
EXPEDIA GROUP INC	CONV	$25.8M	0.5%Prev: 1.5%	23,068,000 PRN	Decreased-43,637,000 PRN
FASTLY INC	CONV	$3.5M	0.1%	3,150,000 PRN	New
FIRSTENERGY CORP	CONV	$5.8M	0.1%Prev: 0.1%	5,660,000 PRN	Increased+167,000 PRN
FIVE9 INC	CONV	$25.1M	0.5%Prev: 1.0%	27,741,000 PRN	Decreased-22,604,000 PRN
FLUENCE ENERGY INC	CONV	$1.7M	0.0%	1,400,000 PRN	New
FLUOR CORP	CONV	$17.5M	0.4%Prev: 0.4%	15,247,000 PRN	Decreased-127,000 PRN
FORD MOTOR COMPANY	CONV	$26.9M	0.5%Prev: 0.6%	25,868,000 PRN	Decreased-1,620,000 PRN
FRESHPET INC	CONV	$16.2M	0.3%Prev: 0.2%	13,767,000 PRN	Increased+5,103,000 PRN
GAMESTOP CORP-CLASS A	COM	$20K	0.0%	6,778 SH	New
General Motors Co	COM	$3.3M	0.1%	40,000 SH	New
GLOBAL PAYMENTS INC	CONV	$108.4M	2.2%Prev: 2.8%	119,816,000 PRN	Decreased-20,687,000 PRN
GOSSAMER BIO INC	CONV	$4.1M	0.1%Prev: 0.1%	6,000,000 PRN	Increased+2,000,000 PRN
GREEN PLAINS INC	CONV	$3.3M	0.1%Prev: 0.1%	3,100,000 PRN	Increased+475,000 PRN
GUIDEWIRE SOFTWARE INC	CONV	$12.9M	0.3%	11,670,000 PRN	New
HAEMONETICS CORP	CONV	$18.8M	0.4%Prev: 0.6%	17,981,000 PRN	Decreased-11,442,000 PRN
HALOZYME THERAPEUTICS IN	CONV	$4.9M	0.1%Prev: 0.3%	4,498,000 PRN	Decreased-3,897,000 PRN
HERBALIFE LTD	CONV	$602K	0.0%Prev: 0.1%	554,000 PRN	Decreased-4,798,000 PRN
Home Depot Inc/The	COM	$6.9M	0.1%	20,000 SH	New
HP ENTERPRISE CO	CONV PFD	$34.9M	0.7%Prev: 0.4%	527,546 SH	Increased+257,399 SH
IMMUNOCORE HOLDINGS	CONV	$5.1M	0.1%Prev: 0.0%	5,600,000 PRN	Increased+3,500,000 PRN
INTEGER HOLDINGS CORP	CONV	$6.5M	0.1%Prev: 0.0%	5,714,000 PRN	Increased+5,539,000 PRN
IONIS PHARMACEUTICALS IN	CONV	$8.1M	0.2%Prev: 0.3%	5,056,000 PRN	Decreased-4,194,000 PRN
IRONWOOD PHARMACEUTICALS	CONV	$2.8M	0.1%	3,000,000 PRN	New
ITRON INC	CONV	$35.5M	0.7%Prev: 0.8%	34,923,000 PRN	Decreased-930,000 PRN
JAZZ INVESTMENTS I LTD	CONV	$29.3M	0.6%Prev: 0.9%	22,218,000 PRN	Decreased-14,200,000 PRN
JD.COM INC	CONV	$9.5M	0.2%Prev: 0.2%	9,415,000 PRN	Decreased-400,000 PRN
KKR & CO INC	CONV PFD	$103.7M	2.1%Prev: 2.0%	1,997,547 SH	Increased+226,306 SH
LANTHEUS HOLDINGS INC	CONV	$53.0M	1.1%Prev: 1.2%	46,122,000 PRN	Decreased-6,195,000 PRN
LIBERTY MEDIA CORP	CONV	$2.8M	0.1%	2,200,000 PRN	New
LITHIUM ARGENTINA AG	CONV	$5.3M	0.1%Prev: 0.1%	5,809,000 PRN	Decreased-530,000 PRN
LIVE NATION ENTERTAINMEN	CONV	$91.2M	1.8%Prev: 0.2%	80,030,000 PRN	Increased+75,176,000 PRN
Lululemon Athletica Inc	COM	$208K	0.0%Prev: 0.0%	1,000 SH	Increased
LUMENTUM HOLDINGS INC	CONV	$5.3M	0.1%Prev: 0.3%	1,001,000 PRN	Decreased-6,145,000 PRN
M/A-COM TECH SOLUTIONS	CONV	$676K	0.0%Prev: 0.0%	325,000 PRN	Increased-100,000 PRN
MARA Holdings Inc	COM	$898K	0.0%	100,000 SH	New
