SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kim Jae

(Last)(First)(Middle)
C/O LUMENTUM HOLDINGS INC.
1001 RIDDER PARK DRIVE

(Street)
SAN JOSE CALIFORNIA 95131

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Lumentum Holdings Inc. [ LITE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, GENERAL COUNSEL
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/25/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/25/2026S(1)205D$842.3932(2)49,599D
Common Stock08/25/2026S(1)280D$843.6821(3)49,319D
Common Stock08/25/2026S(1)360D$844.6617(4)48,959D
Common Stock08/25/2026S(1)570D$845.959(5)48,389D
Common Stock08/25/2026S(1)456D$847.0044(6)47,933D
Common Stock08/25/2026S(1)491D$847.9411(7)47,442D
Common Stock08/25/2026S(1)600D$849.1433(8)46,842D
Common Stock08/25/2026S(1)600D$850.4378(9)46,242D
Common Stock08/25/2026S(1)970D$851.3098(10)45,272D
Common Stock08/25/2026S(1)1,998D$852.3285(11)43,274D
Common Stock08/25/2026S(1)851D$853.5373(12)42,423D
Common Stock08/25/2026S(1)1,080D$854.8428(13)41,343D
Common Stock08/25/2026S(1)273D$855.8929(14)41,070D
Common Stock08/25/2026S(1)1,679D$856.698(15)39,391D
Common Stock08/25/2026S(1)815D$857.9592(16)38,576D
Common Stock08/25/2026S(1)40D$858.6438,536D
Common Stock08/25/2026S(1)732D$860.0367(17)37,804D
Common Stock08/25/2026A(18)1,635A$039,439D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.
2. These sales were executed in multiple trades at prices ranging from $842.06 to $843.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (17) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
3. These sales were executed in multiple trades at prices ranging from $843.13 to $843.94.
4. These sales were executed in multiple trades at prices ranging from $844.20 to $845.00.
5. These sales were executed in multiple trades at prices ranging from $845.41 to $846.33.
6. These sales were executed in multiple trades at prices ranging from $846.475 to $847.44.
7. These sales were executed in multiple trades at prices ranging from $847.505 to $848.495.
8. These sales were executed in multiple trades at prices ranging from $848.51 to $849.495.
9. These sales were executed in multiple trades at prices ranging from $849.88 to $850.87.
10. These sales were executed in multiple trades at prices ranging from $850.915 to $851.61.
11. These sales were executed in multiple trades at prices ranging from $851.935 to $852.87.
12. These sales were executed in multiple trades at prices ranging from $853.035 to $854.00.
13. These sales were executed in multiple trades at prices ranging from $854.17 to $855.155.
14. These sales were executed in multiple trades at prices ranging from $855.17 to $856.15.
15. These sales were executed in multiple trades at prices ranging from $856.22 to $857.21.
16. These sales were executed in multiple trades at prices ranging from $857.365 to $858.255.
17. These sales were executed in multiple trades at prices ranging from $859.99 to $860.69.
18. These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2025 Equity Incentive Plan.
/s/ Jae Kim08/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)