X0609 4 2026-09-21 0 0001675033 Great Elm Capital Corp. GECC 0001831096 Great Elm Group, Inc. false 3801 PGA BOULEVARD SUITE 603 PALM BEACH GARDENS FL 33410 0 0 1 0 0 Common Stock 2026-09-21 4 J 0 111958 0 D 1244167 D Reflects shares of common stock of Great Elm Capital Corp. ("GECC") owned by Great Elm Group, Inc. ("GEG") that (i) GEG granted as compensation to certain employees in exchange for no consideration and (ii) which were delivered by GEG (together with any accumulated stock dividends thereon) to such employees in connection with the vesting of such awards (or an applicable portion thereof). Prior to the vesting and delivery of any such compensation awards (or any portion thereof), GEG retains beneficial ownership rights over the GECC shares underlying such awards, the number of which are included in GEG's direct holdings. /s/ Adam M. Kleinman, attorney-in-fact 2026-09-23