MARA HOLDINGS INC	CONV	$12.3M	0.2%	14,760,000 PRN	New
MARRIOTT VACATION WORLDW	CONV	$40.1M	0.8%Prev: 0.9%	42,082,000 PRN	Decreased-905,000 PRN
MERITAGE HOMES CORP	CONV	$104.2M	2.1%Prev: 2.5%	105,126,000 PRN	Decreased-6,569,000 PRN
MGP INGREDIENTS INC	CONV	$5.7M	0.1%Prev: 0.1%	5,900,000 PRN	Increased
MICROCHIP TECHNOLOGY INC	CONV PFD	$31.0M	0.6%Prev: 0.7%	529,956 SH	Decreased-19,754 SH
MIRUM PHARMACEUTICALS	CONV	$3.6M	0.1%Prev: 0.1%	1,376,000 PRN	Increased+300,000 PRN
MKS INC	CONV	$3.6M	0.1%Prev: 0.0%	2,850,000 PRN	Increased+2,410,000 PRN
NABORS INDUSTRIES INC	CONV	$1.7M	0.0%Prev: 0.1%	2,103,000 PRN	Decreased-3,679,000 PRN
NCL CORPORATION LTD	CONV	$10.3M	0.2%Prev: 0.2%	10,300,000 PRN	Increased+266,000 PRN
NEOGENOMICS INC	CONV	$14.5M	0.3%Prev: 0.3%	16,224,000 PRN	Decreased-1,177,000 PRN
NEXTERA ENERGY CAPITAL	CONV	$81.6M	1.6%Prev: 1.5%	65,080,000 PRN	Increased+6,875,000 PRN
NEXTERA ENERGY INC	CONV PFD	$102.7M	2.1%Prev: 2.3%	1,988,322 SH	Decreased-131,212 SH
NORTHERN OIL & GAS INC	CONV	$29.1M	0.6%Prev: 0.6%	29,815,000 PRN	Decreased+517,000 PRN
Northrop Grumman Corp	COM	$4.0M	0.1%	7,000 SH	New
Norwegian Cruise Line Holdings	COM	$6.7M	0.1%	300,000 SH	New
NOVANTA INC	CONV PFD	$31.7M	0.6%	581,990 SH	New
NUTANIX INC	CONV	$62.6M	1.3%Prev: 0.0%	58,040,000 PRN	Increased+57,773,000 PRN
ON SEMICONDUCTOR CORP	CONV	$64.2M	1.3%Prev: 1.0%	60,237,000 PRN	Increased+12,351,000 PRN
Opendoor Technologies Inc	COM	$119K	0.0%	23,597 SH	New
Oracle Corp	COM	$4.9M	0.1%	25,000 SH	New
PACIRA BIOSCIENCES INC	CONV	$3.3M	0.1%	3,289,000 PRN	New
PAGAYA TECHNOLOGIES LTD	CONV	$5.2M	0.1%	2,822,000 PRN	New
PARSONS CORP	CONV	$34.6M	0.7%Prev: 0.9%	33,316,000 PRN	Decreased-2,019,000 PRN
PELOTON INTERACTIVE INC	CONV	$6.7M	0.1%Prev: 0.2%	3,980,000 PRN	Decreased+400,000 PRN
PENN ENTERTAINMENT INC	CONV	$868K	0.0%Prev: 0.9%	872,000 PRN	Decreased-36,974,000 PRN
PENNYMAC CORP	CONV	$31.3M	0.6%Prev: 0.7%	29,296,000 PRN	Decreased-2,300,000 PRN
PG&E CORP	CONV	$37.3M	0.7%Prev: 1.0%	36,095,000 PRN	Decreased-7,941,000 PRN
PG&E CORP	CONV PFD	$19.2M	0.4%Prev: 0.4%	466,504 SH	Increased+28,710 SH
PINNACLE WEST CAPITAL	CONV	$847K	0.0%Prev: 0.0%	790,000 PRN	Decreased
PNC Financial Services Group I	COM	$2.9M	0.1%	14,000 SH	New
PORCH GROUP INC	CONV	$3.6M	0.1%	3,150,000 PRN	New
PPL CAPITAL FUNDING INC	CONV	$74.8M	1.5%Prev: 1.9%	67,596,000 PRN	Decreased-9,490,000 PRN
PROGRESS SOFTWARE CORP	CONV	$44.8M	0.9%Prev: 1.4%	43,706,000 PRN	Decreased-20,924,000 PRN
Q2 HOLDINGS INC	CONV	$35.4M	0.7%Prev: 0.9%	34,948,000 PRN	Decreased-6,677,000 PRN
QXO INC	CONV PFD	$14.7M	0.3%Prev: 0.2%	265,400 SH	Increased+91,400 SH
RAPID7 INC	CONV	$7.0M	0.1%Prev: 0.2%	7,499,000 PRN	Decreased-760,000 PRN
REDWOOD TRUST INC	CONV	$1.8M	0.0%Prev: 0.0%	1,800,000 PRN	Decreased
REPLIGEN CORP	CONV	$26.8M	0.5%Prev: 0.6%	24,431,000 PRN	Decreased-3,702,000 PRN
Riot Platforms Inc	COM	$1.3M	0.0%Prev: 0.0%	100,000 SH	Increased+71,500 SH
RIOT PLATFORMS INC	CONV	$19.6M	0.4%	17,193,000 PRN	New
RIVIAN AUTO INC	CONV	$14.2M	0.3%Prev: 0.9%	11,907,000 PRN	Decreased-32,249,000 PRN
Royal Caribbean Cruises Ltd	COM	$2.5M	0.1%Prev: 0.0%	9,000 SH	Increased+2,000 SH
SAREPTA THERAPEUTICS INC	CONV	$9.0M	0.2%	10,085,000 PRN	New
SEAGATE HDD CAYMAN	CONV	$4.7M	0.1%Prev: 0.1%	1,400,000 PRN	Increased+450,000 PRN
SHAKE SHACK INC	CONV	$6.8M	0.1%Prev: 0.5%	7,159,000 PRN	Decreased-19,198,000 PRN
SHIFT4 PAYMENTS INC	CONV	$25.1M	0.5%Prev: 1.4%	25,944,000 PRN	Decreased-38,786,000 PRN
SHIFT4 PAYMENTS INC	CONV PFD	$25.9M	0.5%Prev: 0.6%	323,380 SH	Decreased+39,350 SH
SIRIUS XM HOLDINGS	CONV	$5.2M	0.1%Prev: 0.1%	5,147,000 PRN	Decreased
SNAP INC	CONV	$28.3M	0.6%Prev: 0.9%	32,121,000 PRN	Decreased-14,390,000 PRN
SNOWFLAKE INC	CONV	$37.2M	0.7%Prev: 0.8%	24,026,000 PRN	Decreased-506,000 PRN
SoFi Technologies Inc	COM	$1.2M	0.0%Prev: 0.0%	45,000 SH	Increased+15,000 SH
SOFI TECHNOLOGIES INC	CONV	$3.3M	0.1%Prev: 0.1%	2,554,000 PRN	Decreased-1,900,000 PRN
SOLARIS ENERGY INFRASTRU	CONV	$16.2M	0.3%Prev: 0.3%	11,635,000 PRN	Increased+5,055,000 PRN
SOUTHERN CO	CONV	$57.1M	1.1%Prev: 1.1%	53,292,000 PRN	Increased+7,763,000 PRN
SOUTHERN CO	CONV PFD	$45.6M	0.9%	916,989 SH	New
SPDR S&P 500 ETF Trust	COM	$586.5M	11.8%Prev: 2.3%	860,000 SH	Increased+702,000 SH
SPOTIFY USA INC	CONV	$16.5M	0.3%Prev: 0.1%	14,525,000 PRN	Increased+11,000,000 PRN
SSR MINING INC	CONV	$5.5M	0.1%Prev: 0.2%	4,208,000 PRN	Decreased-3,850,000 PRN
STARWOOD PROPERTY TRUST	CONV	$3.2M	0.1%Prev: 0.1%	3,000,000 PRN	Increased
STRATEGY INC	CONV	$12.6M	0.3%Prev: 0.1%	11,926,000 PRN	Increased+8,482,000 PRN
STRATEGY INC	CONV PFD	$8.4M	0.2%Prev: 0.2%	105,738 SH	Decreased+12,500 SH
STRIDE INC	CONV	$2.7M	0.1%Prev: 0.1%	2,000,000 PRN	Decreased
SUNRUN INC	CONV	$14.5M	0.3%	10,085,000 PRN	New
SUPER MICRO COMPUTER INC	CONV	$40.8M	0.8%Prev: 0.8%	45,147,000 PRN	Increased+9,341,000 PRN
T1 ENERGY INC	CONV	$8.9M	0.2%	6,900,000 PRN	New
TANDEM DIABETES CARE INC	CONV	$16.5M	0.3%Prev: 0.3%	16,156,000 PRN	Increased-1,146,000 PRN
TELADOC HEALTH INC	CONV	$18.8M	0.4%Prev: 0.5%	19,706,000 PRN	Decreased-3,491,000 PRN
Terawulf Inc	COM	$345K	0.0%	30,000 SH	New
TETRA TECH INC	CONV	$48.1M	1.0%Prev: 1.1%	43,876,000 PRN	Decreased-998,000 PRN
THE REALREAL INC	CONV	$4.8M	0.1%Prev: 0.1%	2,800,000 PRN	Decreased-1,524,000 PRN
TRAVERE THERAPEUTICS INC	CONV	$20.4M	0.4%Prev: 0.5%	14,212,000 PRN	Decreased-5,970,000 PRN
TRIP.COM GROUP LTD	CONV	$24.6M	0.5%Prev: 0.5%	19,947,000 PRN	Increased+2,538,000 PRN
TXNM ENERGY INC	CONV	$3.3M	0.1%Prev: 0.3%	2,479,000 PRN	Decreased-7,155,000 PRN
TYLER TECHNOLOGIES INC	CONV	$79.3M	1.6%Prev: 0.9%	78,180,000 PRN	Increased+41,427,000 PRN
UBER TECHNOLOGIES INC	CONV	$184.9M	3.7%Prev: 4.4%	142,238,000 PRN	Decreased+1,447,000 PRN
UGI CORP	CONV	$11.4M	0.2%Prev: 0.2%	8,009,000 PRN	Increased+2,500,000 PRN
Uniti Group Inc	COM	$701K	0.0%	100,000 SH	New
UNITY SOFTWARE INC	CONV	$6.2M	0.1%Prev: 0.1%	6,413,000 PRN	Increased
UPSTART HOLDINGS INC	CONV	$10.9M	0.2%	11,433,000 PRN	New
UPWORK INC	CONV	$28.3M	0.6%Prev: 0.7%	28,914,000 PRN	Decreased-3,260,000 PRN
VARONIS SYSTEM INC	CONV	$19.9M	0.4%	21,261,000 PRN	New
VENTAS REALTY LP	CONV	$104.3M	2.1%Prev: 2.9%	73,569,000 PRN	Decreased-29,298,000 PRN
VERITONE INC	CONV	$2.0M	0.0%Prev: 0.0%	2,107,000 PRN	Increased
VERTEX INC	CONV	$20.7M	0.4%Prev: 0.7%	21,751,000 PRN	Decreased-8,805,000 PRN
Vertiv Holdings Co	COM	$3.2M	0.1%Prev: 0.0%	20,000 SH	Increased+5,000 SH
VISHAY INTERTECHNOLOGY	CONV	$23.1M	0.5%Prev: 0.6%	25,404,000 PRN	Decreased-6,484,000 PRN
WEC ENERGY GROUP INC	CONV	$33.8M	0.7%Prev: 0.5%	28,784,000 PRN	Increased+8,836,000 PRN
WELLS FARGO & COMPANY	CONV PFD	$191.8M	3.9%Prev: 4.7%	157,600 SH	Decreased-17,446 SH
WESTERN DIGITAL CORP	CONV	$15.4M	0.3%Prev: 0.2%	3,364,000 PRN	Increased+797,000 PRN
WINNEBAGO INDUSTRIES	CONV	$18.2M	0.4%Prev: 0.5%	18,985,000 PRN	Decreased-4,422,000 PRN
WORKIVA INC	CONV	$50.5M	1.0%Prev: 1.2%	48,476,000 PRN	Decreased-3,339,000 PRN
ZIFF DAVIS INC	CONV	$762K	0.0%Prev: 0.0%	775,000 PRN	Increased
Zoetis Inc	COM	$705K	0.0%	5,600 SH	New

Sold (vs prior filing)

AGNC Investment Corp — $1.9M
AIRBNB INC — $39.5M
ALARM.COM HLDGS INC — $16.9M
Amazon.com Inc — $4.0M
AMERICAN WATER CAPITAL C — $10.5M
Amgen Inc — $4.5M
AT&T Inc — $2.8M
Bloom Energy Corp — $846K
Bristol-Myers Squibb Co — $3.4M
CHEESECAKE FACTORY (THE) — $3.2M
Chimera Investment Corp — $2.6M
Cipher Mining Inc — $2.0M
CoreWeave Inc — $1.7M
Cummins Inc — $2.5M
DeFi Development Corp — $766K
Delta Air Lines Inc — $2.8M
Diamondback Energy Inc — $4.3M
ENVISTA HOLDINGS CORP — $812K
EQUINOX GOLD CORP — $288K
FIRST MAJESTIC SILVER — $4.9M
… and 21 more

All filings

Open a filing on Jive Data

Filing Date	Quarter	Form	Accession	Portfolio	Filing
Feb 9, 2026	Q4 2025	13F-HR	0001140361-26-004346	$4.98B	View
Nov 13, 2025	Q3 2025	13F-HR	0001140361-25-041917	$4.59B	View
Aug 11, 2026	Q2 2026